0001454027-13-000013.txt : 20130812
0001454027-13-000013.hdr.sgml : 20130812
20130812160619
ACCESSION NUMBER: 0001454027-13-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130812
DATE AS OF CHANGE: 20130812
EFFECTIVENESS DATE: 20130812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Verition Fund Management LLC
CENTRAL INDEX KEY: 0001454027
IRS NUMBER: 262472334
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13309
FILM NUMBER: 131029864
BUSINESS ADDRESS:
STREET 1: ONE AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: 203-742-7740
MAIL ADDRESS:
STREET 1: ONE AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
FORMER COMPANY:
FORMER CONFORMED NAME: Verition Fund Managegment LLC
DATE OF NAME CHANGE: 20090114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001454027
XXXXXXXX
06-30-2013
06-30-2013
Verition Fund Management LLC
ONE AMERICAN LANE
GREENWICH
CT
06831
13F HOLDINGS REPORT
028-13309
N
Ted Hagan
CFO
203-742-7740
/s/ Ted Hagan
Greenwich
CT
08-12-2013
0
552
544975
false
INFORMATION TABLE
2
13F2Q13.xml
21VIANET GROUP INC
SPONSORED ADR
90138A103
3739
330000
SH
SOLE
330000
0
0
3M CO
COM
88579Y101
417
3815
SH
SOLE
3815
0
0
ABBOTT LABS
COM
002824100
1240
35541
SH
SOLE
35541
0
0
ABBVIE INC
COM
00287Y109
869
21029
SH
SOLE
21029
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
213
2966
SH
SOLE
2966
0
0
ACCURAY INC
NOTE 3.750% 8/0
004397AB1
5542
5750000
PRN
SOLE
5750000
0
0
ACCURAY INC
NOTE 3.500% 2/0
004397AC9
3266
2600000
PRN
SOLE
2600000
0
0
ACORN ENERGY INC
COM
004848107
10790
1278413
SH
SOLE
1278413
0
0
ACORN ENERGY INC
COM
004848107
8018
950000
SH
Call
SOLE
950000
0
0
ACTAVIS INC
COM
00507K103
620
4909
SH
SOLE
4909
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
333
4099
SH
SOLE
4099
0
0
AFFORDABLE RESIDENTIAL CMNTY
NOTE 7.500% 8/1
00828UAB9
5007
3950000
PRN
SOLE
3950000
0
0
AFLAC INC
COM
001055102
362
6234
SH
SOLE
6234
0
0
AGCO CORP
COM
001084102
229
4561
SH
SOLE
4561
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
416
9722
SH
SOLE
9722
0
0
AIR LEASE CORP
CL A
00912X302
1239
44900
SH
SOLE
44900
0
0
AK STL CORP
NOTE 5.000%11/1
001546AP5
7748
8990000
PRN
SOLE
8990000
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
730
17145
SH
SOLE
17145
0
0
ALASKA AIR GROUP INC
COM
011659109
203
3905
SH
SOLE
3905
0
0
ALCATEL-LUCENT
SPONSORED ADR
013904305
364
200000
SH
SOLE
200000
0
0
ALCOA INC
COM
013817101
180
23021
SH
SOLE
23021
0
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
209
3176
SH
SOLE
3176
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
222
2406
SH
SOLE
2406
0
0
ALKERMES PLC
SHS
G01767105
1052
36692
SH
SOLE
36692
0
0
ALLIED NEVADA GOLD CORP
COM
019344100
109
16889
SH
SOLE
16889
0
0
ALPHATEC HOLDINGS INC
COM
02081G102
622
303453
SH
SOLE
303453
0
0
ALPS ETF TR
JEFF TRJ CRB GLO
00162Q304
255
6380
SH
SOLE
6380
0
0
ALTRIA GROUP INC
COM
02209S103
639
18255
SH
SOLE
18255
0
0
ALUMINUM CORP CHINA LTD
SPON ADR H SHS
022276109
89
11273
SH
SOLE
11273
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
183
