0001454027-19-000002.txt : 20190214
0001454027-19-000002.hdr.sgml : 20190214
20190214145025
ACCESSION NUMBER: 0001454027-19-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
EFFECTIVENESS DATE: 20190214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Verition Fund Management LLC
CENTRAL INDEX KEY: 0001454027
IRS NUMBER: 262472334
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13309
FILM NUMBER: 19604913
BUSINESS ADDRESS:
STREET 1: ONE AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: 203-742-7740
MAIL ADDRESS:
STREET 1: ONE AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
FORMER COMPANY:
FORMER CONFORMED NAME: Verition Fund Managegment LLC
DATE OF NAME CHANGE: 20090114
13F-HR
1
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0001454027
XXXXXXXX
12-31-2018
12-31-2018
Verition Fund Management LLC
ONE AMERICAN LANE
GREENWICH
CT
06831
13F COMBINATION REPORT
028-13309
DeepCurrents Investment Group LLC
N
William Anderson
CFO
203-742-7740
/s/ William Anderson
Greenwich
CT
02-14-2019
1
811
1394425
false
1
DeepCurrents Investment Group LLC
INFORMATION TABLE
2
13FQ418.xml
FILE Q4
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COM SH BEN INT
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227
9552
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SOLE
9552
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0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
549
3894
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SOLE
3894
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0
ADIENT PLC
ORD SHS
G0084W101
452
30000
SH
Call
SOLE
30000
0
0
ADOBE INC
COM
00724F101
2162
9555
SH
SOLE
9555
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0
ADT INC
COM
00090Q103
184
30670
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ADTALEM GLOBAL ED INC
COM
00737L103
432
9137
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COM
00751Y106
2209
14026
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AGILENT TECHNOLOGIES INC
COM
00846U101
909
13472
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AIR TRANSPORT SERVICES GRP I
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00922RAB1
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AKAMAI TECHNOLOGIES INC
COM
00971T101
1177
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AKAMAI TECHNOLOGIES INC
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00971TAG6
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25000
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COM
001547108
450
200000
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Put
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1252
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COM
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2590
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225
16500
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4826
3213
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COM
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9975
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COM
025816109
1563
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COM
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6555
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COM NEW
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COM
02874P103
153
11905
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0
0
AMERICAN STS WTR CO
COM
029899101
265
3953
SH
SOLE
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0
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COM
030420103
1088
11985
SH
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0
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AMERIPRISE FINL INC
COM
03076C106
1002
9600
SH
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AMETEK INC NEW
COM
031100100
1350
19948
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ANADARKO PETE CORP
COM
032511107
1379
31448
SH
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0
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ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
312
24838
SH
SOLE
24838
0
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ANSYS INC
COM
03662Q105
1193
8346
SH
SOLE
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0
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AON PLC
SHS CL A
G0408V102
1688
11610
SH
SOLE
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0
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APACHE CORP
COM
037411105
1806
68803
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SOLE
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0
0
APARTMENT INVT & MGMT CO
CL A
03748R101
1391
31695
SH
SOLE
31695
0
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APPLE INC
COM
037833100
214
1356
SH
SOLE
1356
0
0
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COM
03820C105
300
5571
SH
SOLE
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0
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COM
038222105
525
16035
SH
SOLE
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APTIV PLC
SHS
G6095L109
231
3752
SH
SOLE
3752
0
0
ARAMARK
COM
03852U106
365
12588
SH
SOLE
12588
0
0
ARCHROCK INC
COM
03957W106
963
128543
SH
SOLE
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0
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ARISTA NETWORKS INC
COM
040413106
632
3000
SH
SOLE
3000
0
0
ARRAY BIOPHARMA INC
NOTE 2.625%12/0
04269XAB1
7118
5880000
PRN
OTR
0
5880000
0
ARRIS INTL INC
SHS
G0551A103
6719
219800
SH
Call
SOLE
219800
0
0
ASGN INC
COM
00191U102
366
6710
SH
SOLE
6710
0
0
ASHLAND GLOBAL HLDGS INC
COM
044186104
468
6597
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0
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SHS
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COM
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COM
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10279
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COM
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1083
8423
SH
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AUTOHOME INC
SP ADR RP CL A
05278C107
354
4524
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COM
052800109
308
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COM
053484101
897
5154
SH
SOLE
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COM
053611109
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SH
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COM
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304
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COM
G0750C108
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SHS
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14938
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COM
G0750C108
1405
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0
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SPON ADR REP A
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COM
06652K103
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SH
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0
