0001454027-20-000004.txt : 20200814
0001454027-20-000004.hdr.sgml : 20200814
20200814152317
ACCESSION NUMBER: 0001454027-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200814
EFFECTIVENESS DATE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Verition Fund Management LLC
CENTRAL INDEX KEY: 0001454027
IRS NUMBER: 262472334
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13309
FILM NUMBER: 201104475
BUSINESS ADDRESS:
STREET 1: ONE AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: 203-742-7740
MAIL ADDRESS:
STREET 1: ONE AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
FORMER COMPANY:
FORMER CONFORMED NAME: Verition Fund Managegment LLC
DATE OF NAME CHANGE: 20090114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001454027
XXXXXXXX
06-30-2020
06-30-2020
Verition Fund Management LLC
ONE AMERICAN LANE
GREENWICH
CT
06831
13F HOLDINGS REPORT
028-13309
N
William Anderson
CFO
203-742-7740
/s/ William Anderson
Greenwich
CT
08-14-2020
2
1076
3040901
false
1
0001538853
028-20053
MIRABELLA FINANCIAL SERVICES LLP
2
0001754535
028-19350
DeepCurrents Investment Group LLC
INFORMATION TABLE
2
13FQ220-1.xml
FLWS/1-800 FLOWERS
CL A
68243Q106
283
14133
SH
SOLE
0
14133
0
0
3M CO
COM
88579Y101
473
3034
SH
SOLE
0
3034
0
0
58 COM INC
SPON ADR REP A
31680Q104
1244
23057
SH
SOLE
0
23057
0
0
ABBVIE INC
COM
00287Y109
41560
423300
SH
Call
SOLE
0
423300
0
0
ABBVIE INC
COM
00287Y109
85436
870200
SH
Put
SOLE
0
870200
0
0
ABBVIE INC
COM
00287Y109
518
5272
SH
SOLE
0
5272
0
0
ABERCROMBIE & FITCH CO
CL A
002896207
140
13133
SH
SOLE
0
13133
0
0
ABIOMED INC
COM
003654100
330
1365
SH
SOLE
0
1365
0
0
AC IMMUNE SA
SHS
H00263105
935
138991
SH
SOLE
0
138991
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
1799
37117
SH
SOLE
0
37117
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
1748
50000
SH
Put
SOLE
0
50000
0
0
ACLARIS THERAPEUTICS INC
COM
00461U105
105
65000
SH
SOLE
0
65000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
2232
29407
SH
SOLE
0
29407
0
0
ACUITY BRANDS INC
COM
00508Y102
1183
12354
SH
SOLE
0
12354
0
0
ACUSHNET HOLDINGS CORP
COM
005098108
256
7358
SH
OTR
1
7358
0
0
ADIENT PLC
ORD SHS
G0084W101
499
30372
SH
SOLE
0
30372
0
0
ADOBE INC
COM
00724F101
1544
3548
SH
SOLE
0
3548
0
0
ADTALEM GLOBAL ED INC
COM
00737L103
515
16548
SH
SOLE
0
16548
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
4360
82883
SH
SOLE
0
82883
0
0
AECOM
COM
00766T100
1614
42940
SH
SOLE
0
42940
0
0
AERCAP HOLDINGS NV
SHS
N00985106
1055
34268
SH
SOLE
0
34268
0
0
AEROJET ROCKETDYNE HLDGS INC
COM
007800105
399
10072
SH
SOLE
0
10072
0
0
AFFIMED N V
COM
N01045108
46
10000
SH
SOLE
0
10000
0
0
AFLAC INC
COM
001055102
469
13014
SH
SOLE
0
13014
0
0
AGCO CORP
COM
001084102
927
16715
SH
SOLE
0
16715
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1455
16466
SH
SOLE
0
16466
0
0
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
1250
1000000
PRN
SOLE
0
1000000
0
0
ALCOA CORP
COM
013872106
573
51000
SH
SOLE
0
51000
0
0
ALCON AG
ORD SHS
H01301128
1355
23644
SH
SOLE
0
23644
0
0
ALDEYRA THERAPEUTICS INC
COM
01438T106
92
22000
SH
SOLE
0
22000
0
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
324
1997
SH
OTR
1
1997
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
1278
11387
SH
SOLE
0
11387
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1442
6685
SH
SOLE
0
6685
0
0
ALLEGHANY CORP DEL
COM
017175100
208
426
SH
SOLE
0
426
0
0
ALLEGIANT TRAVEL CO
COM
01748X102
405
3711
SH
SOLE
0
3711
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
1834
40658
SH
SOLE
0
40658
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
654
17790
SH
SOLE
0
17790
0
0
ALLSTATE CORP
COM
020002101
1583
16317
SH
SOLE
0
16317
0
0
ALLY FINL INC
COM
02005N100
1112
56100
SH
Call
SOLE
0
56100
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
258
1743
SH
SOLE
0
1743
0
0
ALPHABET INC
CAP STK CL A
02079K305
3955
2789
SH
SOLE
0
2789
0
0
ALPHABET INC
CAP STK CL C
02079K107
11845
8379
SH
SOLE
0
8379
0
0
ALTICE USA INC
CL A
02156K103
1825
80985
SH
SOLE
0
80985
0
0
AMAZON COM INC
COM
023135106
3564
1292
SH
SOLE
0
1292
0
0
AMBARELLA INC
SHS
G037AX101
1130
24680
SH
SOLE
0
24680
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
274
5200
SH
Put
SOLE
0
5200
0
0
AMDOCS LTD
SHS
G02602103
692
11372
SH
SOLE
0
11372
0
0
AMERCO
COM
023586100
509
1683
SH
SOLE
0
1683
0
0
AMERICAN AIRLS GROUP INC
NOTE 6.500% 7/0
02376RAF9
945
1000000
PRN
SOLE
0
1000000
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
2634
75351
SH
SOLE
0
75351
0
0
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
415
38093
SH
SOLE
0
38093
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
1894
23776
SH
SOLE
0
23776
0
0
AMERICAN EXPRESS CO
COM
025816109
342
3592
SH
SOLE
0
3592
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
588
21843
SH
SOLE
0
21843
0
0
AMER STATES WTR CO
COM
029899101
19
238
SH
SOLE
0
238
0
0
AMER STATES WTR CO
COM
029899101
1150
14630
SH
OTR
1
14630
0
0
AMERICOLD RLTY TR
COM
03064D108
244
6717
SH
SOLE
0
6717
0
0
AMERIPRISE FINL INC
COM
03076C106
862
5747
SH
SOLE
0
5747
0
0
AMERIS BANCORP
COM
03076K108
233
9874
SH
SOLE
0
9874
0
0
AMETEK INC
COM
031100100
627
7019
SH
SOLE
0
7019
0
0
AMPHENOL CORP NEW
CL A
032095101
1677
17506
SH
SOLE
0
17506
0
0
AMPLITUDE HLTHCRE AQUSTIN CO
*W EXP 12/01/202
03212A113
83
87500
SH
SOLE
0
87500
0
0
AMPLITUDE HLTHCRE AQUSTIN CO
COM CL A
03212A105
1025
100000
SH
SOLE
0
100000
0
0
AMPLITUDE HLTHCRE AQUSTIN CO
UNIT 12/01/2026
03212A204
215
21040
SH
OTR
2
0
21040
0
ANDINA ACQUISITION CORP III
SHS
G04415108
821
80000
SH
SOLE
0
80000
0
0
ANDINA ACQUISITION CORP III
RIGHT 07/31/2020
G04415132
10
45604
SH
SOLE
0
45604
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
227
4614
SH
SOLE
0
4614
0
0
ANTHEM INC
COM
036752103
6339
24103
SH
SOLE
0
24103
0
0
APACHE CORP
COM
037411105
4974
368431
SH
SOLE
0
368431
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
3235
99045
SH
SOLE
0
99045
0
0
APPLIED MATLS INC
COM
038222105
2538
41988
SH
SOLE
0
41988
0
0
APTIV PLC
SHS
G6095L109
346
4443
SH
SOLE
0
4443
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
736
25703
SH
SOLE
0
25703
0
0
ARCONIC CORPORATION
COM
03966V107
350
25119
SH
SOLE
0
25119
0
0
ARCUS BIOSCIENCES INC
COM
03969F109
969
39167
SH
SOLE
0
39167
0
0
ARTELO BIOSCIENCES INC
*W EXP 06/25/202
04301G128
4
35000
SH
SOLE
0
35000
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
398
4084
SH
SOLE
0
4084
0
0
ARVINAS INC
COM
04335A105
2155
64259
SH
SOLE
0
64259
0
0
ARYA SCIENCES ACQUISTION CO
UNIT 06/09/2027
G31655114
284
24501
SH
SOLE
0
24501
0
0
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
306
3957
SH
SOLE
0
3957
0
0
ASPEN TECHNOLOGY INC
COM
045327103
233
2246
SH
SOLE
0
2246
0
0
ASSERTIO HOLDINGS INC
COM
04546C106
64
75000
SH
SOLE
0
75000
0
0
ASSOCIATED BANC CORP
COM
045487105
355
25938
SH
SOLE
0
25938
0
0
ASSURED GUARANTY LTD
COM
G0585R106
399
16338
SH
SOLE
0
16338
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
304
5744
SH
SOLE
0
5744
0
0
AT&T INC
COM
00206R102
1263
41775
SH
SOLE
0
41775
0
0
ATHENE HLDG LTD
CL A
G0684D107
281
9013
SH
SOLE
0
9013
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
1521
93608
SH
SOLE
0
93608
0
0
AURORA CANNABIS INC
NOTE 5.500% 2/2
05156XAG3
11980
26091000
PRN
SOLE
0
26091000
0
0
AUTODESK INC
COM
052769106
287
1200
SH
SOLE
0
1200
0
0
AUTOLIV INC
COM
052800109
498
7724
SH
SOLE
0
7724
0
0
AUTONATION INC
COM
05329W102
399
10615
SH
SOLE
0
10615
0
0
AVALONBAY CMNTYS INC
COM
053484101
1114
7207
SH
SOLE
0
7207
0
0
AVANTOR INC
COM
05352A100
567
33381
SH
SOLE
0
33381
0
0
AVAYA HLDGS CORP
COM
05351X101
191
15445
SH
SOLE
0
15445
0
0
AVIS BUDGET GROUP
COM
053774105
1315
57460
SH
SOLE
0
57460
0
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
329
8122
SH
SOLE
0
8122
0
0
AXT INC
COM
00246W103
776
163093
SH
SOLE
0
163093
0
0
BOEING CO
COM
097023105
4583
25000
SH
Put
SOLE
0
25000
0
0
BAIDU INC
SPON ADR REP A
056752108
1446
12058
SH
SOLE
0
12058
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
229
60058
SH
SOLE
0
60058
0
0
BANK HAWAII CORP
COM
062540109
446
7268
SH
SOLE
0
7268
0
0
BANKUNITED INC
COM
06652K103
207
10204
SH
SOLE
0
10204
0
0
BARNES GROUP INC
COM
067806109
285
7211
SH
SOLE
0
7211
0
0
BAUDAX BIO INC
COM
07160F107
112
27000
SH
SOLE
0
27000
0
0
BAXTER INTL INC
COM
071813109
500
5812
SH
SOLE
0
5812
0
0
BELLUS HEALTH INC NEW
COM NEW
07987C204
103
10000
SH
SOLE
0
10000
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
267
1
SH
SOLE
0
1
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
13212
74013
SH
SOLE
0
74013
0
0
BEST BUY INC
COM
086516101
400
4580
SH
SOLE
0
4580
0
0
BEYOND MEAT INC
COM
08862E109
1216
9077
SH
SOLE
0
9077
0
0
BHP GROUP PLC
SPONSORED ADR
05545E209
20544
499258
SH
SOLE
0
499258
0
0
BIG LOTS INC
COM
089302103
252
5995
SH
SOLE
0
5995
0
0
BILIBILI INC
NOTE 1.375% 4/0
090040AB2
34702
18080000
PRN
OTR
2
0
18080000
0
BIO RAD LABS INC
CL A
090572207
474
1050
SH
SOLE
0
1050
0
0
BOOKING HOLDINGS INC
COM
09857L108
2548
1600
SH
Call
OTR
2
0
1600
0
BLACK HILLS CORP
COM
092113109
1986
35048
SH
OTR
1
35048
0
0
BLACK KNIGHT INC
COM
09215C105
522
7195
SH
SOLE
0
7195
0
0
BLACKBAUD INC
COM
09227Q100
254
4457
SH
SOLE
0
4457
0
0
BLACKROCK INC
COM
09247X101
275
505
SH
SOLE
0
505
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
303
5351
SH
SOLE
0
5351
0
0
BLUEBIRD BIO INC
COM
09609G100
371
6074
SH
SOLE
0
6074
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
984
12620
SH
SOLE
0
12620
0
0
BANK MONTREAL QUE
COM
063671101
53050
1000000
SH
Call
SOLE
0
1000000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1665
13500
SH
Call
OTR
2
0
13500
0
BOEING CO
COM
097023105
596
3251
SH
SOLE
0
3251
0
0
BOINGO WIRELESS INC
COM
09739C102
3
200
SH
SOLE
0
200
0
0
BOINGO WIRELESS INC
COM
09739C102
155
11670
SH
OTR
1
11670
0
0
BOOKING HOLDINGS INC
COM
09857L108
146
92
SH
SOLE
0
92
0
0
BOOKING HOLDINGS INC
COM
09857L108
185
116
SH
OTR
2
0
116
0
PRICELINE GRP INC
NOTE 0.900% 9/1
741503AX4
2130
2000000
PRN
SOLE
0
2000000
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
297
3819
SH
SOLE
0
3819
0
0
BORGWARNER INC
COM
099724106
5436
154000
SH
SOLE
0
154000
0
0
BOSTON BEER INC
CL A
100557107
371
692
SH
SOLE
0
692
0
0
BOSTON PPTYS LTD PARTNERSHIP
COM
101121101
413
4568
SH
SOLE
0
4568
0
0
BOSTON PPTYS LTD PARTNERSHIP
COM
101121101
279
3083
SH
OTR
1
3083
0
0
BOX INC
CL A
10316T104
343
16515
SH
SOLE
0
16515
0
0
BRADY CORP
CL A
104674106
244
5214
SH
SOLE
0
5214
0
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
351
2993
SH
SOLE
0
2993
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
652
23433
SH
SOLE
0
23433
0
0
BRINKER INTL INC
