0001454027-13-000015.txt : 20131114 0001454027-13-000015.hdr.sgml : 20131114 20131114112116 ACCESSION NUMBER: 0001454027-13-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Verition Fund Management LLC CENTRAL INDEX KEY: 0001454027 IRS NUMBER: 262472334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13309 FILM NUMBER: 131217767 BUSINESS ADDRESS: STREET 1: ONE AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-742-7740 MAIL ADDRESS: STREET 1: ONE AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06831 FORMER COMPANY: FORMER CONFORMED NAME: Verition Fund Managegment LLC DATE OF NAME CHANGE: 20090114 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001454027 XXXXXXXX 09-30-2013 09-30-2013 Verition Fund Management LLC

ONE AMERICAN LANE GREENWICH CT 06831

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10000 0 0 NEXTERA ENERGY INC COM 65339F101 272 3391 SH SOLE 3391 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 3303 87451 SH SOLE 87451 0 0 NORDSON CORP COM 655663102 262 3557 SH SOLE 3557 0 0 NORTHERN TR CORP COM 665859104 359 6593 SH SOLE 6593 0 0 NORTHROP GRUMMAN CORP COM 666807102 506 5315 SH SOLE 5315 0 0 NPS PHARMACEUTICALS INC COM 62936P103 262 8248 SH SOLE 8248 0 0 NUCOR CORP COM 670346105 200 4088 SH SOLE 4088 0 0 NVIDIA CORP COM 67066G104 181 11655 SH SOLE 11655 0 0 NXP SEMICONDUCTORS N V COM N6596X109 280 7524 SH SOLE 7524 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 2966 31708 SH SOLE 31708 0 0 OLIN CORP COM PAR $1 680665205 1154 50000 SH Call SOLE 50000 0 0 OMNICOM GROUP INC COM 681919106 284 4474 SH SOLE 4474 0 0 ON SEMICONDUCTOR CORP COM 682189105 730 100000 SH SOLE 100000 0 0 ONYX PHARMACEUTICALS INC COM 683399109 270 2168 SH SOLE 2168 0 0 OWENS CORNING NEW COM 690742101 2609 68699 SH SOLE 68699 0 0 OWENS CORNING NEW COM 690742101 3038 80000 SH Call SOLE 80000 0 0 OWENS 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6785 SH SOLE 6785 0 0 PNC FINL SVCS GROUP INC COM 693475105 476 6569 SH SOLE 6569 0 0 POLYPORE INTL INC COM 73179V103 615 15000 SH Put SOLE 15000 0 0 POSCO SPONSORED ADR 693483109 322 4372 SH SOLE 4372 0 0 POTASH CORP SASK INC COM 73755L107 402 12858 SH SOLE 12858 0 0 POWERSHARES ETF TRUST GOLDEN DRG CHINA 73935X401 327 11396 SH SOLE 11396 0 0 PRAXAIR INC COM 74005P104 224 1863 SH SOLE 1863 0 0 PRECISION CASTPARTS CORP COM 740189105 229 1009 SH SOLE 1009 0 0 PROCTER & GAMBLE CO COM 742718109 1098 14521 SH SOLE 14521 0 0 PROSHARES TR SHRT HGH YIELD 74347R131 345 11315 SH SOLE 11315 0 0 PRUDENTIAL FINL INC COM 744320102 359 4609 SH SOLE 4609 0 0 PULTE GROUP INC COM 745867101 177 10717 SH SOLE 10717 0 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 290 3485 SH SOLE 3485 0 0 QUALCOMM INC COM 747525103 809 12016 SH SOLE 12016 0 0 QUALITY DISTR INC FLA COM 74756M102 1251 135359 SH SOLE 135359 0 0 QUANTA SVCS INC COM 74762E102 2511 91279 SH SOLE 91279 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 1066 18377 SH SOLE 18377 0 0 QUIKSILVER INC COM 74838C106 100 14156 SH SOLE 14156 0 0 RANGE RES CORP COM 75281A109 1132 14919 SH SOLE 14919 