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BARCLAYS PLC
ADR
06738E204
76
10053
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SOLE
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0
0
BARRICK GOLD CORP
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067901108
508
37547
SH
SOLE
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COM
071734107
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0
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BCE INC
COM NEW
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BED BATH & BEYOND INC
COM
075896100
548
48434
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BERRY GLOBAL GROUP INC
COM
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2945
61951
SH
SOLE
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BEST BUY INC
COM
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COM
G16962105
1603
30000
SH
Call
SOLE
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0
0
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CL A
05541T101
620
120000
SH
SOLE
120000
0
0
BIOGEN INC
COM
09062X103
1073
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0
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COM
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6246
SH
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BIOMARIN PHARMACEUTICAL INC
COM
09061G101
6290
73865
SH
OTR
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73865
0
BIO RAD LABS INC
CL A
090572207
771
3321
SH
SOLE
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0
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BJS RESTAURANTS INC
COM
09180C106
544
10767
SH
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0
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BOOKING HLDGS INC
COM
09857L108
1722
1000
SH
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0
1000
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BOOKING HLDGS INC
COM
09857L108
1378
800
SH
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800
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COM
092113109
4081
65000
SH
SOLE
65000
0
0
BLACKBERRY LTD
DEBT 3.750%11/1
C10268AC1
21194
20743000
SH
SOLE
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0
0
BLOOMIN BRANDS INC
COM
094235108
236
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SH
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0
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BIOMARIN PHARMACEUTICAL INC
COM
09061G101
2129
25000
SH
Call
OTR
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25000
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1737
20400
SH
Put
OTR
0
20400
0
BOOKING HLDGS INC
COM
09857L108
417
242
SH
SOLE
242
0
0
BOOKING HLDGS INC
COM
09857L108
4113
2388
SH
OTR
0
2388
0
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CL A
099502106
1596
35410
SH
SOLE
35410
0
0
BOSTON PROPERTIES INC
COM
101121101
719
6384
SH
SOLE
6384
0
0
BOYD GAMING CORP
COM
103304101
527
25343
SH
SOLE
25343
0
0
BRADY CORP
CL A
104674106
1821
41911
SH
SOLE
41911
0
0
BRANDYWINE RLTY TR
SH BEN INT NEW
105368203
211
16360
SH
SOLE
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SP ADR PFD A
105532105
1492
60997
SH
SOLE
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0
0
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COM
109194100
355
3188
SH
SOLE
3188
0
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BRINKER INTL INC
COM
109641100
267
6080
SH
SOLE
6080
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
267
5137
SH
SOLE
5137
0
0
BRISTOW GROUP INC
NOTE 4.500% 6/0
110394AF0
4866
12398000
PRN
OTR
0
12398000
0
BRIXMOR PPTY GROUP INC
COM
11120U105
399
27150
SH
SOLE
27150
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
522
13622
SH
SOLE
13622
0
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BROOKFIELD PROPERTY REIT INC
CL A
11282X103
634
39363
SH
SOLE
39363
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
353
32338
SH
SOLE
32338
0
0
BUNGE LIMITED
COM
G16962105
977
18289
SH
SOLE
18289
0
0
CACI INTL INC
CL A
127190304
762
5293
SH
SOLE
5293
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
405
9313
SH
SOLE
9313
0
0
CALLAWAY GOLF CO
COM
131193104
489
31970
SH
SOLE
31970
0
0
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SH BEN INT
133131102
360
4086
SH
SOLE
4086
0
0
CAMECO CORP
COM
13321L108
325
28650
SH
SOLE
28650
0
0
CAMPBELL SOUP CO
COM
134429109
787
23844
SH
SOLE
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0
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COM
136069101
412
5526
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0
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COM
136375102
583
7867
SH
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7867
0
0
CANADIAN NAT RES LTD
COM
136385101
415
17211
SH
SOLE
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0
0
CANADIAN PAC RY LTD
COM
13645T100
1676
9437
SH
SOLE
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0
0
CAPITOL FED FINL INC
COM
14057J101
155
12153
SH
SOLE
12153
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
351
9247
SH
SOLE
9247
0
0
CARBONITE INC
NOTE 2.500% 4/0
141337AB1
10413
8723000
PRN
OTR
0
8723000
0
CARDINAL HEALTH INC
COM
14149Y108
1356
30412
SH
SOLE
30412
0
0
CARMAX INC
COM
143130102
723
11519
SH
SOLE
11519
0
0
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UNIT 99/99/9999
143658300
623
12643
SH
SOLE
12643
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
24
496
SH
OTR
0
496
0
CASEYS GEN STORES INC
COM
147528103
1113
8684
SH
SOLE
8684
0
0
CBOE GLOBAL MARKETS INC
COM
12503M108
2346
23979
SH
SOLE
23979
0
0
CBS CORP NEW
CL B
124857202
822
18799
SH
SOLE
18799
0
0
CDK GLOBAL INC
COM
12508E101
571
11930
SH
SOLE
11930
0
0
CDW CORP
COM
12514G108
783
9660
SH
SOLE
9660
0
0
CELANESE CORP DEL
COM
150870103
1422
15805
SH
SOLE
15805
0
0
CELGENE CORP
COM
151020104
3489
54432
SH
SOLE
54432
0
0
CENTENE CORP DEL
COM
15135B101
679
5893
SH
SOLE
5893
0
0
CHARLES RIV LABS INTL INC
COM
159864107
753
6649
SH
SOLE
6649
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
908
3185
SH
SOLE
3185
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
349
3403
SH
SOLE
3403
0
0
CHEMICAL FINL CORP
COM
163731102
264
7221
SH
SOLE
7221
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
689
11638
SH
SOLE
11638
0
0
CHILDRENS PL INC
COM
168905107
960
10659
SH
SOLE
10659
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
273
5687
SH
SOLE
5687
0
0
CIGNA CORP NEW
COM
125523100
13418
70650
SH
SOLE
70650
0
0
CIMAREX ENERGY CO
COM
171798101
1846
29939
SH
SOLE
29939
0
0
CINEMARK HOLDINGS INC
COM
17243V102
464
12966
SH
SOLE
12966
0
0
CIRRUS LOGIC INC
COM
172755100
945
28481
SH
SOLE
28481
0
0
CISCO SYS INC
COM
17275R102
740
17084
SH
SOLE
17084
0
0
CIT GROUP INC
COM NEW
125581801
411
10742
SH
SOLE
10742
0
0
CITIGROUP INC
COM NEW
172967424
3171
60917
SH
SOLE
60917
0
0
CITIZENS FINL GROUP INC
COM
174610105
796
26786
SH
SOLE
26786
0
0
CITRIX SYS INC
COM
177376100
626
6109
SH
SOLE
6109
0
0
CITRIX SYS INC
COM
177376100
109
1056
SH
OTR
0
1056
0
CLEAN HARBORS INC
COM
184496107
867
17561
SH
SOLE
17561
0
0
CLEARWAY ENERGY INC
CL C
18539C204
742
43024
SH
SOLE
43024