COM
109641100
528
21993
SH
SOLE
0
21993
0
0
BRINKS CO
COM
109696104
209
4598
SH
SOLE
0
4598
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
356
6057
SH
SOLE
0
6057
0
0
BRISTOW GROUP INC
COM
11040G103
200
14371
SH
OTR
2
0
14371
0
BRIXMOR PPTY GROUP INC
COM
11120U105
243
18943
SH
SOLE
0
18943
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
398
12112
SH
SOLE
0
12112
0
0
BROWN FORMAN CORP
CL B
115637209
615
9662
SH
SOLE
0
9662
0
0
BRUNSWICK CORP
COM
117043109
2427
37920
SH
SOLE
0
37920
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
386
18639
SH
SOLE
0
18639
0
0
BWX TECHNOLOGIES INC
COM
05605H100
368
6490
SH
SOLE
0
6490
0
0
CITIGROUP INC
COM NEW
172967424
25550
500000
SH
Put
SOLE
0
500000
0
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
340
4297
SH
SOLE
0
4297
0
0
CABLE ONE INC
COM
12685J105
229
129
SH
SOLE
0
129
0
0
CACI INTL INC
CL A
127190304
1432
6604
SH
SOLE
0
6604
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
247
2577
SH
SOLE
0
2577
0
0
CALIFORNIA WTR SVC GROUP
COM
130788102
15
315
SH
SOLE
0
315
0
0
CALIFORNIA WTR SVC GROUP
COM
130788102
1301
27280
SH
OTR
1
27280
0
0
CALITHERA BIOSCIENCES INC
COM
13089P101
406
76911
SH
SOLE
0
76911
0
0
CAMDEN PPTY TR
SH BEN INT
133131102
1831
20076
SH
SOLE
0
20076
0
0
CAPITAL ONE FINL CORP
COM
14040H105
3359
53672
SH
SOLE
0
53672
0
0
CARDINAL HEALTH INC
COM
14149Y108
1021
19571
SH
SOLE
0
19571
0
0
CARLISLE COS INC
COM
142339100
1222
10215
SH
SOLE
0
10215
0
0
CARLYLE GROUP INC
COM
14316J108
278
9951
SH
SOLE
0
9951
0
0
CARMAX INC
COM
143130102
592
6607
SH
SOLE
0
6607
0
0
CARTERS INC
COM
146229109
759
9411
SH
SOLE
0
9411
0
0
CASEYS GEN STORES INC
COM
147528103
1436
9601
SH
SOLE
0
9601
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
524
150000
SH
Call
SOLE
0
150000
0
0
CBRE GROUP INC
CL A
12504L109
551
12175
SH
SOLE
0
12175
0
0
CC NEUBERGER PRINCIPAL HLDNG
*W EXP 99/99/999
G1992Y122
38
26000
SH
SOLE
0
26000
0
0
CC NEUBERGER PRINCIPAL HLDNG
UNIT 99/99/9999
G1992Y106
3741
352900
SH
SOLE
0
352900
0
0
CDW CORP
COM
12514G108
1011
8700
SH
SOLE
0
8700
0
0
CELANESE CORP DEL
COM
150870103
343
3973
SH
SOLE
0
3973
0
0
CENTENE CORP DEL
COM
15135B101
4130
64990
SH
SOLE
0
64990
0
0
CF FIN ACQUISITION CORP
COM CL A
12528N107
163
15000
SH
SOLE
0
15000
0
0
CF INDS HLDGS INC
COM
125269100
435
15448
SH
SOLE
0
15448
0
0
COGNEX CORP
COM
192422103
1792
30000
SH
Call
SOLE
0
30000
0
0
CHAMPIONX CORPORATION
COM
15872M104
1017
104227
SH
SOLE
0
104227
0
0
CHANGE HEALTHCARE INC
COM
15912K100
604
53952
SH
SOLE
0
53952
0
0
CHARLES RIV LABS INTL INC
COM
159864107
939
5388
SH
SOLE
0
5388
0
0
CHART INDS INC
COM PAR $0.01
16115Q308
3794
78252
SH
SOLE
0
78252
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
1274
2498
SH
SOLE
0
2498
0
0
CHEFS WHSE INC
COM
163086101
138
10144
SH
SOLE
0
10144
0
0
CHEGG INC
COM
163092109
1030
15307
SH
SOLE
0
15307
0
0
CHEGG INC
NOTE 0.125% 3/1
163092AD1
6633
4674000
PRN
OTR
2
0
4674000
0
CHEGG INC
NOTE 0.250% 5/1
163092AB5
10047
3990000
PRN
OTR
2
0
3990000
0
CHEMED CORP NEW
COM
16359R103
577
1280
SH
SOLE
0
1280
0
0
CHEVRON CORP NEW
COM
166764100
2674
29965
SH
SOLE
0
29965
0
0
CHEWY INC
CL A
16679L109
1259
28179
SH
SOLE
0
28179
0
0
CHILDRENS PL INC
COM
168905107
240
6412
SH
SOLE
0
6412
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
1380
1311
SH
SOLE
0
1311
0
0
CHP MERGER CORP
UNIT 11/22/2024
12558Y205
520
50816
SH
OTR
2
0
50816
0
CHUBB LIMITED
COM
H1467J104
396
3128
SH
SOLE
0
3128
0
0
CHURCH & DWIGHT INC
COM
171340102
372
4813
SH
SOLE
0
4813
0
0
CHURCHILL CAP CORP II
CL A
17143G106
915
80975
SH
SOLE
0
80975
0
0
CHURCHILL CAP CORP III
COM
17144C104
2180
202062
SH
SOLE
0
202062
0
0
CIENA CORP
COM NEW
171779309
263
4861
SH
SOLE
0
4861
0
0
CIGNA CORP NEW
COM
125523100
4160
22169
SH
SOLE
0
22169
0
0
CIIG MERGER CORP
UNIT 12/31/2026
12559C202
183
17959
SH
OTR
2
0
17959
0
CIMAREX ENERGY CO
COM
171798101
2131
77503
SH
SOLE
0
77503
0
0
CINCINNATI FINL CORP
COM
172062101
811
12670
SH
OTR
1
12670
0
0
CINEMARK HLDGS INC
COM
17243V102
187
16154
SH
SOLE
0
16154
0
0
CINTAS CORP
COM
172908105
270
1012
SH
SOLE
0
1012
0
0
CITIC CAPITAL ACQUISITION CO
UNIT 99/99/9999
G21513125
319
31716
SH
OTR
2
0
31716
0
CITIC CAPITAL ACQUISITION CO
UNIT 99/99/9999
G21513125
1488
148034
SH
SOLE
0
148034
0
0
CITIGROUP INC
COM NEW
172967424
29044
568379
SH
SOLE
0
568379
0
0
CITIZENS FINANCIAL GROUP INC
COM
174610105
4712
186684
SH
SOLE
0
186684
0
0
CLOUDERA INC
COM
18914U100
207
16270
SH
SOLE
0
16270
0
0
CME GROUP INC
COM
12572Q105
932
5737
SH
SOLE
0
5737
0
0
CMS ENERGY CORP
COM
125896100
1694
29000
SH
SOLE
0
29000
0
0
CENTENE CORP DEL
COM
15135B101
24136
379800
SH
Put
SOLE
0
379800
0
0
CENTENE CORP DEL
COM
15135B101
7912
124500
SH
Call
SOLE
0
124500
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
701
18577
SH
SOLE
0
18577
0
0
COCRYSTAL PHARMA INC
COM
19188J300
76
50000
SH
SOLE
0
50000
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
293
5165
SH
SOLE
0
5165
0
0
COHEN & STEERS INC
COM
19247A100
204
3001
SH
SOLE
0
3001
0
0
COHERENT INC
COM
192479103
393
2998
SH
SOLE
0
2998
0
0
COLFAX CORP
COM
194014106
310
11126
SH
SOLE
0
11126
0
0
COLLECTIVE GROWTH CORP
UNIT 04/29/2025
19424L200
606
63736
SH
OTR
2
0
63736
0
COLUMBIA PPTY TR INC
COM NEW
198287203
246
18697
SH
SOLE
0
18697
0
0
COMERICA INC
COM
200340107
334
8765
SH
SOLE
0
8765
0
0
COMMERCE BANCSHARES INC
COM
200525103
637
10718
SH
SOLE
0
10718
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
176
21144
SH
SOLE
0
21144
0
0
COMMUNITY BK SYS INC
COM
203607106
281
4933
SH
SOLE
0
4933
0
0
COMMUNITY BK SYS INC
COM
203607106
1707
29940
SH
OTR
1
29940
0
0
COMPUGEN LTD
ORD
M25722105
661
43985
SH
SOLE
0
43985
0
0
CONAGRA BRANDS INC
COM
205887102
808
22974
SH
SOLE
0
22974
0
0
CONCHO RES INC
COM
20605P101
1622
31491
SH
SOLE
0
31491
0
0
CONMED CORP
COM
207410101
3492
48509
SH
OTR
2
0
48509
0
CONMED CORP
COM
207410101
35
493
SH
SOLE
0
493
0
0
CONOCOPHILLIPS
COM
20825C104
444
10567
SH
SOLE
0
10567
0
0
CONSOLIDATED EDISON INC
COM
209115104
56
774
SH
SOLE
0
774
0
0
CONSOLIDATED EDISON INC
COM
209115104
555
7714
SH
OTR
1
7714
0
0
CONSTELLIUM SE
CL A SHS
F21107101
2440
317706
SH
SOLE
0
317706
0
0
CONYERS PK II ACQUISITION CO
UNIT 99/99/9999
212896203
658
56200
SH
SOLE
0
56200
0
0
COPA HOLDINGS SA
CL A
P31076105
313
6182
SH
SOLE
0
6182
0
0
COPART INC
COM
217204106
271
3256
SH
SOLE
0
3256
0
0
CORELOGIC INC
COM
21871D103
570
8478
SH
SOLE
0
8478
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
239
6201
SH
SOLE
0
6201
0
0
CORTEVA INC
COM
22052L104
492
18360
SH
SOLE
0
18360
0
0
COUPA SOFTWARE INC
NOTE 0.125% 6/1
22266LAC0
10725
5884000
PRN
OTR
2
0
5884000
0
COUPA SOFTWARE INC
NOTE 0.125% 6/1
22266LAC0
6380
3500000
PRN
SOLE
0
3500000
0
0
COUSINS PPTYS INC
COM NEW
222795502
536
17969
SH
SOLE
0
17969
0
0
CRAFT BREW ALLIANCE INC
COM
224122101
286
18569
SH
SOLE
0
18569
0
0
CRANE CO
COM
224399105
234
3941
SH
SOLE
0
3941
0
0
CREDICORP LTD
COM
G2519Y108
372
2785
SH
SOLE
0
2785
0
0
CREE INC
NOTE 0.875% 9/0
225447AB7
9629
8172000
PRN
OTR
2
0
8172000
0
CRESCENT ACQUISITION CORP
COM CL A
22564L105
1538
147061
SH
SOLE
0
147061
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
13390
133513
SH
SOLE
0
133513
0
0
CROWN HLDGS INC
COM
228368106
832
12779
SH
SOLE
0
12779
0
0
CISCO SYS INC
COM
17275R102
1842
39500
SH
Call
OTR
2
0
39500
0
CISCO SYS INC
COM
17275R102
1842
39500
SH
Put
OTR
2
0
39500
0
CSG SYS INTL INC
COM
126349109
273
6607
SH
SOLE
0
6607
0
0
CUMMINS INC
COM
231021106
519
2994
SH
SOLE
0
2994
0
0
CURTISS WRIGHT CORP
COM
231561101
419
4695
SH
SOLE
0
4695
0
0
CVS HEALTH CORP
COM
126650100
1784
27453
SH
SOLE
0
27453
0
0
SCVX CORP
*W EXP 01/24/202
G79448117
39
37200
SH
SOLE
0
37200
0
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
243
2451
SH
SOLE
0
2451
0
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
377
3800
SH
Call
OTR
2
0
3800
0
CYCLERION THERAPEUTICS INC
COM
23255M105
89
15000
SH
SOLE
0
15000
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
2100
601828
SH
SOLE
0
601828
0
0
CAESARS ENTMT CORP
COM
127686103
4307
355100
SH
Call
SOLE
0
355100
0
0
DANA INCORPORATED
COM
235825205
461
37823
SH
SOLE
0
37823
0
0
DARDEN RESTAURANTS INC
COM
237194105
278
3665
SH
SOLE
0
3665
0
0
DARDEN RESTAURANTS INC
COM
237194105
0
5
SH
OTR
2
0
5
0
DAVE & BUSTERS ENTMT INC
COM
238337109
157
11749
SH
SOLE
0
11749
0
0
DAVITA INC
COM
23918K108
702
8866
SH
SOLE
0
8866
0
0
DECKERS OUTDOOR CORP
COM
243537107
717
3652
SH
SOLE
0
3652
0
0
DEVON ENERGY CORP NEW
COM
25179M103
601
52985
SH
SOLE
0
52985
0
0
DEXCOM INC
COM
252131107
802
1979
SH
SOLE
0
1979
0
0
DEXCOM INC
NOTE 0.750% 5/1
252131AF4
249
61000
PRN
OTR
2
0
61000
0
DEXCOM INC
NOTE 0.750%12/0
252131AH0
18078
7280000
PRN
OTR
2
0
7280000
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
79
15438
SH
SOLE
0
15438
0
0
DIAMONDPEAK HLDGS COR
COM CL A
25280H100
1394
135327
SH
SOLE
0
135327
0
0
DICKS SPORTING GOODS INC
COM
253393102
349
8468
SH
SOLE
0
8468
0
0
DISCOVER FINL SVCS
COM
254709108
230
4585
SH
SOLE
0
4585
0
0
DISH NETWORK CORPORATION
NOTE 3.375% 8/1
25470MAB5
921
1000000
PRN
SOLE
0
1000000
0
0
DISH NETWORK CORPORATION
CL A
25470M109
60
1736
SH
OTR
2
0
1736
0
DISH NETWORK CORPORATION
CL A
25470M109
767
22223
SH
SOLE
0
22223
0
0
DMY TECHNOLOGY GROUP INC
UNIT 99/99/9999
233253202
2
173
SH
OTR
2
0
173
0
DMY TECHNOLOGY GROUP INC
UNIT 99/99/9999
233253202
794
75000
SH
SOLE
0
75000
0
0
DOCUSIGN INC
NOTE 0.500% 9/1
256163AB2
45262
18582000
PRN
OTR
2
0
18582000
0
DOLLAR GEN CORP NEW
COM
256677105
403
2114
SH
SOLE
0
2114
0
0
DOMINION ENERGY INC
COM
25746U109
754
9287
SH
SOLE
0
9287
0
0
DOMTAR CORP
COM NEW
257559203
1477
69972
SH
SOLE
0
69972
0
0
DONALDSON INC
COM
257651109
257
5525
SH
SOLE
0
5525
0
0
DOVER CORP
COM
260003108
430
4458
SH
SOLE
0
4458
0
0
D R HORTON INC
COM
23331A109
1238
22323
SH
SOLE
0
22323
0
0
DRAFTKINGS INC
COM CL A
26142R104
1267
38083
SH
SOLE
0
38083
0
0
DROPBOX INC
CL A
26210C104
860
39509
SH
SOLE
0
39509
0
0
DTE ENERGY CO
COM
233331107
542
5041
SH
SOLE
0
5041
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
612
7661
SH
SOLE
0
7661
0
0
DUPONT DE NEMOURS INC
COM
26614N102
524
9860
SH
SOLE
0
9860
0
0
EAGLE MATERIALS INC
COM
26969P108
635
9046
SH
SOLE
0
9046
0
0
EAST STONE ACQUISITION CORP
SHS
G2911D108
1079
109367
SH
SOLE
0
109367
0
0
EAST WEST BANCORP INC
COM
27579R104
495
13651
SH
SOLE
0
13651
0
0
EASTERLY GOVT PPTYS INC
COM
27616P103
306
13252
SH
SOLE
0
13252
0
0
EASTMAN CHEM CO
COM
277432100
513
7360
SH
SOLE
0
7360
0
0
EATON CORP PLC
SHS
G29183103
948
10832
SH
SOLE
0
10832
0
0
EATON VANCE CORP
COM NON VTG
278265103
435
11257
SH
SOLE
0
11257
0
0
EBAY INC.