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 236 5667 SH SOLE 5667 0 0 RAYTHEON CO COM NEW 755111507 226 2928 SH SOLE 2928 0 0 RED HAT INC COM 756577102 2768 60000 SH SOLE 60000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 959 3064 SH SOLE 3064 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 132 14241 SH SOLE 14241 0 0 RENESOLA LTD SPONS ADS 75971T103 126 25298 SH SOLE 25298 0 0 RIVERBED TECHNOLOGY INC COM 768573107 657 45000 SH SOLE 45000 0 0 ROCK-TENN CO CL A 772739207 259 2556 SH SOLE 2556 0 0 ROCKWELL COLLINS INC COM 774341101 306 4504 SH SOLE 4504 0 0 ROCKWOOD HLDGS INC COM 774415103 1831 27368 SH SOLE 27368 0 0 ROCKWOOD HLDGS INC COM 774415103 2676 40000 SH Call SOLE 40000 0 0 ROPER INDS INC NEW COM 776696106 309 2323 SH SOLE 2323 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 234 3640 SH SOLE 3640 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 224 5850 SH SOLE 5850 0 0 ROYAL GOLD INC COM 780287108 349 7182 SH SOLE 7182 0 0 SAIC INC COM 78390X101 828 18182 SH SOLE 18182 0 0 SALESFORCE COM INC COM 79466L302 557 10733 SH SOLE 10733 0 0 SANDISK CORP COM 80004C101 201 3377 SH SOLE 3377 0 0 SANDRIDGE ENERGY INC COM 80007P307 453 77292 SH SOLE 77292 0 0 SANDRIDGE ENERGY INC COM 80007P307 440 75000 SH Put SOLE 75000 0 0 SANOFI SPONSORED ADR 80105N105 597 11789 SH SOLE 11789 0 0 SANTARUS INC COM 802817304 1695 75099 SH SOLE 75099 0 0 SCANA CORP NEW COM 80589M102 395 8576 SH SOLE 8576 0 0 SEADRILL LIMITED SHS G7945E105 206 4576 SH SOLE 4576 0 0 SEALED AIR CORP NEW COM 81211K100 256 9424 SH SOLE 9424 0 0 SEATTLE GENETICS INC COM 812578102 237 5408 SH SOLE 5408 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1237 14929 SH SOLE 14929 0 0 SEMGROUP CORP CL A 81663A105 1465 25700 SH SOLE 25700 0 0 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 574 15000 SH SOLE 15000 0 0 SEQUANS COMMUNICATIONS S A SPONSORED ADS 817323108 594 242251 SH SOLE 242251 0 0 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 270 6662 SH SOLE 6662 0 0 SIGMA ALDRICH CORP COM 826552101 314 3683 SH SOLE 3683 0 0 SIMON PPTY GROUP INC NEW COM 828806109 401 2703 SH SOLE 2703 0 0 SINA CORP ORD G81477104 3881 47810 SH SOLE 47810 0 0 SIRIUS XM RADIO INC COM 82967N108 158 40900 SH SOLE 40900 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 727 29258 SH SOLE 29258 0 0 SLM CORP COM 78442P106 338 13565 SH SOLE 13565 0 0 SMUCKER J M CO COM NEW 832696405 236 2249 SH SOLE 2249 0 0 SOUFUN HLDGS LTD ADR 836034108 214 4140 SH SOLE 4140 0 0 SOUTHERN CO COM 842587107 349 8487 SH SOLE 8487 0 0 SOUTHWEST AIRLS CO COM 844741108 198 13569 SH SOLE 13569 0 0 SOUTHWESTERN ENERGY CO COM 845467109 285 7827 SH SOLE 7827 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 262 8005 SH SOLE 8005 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 17458 103856 SH SOLE 103856 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 97498 580000 SH Put SOLE 580000 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1331 22811 SH SOLE 22811 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 280 7654 SH SOLE 7654 