0
0
CME GROUP INC
COM CL A
12572Q105
643
3418
SH
SOLE
3418
0
0
CNH INDL N V
SHS
N20944109
491
53356
SH
SOLE
53356
0
0
CNH INDL N V
SHS
N20944109
461
50000
SH
Call
SOLE
50000
0
0
CNX RESOURCES CORPORATION
COM
12653C108
396
34658
SH
SOLE
34658
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
227
3571
SH
SOLE
3571
0
0
COHERENT INC
COM
192479103
289
2730
SH
SOLE
2730
0
0
COLFAX CORP
COM
194014106
706
33769
SH
SOLE
33769
0
0
COLGATE PALMOLIVE CO
COM
194162103
816
13708
SH
SOLE
13708
0
0
COLUMBIA ETF TR II
INDIA INFRSR ETF
19762B806
135
11366
SH
SOLE
11366
0
0
COMCAST CORP NEW
CL A
20030N101
401
11779
SH
SOLE
11779
0
0
COMERICA INC
COM
200340107
842
12251
SH
SOLE
12251
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
650
39688
SH
SOLE
39688
0
0
CONAGRA BRANDS INC
COM
205887102
493
23093
SH
SOLE
23093
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
1854
11527
SH
SOLE
11527
0
0
CORELOGIC INC
COM
21871D103
640
19146
SH
SOLE
19146
0
0
COTT CORP QUE
COM
22163N106
275
19732
SH
SOLE
19732
0
0
CRACKER BARREL OLD CTRY STOR
COM
22410J106
246
1538
SH
SOLE
1538
0
0
CRANE CO
COM
224399105
349
4832
SH
SOLE
4832
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
177
16330
SH
SOLE
16330
0
0
CROWN HOLDINGS INC
COM
228368106
203
4891
SH
SOLE
4891
0
0
CTRIP COM INTL LTD
NOTE 1.000% 7/0
22943FAF7
5340
5750000
PRN
OTR
0
5750000
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
16
600
SH
SOLE
600
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
429
15872
SH
OTR
0
15872
0
CITRIX SYS INC
COM
177376100
1537
15000
SH
Put
SOLE
15000
0
0
CITRIX SYS INC
COM
177376100
799
7800
SH
Call
SOLE
7800
0
0
CUBESMART
COM
229663109
850
29643
SH
SOLE
29643
0
0
CUSHMAN WAKEFIELD PLC
SHS
g2717b108
273
18842
SH
SOLE
18842
0
0
CVS HEALTH CORP
COM
126650100
328
5000
SH
Put
SOLE
5000
0
0
CVS HEALTH CORP
COM
126650100
5617
85729
SH
SOLE
85729
0
0
CAMPING WORLD HLDGS INC
CL A
13462K109
459
40000
SH
Call
SOLE
40000
0
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
3104
41871
SH
SOLE
41871
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
194
15259
SH
SOLE
15259
0
0
COSAN LTD
SHS A
G25343107
12320
1400000
SH
Call
SOLE
1400000
0
0
DARDEN RESTAURANTS INC
COM
237194105
2025
20275
SH
SOLE
20275
0
0
DARDEN RESTAURANTS INC
COM
237194105
74
740
SH
OTR
0
740
0
DAVITA INC
COM
23918K108
249
4830
SH
SOLE
4830
0
0
DD3 ACQUISITION CORP
UNIT 10/12/2023
G2692M129
401
40000
SH
SOLE
40000
0
0
DEL FRISCOS RESTAURANT GROUP
COM
245077102
102
14245
SH
SOLE
14245
0
0
DELEK US HLDGS INC NEW
COM
24665A103
474
14571
SH
SOLE
14571
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2205
44188
SH
SOLE
44188
0
0
DELUXE CORP
COM
248019101
585
15211
SH
SOLE
15211
0
0
DERMIRA INC
NOTE 3.000% 5/1
24983LAB0
6536
8432000
PRN
OTR
0
8432000
0
DEVON ENERGY CORP NEW
COM
25179M103
907
40252
SH
SOLE
40252
0
0
DEXCOM INC
NOTE 0.750% 5/1
252131AF4
9122
6750000
PRN
OTR
0
6750000
0
DIAMONDROCK HOSPITALITY CO
COM
252784301
167
18369
SH
SOLE
18369
0
0
DICKS SPORTING GOODS INC
COM
253393102
307
9830
SH
SOLE
9830
0
0
DINE BRANDS GLOBAL INC
COM
254423106
865
12842
SH
SOLE
12842
0
0
DISCOVERY INC
COM SER A
25470F104
510
20628
SH
SOLE
20628
0
0
DISCOVERY INC
COM SER C
25470F302
510
22113
SH
SOLE
22113
0
0
DISH NETWORK CORP
NOTE 3.375% 8/1
25470MAB5
462
570000
PRN
OTR
0
570000
0
DISH NETWORK CORP
CL A
25470M109
229
9160
SH
SOLE
9160
0
0
DISH NETWORK CORP
CL A
25470M109
572
22921
SH
OTR
0
22921
0
DELPHI TECHNOLOGIES PLC
SHS
G2709G107
573
40000
SH
Call
SOLE
40000
0
0
DOLBY LABORATORIES INC
COM
25659T107
201
3255
SH
SOLE
3255
0
0
DOLLAR GEN CORP NEW
COM
256677105
594
5500
SH
SOLE
5500
0
0
DOMINION ENERGY INC
COM
25746U109
1405
19667
SH
SOLE
19667
0
0
DOMINOS PIZZA INC
COM
25754A201
794
3200
SH
SOLE
3200
0
0
DOMTAR CORP
COM NEW
257559203
382
10885
SH
SOLE
10885
0
0
DOVER CORP
COM
260003108
1075
15156
SH
SOLE
15156
0
0
D R HORTON INC
COM
23331A109
1967
56753
SH
SOLE
56753
0
0
DARDEN RESTAURANTS INC
COM
237194105
300
3000
SH
Put
SOLE
3000
0
0
DROPBOX INC
CL A
26210C104
312
15283
SH
SOLE
15283
0
0
DSW INC
CL A
23334L102
272
11024
SH
SOLE
11024
0
0
DTE ENERGY CO
COM
233331107
2146
19456
SH
SOLE
19456
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
8250
95600
SH
SOLE
95600
0
0
DUKE REALTY CORP
COM NEW
264411505
500
19324
SH
SOLE
19324
0
0
DXC TECHNOLOGY CO
COM
23355L106
268
5036
SH
SOLE
5036
0
0
DYCOM INDS INC
COM
267475101
481
8900
SH
Put
OTR
0
8900
0
DYCOM INDS INC
COM
267475101
648
12000
SH
Call
SOLE
12000
0
0
DYCOM INDS INC
COM
267475101
665
12300
SH
Call
OTR
0
12300
0
DYCOM INDS INC
COM
267475101
1567
29004
SH
OTR
0
29004
0
E TRADE FINANCIAL CORP
COM NEW
269246401
1437
32738
SH
SOLE
32738
0
0
EAGLE MATERIALS INC
COM
26969P108
589
9645
SH
SOLE
9645
0
0
EAST WEST BANCORP INC
COM
27579R104
892
20493
SH
SOLE
20493
0
0
EATON CORP PLC
SHS
G29183103
1305
19008
SH
SOLE
19008
0
0
EATON VANCE CORP
COM NON VTG
278265103
783
22267
SH
SOLE
22267
0
0
ECHO GLOBAL LOGISTICS INC
COM
27875T101
417
20500
SH
Call
SOLE
20500
0
0
ECOPETROL S A
SPONSORED ADS
279158109
207
13036
SH
SOLE
13036
0
0
EDGEWELL PERS CARE CO
COM
28035Q102
525
14054
SH
SOLE
14054
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
201
1314
SH
SOLE
1314
0
0
EL PASO ELEC CO
COM NEW
283677854
300
5982
SH
SOLE
5982
0
0
ELDORADO RESORTS INC
COM
28470R102
362
10000
SH
SOLE
10000
0
0
ELECTRAMECCANICA VEHS CORP
COM NEW
284849205
108
100000
SH
SOLE
100000
0
0
EMCOR GROUP INC
COM
29084Q100
629
10531
SH
SOLE
10531
0
0
EXCHANGE TRADED CONCEPTS TR
EMQQ EM INTERN
301505889
201
7540
SH
SOLE
7540
0
0
ENCANA CORP
COM
292505104
92
15965
SH
SOLE
15965
0
0
ENTERGY CORP NEW
COM
29364G103
6025
70000
SH
SOLE
70000
0
0
ENVESTNET INC
NOTE 1.750%12/1
29404KAA4
2921
2882000
PRN
OTR
0
2882000
0
EOG RES INC
COM
26875P101
1669
19139
SH
SOLE
19139
0
0
EPR PPTYS
COM SH BEN INT
26884U109
835
13048
SH
SOLE
13048
0
0
EQUINOR ASA
SPONSORED ADR
29446M102
655
30932
SH
SOLE
30932
0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
427
14232
SH
SOLE
14232
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
904
13699
SH
SOLE
13699
0
0
ERICSSON
ADR B SEK 10
294821608
102
11464
SH
SOLE
11464
0
0
ETSY INC
COM
29786A106
230
4835
SH
SOLE
4835
0
0
EVERBRIDGE INC
NOTE 1.500%11/0
29978AAA2
6790
3838000
PRN
OTR
0
3838000
0
EVEREST RE GROUP LTD
COM
G3223R108
483
2219
SH
SOLE
2219
0
0
EVERGY INC
COM
30034W106
4721
83164
SH
SOLE
83164
0
0
EVERSOURCE ENERGY
COM
30040W108
996
15321
SH
SOLE
15321
0
0
EVOLENT HEALTH INC
NOTE 2.000%12/0
30050BAB7
2078
1870000
PRN
OTR
0
1870000
0
EXACT SCIENCES CORP
DBCV 1.000% 1/1
30063PAA3
1101
1000000
PRN
SOLE
1000000
0
0
EXELIXIS INC
COM
30161Q104
902
45835
SH
SOLE
45835
0
0
EXELON CORP
COM
30161N101
7893
175000
SH
SOLE
175000
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
407
3617
SH
SOLE
3617
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
1328
11790
SH
OTR
0
11790
0
EXTENDED STAY AMER INC
UNIT 99/99/9999B
30224P200
849
54787
SH
SOLE
54787
0
0
EXXON MOBIL CORP
COM
30231G102
2542
37273
SH
SOLE
37273
0
0
F5 NETWORKS INC
COM
315616102
213
1313
SH
SOLE
1313
0
0
FACEBOOK INC
CL A
30303M102
3393
25880
SH
SOLE
25880
0
0
FASTENAL CO
COM
311900104
497
9500
SH
Put
SOLE
9500
0
0