COM
278642103
2118
40389
SH
SOLE
0
40389
0
0
ECHOSTAR CORP
CL A
278768106
263
9424
SH
SOLE
0
9424
0
0
ECOLAB INC
COM
278865100
1178
5921
SH
SOLE
0
5921
0
0
EDISON INTL
COM
281020107
400
7367
SH
SOLE
0
7367
0
0
EDITAS MEDICINE INC
COM
28106W103
294
9943
SH
SOLE
0
9943
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
1228
17775
SH
SOLE
0
17775
0
0
ISHARES TR
MSCI EAFE ETF
464287465
2855
46900
SH
Put
SOLE
0
46900
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1333
21900
SH
Call
OTR
2
0
21900
0
ELASTIC N V
ORD SHS
N14506104
416
4512
SH
SOLE
0
4512
0
0
ELDORADO RESORTS INC
COM
28470R102
1030
25699
SH
SOLE
0
25699
0
0
ELECTROCORE INC
COM
28531P103
25
30000
SH
SOLE
0
30000
0
0
ELECTRONIC ARTS INC
COM
285512109
679
5144
SH
SOLE
0
5144
0
0
EMBRAER S.A.
SPONSORED ADS
29082A107
691
115495
SH
SOLE
0
115495
0
0
ENBRIDGE INC
COM
29250N105
244
8029
SH
SOLE
0
8029
0
0
ENCOMPASS HEALTH CORP
COM
29261A100
482
7791
SH
SOLE
0
7791
0
0
ENDURANCE INTL GROUP HLDGS I
COM
29272B105
100
24885
SH
SOLE
0
24885
0
0
ENTEGRIS INC
COM
29362U104
593
10037
SH
SOLE
0
10037
0
0
ENTERGY CORP NEW
COM
29364G103
1993
21242
SH
SOLE
0
21242
0
0
ENVISION SOLAR INTL INC
*W EXP 12/30/202
29413Q110
68
17000
SH
SOLE
0
17000
0
0
EPAM SYS INC
COM
29414B104
238
946
SH
SOLE
0
946
0
0
EQT CORP
COM
26884L109
6698
562895
SH
SOLE
0
562895
0
0
EQUITABLE HLDGS INC
COM
29452E101
241
12512
SH
SOLE
0
12512
0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
357
11087
SH
SOLE
0
11087
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
753
12806
SH
SOLE
0
12806
0
0
ESSEX PPTY TR INC
COM
297178105
437
1906
SH
SOLE
0
1906
0
0
LAUDER ESTEE COS INC
CL A
518439104
830
4398
SH
SOLE
0
4398
0
0
ETSY INC
NOTE 3/0
29786AAC0
62818
21544000
PRN
OTR
2
0
21544000
0
EURONET WORLDWIDE INC
COM
298736109
1333
13915
SH
OTR
2
0
13915
0
EVERBRIDGE INC
COM
29978A104
253
1825
SH
SOLE
0
1825
0
0
EVERCORE INC
CLASS A
29977A105
369
6259
SH
SOLE
0
6259
0
0
EVERSOURCE ENERGY
COM
30040W108
1569
18846
SH
SOLE
0
18846
0
0
EVERTEC INC
COM
30040P103
244
8689
SH
SOLE
0
8689
0
0
EVOLENT HEALTH INC
NOTE 1.500%10/1
30050BAD3
2615
4127000
PRN
OTR
2
0
4127000
0
ISHARES INC
MSCI HONG KG ETF
464286871
5343
250000
SH
Put
SOLE
0
250000
0
0
ISHARES INC
MSCI TAIWAN ETF
46434G772
6033
150000
SH
Put
SOLE
0
150000
0
0
ISHARES INC
MSCI STH KOR ETF
464286772
2142
37500
SH
Put
SOLE
0
37500
0
0
EXACT SCIENCES CORP
COM
30063P105
2161
24861
SH
OTR
2
0
24861
0
EXACT SCIENCES CORP
NOTE 1.000% 1/1
30063PAA3
3791
2767000
PRN
OTR
2
0
2767000
0
EXPEDITORS INTL WASH INC
COM
302130109
581
7645
SH
SOLE
0
7645
0
0
F5 NETWORKS INC
COM
315616102
719
5156
SH
SOLE
0
5156
0
0
FACEBOOK INC
CL A
30303M102
990
4358
SH
SOLE
0
4358
0
0
FAIR ISAAC CORP
COM
303250104
452
1081
SH
SOLE
0
1081
0
0
FARFETCH LTD
ORD SH CL A
30744W107
1159
67099
SH
SOLE
0
67099
0
0
FB FINL CORP
COM
30257X104
486
19611
SH
OTR
1
19611
0
0
FEDERAL SIGNAL CORP
COM
313855108
256
8608
SH
SOLE
0
8608
0
0
FEDERATED HERMES INC
CL B
314211103
263
11085
SH
SOLE
0
11085
0
0
FEDEX CORP
COM
31428X106
253
1804
SH
SOLE
0
1804
0
0
FIBROGEN INC
COM
31572Q808
1548
38201
SH
SOLE
0
38201
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
1035
33750
SH
SOLE
0
33750
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
1819
13562
SH
SOLE
0
13562
0
0
FIFTH THIRD BANCORP
COM
316773100
8339
432513
SH
SOLE
0
432513
0
0
FIRST AMERN FINL CORP
COM
31847R102
419
8718
SH
SOLE
0
8718
0
0
FIRST BANCORP P R
COM NEW
318672706
130
23317
SH
SOLE
0
23317
0
0
FIRST FINL BANKSHARES
COM
32020R109
339
11719
SH
SOLE
0
11719
0
0
FIRST HAWAIIAN INC
COM
32051X108
265
15346
SH
SOLE
0
15346
0
0
FIRST HORIZON NATL CORP
COM
320517105
2818
282919
SH
SOLE
0
282919
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
2570
258271
SH
SOLE
0
258271
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
2874
27113
SH
SOLE
0
27113
0
0
FIRST TR EXCH TRD ALPHDX FD
EMERG MKT ALPH
33737J182
249
11871
SH
SOLE
0
11871
0
0
FISERV INC
COM
337738108
2602
26656
SH
SOLE
0
26656
0
0
FITBIT INC
CL A
33812L102
4089
633000
SH
Call
SOLE
0
633000
0
0
FITBIT INC
CL A
33812L102
11019
1705800
SH
Put
SOLE
0
1705800
0
0
FITBIT INC
CL A
33812L102
1227
190000
SH
SOLE
0
190000
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
409
1627
SH
SOLE
0
1627
0
0
FLEX LTD
ORD
Y2573F102
150
14595
SH
SOLE
0
14595
0
0
FLIR SYS INC
COM
302445101
420
10347
SH
SOLE
0
10347
0
0
FLOTEK INDS INC DEL
COM
343389102
36
30000
SH
SOLE
0
30000
0
0
FLOWERS FOODS INC
COM
343498101
213
9529
SH
SOLE
0
9529
0
0
FLUOR CORP NEW
COM
343412102
128
10607
SH
SOLE
0
10607
0
0
FLYING EAGLE ACQUISITION COR
COM
34407Y103
1757
160000
SH
SOLE
0
160000
0
0
F M C CORP
COM NEW
302491303
356
3578
SH
SOLE
0
3578
0
0
FOLEY TRASIMENE ACQUISTN COR
UNIT 99/99/9999
34431F203
2241
210000
SH
SOLE
0
210000
0
0
FORMFACTOR INC
COM
346375108
248
8447
SH
SOLE
0
8447
0
0
FORTINET INC
COM
34959E109
1358
9891
SH
SOLE
0
9891
0
0
FORTIVE CORP
COM
34959J108
1279
18897
SH
SOLE
0
18897
0
0
FORTIVE CORP
NOTE 0.875% 2/1
34959JAK4
9872
10000000
PRN
SOLE
0
10000000
0
0
FORTRESS VALUE ACQUISITION C
UNIT 99/99/9999
34962V205
2886
280200
SH
SOLE
0
280200
0
0
FORTUNA SILVER MINES INC
COM
349915108
851
167140
SH
SOLE
0
167140
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
907
14180
SH
SOLE
0
14180
0
0
FOX CORP
CL A COM
35137L105
410
15284
SH
SOLE
0
15284
0
0
FOX CORP
CL B COM
35137L204
236
8780
SH
SOLE
0
8780
0
0
FRANCHISE GROUP INC
COM
35180X105
883
40345
SH
SOLE
0
40345
0
0
FRANKLIN ELEC INC
COM
353514102
619
11788
SH
OTR
1
11788
0
0
FRONT YD RESIDENTIAL CORP
COM
35904G107
88
10062
SH
SOLE
0
10062
0
0
FORESCOUT TECHNOLOGIES INC
COM
34553D101
4448
209800
SH
Put
SOLE
0
209800
0
0
FORESCOUT TECHNOLOGIES INC
COM
34553D101
16133
761000
SH
Call
SOLE
0
761000
0
0
FTI CONSULTING INC
COM
302941109
236
2061
SH
SOLE
0
2061
0
0
FULTON FINL CORP PA
COM
360271100
232
22022
SH
SOLE
0
22022
0
0
FUSION ACQUISITION CORP
UNIT 99/99/9999
36118H204
1778
175000
SH
SOLE
0
175000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
1866
47000
SH
Put
SOLE
0
47000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
7845
197600
SH
Put
OTR
2
0
197600
0
GAIN CAP HLDGS INC
COM
36268W100
704
116908
SH
SOLE
0
116908
0
0
GAN LTD
ORD SHS
G3728V109
722
28354
SH
SOLE
0
28354
0
0
GAP INC
COM
364760108
142
11226
SH
SOLE
0
11226
0
0
GARTNER INC
COM
366651107
231
1902
SH
SOLE
0
1902
0
0
GENERAC HLDGS INC
COM
368736104
1741
14281
SH
SOLE
0
14281
0
0
GENERAL MTRS CO
COM
37045V100
4142
163709
SH
SOLE
0
163709
0
0
GENTEX CORP
COM
371901109
399
15470
SH
SOLE
0
15470
0
0
GENWORTH FINL INC
COM CL A
37247D106
809
350000
SH
SOLE
0
350000
0
0
GILEAD SCIENCES INC
COM
375558103
3714
48277
SH
SOLE
0
48277
0
0
GLACIER BANCORP INC NEW
COM
37637Q105
3181
90153
SH
SOLE
0
90153
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
206
3263
SH
SOLE
0
3263
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
167
2000000
PRN
OTR
2
0
2000000
0
GLOBAL PMTS INC
COM
37940X102
2041
12031
SH
SOLE
0
12031
0
0
GLOBE LIFE INC
COM
37959E102
942
12687
SH
SOLE
0
12687
0
0
GODADDY INC
CL A
380237107
1186
16169
SH
SOLE
0
16169
0
0
GOLD FIELDS LTD
SPONSORED ADR
38059T106
214
22762
SH
SOLE
0
22762
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
6175
31245
SH
SOLE
0
31245
0
0
GORDON POINTE ACQUISITION CO
COM CLASS A
382788107
129
10000
SH
SOLE
0
10000
0
0
GORES HLDGS IV INC
*W EXP 01/22/202
382865111
188
104579
SH
SOLE
0
104579
0
0
GORES HLDGS IV INC
COM CL A
382865103
2705
267814
SH
SOLE
0
267814
0
0
GORES METROPOULOS INC
COM CL A
382872109
2532
236834
SH
SOLE
0
236834
0
0
GOSSAMER BIO INC
NOTE 5.000% 6/0
38341PAA0
5734
5671000
PRN
OTR
2
0
5671000
0
GRAF INDL CORP
*W EXP 12/31/202
384278115
46
20000
SH
SOLE
0
20000
0
0
GRAHAM HLDGS CO
COM CL B
384637104
317
926
SH
SOLE
0
926
0
0
GRAND CANYON ED INC
COM
38526M106
270
2980
SH
SOLE
0
2980
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
372
26574
SH
SOLE
0
26574
0
0
GREAT WESTN BANCORP INC
COM
391416104
267
19414
SH
SOLE
0
19414
0
0
GREENTREE HOSPITALTY GROUP L
SPONSORED ADS
39579V100
722
53539
SH
SOLE
0
53539
0
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
200
3035
SH
SOLE
0
3035
0
0
GS ACQUISITION HLDGS CORP II
UNIT 99/99/9999
36258Q204
25
2424
SH
OTR
2
0
2424
0
GS ACQUISITION HLDGS CORP II
UNIT 99/99/9999
36258Q204
1236
117576
SH
SOLE
0
117576
0
0
GUESS INC
NOTE 2.000% 4/1
401617AD7
3055
4518000
PRN
OTR
2
0
4518000
0
GW PHARMACEUTICALS PLC
ADS
36197T103
1021
8317
SH
SOLE
0
8317
0
0
GX ACQUISITION CORP
COM CL A
36251A107
1020
100000
SH
SOLE
0
100000
0
0
BLOCK H & R INC
COM
093671105
1045
73177
SH
SOLE
0
73177
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