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 403 10113 SH SOLE 10113 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 666 5155 SH SOLE 5155 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 376 5700 SH SOLE 5700 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 1381 23182 SH SOLE 23182 0 0 SPLUNK INC COM 848637104 446 7421 SH SOLE 7421 0 0 SPRINT CORP COM SER 1 85207U105 137 22130 SH SOLE 22130 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 274 5500 SH SOLE 5500 0 0 ST JOE CO COM 790148100 202 10318 SH SOLE 10318 0 0 ST JUDE MED INC COM 790849103 481 8964 SH SOLE 8964 0 0 STARBUCKS CORP COM 855244109 237 3085 SH SOLE 3085 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 685 10301 SH SOLE 10301 0 0 STARZ COM SER A 85571Q102 264 9373 SH SOLE 9373 0 0 STATE STR CORP COM 857477103 653 9925 SH SOLE 9925 0 0 STERICYCLE INC COM 858912108 210 1822 SH SOLE 1822 0 0 STILLWATER MNG CO NOTE 1.750%10/1 86074QAL6 9495 9000000 PRN SOLE 9000000 0 0 STOCK BLDG SUPPLY HLDGS INC COM 86101X104 604 46000 SH SOLE 46000 0 0 STRYKER CORP COM 863667101 578 8556 SH SOLE 8556 0 0 SUNEDISON INC COM 86732Y109 163 20500 SH SOLE 20500 0 0 SUNTRUST BKS INC COM 867914103 388 11957 SH SOLE 11957 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 464 18542 SH SOLE 18542 0 0 SUPERVALU INC COM 868536103 146 17682 SH SOLE 17682 0 0 SYMANTEC CORP COM 871503108 284 11461 SH SOLE 11461 0 0 SYNOVUS FINL CORP COM 87161C105 121 36769 SH SOLE 36769 0 0 SYSCO CORP COM 871829107 287 9032 SH SOLE 9032 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 584 22323 SH SOLE 22323 0 0 TE CONNECTIVITY LTD REG SHS H84989104 343 6628 SH SOLE 6628 0 0 TECK RESOURCES LTD CL B 878742204 235 8746 SH SOLE 8746 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 288 15261 SH SOLE 15261 0 0 TERADATA CORP DEL COM 88076W103 4006 72253 SH SOLE 72253 0 0 TESORO CORP COM 881609101 723 16434 SH SOLE 16434 0 0 TEXTRON INC COM 883203101 560 20283 SH SOLE 20283 0 0 THE ADT CORPORATION COM 00101J106 3027 74445 SH SOLE 74445 0 0 THE ADT CORPORATION COM 00101J106 2033 50000 SH Call SOLE 50000 0 0 THE ADT CORPORATION COM 00101J106 813 20000 SH Put SOLE 20000 0 0 THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 10277 6300000 PRN SOLE 6300000 0 0 TIME WARNER CABLE INC COM 88732J207 492 4408 SH SOLE 4408 0 0 TIME WARNER INC COM NEW 887317303 769 11683 SH SOLE 11683 0 0 TMS INTL CORP CL A 87261Q103 5950 341156 SH SOLE 341156 0 0 TOLL BROTHERS INC COM 889478103 793 24443 SH SOLE 24443 0 0 TOWER GROUP INC NOTE 5.000% 9/1 891777AC8 5247 6200000 PRN SOLE 6200000 0 0 TOWER GROUP INTL LTD COM G8988C105 106 15082 SH SOLE 15082 0 0 TRANSDIGM GROUP INC COM 893641100 226 1627 SH SOLE 1627 0 0 TRANSOCEAN LTD REG SHS H8817H100 407 9156 SH SOLE 9156 0 0 TRIPADVISOR INC COM 896945201 567 7475 SH SOLE 7475 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 94 11569 SH SOLE 11569 0 0 TRIUMPH GROUP INC NEW COM 896818101 351 5000 SH SOLE 5000 0 0 TRIUMPH GROUP INC NEW COM 896818101 1053 15000 SH Call SOLE 15000 0 0 TRULIA INC COM 897888103 231 4909 SH SOLE 4909 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 