FASTENAL CO
COM
311900104
314
6000
SH
Call
SOLE
6000
0
0
FASTENAL CO
COM
311900104
2359
45114
SH
SOLE
45114
0
0
FEDERAL SIGNAL CORP
COM
313855108
264
13264
SH
SOLE
13264
0
0
FEDEX CORP
COM
31428X106
3577
22169
SH
SOLE
22169
0
0
FERRARI N V
COM
N3167Y103
382
3846
SH
SOLE
3846
0
0
FERRO CORP
COM
315405100
1226
78200
SH
SOLE
78200
0
0
FIDELITY
MSCI INFO TECH I
316092808
336
6827
SH
SOLE
6827
0
0
FIREEYE INC
COM
31816Q101
1640
101176
SH
SOLE
101176
0
0
FIRST AMERN FINL CORP
COM
31847R102
481
10785
SH
SOLE
10785
0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
463
16032
SH
SOLE
16032
0
0
FIRST TR EXCH TRD ALPHA FD I
EM SML CP ALPH
33737J307
295
9165
SH
SOLE
9165
0
0
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
249
9223
SH
SOLE
9223
0
0
FIRST TR EXCHANGE TRADED FD
SSI STRG ETF
33739Q507
2389
86903
SH
SOLE
86903
0
0
FIRSTENERGY CORP
COM
337932107
7585
202000
SH
SOLE
202000
0
0
FLEXSHARES TR
MSTAR EMKT FAC
33939L308
394
8219
SH
SOLE
8219
0
0
FLOWSERVE CORP
COM
34354P105
667
17531
SH
SOLE
17531
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAD0
576
503000
PRN
OTR
0
503000
0
FLUOR CORP NEW
COM
343412102
273
8486
SH
SOLE
8486
0
0
F M C CORP
COM NEW
302491303
380
5144
SH
SOLE
5144
0
0
FNB CORP PA
COM
302520101
163
16593
SH
SOLE
16593
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
115
15006
SH
SOLE
15006
0
0
FORTIVE CORP
5% PFD CNV SER A
34959J207
9
10000
SH
SOLE
10000
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
698
18362
SH
SOLE
18362
0
0
FRANCO NEVADA CORP
COM
351858105
477
6793
SH
SOLE
6793
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
357
34599
SH
SOLE
34599
0
0
FRESH DEL MONTE PRODUCE INC
ORD
G36738105
222
7847
SH
SOLE
7847
0
0
GARDNER DENVER HLDGS INC
COM
36555P107
438
21395
SH
SOLE
21395
0
0
GARTNER INC
COM
366651107
550
4300
SH
SOLE
4300
0
0
GATES INDUSTRIAL CORPRATIN P
ORD SHS
G39108108
157
11864
SH
SOLE
11864
0
0
GENERAL MTRS CO
COM
37045V100
449
13432
SH
SOLE
13432
0
0
GENESCO INC
COM
371532102
293
6610
SH
SOLE
6610
0
0
GENTEX CORP
COM
371901109
571
28250
SH
SOLE
28250
0
0
GILDAN ACTIVEWEAR INC
COM
375916103
232
7654
SH
SOLE
7654
0
0
GILEAD SCIENCES INC
COM
375558103
4626
73951
SH
SOLE
73951
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
24771
204300
SH
Put
SOLE
204300
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
4511
37200
SH
Call
SOLE
37200
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
1484
2000000
PRN
OTR
0
2000000
0
GLOBAL X FDS
GLBX MSCI COLUM
37950E200
180
23106
SH
SOLE
23106
0
0
GLOBAL X FDS
MSCI GREECE ETF
37950E366
124
17984
SH
SOLE
17984
0
0
GLOBALSTAR INC
COM
378973408
25
38471
SH
SOLE
38471
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
416
19106
SH
SOLE
19106
0
0
GRAF INDL CORP
UNIT 12/31/2025
384278206
2500
250000
SH
SOLE
250000
0
0
GRAHAM HLDGS CO
COM
384637104
233
364
SH
SOLE
364
0
0
GRAND CANYON ED INC
COM
38526M106
245
2544
SH
SOLE
2544
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
2064
194000
SH
SOLE
194000
0
0
GRAY TELEVISION INC
COM
389375106
416
28245
SH
SOLE
28245
0
0
GREAT WESTN BANCORP INC
COM
391416104
384
12297
SH
SOLE
12297
0
0
GREENBRIER COS INC
COM
393657101
29
739
SH
SOLE
739
0
0
GREENBRIER COS INC
COM
393657101
721
18243
SH
OTR
0
18243
0
GOODYEAR TIRE & RUBR CO
COM
382550101
1225
60000
SH
Call
SOLE
60000
0
0
GENESEE & WYO INC
CL A
371559105
370
5000
SH
Put
SOLE
5000
0
0
HANCOCK WHITNEY CORPORATION
COM
410120109
235
6790
SH
SOLE
6790
0
0
HARSCO CORP
COM
415864107
426
21474
SH
SOLE
21474
0
0
HCP INC
COM
40414L109
640
22909
SH
SOLE
22909
0
0
HD SUPPLY HLDGS INC
COM
40416M105
647
17236
SH
SOLE
17236
0
0
HEALTHCARE TR AMER INC
CL A NEW
42225P501
487
19236
SH
SOLE
19236
0
0
HEALTHEQUITY INC
COM
42226A107
764
12805
SH
SOLE
12805
0
0
HERBALIFE NUTRITION LTD
COM SHS
G4412G101
64
1094
SH
SOLE
1094
0
0
HERBALIFE NUTRITION LTD
COM SHS
G4412G101
6637
112593
SH
OTR
0
112593
0
MILLER HERMAN INC
COM
600544100
354
11702
SH
SOLE
11702
0
0
HERTZ GLOBAL HLDGS INC
COM
42806J106
153
11218
SH
SOLE
11218
0
0
HESS CORP
COM
42809H107
1852
45724
SH
SOLE
45724
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
237
17924
SH
SOLE
17924
0
0
HILL ROM HLDGS INC
COM
431475102
1209
13655
SH
SOLE
13655
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
668
9300
SH
SOLE
9300
0
0
HERBALIFE NUTRITION LTD
COM SHS
G4412G101
1916
32500
SH
Put
SOLE
32500
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
610
8500
SH
Put
SOLE
8500
0
0
HMS HLDGS CORP
COM
40425J101
834
29642
SH
SOLE
29642
0
0
HOLLYFRONTIER CORP
COM
436106108
732
14319
SH
SOLE
14319
0
0
HONEYWELL INTL INC
COM
438516106
5707
43195
SH
SOLE
43195
0
0
HP INC
COM
40434L105
1937
94657
SH
SOLE
94657
0
0
HUBBELL INC
COM
443510607
703
7072
SH
SOLE
7072
0
0
HUBSPOT INC
COM
443573100
1559
12400
SH
SOLE
12400
0
0
HUBSPOT INC
NOTE 0.250% 6/0
443573AB6
14447
10087000
PRN
OTR
0
10087000
0
HUMANA INC
COM
444859102
4708
16433
SH
SOLE
16433
0
0
HURON CONSULTING GROUP INC
NOTE 1.250%10/0
447462AB8
8001
8124000
PRN
OTR
0
8124000
0
ISHARES TR
IBOXX HI YD ETF
464288513
6894
85000
SH
Call
SOLE
85000
0
0
IDACORP INC
COM
451107106
760
8162
SH
SOLE
8162
0
0
IDEX CORP
COM
45167R104
258
2044
SH
SOLE
2044
0
0
IDEXX LABS INC
COM
45168D104
600
3227
SH
SOLE
3227
0
0
ILLUMINA INC
COM
452327109
15
50
SH
SOLE
50
0
0
ILLUMINA INC
COM
452327109
2337
7793
SH
OTR
0
7793
0
INCYTE CORP
COM
45337C102
645
10138
SH
SOLE
10138
0
0
INFOSYS LTD
SPONSORED ADR
456788108
139
14579
SH
SOLE
14579
0
0
ING GROEP N V
SPONSORED ADR
456837103
144
13482
SH
SOLE
13482
0
0
INGERSOLL-RAND PLC
SHS
G47791101
1865
20444
SH
SOLE
20444
0
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.750% 8/0
45780VAB8
3314
3453000
PRN
OTR
0
3453000
0
INPHI CORP
NOTE 1.125%12/0
45772FAB3
2108
2000000
PRN
SOLE
2000000
0
0
INSULET CORP
NOTE 1.250% 9/1
45784PAF8
9005
6354000
PRN
OTR
0
6354000
0
INTEGER HLDGS CORP
COM
45826H109
447
5859
SH
SOLE
5859
0
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
243
5014
SH
SOLE
5014
0
0
INTEL CORP
COM
458140100
1154
24582
SH
SOLE
24582
0
0
INTERDIGITAL INC
COM
45867G101
835
12564
SH
SOLE
12564
0
0
INTERDIGITAL INC
NOTE 1.500% 3/0
458660AD9
1053
1000000
PRN
SOLE
1000000
0
0
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
460
31420
SH
SOLE
31420
0
0
INTL PAPER CO
COM
460146103
589
14601
SH
SOLE
14601
0
0
INTUIT
COM
461202103
319
1619
SH
SOLE
1619
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
250
522
SH
SOLE
522
0
0
INVESCO EXCHANGE TRADED FD T
BUYBACK ACHIEV
46137V308
336
6441
SH
SOLE
6441
0
0
INVESCO EXCHNG TRADED FD TR
DWA EMERG MKTS
46138E867
185
11877
SH
SOLE
11877
0
0
INVESCO LTD
SHS
G491BT108
298
17803
SH
SOLE
17803
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
1637
10614
SH
SOLE
10614
0
0
INVESCO EXCHNG TRADED FD TR
SOLAR ETF
46138G706
365
19678
SH
SOLE
19678
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
879
16262
SH
SOLE
16262
0
0
IRONWOOD PHARMACEUTICALS INC
DBCV 2.250% 6/1
46333XAD0
13295
14145000
PRN
OTR
0
14145000
0
ISHARES TR
CONV BD ETF
46435G102
3528
67171
SH
SOLE
67171
0
0
ISHARES TR
CRE U S REIT ETF
464288521
208
4639
SH
SOLE
4639
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
58818
1167950
SH
SOLE
1167950