303
9629
SH
SOLE
0
9629
0
0
HANCOCK WHITNEY CORPORATION
COM
410120109
220
10367
SH
SOLE
0
10367
0
0
HARLEY DAVIDSON INC
COM
412822108
759
31947
SH
SOLE
0
31947
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
3156
81880
SH
SOLE
0
81880
0
0
HASBRO INC
COM
418056107
837
11174
SH
SOLE
0
11174
0
0
HAYMAKER ACQUISITION CORP II
COM CL A
42087L101
1018
98355
SH
SOLE
0
98355
0
0
HCA HEALTHCARE INC
COM
40412C101
242
2498
SH
SOLE
0
2498
0
0
HD SUPPLY HLDGS INC
COM
40416M105
2252
65000
SH
SOLE
0
65000
0
0
HEALTHCARE MERGER CORP
UNIT 12/17/2021
42227L201
216
20966
SH
OTR
2
0
20966
0
HEALTHCARE MERGER CORP
COM CL A
42227L102
1002
100000
SH
SOLE
0
100000
0
0
HEICO CORP NEW
COM
422806109
352
3529
SH
SOLE
0
3529
0
0
HEICO CORP NEW
CL A
422806208
1093
13460
SH
SOLE
0
13460
0
0
HENNESSY CAP ACQUSTION CORP
CL A COM
42589C104
1236
115000
SH
SOLE
0
115000
0
0
HENRY SCHEIN INC
COM
806407102
514
8810
SH
SOLE
0
8810
0
0
HERSHEY CO
COM
427866108
280
2159
SH
SOLE
0
2159
0
0
HESS CORP
COM
42809H107
4699
90700
SH
SOLE
0
90700
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
160
16447
SH
SOLE
0
16447
0
0
HIGHWOODS PPTYS INC
COM
431284108
664
17780
SH
SOLE
0
17780
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
549
7478
SH
SOLE
0
7478
0
0
HOLOGIC INC
COM
436440101
551
9661
SH
SOLE
0
9661
0
0
HOMOLOGY MEDICINES INC
COM
438083107
1385
91186
SH
SOLE
0
91186
0
0
HONEYWELL INTL INC
COM
438516106
939
6497
SH
SOLE
0
6497
0
0
HORMEL FOODS CORP
COM
440452100
483
10000
SH
SOLE
0
10000
0
0
HOULIHAN LOKEY INC
CL A
441593100
437
7850
SH
SOLE
0
7850
0
0
HP INC
COM
40434L105
8279
475000
SH
SOLE
0
475000
0
0
HP INC
COM
40434L105
6531
374700
SH
Put
SOLE
0
374700
0
0
HP INC
COM
40434L105
7148
410100
SH
Call
SOLE
0
410100
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
14776
633330
SH
SOLE
0
633330
0
0
CHINA LODGING GROUP LTD
NOTE 0.375%11/0
16949NAC3
6122
6088000
PRN
OTR
2
0
6088000
0
HUBBELL INC
COM
443510607
217
1730
SH
SOLE
0
1730
0
0
HUBBELL INC
COM
443510607
264
2108
SH
OTR
1
2108
0
0
HUBSPOT INC
COM
443573100
333
1483
SH
SOLE
0
1483
0
0
HUDSON LTD
COM CL A
G46408103
68
14000
SH
Call
SOLE
0
14000
0
0
HUDSON EXECUTIVE INVT CORP
UNIT 06/21/2025
443761200
3825
375000
SH
SOLE
0
375000
0
0
HUDSON PAC PPTYS INC
COM
444097109
456
18134
SH
SOLE
0
18134
0
0
HUMANA INC
COM
444859102
321
828
SH
SOLE
0
828
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
1095
121201
SH
SOLE
0
121201
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
575
3294
SH
SOLE
0
3294
0
0
HUNTSMAN CORP
COM
447011107
194
10800
SH
SOLE
0
10800
0
0
IAA INC
COM
449253103
806
20909
SH
SOLE
0
20909
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
211
4400
SH
Put
OTR
2
0
4400
0
IDEXX LABS INC
COM
45168D104
391
1185
SH
SOLE
0
1185
0
0
II-VI INC
COM
902104108
1176
24900
SH
Put
OTR
2
0
24900
0
II-VI INC
COM
902104108
771
16320
SH
SOLE
0
16320
0
0
ILLUMINA INC
COM
452327109
2963
8000
SH
OTR
2
0
8000
0
ILLUMINA INC
COM
452327109
6
16
SH
SOLE
0
16
0
0
IMMUNIC INC
COM
4525EP101
1108
91419
SH
SOLE
0
91419
0
0
INCYTE CORP
NOTE 1.250%11/1
45337CAN2
4579
2295000
PRN
OTR
2
0
2295000
0
INFINERA CORP
NOTE 2.125% 9/0
45667GAC7
6785
7953000
PRN
OTR
2
0
7953000
0
INFLARX NV
COM
N44821101
436
95000
SH
SOLE
0
95000
0
0
INFOSYS LTD
SPONSORED ADR
456788108
119
12346
SH
SOLE
0
12346
0
0
INGERSOLL RAND INC
COM
45687V106
271
9633
SH
SOLE
0
9633
0
0
INGEVITY CORP
COM
45688C107
201
3824
SH
SOLE
0
3824
0
0
THERAVANCE INC
NOTE 2.125% 1/1
88338TAB0
1885
1903000
PRN
OTR
2
0
1903000
0
INPHI CORP
COM
45772F107
1387
11802
SH
SOLE
0
11802
0
0
INSIGHT ENTERPRISES INC
COM
45765U103
60
1223
SH
SOLE
0
1223
0
0
INSIGHT ENTERPRISES INC
COM
45765U103
1047
21271
SH
OTR
2
0
21271
0
INSURANCE ACQUISITION CORP
CL A
457867109
679
52392
SH
SOLE
0
52392
0
0
INTEL CORP
COM
458140100
1394
23296
SH
SOLE
0
23296
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
4751
6272000
PRN
OTR
2
0
6272000
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
1913
20882
SH
SOLE
0
20882
0
0
INTERCONTINENTAL HOTELS GROU
SPONSORED ADS
45857P806
1322
29795
SH
SOLE
0
29795
0
0
INTERDIGITAL INC
COM
45867G101
497
8785
SH
OTR
2
0
8785
0
INTERFACE INC
COM
458665304
159
19523
SH
SOLE
0
19523
0
0
INTERPRIVATE ACQUISITION COR
UNIT 10/29/2024
46064A202
418
41160
SH
OTR
2
0
41160
0
INTERPRIVATE ACQUISITION COR
COM
46064A103
496
50000
SH
SOLE
0
50000
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
358
20864
SH
SOLE
0
20864
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
268
2215
SH
SOLE
0
2215
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
1278
5163
SH
SOLE
0
5163
0
0
INVESCO EXCHANGE-TRADED FD T
SR LN ETF
46138G508
591
27698
SH
SOLE
0
27698
0
0
INVESCO EXCHANGE-TRADED FD T
VAR RATE PFD
46138G870
274
11700
SH
SOLE
0
11700
0
0
INVITATION HOMES INC
COM
46187W107
437
15862
SH
SOLE
0
15862
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
710
12041
SH
SOLE
0
12041
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
331
12055
SH
SOLE
0
12055
0
0
IPG PHOTONICS CORP
COM
44980X109
218
1360
SH
SOLE
0
1360
0
0
IQIYI INC
NOTE 2.000% 4/0
46267XAD0
997
1000000
PRN
SOLE
0
1000000
0
0
IQIYI INC
NOTE 3.750%12/0
46267XAB4
21396
19422000
PRN
OTR
2
0
19422000
0
IQIYI INC
SPONSORED ADS
46267X108
227
9794
SH
SOLE
0
9794
0
0
IQVIA HLDGS INC
COM
46266C105
853
6015
SH
SOLE
0
6015
0
0
IRONWOOD PHARMACEUTICALS INC
DBCV 2.250% 6/1
46333XAD0
1258
1196000
PRN
OTR
2
0
1196000
0
ISHARES TR
1 3 YR TREAS BD
464287457
500
5773
SH
SOLE
0
5773
0
0
ISHARES TR
20 YR TR BD ETF
464287432
500
3051
SH
SOLE
0
3051
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
369
2758
SH
SOLE
0
2758
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
683
14343
SH
SOLE
0
14343
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
201
2937
SH
SOLE
0
2937
0
0
ISHARES TR
CORE US AGGBD ET
464287226
31648
267725
SH
SOLE
0
267725
0
0
ISHARES INC
MIN VOL EMRG MKT
464286533
218
4189
SH
SOLE
0
4189
0
0
ISHARES TR
MSCI MIN VOL ETF
46429B697
333
5499
SH
SOLE
0
5499
0
0
ISHARES TR
MBS ETF
464288588
240
2170
SH
SOLE
0
2170
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
567
14182
SH
SOLE
0
14182
0
0
ISHARES INC
MSCI HONG KG ETF
464286871
534
25000
SH
SOLE
0
25000
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
380
13100
SH
SOLE
0
13100
0
0
ISHARES TR
MSCI INDONIA ETF
46429B309
676
37572
SH
SOLE
0
37572
0
0
ISHARES INC
MSCI MLY ETF NEW
46434G814
505
20026
SH
SOLE
0
20026
0
0
ISHARES TR
MSCI SAUDI ARBIA
46434V423
642
24389
SH
SOLE
0
24389
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
396
2062
SH
SOLE
0
2062
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
488
3405
SH
SOLE
0
3405
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
318
1766
SH
SOLE
0
1766
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
303
2801
SH
SOLE
0
2801
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
202
1676
SH
SOLE
0
1676
0
0
ISHARES TR
SELECT DIVID ETF
464287168
500
6198
SH
SOLE
0
6198
0
0
ISHARES TR
SH TR CRPORT ETF
464288646
18934
346084
SH
SOLE
0
346084
0
0
ITAU UNIBANCO HLDG S A
SPON ADR REP PFD
465562106
201
42892
SH
SOLE
0
42892
0
0
ITT INC
COM
45073V108
354
6025
SH
SOLE
0
6025
0
0
IVERIC BIO INC
COM
46583P102
282
55300
SH
SOLE
0
55300
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1432
10000
SH
Put
SOLE
0
10000
0
0
J2 GLOBAL INC
COM
48123V102
1379
21814
SH
SOLE
0
21814
0
0
JABIL INC
COM
466313103
337
10502
SH
SOLE
0
10502
0
0
JANUS HENDERSON GROUP PLC
ORD SHS
G4474Y214
616
29133
SH
SOLE
0
29133
0
0
JAWS ACQUISITION CORP
UNIT 99/99/9999
G50744120
3129
300036
SH
SOLE
0
300036
0
0
JD.COM INC
SPON ADR CL A
47215P106
2747
45648
SH
SOLE
0
45648
0
0
JEFFERIES FINL GROUP INC
COM
47233W109
217
13969
SH
SOLE
0
13969
0
0
SMUCKER J M CO
COM NEW
832696405
385
3638
SH
SOLE
0
3638
0
0
JOHNSON & JOHNSON
COM
478160104
1055
7500
SH
Put
OTR
2
0
7500
0
JOHNSON & JOHNSON
COM
478160104
886
6300
SH
Call
OTR
2
0
6300
0
JOHNSON & JOHNSON
COM
478160104
747
5315
SH
OTR
2
0
5315
0
JOHNSON & JOHNSON
COM
478160104
1104
7852
SH
SOLE
0
7852
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
683
20000
SH
SOLE
0
20000
0
0
JONES LANG LASALLE INC
COM
48020Q107
285
2753
SH
SOLE
0
2753
0
0
JOYY INC
ADS REPSTG COM A
46591M109
1
12
SH
SOLE
0
12
0
0
JOYY INC
ADS REPSTG COM A
46591M109
4398
49665
SH
OTR
2
0
49665
0
JPMORGAN CHASE & CO
COM
46625H100
2690
28600
SH
Call
SOLE
0
28600
0
0
JPMORGAN CHASE & CO
COM
46625H100
226
2400
SH
Put
SOLE
0
2400
0
0
J P MORGAN EXCHANGE-TRADED F
DIV RTN EM EQT
46641Q308
216
4697
SH
SOLE
0
4697
0
0
JPMORGAN CHASE & CO
COM
46625H100
11490
122155
SH
SOLE
0
122155
0
0
JUNIPER INDL HLDGS INC
UNIT 11/13/2026