304 4269 SH SOLE 4269 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 289 8624 SH SOLE 8624 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 328 9821 SH SOLE 9821 0 0 TYSON FOODS INC CL A 902494103 625 22092 SH SOLE 22092 0 0 UBIQUITI NETWORKS INC COM 90347A100 353 10498 SH SOLE 10498 0 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 207 1730 SH SOLE 1730 0 0 ULTRA PETROLEUM CORP COM 903914109 288 14016 SH SOLE 14016 0 0 UNDER ARMOUR INC CL A 904311107 266 3352 SH SOLE 3352 0 0 UNILEVER N V N Y SHS NEW 904784709 263 6972 SH SOLE 6972 0 0 UNION PAC CORP COM 907818108 1457 9382 SH SOLE 9382 0 0 UNITED CONTL HLDGS INC COM 910047109 1171 38147 SH SOLE 38147 0 0 UNITED RENTALS INC COM 911363109 268 4591 SH SOLE 4591 0 0 UNITED TECHNOLOGIES CORP COM 913017109 597 5536 SH SOLE 5536 0 0 UNITED THERAPEUTICS CORP DEL NOTE 1.000% 9/1 91307CAF9 4256 2500000 PRN SOLE 2500000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 340 4742 SH SOLE 4742 0 0 UNIVERSAL TRUCKLOAD SVCS INC COM 91388P105 333 12500 SH SOLE 12500 0 0 URBAN OUTFITTERS INC COM 917047102 877 23857 SH SOLE 23857 0 0 VALE S A ADR REPSTG PFD 91912E204 179 12597 SH SOLE 12597 0 0 VALE S A ADR 91912E105 167 10696 SH SOLE 10696 0 0 VALERO ENERGY CORP NEW COM 91913Y100 214 6261 SH SOLE 6261 0 0 VALSPAR CORP COM 920355104 312 4916 SH SOLE 4916 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 261 2804 SH SOLE 2804 0 0 VERISIGN INC COM 92343E102 321 6300 SH SOLE 6300 0 0 VERISK ANALYTICS INC CL A 92345Y106 296 4553 SH SOLE 4553 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 215 4617 SH SOLE 4617 0 0 VIACOM INC NEW CL B 92553P201 1189 14220 SH SOLE 14220 0 0 VIROPHARMA INC NOTE 2.000% 3/1 928241AH1 5370 2500000 PRN SOLE 2500000 0 0 VMWARE INC CL A COM 928563402 650 8030 SH SOLE 8030 0 0 VRINGO INC COM 92911N104 1167 405330 SH SOLE 405330 0 0 WALGREEN CO COM 931422109 522 9700 SH SOLE 9700 0 0 WASHINGTON POST CO CL B 939640108 254 415 SH SOLE 415 0 0 WASTE CONNECTIONS INC COM 941053100 362 7976 SH SOLE 7976 0 0 WEBMD HEALTH CORP COM 94770V102 239 8366 SH SOLE 8366 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 374 10000 SH Call SOLE 10000 0 0 WELLPOINT INC COM 94973V107 724 8654 SH SOLE 8654 0 0 WELLS FARGO & CO NEW COM 949746101 543 13130 SH SOLE 13130 0 0 WENDYS CO COM 95058W100 157 18527 SH SOLE 18527 0 0 WESCO INTL INC COM 95082P105 208 2722 SH SOLE 2722 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 4309 91525 SH SOLE 91525 0 0 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 818 31154 SH SOLE 31154 0 0 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 622 30891 SH SOLE 30891 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 229 3751 SH SOLE 3751 0 0 XILINX INC COM 983919101 289 6166 SH SOLE 6166 0 0 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 234 24496 SH SOLE 24496 0 0 YELP INC CL A 985817105 494 7465 SH SOLE 7465 0 0 YUM BRANDS INC COM 988498101 253 3540 SH SOLE 3540 0 0 ZIX CORP COM 98974P100 1541 315114 SH SOLE 315114 0 0 ZIX CORP COM 98974P100 75 15300 SH Call SOLE 15300 0 0