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
5109
63000
SH
SOLE
63000
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
7615
67500
SH
SOLE
67500
0
0
ISHARES TR
INTRM TR CRP ETF
464288638
4977
94938
SH
SOLE
94938
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
259
9008
SH
SOLE
9008
0
0
ISHARES INC
MSCI COLMBIA ETF
46434G202
176
15803
SH
SOLE
15803
0
0
ISHARES TR
MSCI EURO FL ETF
464289180
277
16329
SH
SOLE
16329
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
547
10798
SH
SOLE
10798
0
0
ISHARES INC
MSCI MEXICO ETF
464286822
458
11115
SH
SOLE
11115
0
0
ISHARES TR
MSCI SAUDI ARBIA
46434V423
399
13804
SH
SOLE
13804
0
0
ISHARES INC
MSCI STH KOR ETF
464286772
283
4815
SH
SOLE
4815
0
0
ISHARES INC
MSCI SWEDEN ETF
464286756
225
7958
SH
SOLE
7958
0
0
ISHARES INC
MSCI TAIWAN ETF
46434G772
1071
33859
SH
SOLE
33859
0
0
ISHARES TR
MSCI UK ETF NEW
46435G334
302
10279
SH
SOLE
10279
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
332
2483
SH
SOLE
2483
0
0
ISHARES TR
SH TR CRPORT ETF
464288646
11939
231200
SH
SOLE
231200
0
0
ISHARES TR
TRANS AVG ETF
464287192
1669
10115
SH
SOLE
10115
0
0
ISHARES TR
US HOME CONS ETF
464288752
379
12600
SH
SOLE
12600
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
1130
15083
SH
SOLE
15083
0
0
ISIS PHARMACEUTICALS INC DEL
NOTE 1.000%11/1
464337AJ3
10480
9748000
PRN
OTR
0
9748000
0
ITT INC
COM
45073V108
493
10218
SH
SOLE
10218
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
670
5000
SH
Call
SOLE
5000
0
0
HENRY JACK & ASSOC INC
COM
426281101
249
1967
SH
SOLE
1967
0
0
JACK IN THE BOX INC
COM
466367109
670
8630
SH
SOLE
8630
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
585
10000
SH
SOLE
10000
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
486
500000
PRN
SOLE
500000
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
5001
5143000
PRN
OTR
0
5143000
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
225
1818
SH
SOLE
1818
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
441
3555
SH
OTR
0
3555
0
JBG SMITH PPTYS
COM
46590V100
434
12466
SH
SOLE
12466
0
0
JEFFERIES FINL GROUP INC
COM
47233W109
511
29428
SH
SOLE
29428
0
0
JETBLUE AIRWAYS CORP
COM
477143101
1132
70500
SH
SOLE
70500
0
0
SMUCKER J M CO
COM NEW
832696405
613
6554
SH
SOLE
6554
0
0
JOHNSON & JOHNSON
COM
478160104
645
5000
SH
Put
SOLE
5000
0
0
JOHNSON & JOHNSON
COM
478160104
4581
35497
SH
SOLE
35497
0
0
JPMORGAN CHASE & CO
COM
46625H100
9347
95749
SH
SOLE
95749
0
0
JUNIPER NETWORKS INC
COM
48203R104
498
18500
SH
SOLE
18500
0
0
KAR AUCTION SVCS INC
COM
48238T109
1548
32432
SH
SOLE
32432
0
0
KBR INC
COM
48242W106
1139
75000
SH
Put
SOLE
75000
0
0
KBR INC
COM
48242W106
2597
171062
SH
SOLE
171062
0
0
KEMPER CORP DEL
COM
488401100
488
7347
SH
SOLE
7347
0
0
KENNAMETAL INC
COM
489170100
248
7447
SH
SOLE
7447
0
0
KEURIG DR PEPPER INC
COM
49271V100
718
28000
SH
SOLE
28000
0
0
KKR & CO INC
CL A
48251W104
778
39643
SH
SOLE
39643
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
877
35000
SH
SOLE
35000
0
0
KNOWLES CORP
COM
49926D109
153
11466
SH
SOLE
11466
0
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
412
11747
SH
SOLE
11747
0
0
KORN FERRY INTL
COM NEW
500643200
790
19971
SH
SOLE
19971
0
0
KRAFT HEINZ CO
COM
500754106
349
8120
SH
SOLE
8120
0
0
KT CORP
SPONSORED ADR
48268K101
660
46399
SH
SOLE
46399
0
0
L BRANDS INC
COM
501797104
450
17527
SH
SOLE
17527
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
4248
33619
SH
SOLE
33619
0
0
LAM RESEARCH CORP
COM
512807108
1147
8424
SH
SOLE
8424
0
0
LAMB WESTON HLDGS INC
COM
513272104
1511
20542
SH
SOLE
20542
0
0
LA Z BOY INC
COM
505336107
253
9121
SH
SOLE
9121
0
0
LEGACY ACQUISITION CORP
COM CL A
524643103
1178
119954
SH
OTR
0
119954
0
LEGACY ACQUISITION CORP
*W EXP 11/30/202
524643111
41
125354
SH
OTR
0
125354
0
LEGG MASON INC
COM
524901105
219
8596
SH
SOLE
8596
0
0
LENDINGTREE INC NEW
NOTE 0.625% 6/0
52603BAA5
29697
23867000
PRN
OTR
0
23867000
0
LENNAR CORP
CL A
526057104
616
15739
SH
SOLE
15739
0
0
LEXICON PHARMACEUTICALS INC
NOTE 5.250%12/0
528872AB0
796
709000
PRN
OTR
0
709000
0
LEXINGTON REALTY TRUST
COM
529043101
294
35839
SH
SOLE
35839
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
615
28829
SH
SOLE
28829
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
630
15054
SH
SOLE
15054
0
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
270
1986
SH
SOLE
1986
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
505
10259
SH
SOLE
10259
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
1064
21603
SH
OTR
0
21603
0
LIVERAMP HLDGS INC
COM
53815P108
312
8072
SH
SOLE
8072
0
0
LKQ CORP
COM
501889208
493
20796
SH
SOLE
20796
0
0
LOCKHEED MARTIN CORP
COM
539830109
2505
9566
SH
SOLE
9566
0
0
LOEWS CORP
COM
540424108
466
10244
SH
SOLE
10244
0
0
LOGMEIN INC
COM
54142L109
2039
25000
SH
SOLE
25000
0
0
LOWES COS INC
COM
548661107
995
10777
SH
SOLE
10777
0
0
LPL FINL HLDGS INC
COM
50212V100
470
7700
SH
SOLE
7700
0
0
LULULEMON ATHLETICA INC
COM
550021109
365
3000
SH
Put
SOLE
3000
0
0
LULULEMON ATHLETICA INC
COM
550021109
692
5691
SH
SOLE
5691
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
2128
25587
SH
SOLE
25587
0
0
MACERICH CO
COM
554382101
256
5911
SH
SOLE
5911
0
0
MACK CALI RLTY CORP
COM
554489104
201
10243
SH
SOLE
10243
0
0
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
412
1538
SH
SOLE
1538
0
0
MAGNOLIA OIL & GAS CORP
CL A
559663109
1345
120000
SH
SOLE
120000
0
0
MANPOWERGROUP INC
COM
56418H100
1619
24979
SH
SOLE
24979
0
0
MANULIFE FINL CORP
COM
56501R106
882
62152
SH
SOLE
62152
0
0
MARKEL CORP
COM
570535104
438
422
SH
SOLE
422
0
0
MARKETAXESS HLDGS INC
COM
57060D108
351
1661
SH
SOLE
1661
0
0
MARSH & MCLENNAN COS INC
COM
571748102
208
2603
SH
SOLE
2603
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
1002
5829
SH
SOLE
5829
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
2772
14696
SH
SOLE
14696
0
0
MATADOR RES CO
COM
576485205
777
50000
SH
SOLE
50000
0
0
MATSON INC
COM
57686G105
304
9501
SH
SOLE
9501
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
550
10823
SH
SOLE
10823
0
0
MAXIMUS INC
COM
577933104
351
5387
SH
SOLE
5387
0
0
MCDONALDS CORP
COM
580135101
733
4126
SH
SOLE
4126
0
0
MICROCHIP TECHNOLOGY INC
NOTE 2.250% 2/1
595017AH7
7865
8000000
PRN
OTR
0
8000000
0
MCKESSON CORP
COM
58155Q103
2531
22910
SH
SOLE
22910
0
0
MDU RES GROUP INC
COM
552690109
730
30623
SH
SOLE
30623
0
0
MEDICINES CO
COM
584688105
28
1470
SH
SOLE
1470
0
0
MEDICINES CO
COM
584688105
522
27291
SH
OTR
0
27291
0
MEDICINES CO
NOTE 2.500% 1/1
584688AE5
11518
13347000
PRN
OTR
0
13347000
0
MEDNAX INC
COM
58502B106
248
7513
SH
SOLE
7513
0
0
MEDTRONIC PLC
SHS
G5960L103
1431
15730
SH
SOLE
15730
0
0
MELCO RESORT ENTERTAINMENT L
ADR
585464100
470
26699
SH
SOLE
26699
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
228
2463
SH
SOLE
2463
0
0
MERCADOLIBRE INC
COM
58733R102
269
919
SH
SOLE
919
0
0
MERCURY GENL CORP NEW
COM
589400100
693
13393
SH
SOLE
13393
0
0
METHANEX CORP
COM
59151K108
1002
20800
SH
SOLE
20800
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
283
500
SH
SOLE
500
0
0
MFA FINL INC
COM
55272X102
85
12725
SH
SOLE
12725
0
0
MICROSOFT CORP
COM
594918104
1663
16372
SH
SOLE
16372