48205G205
200
19452
SH
OTR
2
0
19452
0
JUNIPER NETWORKS INC
COM
48203R104
557
24360
SH
SOLE
0
24360
0
0
KADMON HLDGS INC
COM
48283N106
2432
475026
SH
SOLE
0
475026
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
2512
16827
SH
SOLE
0
16827
0
0
KAR AUCTION SVCS INC
COM
48238T109
471
34259
SH
SOLE
0
34259
0
0
KARYOPHARM THERAPEUTICS INC
NOTE 3.000%10/1
48576UAA4
7819
5579000
PRN
OTR
2
0
5579000
0
KBR INC
COM
48242W106
1028
45578
SH
OTR
2
0
45578
0
KBR INC
COM
48242W106
5084
225474
SH
SOLE
0
225474
0
0
KEMPER CORP DEL
COM
488401100
405
5591
SH
SOLE
0
5591
0
0
KENNAMETAL INC
COM
489170100
203
7066
SH
SOLE
0
7066
0
0
KENSINGTON CAP ACQUISITION C
UNIT 07/01/2027
490073202
304
30303
SH
OTR
2
0
30303
0
KEYCORP
COM
493267108
2405
197459
SH
SOLE
0
197459
0
0
KEYCORP
COM
493267108
177
14518
SH
OTR
1
14518
0
0
KIMBERLY CLARK CORP
COM
494368103
1730
12240
SH
SOLE
0
12240
0
0
KINGSOFT CLOUD HLDGS LTD
ADS
49639K101
239
7583
SH
SOLE
0
7583
0
0
KIRBY CORP
COM
497266106
485
9058
SH
SOLE
0
9058
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
704
16885
SH
SOLE
0
16885
0
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
258
5507
SH
SOLE
0
5507
0
0
KOSMOS ENERGY LTD
COM
500688106
2986
1799000
SH
SOLE
0
1799000
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
189
12063
SH
SOLE
0
12063
0
0
KROGER CO
COM
501044101
964
28493
SH
SOLE
0
28493
0
0
KRYSTAL BIOTECH INC
COM
501147102
2754
66486
SH
SOLE
0
66486
0
0
KULICKE & SOFFA INDS INC
COM
501242101
376
18032
SH
SOLE
0
18032
0
0
L BRANDS INC
COM
501797104
373
24912
SH
SOLE
0
24912
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
4901
28888
SH
SOLE
0
28888
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
597
3594
SH
SOLE
0
3594
0
0
LAKELAND INDS INC
COM
511795106
251
11202
SH
SOLE
0
11202
0
0
LAM RESEARCH CORP
COM
512807108
257
795
SH
SOLE
0
795
0
0
LAMAR ADVERTISING CO NEW
CL A
512816109
483
7235
SH
SOLE
0
7235
0
0
LANDCADIA HLDGS II INC
CL A
51476X105
1145
70000
SH
SOLE
0
70000
0
0
LAREDO PETROLEUM INC
COM
516806205
5851
422136
SH
SOLE
0
422136
0
0
LAS VEGAS SANDS CORP
COM
517834107
713
15647
SH
SOLE
0
15647
0
0
LEAR CORP
COM NEW
521865204
214
1961
SH
SOLE
0
1961
0
0
LEGG MASON INC
COM
524901105
664
13349
SH
SOLE
0
13349
0
0
LEIDOS HOLDINGS INC
COM
525327102
606
6474
SH
SOLE
0
6474
0
0
LENDINGTREE INC NEW
NOTE 0.625% 6/0
52603BAA5
28388
18880000
PRN
OTR
2
0
18880000
0
LENNOX INTL INC
COM
526107107
1157
4965
SH
SOLE
0
4965
0
0
LEXICON PHARMACEUTICALS INC
NOTE 5.250%12/0
528872AB0
289
709000
PRN
OTR
2
0
709000
0
LIBERTY BROADBAND CORP
COM SER C
530307305
551
4443
SH
SOLE
0
4443
0
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
10369
14000000
PRN
SOLE
0
14000000
0
0
LIBERTY MEDIA CORP DEL
NOTE 1.375%10/1
531229AB8
22142
21000000
PRN
SOLE
0
21000000
0
0
LIBERTY MEDIA CORP DEL
COM SER A FRMLA
531229870
741
25400
SH
SOLE
0
25400
0
0
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
566
16395
SH
SOLE
0
16395
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
607
285000
SH
SOLE
0
285000
0
0
LIFE STORAGE INC
COM
53223X107
258
2720
SH
SOLE
0
2720
0
0
LINCOLN NATL CORP IND
COM
534187109
1888
51313
SH
SOLE
0
51313
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
395
8911
SH
SOLE
0
8911
0
0
LIVERAMP HLDGS INC
COM
53815P108
484
11397
SH
SOLE
0
11397
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
6362
4241323
SH
SOLE
0
4241323
0
0
LOCKHEED MARTIN CORP
COM
539830109
2132
5842
SH
SOLE
0
5842
0
0
LOGMEIN INC
COM
54142L109
278
3275
SH
SOLE
0
3275
0
0
LONGVIEW ACQUISITION CORP
UNIT 99/99/9999
543195200
4545
450000
SH
SOLE
0
450000
0
0
LOWES COS INC
COM
548661107
1216
9000
SH
Put
OTR
2
0
9000
0
LOWES COS INC
COM
548661107
1216
9000
SH
Call
OTR
2
0
9000
0
LOWES COS INC
COM
548661107
50
369
SH
OTR
2
0
369
0
LOWES COS INC
COM
548661107
1246
9223
SH
SOLE
0
9223
0
0
LPL FINL HLDGS INC
COM
50212V100
298
3795
SH
SOLE
0
3795
0
0
LYFT INC
CL A COM
55087P104
340
10295
SH
SOLE
0
10295
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
238
3627
SH
SOLE
0
3627
0
0
M & T BK CORP
COM
55261F104
396
3812
SH
SOLE
0
3812
0
0
MACROGENICS INC
COM
556099109
294
10546
SH
SOLE
0
10546
0
0
MADISON SQUARE GRDN SPRT COR
CL A
55825T103
715
4869
SH
SOLE
0
4869
0
0
MAKEMYTRIP LIMITED MAURITIUS
SHS
V5633W109
506
33000
SH
SOLE
0
33000
0
0
MANPOWERGROUP INC
COM
56418H100
374
5445
SH
SOLE
0
5445
0
0
MARATHON PETE CORP
COM
56585A102
4231
113200
SH
SOLE
0
113200
0
0
MARCHEX INC
CL B
56624R108
56
35500
SH
SOLE
0
35500
0
0
MARKETAXESS HLDGS INC
COM
57060D108
203
406
SH
SOLE
0
406
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
208
5943
SH
SOLE
0
5943
0
0
MASIMO CORP
COM
574795100
435
1907
SH
SOLE
0
1907
0
0
MASTEC INC
COM
576323109
3283
73176
SH
SOLE
0
73176
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
4185
14154
SH
SOLE
0
14154
0
0
MATADOR RES CO
COM
576485205
3033
356815
SH
SOLE
0
356815
0
0
IAC INTERACTIVECORP
COM
44919P508
864
2672
SH
SOLE
0
2672
0
0
MATTEL INC
COM
577081102
502
51891
SH
SOLE
0
51891
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
222
3664
SH
SOLE
0
3664
0
0
MAXIMUS INC
COM
577933104
397
5631
SH
SOLE
0
5631
0
0
MAXLINEAR INC
COM
57776J100
3219
150000
SH
SOLE
0
150000
0
0
MCKESSON CORP
COM
58155Q103
871
5675
SH
SOLE
0
5675
0
0
MDU RES GROUP INC
COM
552690109
54
2435
SH
SOLE
0
2435
0
0
MDU RES GROUP INC
COM
552690109
1704
76840
SH
OTR
1
76840
0
0
MEDALLIA INC
COM
584021109
581
23029
SH
SOLE
0
23029
0
0
MEDTRONIC PLC
SHS
G5960L103
1453
15849
SH
SOLE
0
15849
0
0
MELCO RESORTS AND ENTMNT LTD
ADR
585464100
1190
76681
SH
SOLE
0
76681
0
0
MENLO THERAPEUTICS INC
COM
586858102
43
25000
SH
SOLE
0
25000
0
0
MERCADOLIBRE INC
NOTE 2.000% 8/1
58733RAD4
1821
795000
PRN
OTR
2
0
795000
0
MERCK & CO. INC
COM
58933Y105
3616
46767
SH
SOLE
0
46767
0
0
MEREO BIOPHARMA GROUP PLC
ADS
589492107
1210
395290
SH
SOLE
0
395290
0
0
METLIFE INC
COM
59156R108
1507
41275
SH
SOLE
0
41275
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
423
525
SH
SOLE
0
525
0
0
MGIC INVT CORP WIS
COM
552848103
299
36524
SH
SOLE
0
36524
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
4219
40061
SH
SOLE
0
40061
0
0
MICRON TECHNOLOGY INC
COM
595112103
2251
43693
SH
SOLE
0
43693
0
0
MICROSOFT CORP
COM
594918104
6560
32235
SH
SOLE
0
32235
0
0
MIDDLEBY CORP
COM
596278101
1800
22806
SH
SOLE
0
22806
0
0
MILLENDO THERAPEUTICS INC
COM
60040X103
88
50000
SH
SOLE
0
50000
0
0
MKS INSTRS INC
COM
55306N104
350
3087
SH
SOLE
0
3087
0
0
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
123
13364
SH
SOLE
0
13364
0
0
MODERNA INC
COM
60770K107
1330
20715
SH
SOLE
0
20715
0
0
MOMO INC
ADR
60879B107
241
13770
SH
SOLE
0
13770
0
0
MONOCLE ACQUISITION CORP
COM
609754106
469
45588
SH
SOLE
0
45588
0
0
MONOLITHIC PWR SYS INC
COM
609839105
593
2500
SH
SOLE
0
2500
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
420
6057
SH
SOLE
0
6057
0
0
MORGAN STANLEY
COM NEW
617446448
260
5375
SH
SOLE
0
5375
0
0
MOSAIC CO NEW
COM
61945C103
2199
175792
SH
SOLE
0
175792
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
389
2776
SH
SOLE
0
2776
0
0
MRC GLOBAL INC
COM
55345K103
2146
363090
SH
SOLE
0
363090
0
0
NABORS INDUSTRIES LTD
SHS
G6359F137
1037
28000
SH
SOLE
0
28000
0
0
NATIONAL FUEL GAS CO N J
COM
636180101
1172
27945
SH
OTR
1
27945
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
7571
124650
SH
SOLE
0
124650
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
2022
165066
SH
SOLE
0
165066
0
0
NEOGENOMICS INC
NOTE 1.250% 5/0
64049MAA8
1676
1559000
PRN
OTR
2
0
1559000
0
NETEASE INC
SPONSORED ADS
64110W102
704
1640
SH
SOLE
0
1640
0
0
NETFIN ACQUISITION CORP
SHS CL A
G6455A107
1881
175000
SH
SOLE
0
175000
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
317
2602
SH
SOLE
0
2602
0
0
NEURONETICS INC
COM
64131A105
77
40000
SH
SOLE
0
40000
0
0
NEVRO CORP
NOTE 2.750% 4/0
64157FAC7
3476
2544000
PRN
OTR
2
0
2544000
0
NEW FRONTIER HEALTH CORP
ORD SHS
G6461G106
401
48476
SH
SOLE
0
48476
0
0
NEW JERSEY RES
COM
646025106
539
16496
SH
OTR
1
16496
0
0
NEW ORIENTAL ED & TECHNOLOGY
SPON ADR
647581107
448
3438
SH
SOLE
0
3438
0
0
NEW PROVIDENCE ACQUISITION
COM CL A
64822P106
1613
160000
SH
SOLE
0
160000
0
0
NEW RELIC INC
COM
64829B100
533
7733
SH
SOLE
0
7733
0
0
NEW RELIC INC
NOTE 0.500% 5/0
64829BAB6
5431
5606000
PRN
OTR
2
0
5606000
0
NEWMONT CORP
COM
651639106
609
9872
SH
SOLE
0
9872
0
0
NEW RELIC INC
COM
64829B100
1612
23400
SH
Put
OTR
2
0
23400
0
NEXTERA ENERGY INC
COM
65339F101
1304
5428
SH
SOLE
0
5428
0
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F770
60
1410
SH
SOLE
0
1410
0
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F770
808
19028
SH
OTR
2
0
19028
