-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ik8uUvRDny4rVaIRUO0PsN6Zo5V8dCt6o/IxufAQWE+HXwaDHV/TLaqTjmiN8sF+ yZ9dOFXQHGZE7+guApDtrw== 0000919574-09-016369.txt : 20091116 0000919574-09-016369.hdr.sgml : 20091116 20091116112128 ACCESSION NUMBER: 0000919574-09-016369 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kingdom Ridge Capital, LLC CENTRAL INDEX KEY: 0001454409 IRS NUMBER: 261440979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13333 FILM NUMBER: 091184555 BUSINESS ADDRESS: STREET 1: 81 MAIN STREET STREET 2: SUITE 209 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914 517-8654 MAIL ADDRESS: STREET 1: 81 MAIN STREET STREET 2: SUITE 209 CITY: WHITE PLAINS STATE: NY ZIP: 10601 13F-HR 1 d1043719_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kingdom Ridge Capital, L.L.C. Address: 81 Main Street, Suite 209 White Plains, NY 10601 Form 13F File Number: 028-13333 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Manley Title: Chief Financial Officer Phone: (914) 517-8654 Signature, Place, and Date of Signing: /s/ Michael Manley White Plains, New York November 16, 2009 - ----------------------- ---------------------------- ------------------- [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total: $264,262 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-13335 Kingdom Ridge Capital Master Fund, Ltd. FORM 13F INFORMATION TABLE Kingdom Ridge Capital, LLC
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE ADVANCED MICRO DEVICES INC COM 007903107 6,226 1,100,000 SH DEFINED 1 1,100,000 ALCATEL-LUCENT SPONSORED ADR 013904305 20,662 4,601,855 SH DEFINED 1 4,601,855 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 34,797 3,483,194 SH DEFINED 1 3,483,194 ARRIS GROUP INC COM 04269Q100 2,277 175,000 SH DEFINED 1 175,000 ASML HOLDING N V NY REG SHS N07059186 1,479 50,000 SH DEFINED 1 50,000 ATHEROS COMMUNICATIONS INC COM 04743P108 2,653 100,000 SH PUT DEFINED 1 100,000 BROADCOM CORP CL A 111320107 9,207 300,000 SH DEFINED 1 300,000 CORNING INC COM 219350105 1,914 125,000 SH DEFINED 1 125,000 ENERNOC INC COM 292764107 1,658 50,000 SH DEFINED 1 50,000 FINISAR COM 31787A101 5,089 525,773 SH DEFINED 1 525,773 INTERNATIONAL BUSINESS MACHS COM 459200101 2,392 20,000 SH DEFINED 1 20,000 LAM RESEARCH CORP COM 512807108 1,366 40,000 SH DEFINED 1 40,000 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 4,857 300,000 SH DEFINED 1 300,000 MICROCHIP TECHNOLOGY INC COM 595017104 15,900 600,000 SH PUT DEFINED 1 600,000 MICROSOFT CORP COM 594918104 36,008 1,400,000 SH DEFINED 1 1,400,000 ORACLE CORP COM 68389X105 3,813 182,960 SH DEFINED 1 182,960 PALM INC NEW COM 696643105 3,317 190,000 SH DEFINED 1 190,000 PMC-SIERRA INC COM 69344F106 1,912 200,000 SH DEFINED 1 200,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 84,500 2,000,000 SH PUT DEFINED 1 2,000,000 QLOGIC CORP COM 747277101 10,492 610,000 SH DEFINED 1 610,000 QUALCOMM INC COM 747525103 3,823 85,000 SH DEFINED 1 85,000 STEC INC COM 784774101 735 25,000 SH DEFINED 1 25,000 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 3,363 300,000 SH DEFINED 1 300,000 TELLABS INC COM 879664100 734 106,004 SH DEFINED 1 106,004 TERADYNE INC COM 880770102 5,088 550,000 SH DEFINED 1 550,000
SK 26148 0001 1043719 -----END PRIVACY-ENHANCED MESSAGE-----