0
0
MILACRON HLDGS CORP
COM
59870L106
168
14149
SH
SOLE
14149
0
0
MKS INSTRUMENT INC
COM
55306N104
208
3225
SH
SOLE
3225
0
0
MONDELEZ INTL INC
CL A
609207105
239
5972
SH
SOLE
5972
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
1155
23466
SH
SOLE
23466
0
0
MORGAN STANLEY
COM NEW
617446448
2025
51070
SH
SOLE
51070
0
0
MOSAIC CO NEW
COM
61945C103
2707
92659
SH
SOLE
92659
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
595
5174
SH
SOLE
5174
0
0
MSC INDL DIRECT INC
CL A
553530106
709
9223
SH
SOLE
9223
0
0
MSCI INC
COM
55354G100
305
2069
SH
SOLE
2069
0
0
VAIL RESORTS INC
COM
91879Q109
422
2000
SH
Put
SOLE
2000
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
158
17410
SH
SOLE
17410
0
0
MURPHY OIL CORP
COM
626717102
1150
49166
SH
SOLE
49166
0
0
MYLAN N V
SHS EURO
N59465109
313
11427
SH
SOLE
11427
0
0
NASDAQ INC
COM
631103108
698
8554
SH
SOLE
8554
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
297
12249
SH
SOLE
12249
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
284
5912
SH
SOLE
5912
0
0
NATIONAL INSTRS CORP
COM
636518102
239
5267
SH
SOLE
5267
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
515
20027
SH
SOLE
20027
0
0
NAVIENT CORPORATION
COM
63938C108
173
19693
SH
SOLE
19693
0
0
NEUROCRINE BIOSCIENCES INC
NOTE 2.250% 5/1
64125CAD1
150
125000
PRN
SOLE
125000
0
0
NEUROCRINE BIOSCIENCES INC
NOTE 2.250% 5/1
64125CAD1
6269
5241000
PRN
OTR
0
5241000
0
NEW JERSEY RES
COM
646025106
557
12206
SH
SOLE
12206
0
0
NEW RELIC INC
COM
64829B100
286
3535
SH
SOLE
3535
0
0
NEWMARK GROUP INC
CL A
65158N102
446
55667
SH
SOLE
55667
0
0
NEXTDECADE CORP
COM
65342K105
734
135919
SH
SOLE
135919
0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
1540
35761
SH
SOLE
35761
0
0
NIELSEN HLDGS PLC
SHS EUR
G6518L108
436
18692
SH
SOLE
18692
0
0
NIKE INC
CL B
654106103
445
6000
SH
SOLE
6000
0
0
NIKE INC
CL B
654106103
445
6000
SH
Put
SOLE
6000
0
0
NOBLE ENERGY INC
COM
655044105
379
20215
SH
SOLE
20215
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
288
17232
SH
SOLE
17232
0
0
NORDSON CORP
COM
655663102
306
2568
SH
SOLE
2568
0
0
NORDSTROM INC
COM
655664100
405
8680
SH
SOLE
8680
0
0
NORFOLK SOUTHERN CORP
COM
655844108
592
3958
SH
SOLE
3958
0
0
NORTHERN TR CORP
COM
665859104
772
9234
SH
SOLE
9234
0
0
NORTHROP GRUMMAN CORP
COM
666807102
3263
13325
SH
SOLE
13325
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
450
10616
SH
SOLE
10616
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
772
8999
SH
SOLE
8999
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
1525
115296
SH
SOLE
115296
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
1307
98802
SH
OTR
0
98802
0
NUCOR CORP
COM
670346105
600
11578
SH
SOLE
11578
0
0
NUTANIX INC
CL A
67059N108
409
9841
SH
SOLE
9841
0
0
NUVASIVE INC
COM
670704105
250
5051
SH
SOLE
5051
0
0
NVIDIA CORP
COM
67066G104
4315
32324
SH
SOLE
32324
0
0
NVR INC
COM
62944T105
599
246
SH
SOLE
246
0
0
NEWELL BRANDS INC
COM
651229106
59730
3213000
SH
Put
SOLE
3213000
0
0
OASIS PETE INC NEW
COM
674215108
1232
222746
SH
OTR
0
222746
0
OCCIDENTAL PETE CORP DEL
COM
674599105
523
8521
SH
SOLE
8521
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
282
8018
SH
SOLE
8018
0
0
OMNICELL INC
COM
68213N109
288
4710
SH
SOLE
4710
0
0
ON SEMICONDUCTOR CORP
COM
682189105
1075
65094
SH
SOLE
65094
0
0
OPEN TEXT CORP
COM
683715106
417
12778
SH
SOLE
12778
0
0
OPKO HEALTH INC
COM
68375N103
38
12780
SH
SOLE
12780
0
0
ORACLE CORP
COM
68389X105
1373
30403
SH
SOLE
30403
0
0
OSHKOSH CORP
COM
688239201
528
8613
SH
SOLE
8613
0
0
OWENS ILL INC
COM NEW
690768403
431
25000
SH
SOLE
25000
0
0
OXFORD INDS INC
COM
691497309
223
3136
SH
SOLE
3136
0
0
PG&E CORP
COM
69331C108
1485
62508
SH
SOLE
62508
0
0
PACKAGING CORP AMER
COM
695156109
793
9507
SH
SOLE
9507
0
0
PALO ALTO NETWORKS INC
NOTE 7/0
697435AB1
1105
650000
PRN
OTR
0
650000
0
PALO ALTO NETWORKS INC
COM
697435105
2260
12000
SH
SOLE
12000
0
0
PARAMOUNT GROUP INC
COM
69924R108
853
67880
SH
SOLE
67880
0
0
PARK HOTELS RESORTS INC
COM
700517105
325
12500
SH
SOLE
12500
0
0
PATTERSON COMPANIES INC
COM
703395103
241
12239
SH
SOLE
12239
0
0
PAYCHEX INC
COM
704326107
950
14584
SH
SOLE
14584
0
0
PAYPAL HLDGS INC
COM
70450Y103
261
3100
SH
SOLE
3100
0
0
PG&E CORP
COM
69331C108
416
17500
SH
Call
SOLE
17500
0
0
PDC ENERGY INC
COM
69327R101
923
31000
SH
SOLE
31000
0
0
PDC ENERGY INC
COM
69327R101
393
13212
SH
OTR
0
13212
0
PEMBINA PIPELINE CORP
COM
706327103
530
17876
SH
SOLE
17876
0
0
PENN NATL GAMING INC
COM
707569109
510
27100
SH
SOLE
27100
0
0
PENTAIR PLC
SHS
G7S00T104
1117
29565
SH
SOLE
29565
0
0
PEPSICO INC
COM
713448108
213
1929
SH
SOLE
1929
0
0
PERFORMANCE FOOD GROUP CO
COM
71377A103
435
13494
SH
SOLE
13494
0
0
PHILIP MORRIS INTL INC
COM
718172109
6916
103602
SH
SOLE
103602
0
0
PHILLIPS 66
COM
718546104
370
4298
SH
SOLE
4298
0
0
PHOTRONICS INC
COM
719405102
109
11285
SH
SOLE
11285
0
0
PHOTRONICS INC
NOTE 3.250% 4/0
719405AK8
4117
3919000
PRN
OTR
0
3919000
0
PIVOTAL SOFTWARE INC
COM CL A
72582H107
591
36169
SH
SOLE
36169
0
0
PHILIP MORRIS INTL INC
COM
718172109
1068
16000
SH
Put
SOLE
16000
0
0
POLARITYTE INC
COM
731094108
911
67500
SH
SOLE
67500
0
0
POPULAR INC
COM NEW
733174700
605
12820
SH
SOLE
12820
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
487
10620
SH
SOLE
10620
0
0
POSCO
SPONSORED ADR
693483109
246
4475
SH
SOLE
4475
0
0
PPL CORP
COM
69351T106
267
9422
SH
SOLE
9422
0
0
PROGRESSIVE CORP OHIO
COM
743315103
1950
32324
SH
SOLE
32324
0
0
PROLOGIS INC
COM
74340W103
2051
34926
SH
SOLE
34926
0
0
PROOFPOINT INC
COM
743424103
264
3147
SH
SOLE
3147
0
0
PROTEOSTASIS THERAPEUTICS IN
COM
74373B109
162
50000
SH
Call
SOLE
50000
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
3227
62000
SH
SOLE
62000
0
0
PURE STORAGE INC
CL A
74624M102
251
15600
SH
SOLE
15600
0
0
PVH CORP
COM
693656100
516
5550
SH
SOLE
5550
0
0
QEP RES INC
COM
74733V100
546
97014
SH
SOLE
97014
0
0
QIAGEN NV
DEBT 0.375% 3/1
N72482AA5
5972
50000
PRN
SOLE
50000
0
0
QUANTA SVCS INC
COM
74762E102
233
7735
SH
SOLE
7735
0
0
QUIDEL CORP
COM
74838J101
278
5685
SH
SOLE
5685
0
0
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B
833635105
223
5812
SH
SOLE
5812
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
229
3081
SH
SOLE
3081
0
0
RAYONIER INC
COM
754907103
512
18475
SH
SOLE
18475
0
0
RAYTHEON CO
COM NEW
755111507
1833
11953
SH
SOLE
11953
0
0
RENT A CTR INC NEW
COM
76009N100
7184
443700
SH
Call
SOLE
443700
0
0
RENT A CTR INC NEW
COM
76009N100
4601
284200
SH
Put
SOLE
284200
0
0
REALPAGE INC
NOTE 1.500%11/1
75606NAB5
1297
1000000
PRN
SOLE
1000000
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
707
27500
SH
Call
SOLE
27500
0
0
REGIONS FINL CORP NEW
COM
7591EP100
386
28879
SH
SOLE
28879
0
0
REINSURANCE GROUP AMER INC
COM NEW
759351604
326
2325
SH
SOLE
2325
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
1160
45153
SH
SOLE
45153
0
0
REPLIGEN CORP
NOTE 2.125% 6/0
759916AA7
8802
5171000
PRN
OTR
0
5171000
0
REPUBLIC SVCS INC
COM
760759100
461
6397
SH
SOLE
6397
0
0
RESOLUTE FST PRODS INC
COM
76117W109
93
11669
SH
SOLE
11669
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
233
4450
SH
SOLE
4450
0
0
RESTORATION HARDWARE HLDGS I
NOTE 6/1