0
NEXTIER OILFIELD SOLUTIONS
COM
65290C105
48
19500
SH
SOLE
0
19500
0
0
NIKE INC
CL B
654106103
1147
11695
SH
SOLE
0
11695
0
0
NISOURCE INC
COM
65473P105
422
18565
SH
SOLE
0
18565
0
0
NIKOLA CORP
COM
654110105
1688
25000
SH
Call
SOLE
0
25000
0
0
NOBLE ENERGY INC
COM
655044105
3246
362224
SH
SOLE
0
362224
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
252
11739
SH
SOLE
0
11739
0
0
NORFOLK SOUTHERN CORP
COM
655844108
2458
14000
SH
SOLE
0
14000
0
0
NORTHERN OIL & GAS INC NEV
COM
665531109
1586
1890000
SH
SOLE
0
1890000
0
0
NORTHERN TR CORP
COM
665859104
417
5262
SH
SOLE
0
5262
0
0
NORTHROP GRUMMAN CORP
COM
666807102
2250
7320
SH
SOLE
0
7320
0
0
NORTHWEST NAT HLDG CO
COM
66765N105
280
5016
SH
SOLE
0
5016
0
0
NORTONLIFELOCK INC
COM
668771108
294
14829
SH
SOLE
0
14829
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
425
25850
SH
SOLE
0
25850
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
234
2676
SH
SOLE
0
2676
0
0
NOVAVAX INC
COM NEW
670002401
577
6925
SH
SOLE
0
6925
0
0
NOVOCURE LTD
ORD SHS
G6674U108
536
9034
SH
SOLE
0
9034
0
0
NRG ENERGY INC
COM NEW
629377508
448
13763
SH
OTR
2
0
13763
0
NRG ENERGY INC
COM NEW
629377508
218
6690
SH
SOLE
0
6690
0
0
NORFOLK SOUTHERN CORP
COM
655844108
2721
15500
SH
Put
SOLE
0
15500
0
0
NORFOLK SOUTHERN CORP
COM
655844108
17557
100000
SH
Call
SOLE
0
100000
0
0
NU SKIN ENTERPRISES INC
CL A
67018T105
451
11784
SH
SOLE
0
11784
0
0
NUANCE COMMUNICATIONS INC
DBCV 1.000%12/1
67020YAK6
3550
3000000
PRN
SOLE
0
3000000
0
0
NUTANIX INC
NOTE 1/1
67059NAB4
15648
17623000
PRN
OTR
2
0
17623000
0
NUTRIEN LTD
COM
67077M108
1151
35852
SH
SOLE
0
35852
0
0
NVENT ELECTRIC PLC
SHS
G6700G107
359
19168
SH
SOLE
0
19168
0
0
NVR INC
COM
62944T105
867
266
SH
SOLE
0
266
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
5462
47898
SH
SOLE
0
47898
0
0
OAKTREE ACQUISITION CORP
*W EXP 99/99/999
G67145113
106
79999
SH
SOLE
0
79999
0
0
OAKTREE ACQUISITION CORP
SHS CL A
G67145105
1089
107077
SH
SOLE
0
107077
0
0
OASIS PETROLEUM INC
NOTE 2.625% 9/1
674215AJ7
506
3111000
PRN
OTR
2
0
3111000
0
OCCIDENTAL PETE CORP
COM
674599105
5338
291700
SH
SOLE
0
291700
0
0
OLD REP INTL CORP
COM
680223104
176
10801
SH
SOLE
0
10801
0
0
OLD REP INTL CORP
COM
680223104
579
35504
SH
OTR
1
35504
0
0
OLIN CORP
COM PAR $1
680665205
301
26234
SH
SOLE
0
26234
0
0
OLLIES BARGAIN OUTLET HLDGS
COM
681116109
228
2330
SH
SOLE
0
2330
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
323
10858
SH
SOLE
0
10858
0
0
OMEROS CORP
NOTE 6.250%11/1
682143AE2
1413
1357000
PRN
OTR
2
0
1357000
0
OMNICOM GROUP INC
COM
681919106
675
12366
SH
SOLE
0
12366
0
0
ON SEMICONDUCTOR CORP
COM
682189105
4464
225226
SH
SOLE
0
225226
0
0
ON SEMICONDUCTOR CORP
NOTE 1.000%12/0
682189AK1
39108
33500000
PRN
SOLE
0
33500000
0
0
OPEN TEXT CORP
COM
683715106
222
5227
SH
SOLE
0
5227
0
0
OPERA LTD
SPONSORED ADS
68373M107
855
95000
SH
SOLE
0
95000
0
0
ORACLE CORP
COM
68389X105
778
14075
SH
SOLE
0
14075
0
0
ORAGENICS INC
COM PAR
684023302
27
39400
SH
SOLE
0
39400
0
0
ORMAT TECHNOLOGIES INC
COM
686688102
282
4434
SH
SOLE
0
4434
0
0
OSHKOSH CORP
COM
688239201
885
12361
SH
SOLE
0
12361
0
0
OTIS WORLDWIDE CORP
COM
68902V107
2003
35221
SH
SOLE
0
35221
0
0
OVINTIV INC
COM
69047Q102
98
10297
SH
SOLE
0
10297
0
0
OWENS CORNING NEW
COM
690742101
697
12500
SH
SOLE
0
12500
0
0
OCCIDENTAL PETE CORP
COM
674599105
1896
103600
SH
Put
SOLE
0
103600
0
0
OCCIDENTAL PETE CORP
COM
674599105
710
38800
SH
Call
SOLE
0
38800
0
0
PACCAR INC
COM
693718108
264
3527
SH
SOLE
0
3527
0
0
PACIFIC MERCANTILE BANCORP
COM
694552100
110
30000
SH
SOLE
0
30000
0
0
PACIRA BIOSCIENCES
NOTE 2.375% 4/0
695127AD2
15850
14492000
PRN
OTR
2
0
14492000
0
PALATIN TECHNOLOGIES INC
COM PAR $ .01
696077403
77
150000
SH
SOLE
0
150000
0
0
PALO ALTO NETWORKS INC
COM
697435105
977
4255
SH
SOLE
0
4255
0
0
PARKER HANNIFIN CORP
COM
701094104
1329
7252
SH
SOLE
0
7252
0
0
PAYCOM SOFTWARE INC
COM
70432V102
1063
3432
SH
SOLE
0
3432
0
0
PAYPAL HLDGS INC
COM
70450Y103
5494
31534
SH
SOLE
0
31534
0
0
PDC ENERGY INC
COM
69327R101
3258
261887
SH
SOLE
0
261887
0
0
PEBBLEBROOK HOTEL TR
COM
70509V100
146
10693
SH
SOLE
0
10693
0
0
PENN NATL GAMING INC
COM
707569109
439
14368
SH
SOLE
0
14368
0
0
PENTAIR PLC
SHS
G7S00T104
440
11577
SH
SOLE
0
11577
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
69
5922
SH
SOLE
0
5922
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
746
64470
SH
OTR
1
64470
0
0
PEPSICO INC
COM
713448108
1567
11849
SH
SOLE
0
11849
0
0
PERSPECTA INC
COM
715347100
585
25179
SH
SOLE
0
25179
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
275
33218
SH
SOLE
0
33218
0
0
PFIZER INC
COM
717081103
2401
73428
SH
SOLE
0
73428
0
0
PHILIP MORRIS INTL INC
COM
718172109
500
7142
SH
SOLE
0
7142
0
0
PHILLIPS 66
COM
718546104
1529
21263
SH
SOLE
0
21263
0
0
PILGRIMS PRIDE CORP
COM
72147K108
388
22963
SH
SOLE
0
22963
0
0
PIVOTAL INVT CORP II
COM CL A
72582K100
835
82290
SH
SOLE
0
82290
0
0
PIVOTAL INVT CORP II
*W EXP 06/01/202
72582K118
60
75665
SH
SOLE
0
75665
0
0
PLANET FITNESS INC
CL A
72703H101
206
3409
SH
SOLE
0
3409
0
0
PLURALSIGHT INC
COM CL A
72941B106
199
11032
SH
SOLE
0
11032
0
0
PLURALSIGHT INC
NOTE 0.375% 3/0
72941BAB2
3917
4412000
PRN
OTR
2
0
4412000
0
PNC FINL SVCS GROUP INC
COM
693475105
14077
133801
SH
SOLE
0
133801
0
0
PNM RES INC
COM
69349H107
329
8568
SH
SOLE
0
8568
0
0
POLARIS INC
COM
731068102
376
4067
SH
SOLE
0
4067
0
0
POLARITYTE INC
COM
731094108
31
25000
SH
SOLE
0
25000
0
0
POWER INTEGRATIONS INC
COM
739276103
267
2260
SH
SOLE
0
2260
0
0
PPL CORP
COM
69351T106
1549
59954
SH
SOLE
0
59954
0
0
PREVAIL THERAPEUTICS INC
COM
74140Y101
310
20788
SH
SOLE
0
20788
0
0
PRIMERICA INC
COM
74164M108
214
1835
SH
SOLE
0
1835
0
0
PROCTER AND GAMBLE CO
COM
742718109
3638
30428
SH
SOLE
0
30428
0
0
PROGRESSIVE CORP OHIO
COM
743315103
325
4053
SH
SOLE
0
4053
0
0
PROPETRO HLDG CORP
COM
74347M108
1886
367000
SH
SOLE
0
367000
0
0
PROSHARES TR II
ULTRA VIX SHORT
74347W148
328
10000
SH
SOLE
0
10000
0
0
PROSPERITY BANCSHARES INC
COM
743606105
1571
26459
SH
SOLE
0
26459
0
0
PROTHENA CORP PLC
SHS
G72800108
1087
103934
SH
SOLE
0
103934
0
0
PROTO LABS INC
COM
743713109
423
3764
SH
SOLE
0
3764
0
0
PRUDENTIAL PLC
ADR
74435K204
4993
164341
SH
SOLE
0
164341
0
0
PS BUSINESS PKS INC CALIF
COM
69360J107
226
1710
SH
SOLE
0
1710
0
0
PURE STORAGE INC
CL A
74624M102
2197
126800
SH
Put
OTR
2
0
126800
0
PTC INC
COM
69370C100
290
3730
SH
SOLE
0
3730
0
0
PTC THERAPEUTICS INC
NOTE 3.000% 8/1
69366JAB7
6670
5748000
PRN
OTR
2
0
5748000
0
PULTE GROUP INC
COM
745867101
910
26735
SH
SOLE
0
26735
0
0
PURE STORAGE INC
CL A
74624M102
242
13967
SH
SOLE
0
13967
0
0
PURE STORAGE INC
NOTE 0.125% 4/1
74624MAB8
5949
6036000
PRN
OTR
2
0
6036000
0
Q2 HLDGS INC
NOTE 0.750% 2/1
74736LAB5
1323
843000
PRN
OTR
2
0
843000
0
QEP RESOURCES INC
COM
74733V100
5113
3963200
SH
SOLE
0
3963200
0
0
QIAGEN NV
SHS NEW
N72482123
873
20400
SH
Put
SOLE
0
20400
0
0
QIAGEN NV
SHS NEW
N72482123
1725
40300
SH
Call
SOLE
0
40300
0
0
QIAGEN NV
SHS NEW
N72482123
1477
34490
SH
SOLE
0
34490
0
0
QORVO INC
COM
74736K101
2839
25684
SH
SOLE
0
25684
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
4085
16500
SH
Put
SOLE
0
16500
0
0
QUAKER CHEM CORP
COM
747316107
240
1293
SH
SOLE
0
1293
0
0
QUALYS INC
COM
74758T303
222
2130
SH
SOLE
0
2130
0
0
RADIAN GROUP INC
COM
750236101
422
27194
SH
SOLE
0
27194
0
0
RALPH LAUREN CORP
CL A
751212101
536
7397
SH
SOLE
0
7397
0
0
RAMBUS INC DEL
COM
750917106
228
14978
SH
SOLE
0
14978
0
0
RAYMOND JAMES FINL INC
COM
754730109
220
3192
SH
SOLE
0
3192
0
0
REALPAGE INC
COM
75606N109
547
8412
SH
SOLE
0
8412
0
0
REALTY INCOME CORP
COM
756109104
190
3200
SH
SOLE
0
3200
0
0
REALTY INCOME CORP
COM
756109104
320
5384
SH
OTR
1
5384
0
0
RED LION HOTELS CORP
COM
756764106
105
45000
SH
SOLE
0
45000
0
0
RED ROCK RESORTS INC
CL A
75700L108
187
17134
SH
SOLE
0
17134
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
561
899
SH
SOLE
0
899
0
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
153
13737
SH
SOLE
0
13737
0
0
REINSURANCE GRP OF AMERICA I
COM NEW
759351604
292
3722
SH
SOLE
0
3722
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
283
2977
SH
SOLE
0
2977
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
285
1664
SH
SOLE
0
1664
0
0
REPLAY ACQUISITION CORP
COM
G75130107
357
35000
SH
SOLE
0
35000
0
0
REPLIGEN CORP
NOTE 0.375% 7/1
759916AB5
8849
7034000
PRN
OTR
2
0
7034000
0
REPUBLIC SVCS INC
COM
760759100
1266
15434
SH
SOLE
0
15434
0
0
FRONT YD RESIDENTIAL CORP
COM
35904G107
353
40600
SH
Call
SOLE
0
40600
0
0
RESTORATION HARDWARE HLDGS I
DBCV 7/1
761283AC4
39198
20154000
PRN
OTR
2
0
20154000
0
RETROPHIN INC
NOTE 2.500% 9/1
761299AB2
6153
7370000
PRN
OTR
2
0
7370000
0
RH
COM
74967X103
225
905
SH
SOLE
0
905
0
0
RINGCENTRAL INC
CL A
76680R206
287
1006
SH
SOLE
0
1006
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
43889
781226
SH
SOLE
0
781226
0
0
RLI CORP
COM
749607107
120
1465
SH
SOLE
0
1465
0
0
RLI CORP
COM
749607107
621
7568
SH
OTR
1
7568
0
0
RMG ACQUISITION CORP
CL A
749641106
1173
114700
SH
SOLE
0
114700
0
0
ROCKWELL AUTOMATION INC
COM
773903109
321
1508
SH
SOLE
0
1508
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
340
8466
SH
SOLE
0
8466
0
0
ROSS STORES INC
COM
778296103
1477
17333
SH
SOLE
0
17333
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
86340
2835459
SH
SOLE
0
2835459
0
0
RTI SURGICAL HOLDINGS INC
COM
74975N105
153
48196
SH
SOLE
0
48196
0
0
S&P GLOBAL INC
COM
78409V104
1306
3965
SH
SOLE
0
3965
0
0
SAIA INC
COM
78709Y105
362
3255
SH
SOLE
0
3255
0
0
SAILPOINT TECHNLGIES HLDGS I
COM
78781P105
220
8314
SH
SOLE
0
8314
0
0
SALESFORCE COM INC
COM
79466L302
391
2088
SH
SOLE
0
2088
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
172
13729
SH
SOLE
0
13729
0
0
SAREPTA THERAPEUTICS INC
DBCV 1.500%11/1
803607AB6
34343
14948000
PRN
OTR
2
0
14948000
0
SC HEALTH CORP
COM CL A
G78516203
1187
117429
SH
SOLE
0
117429
0
0
SC HEALTH CORP
*W EXP 99/99/999
G78516401
170
157400
SH
SOLE
0
157400
0
0
SCHLUMBERGER LTD
COM
806857108
588
31999
SH
SOLE
0
31999
0
0
SCHULTZE SPL PURP ACQUSTN CO
COM
80821R109
205
20000
SH
SOLE
0
20000
0
0
SCHWAB CHARLES CORP
COM
808513105
1019
30212
SH
SOLE
0
30212
0
0
SCIENTIFIC GAMES CORP
COM
80874P109
157
10151
SH
SOLE
0
10151
0
0
SCIPLAY CORP
CL A
809087109
926
62410
SH
SOLE
0
62410
0
0
SCOTTS MIRACLE GRO CO
CL A
810186106
237
1761
SH
SOLE
0
1761
0
0
SCVX CORP
UNIT 99/99/9999
G79448109
349
33669
SH
OTR
2
0
33669
0
SCVX CORP
COM
G79448208
996
100000
SH
SOLE
0
100000
0
0
SEA LTD
NOTE 2.250% 7/0
81141RAB6
271
50000
PRN
SOLE
0
50000
0
0
SEA LTD
SPONSORED ADS
81141R100
802
7475
SH
SOLE
0
7475
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
288
5954
SH
SOLE
0
5954
0
0
SEALED AIR CORP NEW
COM
81211K100
575
17500
SH
SOLE
0
17500
0
0
SEANERGY MARITIME HLDGS CORP
*W EXP 05/13/202
Y73760152
13
178500
SH
SOLE
0
178500
0
0
SEATTLE GENETICS INC
COM
812578102
296
1742
SH
SOLE
0
1742
0
0
SECOO HLDG LTD
ADR
81367P101
281
87015
SH
SOLE
0
87015
0
0
SEMPRA ENERGY
COM
816851109
1042
8887
SH
SOLE
0
8887
0
0
SEMTECH CORP
COM
816850101
270
5175
SH
SOLE
0
5175
0
0
SENSIENT TECHNOLOGIES CORP
COM
81725T100
356
6829
SH
SOLE
0
6829
0
0
SERVICE CORP INTL
COM
817565104
415
10664
SH
SOLE
0
10664
0
0
SERVICENOW INC
COM
81762P102
843
2080
SH
SOLE
0
2080
0
0
SHERWIN WILLIAMS CO
COM
824348106
860
1488
SH
SOLE
0
1488
0
0
SHERWIN WILLIAMS CO
COM
824348106
231
400
SH
Put
SOLE
0
400
0
0
SHERWIN WILLIAMS CO
COM
824348106
231
400
SH
Call
SOLE
0
400
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
2046
19134
SH
SOLE
0
19134
0
0
SILVER SPIKE ACQUISITION COR
CL A SHS
G8136L106
1520
150450
SH
SOLE
0
150450
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
1466
21438
SH
SOLE
0
21438
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
316
4627
SH
OTR
1
4627
0
0
SIMPSON MANUFACTURING CO INC
COM
829073105
511
6059
SH
SOLE
0
6059
0
0
SKECHERS U S A INC
CL A
830566105
240
7650
SH
SOLE
0
7650
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
2856
22337
SH
SOLE
0
22337
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
361
11626
SH
SOLE
0
11626
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
1834
12000
SH
Put
SOLE
0
12000
0
0
SMITH A O CORP
COM
831865209
345
7322
SH
SOLE
0
7322
0
0
SNAP INC
CL A
83304A106
1198
50996
SH
SOLE
0
50996
0
0
SOCIAL CAP HDOSPHIA HLDG CO
SHS CL A
G8250T109
999
85000
SH
SOLE
0
85000
0
0
SOCIAL CAP HEDSPIA HLDG CO I
COM CL A
G8251K107
2179
194900
SH
SOLE
0
194900
0
0
SOLARWINDS CORP
COM
83417Q105
402
22754
SH
SOLE
0
22754
0
0
SONOCO PRODS CO
COM
835495102
5
100
SH
SOLE
0
100
0
0
SONOCO PRODS CO
COM
835495102
524
10018
SH
OTR
1
10018
0
0
SONY CORP
SPONSORED ADR
835699307
346
5000
SH
SOLE
0
5000
0
0
SOUTH MTN MERGER CORP
COM CL A
838884104
1503
147500
SH
SOLE
0
147500
0
0
SOUTH ST CORP
COM
840441109
380
7981
SH
SOLE
0
7981
0
0
SOUTHERN CO
COM
842587107
676
13030
SH
SOLE
0
13030
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
1634
100000
SH
Put
SOLE
0
100000
0
0
SPDR SER TR
BLMBRG BRC CNVRT
78464A359
1704
28169
SH
SOLE
0
28169
0
0
SPDR SER TR
BLOMBERG BRC INV
78468R200
480
15763
SH
SOLE
0
15763
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
454
1761
SH
SOLE
0
1761
0
0
SPDR GOLD TR
GOLD SHS
78463V107
1133
6772
SH
OTR
2
0
6772
0
SPDR SER TR
PORTFOLIO INTRMD
78464A375
11028
301902
SH
SOLE
0
301902
0
0
SPDR SER TR
PORTFLI MORTGAGE
78464A383
1223
45645
SH
SOLE
0
45645
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
9180
29771
SH
SOLE
0
29771
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
7433
22908
SH
SOLE
0
22908
0
0
SPDR SER TR
S&P OILGAS EXP
78468R556
538
10317
SH
SOLE
0
10317
0
0
SPIRIT RLTY CAP INC NEW
COM NEW
84860W300
261
7486
SH
SOLE
0
7486
0
0
SPLUNK INC
COM
848637104
441
2220
SH
OTR
2
0
2220
0
SPLUNK INC
COM
848637104
502
2525
SH
SOLE
0
2525
0
0
SPLUNK INC
NOTE 1.125% 9/1
848637AD6
1472
1000000
PRN
SOLE
0
1000000
0
0
SPX CORP
COM
784635104
267
6477
SH
SOLE
0
6477
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
19797
64200
SH
Put
SOLE
0
64200
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1480
4800
SH
Call
SOLE
0
4800
0
0
SQUARE INC
CL A
852234103
1254
11948
SH
SOLE
0
11948
0
0
SQUARE INC
NOTE 0.375% 3/0
852234AB9
14201
3073000
PRN
OTR
2
0
3073000
0
SQUARE INC
NOTE 0.500% 5/1
852234AD5
2980
2000000
PRN
SOLE
0
2000000
0
0
SQUARE INC
NOTE 0.500% 5/1
852234AD5
1159
778000
PRN
OTR
2
0
778000
0
SSR MNG INC
NOTE 2.500% 4/0
784730AB9
3318
2459000
PRN
SOLE
0
2459000
0
0
STANDARD DIVERSIFIED INC
COM CL A
85336L109
316
24500
SH
SOLE
0
24500
0
0
STANLEY BLACK & DECKER INC
COM
854502101
789
5662
SH
SOLE
0
5662
0
0
STARWOOD PPTY TR INC
COM
85571B105
197
13146
SH
SOLE
0
13146
0
0
STEEL DYNAMICS INC
COM
858119100
402
15402
SH
SOLE
0
15402
0
0
STEPAN CO
COM
858586100
830
8548
SH
OTR
1
8548
0
0
STERIS PLC
SHS USD
G8473T100
996
6488
SH
SOLE
0
6488
0
0
STERLING BANCORP DEL
COM
85917A100
1762
150331
SH
SOLE
0
150331
0
0
STRATASYS LTD
SHS
M85548101
185
11635
SH
SOLE
0
11635
0
0
STRYKER CORPORATION
COM
863667101
1561
8662
SH
SOLE
0
8662
0
0
SUSTAINABLE OPPORTNTS ACQ CO
UNIT 99/99/9999
G8598Y125
2778
275000
SH
SOLE
0
275000
0
0
SVB FINANCIAL GROUP
COM
78486Q101
3375
15658
SH
SOLE
0
15658
0
0
SYNAPTICS INC
COM
87157D109
291
4835
SH
SOLE
0
4835
0
0
SYNAPTICS INC
NOTE 0.500% 6/1
87157DAD1
5626
5267000
PRN
OTR
2
0
5267000
0
SYNLOGIC INC
COM
87166L100
154
76000
SH
SOLE
0
76000
0
0
SYSCO CORP
COM
871829107
1282
23462
SH
SOLE
0
23462
0
0
PRICE T ROWE GROUP INC
COM
74144T108
581
4707
SH
SOLE
0
4707
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
284
5000
SH
SOLE
0
5000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
322
2310
SH
SOLE
0
2310
0
0
TARGET CORP
COM
87612E106
757
6312
SH
SOLE
0
6312
0
0
TAUBMAN CTRS INC
COM
876664103
1411
37372
SH
SOLE
0
37372
0
0
TCF FINANCIAL CORPORATION NE
COM
872307103
1242
42200
SH
SOLE
0
42200
0
0
TAUBMAN CTRS INC
COM
876664103
19008
503400
SH
Put
SOLE
0
503400
0
0
TAUBMAN CTRS INC
COM
876664103
27285
722600
SH
Call
SOLE
0
722600
0
0
TERADATA CORP DEL
COM
88076W103
2068
99400
SH
Call
SOLE
0
99400
0
0
TECH DATA CORP
COM
878237106
18750
129400
SH
Put
SOLE
0
129400
0
0
TECH DATA CORP
COM
878237106
13635
94100
SH
Call
SOLE
0
94100
0
0
TECH DATA CORP
COM
878237106
4401
30372
SH
SOLE
0
30372
0
0
TECHNIPFMC PLC
COM
G87110105
447
65287
SH
SOLE
0
65287
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
2194
21000
SH
SOLE
0
21000
0
0
TELADOC HEALTH INC
COM
87918A105
296
1549
SH
SOLE
0
1549
0
0
TELEDYNE TECHNOLOGIES INC
COM
879360105
507
1629
SH
SOLE
0
1629
0
0
TEMPUR SEALY INTL INC
COM
88023U101
496
6897
SH
SOLE
0
6897
0
0
TENARIS S A
SPONSORED ADS
88031M109
226
17475
SH
SOLE
0
17475
0
0
TENCENT MUSIC ENTMT GROUP
SPON ADS
88034P109
1127
83740
SH
SOLE
0
83740
0
0
TERADATA CORP DEL
COM
88076W103
260
12500
SH
SOLE
0
12500
0
0
TESLA INC
NOTE 1.250% 3/0
88160RAC5
62467
20831000
PRN
OTR
2
0
20831000
0
TESLA INC
NOTE 2.375% 3/1
88160RAD3
12954
3907000
PRN
OTR
2
0
3907000
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
968
31360
SH
SOLE
0
31360
0
0
TEXAS INSTRS INC
COM
882508104
1321
10401
SH
SOLE
0
10401
0
0
TEGNA INC
COM
87901J105
1593
143000
SH
Call
SOLE
0
143000
0
0
THERAVANCE BIOPHARMA INC
NOTE 3.250%11/0
88339KAA0
2338
2403000
PRN
OTR
2
0
2403000
0
THOMSON REUTERS CORP.