761283AD2
14045
12552000
PRN
OTR
0
12552000
0
RESTORATION HARDWARE HLDGS I
DBCV 7/1
761283AC4
19958
17131000
PRN
OTR
0
17131000
0
RETAIL PPTYS AMER INC
CL A
76131V202
138
12716
SH
SOLE
12716
0
0
RETROPHIN INC
NOTE 2.500% 9/1
761299AB2
1078
1200000
PRN
OTR
0
1200000
0
REXFORD INDL RLTY INC
COM
76169C100
568
19276
SH
SOLE
19276
0
0
REXNORD CORP NEW
COM
76169B102
560
24414
SH
SOLE
24414
0
0
RH
COM
74967X103
2044
17056
SH
SOLE
17056
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
680
98000
SH
Put
SOLE
98000
0
0
RLJ LODGING TR
COM
74965L101
569
34725
SH
SOLE
34725
0
0
ROAN RES INC
CL A COM
769755109
3876
462487
SH
SOLE
462487
0
0
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
288
8850
SH
SOLE
8850
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
408
7962
SH
SOLE
7962
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
527
5385
SH
SOLE
5385
0
0
RUMBLEON INC
CL B
781386206
511
95000
SH
SOLE
95000
0
0
RUSH ENTERPRISES INC
CL A
781846209
601
17422
SH
SOLE
17422
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
559
33945
SH
SOLE
33945
0
0
SABRE CORP
COM
78573M104
693
32003
SH
SOLE
32003
0
0
SAILPOINT TECHNLGIES HLDGS I
COM
78781P105
2429
103397
SH
SOLE
103397
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
281
16475
SH
SOLE
16475
0
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
387
2388
SH
SOLE
2388
0
0
STARBUCKS CORP
COM
855244109
322
5000
SH
Put
SOLE
5000
0
0
SANTANDER CONSUMER USA HDG I
COM
80283M101
704
40000
SH
Put
SOLE
40000
0
0
SCHLUMBERGER LTD
COM
806857108
3823
105967
SH
SOLE
105967
0
0
SCHNEIDER NATIONAL INC
CL B
80689H102
724
38794
SH
SOLE
38794
0
0
SCHULTZE SPL PURP ACQUISITIO
UNIT 12/31/2023
80821R208
746
75000
SH
SOLE
75000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
482
11600
SH
SOLE
11600
0
0
SCOTTS MIRACLE GRO CO
CL A
810186106
628
10214
SH
SOLE
10214
0
0
SEAWORLD ENTMT INC
COM
81282V100
461
20856
SH
SOLE
20856
0
0
SEI INVESTMENTS CO
COM
784117103
722
15627
SH
SOLE
15627
0
0
SELECT MED HLDGS CORP
COM
81619Q105
293
19062
SH
SOLE
19062
0
0
SEMPRA ENERGY
COM
816851109
458
4237
SH
SOLE
4237
0
0
SEMTECH CORP
COM
816850101
397
8651
SH
SOLE
8651
0
0
SERVICE CORP INTL
COM
817565104
647
16071
SH
SOLE
16071
0
0
SERVICENOW INC
NOTE 6/0
81762PAC6
5685
4066000
PRN
OTR
0
4066000
0
SHUTTERFLY INC
COM
82568P304
254
6311
SH
SOLE
6311
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
446
4340
SH
SOLE
4340
0
0
SILICON LABORATORIES INC
COM
826919102
357
4535
SH
SOLE
4535
0
0
SIMPLY GOOD FOODS CO
COM
82900L102
206
10922
SH
SOLE
10922
0
0
SINA CORP
ORD
G81477104
574
10710
SH
SOLE
10710
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
836
31753
SH
SOLE
31753
0
0
SJW GROUP
COM
784305104
1747
31417
SH
SOLE
31417
0
0
SKECHERS U S A INC
CL A
830566105
523
22839
SH
SOLE
22839
0
0
SL GREEN RLTY CORP
COM
78440X101
759
9595
SH
SOLE
9595
0
0
SLEEP NUMBER CORP
COM
83125X103
358
11274
SH
SOLE
11274
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
189
13000
SH
Put
SOLE
13000
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
290
20000
SH
Call
SOLE
20000
0
0
SMARTSHEET INC
COM CL A
83200N103
497
20000
SH
SOLE
20000
0
0
SMITH A O
COM
831865209
581
13600
SH
SOLE
13600
0
0
SOLARCITY CORP
NOTE 1.625%11/0
83416TAC4
12153
12948000
PRN
OTR
0
12948000
0
SOUTHERN CO
COM
842587107
222
5045
SH
SOLE
5045
0
0
SOUTHWEST AIRLS CO
COM
844741108
557
11978
SH
SOLE
11978
0
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
2323
49654
SH
SOLE
49654
0
0
SPDR SER TR
BLOMBERG BRC INV
78468R200
46514
1531584
SH
SOLE
1531584
0
0
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
14684
487204
SH
SOLE
487204
0
0
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
17175
616714
SH
SOLE
616714
0
0
SPDR SERIES TRUST
PORTFOLIO INTRMD
78464A375
31191
944039
SH
SOLE
944039
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6071
24291
SH
SOLE
24291
0
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
224
2639
SH
SOLE
2639
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
1117
3690
SH
SOLE
3690
0
0
SPIRIT RLTY CAP INC NEW
COM NEW
84860W300
205
5804
SH
SOLE
5804
0
0
SPLUNK INC
COM
848637104
851
8121
SH
OTR
0
8121
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3124
12500
SH
Call
SOLE
12500
0
0
SQUARE INC
CL A
852234103
2285
40731
SH
SOLE
40731
0
0
STANLEY BLACK & DECKER INC
COM
854502101
2311
19300
SH
SOLE
19300
0
0
STARBUCKS CORP
COM
855244109
386
6000
SH
SOLE
6000
0
0
STEEL DYNAMICS INC
COM
858119100
912
30370
SH
SOLE
30370
0
0
STEELCASE INC
CL A
858155203
416
28034
SH
SOLE
28034
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
154
11098
SH
SOLE
11098
0
0
STONEMOR PARTNERS L P
COM UNITS INT
86183Q100
1680
800000
SH
SOLE
800000
0
0
STRYKER CORP
COM
863667101
1250
7975
SH
SOLE
7975
0
0
SUN LIFE FINL INC
COM
866796105
255
7677
SH
SOLE
7677
0
0
SUNTRUST BKS INC
COM
867914103
901
17869
SH
SOLE
17869
0
0
SYMANTEC CORP
COM
871503108
1021
54013
SH
SOLE
54013
0
0
SYNAPTICS INC
COM
87157D109
547
14700
SH
Call
SOLE
14700
0
0
SYNAPTICS INC
COM
87157D109
35
949
SH
SOLE
949
0
0
SYNAPTICS INC
COM
87157D109
907
24375
SH
OTR
0
24375
0
SYNCHRONOSS TECHNOLOGIES INC
NOTE 0.750% 8/1
87157BAA1
6003
6209000
PRN
OTR
0
6209000
0
SYNOPSYS INC
COM
871607107
598
7097
SH
SOLE
7097
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
414
12953
SH
SOLE
12953
0
0
SYSCO CORP
COM
871829107
770
12290
SH
SOLE
12290
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
458
3813
SH
SOLE
3813
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
564
15282
SH
SOLE
15282
0
0
TAL ED GROUP
SPONSORED ADS
874080104
361
13522
SH
SOLE
13522
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
256
12673
SH
SOLE
12673
0
0
TAPESTRY INC
COM
876030107
937
27764
SH
SOLE
27764
0
0
TARGET CORP
COM
87612E106
617
9341
SH
SOLE
9341
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
618
17600
SH
Put
SOLE
17600
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
1827
52000
SH
Call
SOLE
52000
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
586
11974
SH
SOLE
11974
0
0
TECH DATA CORP
COM
878237106
878
10734
SH
SOLE
10734
0
0
TECK RESOURCES LTD
CL B
878742204
539
25000
SH
SOLE
25000
0
0
TEGNA INC
COM
87901J105
596
54836
SH
SOLE
54836
0
0
TELLURIAN INC NEW
COM
87968A104
2262
325400
SH
Call
SOLE
325400
0
0
TELLURIAN INC NEW
COM
87968A104
926
133200
SH
Put
SOLE
133200
0
0
TELLURIAN INC NEW
COM
87968A104
1112
160000
SH
SOLE
160000
0
0
TEMPUR SEALY INTL INC
COM
88023U101
356
8610
SH
SOLE
8610
0
0
TENARIS S A
SPONSORED ADR
88031M109
1003
47046
SH
SOLE
47046
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
896
52293
SH
SOLE
52293
0
0
TENNECO INC
CL A VTG COM STK
880349105
524
19148
SH
SOLE
19148
0
0
TERADYNE INC
COM
880770102
306
9736
SH
SOLE
9736
0
0
TERNIUM SA
SPON ADR
880890108
373
13777
SH
SOLE
13777
0
0
TESLA INC
NOTE 1.250% 3/0
88160RAC5
20267
18002000
PRN
OTR
0
18002000
0
TEVA PHARMACEUTICAL FIN LLC
DBCV 0.250% 2/0
88163VAE9
1815
2000000
PRN
OTR
0
2000000
0
TEXTRON INC
COM
883203101
1374
29869
SH
SOLE
29869
0
0
THERAVANCE BIOPHARMA INC
NOTE 3.250%11/0
88339KAA0
11207
10867000
PRN
OTR
0
10867000
0
THOR INDS INC
COM
885160101
416
8000
SH
SOLE
8000
0
0
TREEHOUSE FOODS INC
COM
89469A104
1065
21000
SH
Put
SOLE
21000
0
0
TJX COS INC NEW
COM
872540109
729
16285
SH
SOLE
16285
0
0
TILRAY INC
COM CL 2
88688T100
360
5100
SH
Put
SOLE
5100
0
0
TILRAY INC
COM CL 2
88688T100
1376
19500
SH
Put
OTR
0
19500
0
TOLL BROTHERS INC
COM
889478103
956
29017
SH
SOLE
29017
0
0
TORCHMARK CORP
COM
891027104
422
5667
SH
SOLE
5667
0
0
TORO CO
COM
891092108
315
5629
SH
SOLE
5629
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
402
8086
SH
SOLE
8086
0
0
TOUGHBUILT INDUSTRIES INC
COM
89157G207
122
104000
SH
SOLE
104000
0
0
TOUGHBUILT INDUSTRIES INC
*W EXP 11/09/202
89157G116
22
104000
SH
SOLE
104000
0
0
TRACTOR SUPPLY CO
COM
892356106
342
4102
SH
SOLE
4102
0
0
THE TRADE DESK INC
COM CL A
88339J105
207
1786
SH
SOLE
1786
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
0
63
SH
SOLE
63
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
3940
567690
SH
OTR
0
567690
0
TRAVELERS COMPANIES INC
COM
89417E109
337
2811
SH
SOLE
2811
0
0
TREEHOUSE FOODS INC
COM
89469A104
1065
21000
SH
SOLE
21000
0
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
28
12089
SH
SOLE
12089
0
0
TRINITY INDS INC
COM
896522109
3089
150000
SH
SOLE
150000
0
0
TRIPADVISOR INC
COM
896945201
1279
23711
SH
SOLE
23711
0
0
TESLA INC
COM
88160R101
5891
17700
SH
Put
SOLE
17700
0
0
TYSON FOODS INC
CL A
902494103
1228
23000
SH
Put
SOLE
23000
0
0
TESARO INC
COM
881569107
3987
53700
SH
Call
SOLE
53700
0
0
TIVITY HEALTH INC
COM
88870R102
3702
149200
SH
Call
SOLE
149200
0
0
TWITTER INC
COM
90184L102
1518
52810
SH
SOLE
52810
0
0
TYME TECHNOLOGIES INC
COM
90238J103
554
150000
SH
SOLE
150000
0
0
TYSON FOODS INC
CL A
902494103
1495
27996
SH
SOLE
27996
0
0
UDR INC
COM
902653104
1242
31360
SH
SOLE
31360
0
0
UGI CORP NEW
COM
902681105
361
6758
SH
SOLE
6758
0
0
UNDER ARMOUR INC
CL C
904311206
288
17791
SH
SOLE
17791
0
0
UNION PAC CORP
COM
907818108
3451
24965
SH
SOLE
24965
0
0
UNITED CONTL HLDGS INC
COM
910047109
322
3849
SH
SOLE
3849
0
0
UNITED STATES STL CORP NEW
COM
912909108
267
14646
SH
SOLE
14646
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
5220
49020
SH
SOLE
49020
0
0
UNUM GROUP
COM
91529Y106
830
28254
SH
SOLE
28254
0
0
URBAN OUTFITTERS INC
COM
917047102
1197
36046
SH
SOLE
36046
0
0
UNITED STATES CELLULAR CORP
COM
911684108
700
13462
SH
SOLE
13462
0
0
US FOODS HLDG CORP
COM
912008109
443
14000
SH
SOLE
14000
0
0
VAIL RESORTS INC
COM
91879Q109
473
2242
SH
SOLE
2242
0
0
VANECK VECTORS ETF TR
COAL ETF
92189F809
137
10944
SH
SOLE
10944
0
0
VANECK VECTORS ETF TR
RARE EARTH STRAT
92189F742
221
16290
SH
SOLE
16290
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
1970
22570
SH
SOLE
22570
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
349
7185
SH
SOLE
7185
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
5530
68022
SH
SOLE
68022
0
0
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
3629
42605
SH
SOLE
42605
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
509
6531
SH
SOLE
6531
0
0
VARIAN MED SYS INC
COM
92220P105
863
7614
SH
SOLE
7614
0
0
VERINT SYS INC
COM
92343X100
572
13527
SH
SOLE
13527
0
0
VERISIGN INC
COM
92343E102
274
1847
SH
SOLE
1847
0
0
VERISK ANALYTICS INC
COM
92345Y106
1269
11634
SH
SOLE
11634
0
0
VERSO CORP
CL A
92531L207
1344
60000
SH
SOLE
60000
0
0
VERSUM MATLS INC
COM
92532W103
587
21182
SH
SOLE
21182
0
0
V F CORP
COM
918204108
358
5025
SH
SOLE
5025
0
0
VIACOM INC NEW
CL B
92553P201
355
13794
SH
SOLE
13794
0
0
VIAVI SOLUTIONS INC
COM
925550105
1309
130200
SH
Call
SOLE
130200
0
0
VIAVI SOLUTIONS INC
COM
925550105
0
47
SH
SOLE
47
0
0
VIAVI SOLUTIONS INC
COM
925550105
4396
437407
SH
OTR
0
437407
0
VICTORY PORTFOLIOS II
VCSHS EMRG VOLTY
92647N857
228
9431
SH
SOLE
9431
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
1340
55000
SH
SOLE
55000
0
0
VIRTU FINL INC
CL A
928254101
200
7771
SH
SOLE
7771
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
1664
92411
SH
OTR
0
92411
0
VISTEON CORP
COM NEW
92839U206
469
7780
SH
SOLE
7780
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
645
33473
SH
SOLE
33473
0
0
VORNADO RLTY TR
SH BEN INT
929042109
557
8984
SH
SOLE
8984
0
0
VOYA FINL INC
COM
929089100
518
12902
SH
SOLE
12902
0
0
WABTEC CORP
COM
929740108
226
3211
SH
SOLE
3211
0
0
WALMART INC
COM
931142103
932
10000
SH
SOLE
10000
0
0
WARRIOR MET COAL INC
COM
93627C101
362
15000
SH
SOLE
15000
0
0
WAYFAIR INC
NOTE 0.375% 9/0
94419LAB7
25640
23761000
PRN
OTR
0
23761000
0
WAYFAIR INC
CL A
94419L101
204
2270
SH
SOLE
2270
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
1169
30334
SH
SOLE
30334
0
0
WEINGARTEN RLTY INVS
SH BEN INT
948741103
273
10991
SH
SOLE
10991
0
0
WENDYS CO
COM
95058W100
623
39893
SH
SOLE
39893
0
0
WERNER ENTERPRISES INC
COM
950755108
1338
45288
SH
SOLE
45288
0
0
WESCO AIRCRAFT HLDGS INC
COM
950814103
112
14229
SH
SOLE
14229
0
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
203
2075
SH
SOLE
2075
0
0
WESTERN DIGITAL CORP
COM
958102105
7
200
SH
SOLE
200
0
0
WESTERN DIGITAL CORP
COM
958102105
758
20514
SH
OTR
0
20514
0
WESTROCK CO
COM
96145D105
681
18040
SH
SOLE
18040
0
0
WHIRLPOOL CORP
COM
963320106
268
2512
SH
SOLE
2512
0
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
616
718
SH
SOLE
718
0
0
WHITING PETE CORP NEW
COM NEW
966387409
1135
50000
SH
SOLE
50000
0
0
LYON WILLIAM HOMES
CL A NEW
552074700
428
40000
SH
SOLE
40000
0
0
WINNEBAGO INDS INC
COM
974637100
437
18056
SH
SOLE
18056
0
0
WIPRO LTD
SPON ADR 1 SH
97651M109
77
14919
SH
SOLE
14919
0
0
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
441
10518
SH
SOLE
10518
0
0
WISDOMTREE TR
EUROPE SMCP DV
97717W869
352
6604
SH
SOLE
6604
0
0
WISDOMTREE TR
JP SMALLCP DIV
97717W836
283
4394
SH
SOLE
4394
0
0
WRIGHT MED GROUP N V
ORD SHS 0.03 PAR
N96617118
1522
55900
SH
Call
SOLE
55900
0
0
WORKDAY INC
CL A
98138H101
798
5000
SH
SOLE
5000
0
0
WORKDAY INC
CL A
98138H101
2364
14807
SH
OTR
0
14807
0
WORLD FUEL SVCS CORP
COM
981475106
963
45000
SH
SOLE
45000
0
0
WORTHINGTON INDS INC
COM
981811102
328
9408
SH
SOLE
9408
0
0
WRIGHT MED GROUP N V
ORD SHS 0.03 PAR
N96617118
3431
126052
SH
OTR
0
126052
0
WYNDHAM DESTINATIONS INC
COM
98310W108
591
16487
SH
SOLE
16487
0
0
WYNDHAM HOTELS & RESORTS INC
COM
98311A105
234
5159
SH
SOLE
5159
0
0
XCEL ENERGY INC
COM
98389B100
881
17880
SH
SOLE
17880
0
0
XEROX CORP
COM NEW
984121608
678
34309
SH
SOLE
34309
0
0
XILINX INC
COM
983919101
942
11066
SH
SOLE
11066
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
258
4000
SH
Put
SOLE
4000
0
0
YANDEX N V
SHS CLASS A
N97284108
250
9136
SH
SOLE
9136
0
0
YOUNGEVITY INTL INC
COM NEW
987537206
1302
227634
SH
SOLE
227634
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
373
27880
SH
SOLE
27880
0
0
YUM CHINA HLDGS INC
COM
98850P109
520
15501
SH
SOLE
15501
0
0
YUM BRANDS INC
COM
988498101
753
8192
SH
SOLE
8192
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
282
12334
SH
SOLE
12334
0
0
ZEBRA TECHNOLOGIES CORP
CL A
989207105
206
1296
SH
SOLE
1296
0
0
ZILLOW GROUP INC
NOTE 2.000%12/0
98954MAB7
19583
20050000
PRN
OTR
0
20050000
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
215
2077
SH
SOLE
2077
0
0
ZIONS BANCORPORATION N A
COM
989701107
1323
32473
SH
SOLE
32473
0
0
ZOETIS INC
CL A
98978V103
1920
22447
SH
SOLE
22447
0
0