COM NEW
884903709
374
5503
SH
SOLE
0
5503
0
0
THOR INDS INC
COM
885160101
481
4519
SH
SOLE
0
4519
0
0
THUNDER BRDG ACQUISTION II L
CL A SHS
G8857S116
1154
114256
SH
SOLE
0
114256
0
0
TIFFANY & CO NEW
COM
886547108
217907
1787000
SH
Put
SOLE
0
1787000
0
0
TIFFANY & CO NEW
COM
886547108
119782
982300
SH
Call
SOLE
0
982300
0
0
TILRAY INC
NOTE 5.000%10/0
88688TAB6
1063
2299000
PRN
OTR
2
0
2299000
0
TILRAY INC
COM CL 2
88688T100
333
46900
SH
Put
OTR
2
0
46900
0
T-MOBILE US INC
RIGHT 07/27/2020
872590112
67
400528
SH
SOLE
0
400528
0
0
T-MOBILE US INC
COM
872590104
8644
83000
SH
Put
SOLE
0
83000
0
0
TOLL BROTHERS INC
COM
889478103
491
15059
SH
SOLE
0
15059
0
0
TOPBUILD CORP
COM
89055F103
728
6398
SH
SOLE
0
6398
0
0
TOPBUILD CORP
COM
89055F103
1818
15979
SH
OTR
1
15979
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
577
12942
SH
SOLE
0
12942
0
0
TORTOISE ACQUISITION CORP
CL A
89154L100
274
10000
SH
SOLE
0
10000
0
0
TOUGHBUILT INDS INC
*W EXP 05/15/202
89157G116
5
104000
SH
SOLE
0
104000
0
0
TOWER SEMICONDUCTOR LTD
SHS NEW
M87915274
257
13486
SH
SOLE
0
13486
0
0
TRADEWEB MKTS INC
CL A
892672106
1154
19850
SH
SOLE
0
19850
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
839
9429
SH
SOLE
0
9429
0
0
TRANSENTERIX INC
COM
89366M300
30
55000
SH
SOLE
0
55000
0
0
TRANSUNION
COM
89400J107
862
9901
SH
SOLE
0
9901
0
0
TRAVELERS COMPANIES INC
COM
89417E109
381
3344
SH
SOLE
0
3344
0
0
TREBIA ACQUISITION CORP
UNIT 99/99/9999
G9027T125
0
1
SH
OTR
2
0
1
0
TREBIA ACQUISITION CORP
UNIT 99/99/9999
G9027T125
3135
300000
SH
SOLE
0
300000
0
0
TREEHOUSE FOODS INC
COM
89469A104
322
7341
SH
SOLE
0
7341
0
0
TREX CO INC
COM
89531P105
704
5414
SH
SOLE
0
5414
0
0
TRIBUNE PUBG CO NEW
COM
89609W107
200
20000
SH
SOLE
0
20000
0
0
TRINE ACQUISITION CORP
COM CL A
89628U108
1470
140683
SH
SOLE
0
140683
0
0
CTRIP COM INTL LTD
DBCV 1.990% 7/0
22943FAH3
825
832000
PRN
OTR
2
0
832000
0
TRUIST FINL CORP
COM
89832Q109
460
12238
SH
SOLE
0
12238
0
0
TUSCAN HOLDINGS CORP
COM
90069K104
1738
169868
SH
SOLE
0
169868
0
0
TUSCAN HLDGS CORP II
COM
90070A103
1357
135000
SH
SOLE
0
135000
0
0
TUSCAN HLDGS CORP II
*W EXP 99/99/999
90070A111
9
17500
SH
SOLE
0
17500
0
0
TUSCAN HOLDINGS CORP
*W EXP 04/01/202
90069K112
67
114200
SH
SOLE
0
114200
0
0
TWILIO INC
CL A
90138F102
1294
5896
SH
SOLE
0
5896
0
0
TWILIO INC
NOTE 0.250% 6/0
90138FAB8
22497
7239000
PRN
OTR
2
0
7239000
0
TWITTER INC
COM
90184L102
1288
43223
SH
SOLE
0
43223
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
90
17789
SH
SOLE
0
17789
0
0
UNITED AIRLS HLDGS INC
COM
910047109
841
24300
SH
Put
OTR
2
0
24300
0
UBER TECHNOLOGIES INC
COM
90353T100
1404
45174
SH
SOLE
0
45174
0
0
UMPQUA HLDGS CORP
COM
904214103
481
45190
SH
SOLE
0
45190
0
0
UNDER ARMOUR INC
CL A
904311107
178
18298
SH
SOLE
0
18298
0
0
UNILEVER N V
N Y SHS NEW
904784709
3995
75000
SH
SOLE
0
75000
0
0
UNION ACQUISITION CORP II
SHS
G9402Q100
750
75000
SH
SOLE
0
75000
0
0
UNIQURE NV
SHS
N90064101
363
8050
SH
SOLE
0
8050
0
0
UNITED AIRLS HLDGS INC
COM
910047109
4773
137896
SH
SOLE
0
137896
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
35
1252
SH
SOLE
0
1252
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
1107
40006
SH
OTR
1
40006
0
0
UNITED RENTALS INC
COM
911363109
893
5991
SH
SOLE
0
5991
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
428
3534
SH
SOLE
0
3534
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
556
3713
SH
SOLE
0
3713
0
0
US BANCORP DEL
COM NEW
902973304
5895
160090
SH
SOLE
0
160090
0
0
UNITED STATES CELLULAR CORP
COM
911684108
263
8534
SH
OTR
1
8534
0
0
U S SILICA HLDGS INC
COM
90346E103
969
268300
SH
SOLE
0
268300
0
0
U S WELL SVCS INC
CL A
91274U101
237
485795
SH
SOLE
0
485795
0
0
USANA HEALTH SCIENCES INC
COM
90328M107
214
2915
SH
SOLE
0
2915
0
0
VALE S A
SPONSORED ADS
91912E105
545
52876
SH
SOLE
0
52876
0
0
VALERO ENERGY CORP
COM
91913Y100
1968
33457
SH
SOLE
0
33457
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
586
14806
SH
SOLE
0
14806
0
0
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
500
10707
SH
SOLE
0
10707
0
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
16289
174795
SH
SOLE
0
174795
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
19446
204390
SH
SOLE
0
204390
0
0
VANGUARD BD INDEX FDS
LONG TERM BOND
921937793
11446
102521
SH
SOLE
0
102521
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
15068
182293
SH
SOLE
0
182293
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
16085
193513
SH
SOLE
0
193513
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
94918
1074457
SH
SOLE
0
1074457
0
0
VARIAN MED SYS INC
COM
92220P105
310
2532
SH
SOLE
0
2532
0
0
VECTOR GROUP LTD
COM
92240M108
108
10718
SH
SOLE
0
10718
0
0
VEEVA SYS INC
CL A COM
922475108
635
2709
SH
SOLE
0
2709
0
0
VEONEER INC
NOTE 4.000% 6/0
92336XAA7
2710
3232000
PRN
OTR
2
0
3232000
0
VERB TECHNOLOGY CO INC
*W EXP 03/14/202
92337U112
162
559481
SH
SOLE
0
559481
0
0
VEREIT INC
COM
92339V100
278
43175
SH
SOLE
0
43175
0
0
VERISK ANALYTICS INC
COM
92345Y106
347
2041
SH
SOLE
0
2041
0
0
VERRA MOBILITY CORP
COM
92511U102
106
10306
SH
SOLE
0
10306
0
0
V F CORP
COM
918204108
514
8442
SH
SOLE
0
8442
0
0
VIAVI SOLUTIONS INC
COM
925550105
5367
421300
SH
Call
OTR
2
0
421300
0
VIAVI SOLUTIONS INC
COM
925550105
9755
765721
SH
OTR
2
0
765721
0
VICI PPTYS INC
COM
925652109
354
17548
SH
SOLE
0
17548
0
0
VIPSHOP HOLDINGS LIMITED
SPONSORED ADS A
92763W103
423
21243
SH
SOLE
0
21243
0
0
VIR BIOTECHNOLOGY INC
COM
92764N102
1661
40536
SH
SOLE
0
40536
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
4206
257377
SH
SOLE
0
257377
0
0
VISA INC
COM CL A
92826C839
372
1927
SH
SOLE
0
1927
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
421
27578
SH
SOLE
0
27578
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
1864
122096
SH
OTR
2
0
122096
0
VISTEON CORP
COM NEW
92839U206
346
5052
SH
SOLE
0
5052
0
0
VISTRA ENERGY CORP
COM
92840M102
657
35263
SH
SOLE
0
35263
0
0
VMWARE INC
CL A COM
928563402
1417
9147
SH
SOLE
0
9147
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
3508
220093
SH
SOLE
0
220093
0
0
VONAGE HLDGS CORP
NOTE 1.750% 6/0
92886TAJ1
918
979000
PRN
OTR
2
0
979000
0
VOYA FINANCIAL INC
COM
929089100
534
11442
SH
SOLE
0
11442
0
0
VULCAN MATLS CO
COM
929160109
465
4013
SH
SOLE
0
4013
0
0
WABTEC
COM
929740108
613
10642
SH
SOLE
0
10642
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1087
25640
SH
SOLE
0
25640
0
0
WALMART INC
COM
931142103
2092
17462
SH
SOLE
0
17462
0
0
DISNEY WALT CO
COM DISNEY
254687106
1703
15270
SH
SOLE
0
15270
0
0
WASTE MGMT INC DEL
COM
94106L109
1169
11033
SH
SOLE
0
11033
0
0
WATERS CORP
COM
941848103
908
5033
SH
SOLE
0
5033
0
0
WATTS WATER TECHNOLOGIES INC
CL A
942749102
324
4004
SH
SOLE
0
4004
0
0
WAYFAIR INC
NOTE 0.375% 9/0
94419LAB7
3803
2000000
PRN
SOLE
0
2000000
0
0
WAYFAIR INC
NOTE 0.375% 9/0
94419LAB7
43255
22745000
PRN
OTR
2
0
22745000
0
WAYFAIR INC
NOTE 1.125%11/0
94419LAD3
5992
3351000
PRN
OTR
2
0
3351000
0
WAYFAIR INC
CL A
94419L101
1087
5500
SH
SOLE
0
5500
0
0
WELBILT INC
COM
949090104
335
55000
SH
Call
SOLE
0
55000
0
0
WELLS FARGO CO NEW
COM
949746101
6578
256941
SH
SOLE
0
256941
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
401
309
SH
SOLE
0
309
0
0
WESCO INTL INC
COM
95082P105
3519
100233
SH
SOLE
0
100233
0
0
WESTERN UN CO
COM
959802109
203
9379
SH
SOLE
0
9379
0
0
WESTROCK CO
COM
96145D105
297
10517
SH
SOLE
0
10517
0
0
WEYERHAEUSER CO MTN BE
COM NEW
962166104
1011
45000
SH
SOLE
0
45000
0
0
WELLS FARGO CO NEW
COM
949746101
6400
250000
SH
Put
SOLE
0
250000
0
0
WILLIAMS COS INC
COM
969457100
336
17666
SH
SOLE
0
17666
0
0
WILLIAMS SONOMA INC
COM
969904101
1124
13708
SH
SOLE
0
13708
0
0
WILLSCOT CORP
COM
971375126
299
24342
SH
SOLE
0
24342
0
0
WILLSCOT CORP
COM
971375126
2125
172942
SH
OTR
1
172942
0
0
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
362
9270
SH
SOLE
0
9270
0
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
386
10686
SH
SOLE
0
10686
0
0
WISDOMTREE TR
FLOATNG RAT TREA
97717X628
2499
99463
SH
SOLE
0
99463
0
0
WIX COM LTD
NOTE 7/0
92940WAB5
10047
5400000
PRN
OTR
2
0
5400000
0
WRIGHT MED GROUP N V
ORD SHS
N96617118
11692
393400
SH
Put
SOLE
0
393400
0
0
WRIGHT MED GROUP N V
ORD SHS
N96617118
14836
499200
SH
Call
SOLE
0
499200
0
0
WORKDAY INC
CL A
98138H101
933
4982
SH
SOLE
0
4982
0
0
WORLD FUEL SVCS CORP
COM
981475106
1213
47094
SH
SOLE
0
47094
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
715
16460
SH
SOLE
0
16460
0
0
WPP PLC NEW
ADR
92937A102
2786
71198
SH
SOLE
0
71198
0
0
WPX ENERGY INC
COM
98212B103
2937
460296
SH
SOLE
0
460296
0
0
WYNDHAM DESTINATIONS INC
COM
98310W108
261
9247
SH
SOLE
0
9247
0
0
WYNN RESORTS LTD
COM
983134107
1807
24255
SH
SOLE
0
24255
0
0
SPDR SER TR
S&P BIOTECH
78464A870
10355
92500
SH
Put
SOLE
0
92500
0
0
XCEL ENERGY INC
COM
98389B100
1543
24685
SH
SOLE
0
24685
0
0
XERIS PHARMACEUTICALS INC
NOTE 5.000% 7/1
98422LAA5
1442
1456000
PRN
OTR
2
0
1456000
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1294
55900
SH
Put
OTR
2
0
55900
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
4628
200000
SH
Call
SOLE
0
200000
0
0
XPO LOGISTICS INC
COM
983793100
2482
32131
SH
SOLE
0
32131
0
0
XYLEM INC
COM
98419M100
731
11254
SH
SOLE
0
11254
0
0
YETI HLDGS INC
COM
98585X104
326
7623
SH
SOLE
0
7623
0
0
YUM CHINA HLDGS INC
COM
98850P109
765
15904
SH
SOLE
0
15904
0
0
YUM BRANDS INC
COM
988498101
2172
24989
SH
SOLE
0
24989
0
0
YUNHONG INTL
UNIT 99/99/9999
G98882114
407
40468
SH
OTR
2
0
40468
0
ZENDESK INC
COM
98936J101
2557
28880
SH
SOLE
0
28880
0
0
ZENDESK INC
NOTE 0.250% 3/1
98936JAB7
747
500000
PRN
SOLE
0
500000
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
270
4692
SH
SOLE
0
4692
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
1531
12823
SH
SOLE
0
12823
0
0
ZSCALER INC
COM
98980G102
2380
21731
SH
SOLE
0
21731
0
0
ZTO EXPRESS CAYMAN INC
SPONSORED ADS A
98980A105
259
7068
SH
SOLE
0
7068
0
0
ZUORA INC
COM CL A
98983V106
148
11598
SH
SOLE
0
11598
0
0
ZYNERBA PHARMACEUTICALS INC
COM
98986X109
34
10000
SH
SOLE
0
10000
0
0