31525
SH
SOLE
31525
0
0
AMDOCS LTD
ORD
G02602103
243
6542
SH
SOLE
6542
0
0
AMERICAN ELEC PWR INC
COM
025537101
687
15344
SH
SOLE
15344
0
0
AMERICAN EQTY INVT LIFE HLD
COM
025676206
179
11374
SH
SOLE
11374
0
0
AMERICAN EXPRESS CO
COM
025816109
425
5682
SH
SOLE
5682
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
895
20032
SH
SOLE
20032
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
1403
19176
SH
SOLE
19176
0
0
AMERIPRISE FINL INC
COM
03076C106
220
2721
SH
SOLE
2721
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
523
9371
SH
SOLE
9371
0
0
AMGEN INC
COM
031162100
1103
11181
SH
SOLE
11181
0
0
ANADARKO PETE CORP
COM
032511107
1203
14000
SH
SOLE
14000
0
0
AOL INC
COM
00184X105
340
9310
SH
SOLE
9310
0
0
APACHE CORP
COM
037411105
1820
21705
SH
SOLE
21705
0
0
APACHE CORP
COM
037411105
2096
25000
SH
Call
SOLE
25000
0
0
APOLLO GROUP INC
CL A
037604105
2401
135478
SH
SOLE
135478
0
0
APOLLO INVT CORP
COM
03761U106
117
15150
SH
SOLE
15150
0
0
APPLE INC
COM
037833100
397
1003
SH
SOLE
1003
0
0
ARCH COAL INC
COM
039380100
945
250000
SH
Call
SOLE
250000
0
0
ARKANSAS BEST CORP DEL
COM
040790107
574
25000
SH
Put
SOLE
25000
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
462
12783
SH
SOLE
12783
0
0
ARMOUR RESIDENTIAL REIT INC
COM
042315101
71
15174
SH
SOLE
15174
0
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
156
13649
SH
SOLE
13649
0
0
ASHLAND INC NEW
COM
044209104
297
3559
SH
SOLE
3559
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
490
6193
SH
SOLE
6193
0
0
ASSURANT INC
COM
04621X108
217
4267
SH
SOLE
4267
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
264
5572
SH
SOLE
5572
0
0
ATHENAHEALTH INC
COM
04685W103
233
2747
SH
SOLE
2747
0
0
ATMEL CORP
COM
049513104
428
58252
SH
SOLE
58252
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
204
2967
SH
SOLE
2967
0
0
AUTOZONE INC
COM
053332102
508
1198
SH
SOLE
1198
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
349
9331
SH
SOLE
9331
0
0
AVALONBAY CMNTYS INC
COM
053484101
706
5235
SH
SOLE
5235
0
0
AVIS BUDGET GROUP
COM
053774105
1503
52274
SH
SOLE
52274
0
0
AVON PRODS INC
COM
054303102
534
25407
SH
SOLE
25407
0
0
AXCELIS TECHNOLOGIES INC
COM
054540109
8799
4834467
SH
SOLE
4834467
0
0
AXIALL CORP
COM
05463D100
319
7500
SH
SOLE
7500
0
0
BALL CORP
COM
058498106
234
5645
SH
SOLE
5645
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
369
28345
SH
SOLE
28345
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
244
8686
SH
SOLE
8686
0
0
BARD C R INC
COM
067383109
231
2127
SH
SOLE
2127
0
0
BARRICK GOLD CORP
COM
067901108
253
16078
SH
SOLE
16078
0
0
BAXTER INTL INC
COM
071813109
351
5060
SH
SOLE
5060
0
0
BB&T CORP
COM
054937107
328
9667
SH
SOLE
9667
0
0
BCE INC
COM NEW
05534B760
281
6841
SH
SOLE
6841
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
240
2146
SH
SOLE
2146
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
2554
115711
SH
SOLE
115711
0
0
BHP BILLITON PLC
SPONSORED ADR
05545E209
970
18920
SH
SOLE
18920
0
0
BIO RAD LABS INC
CL A
090572207
671
5982
SH
SOLE
5982
0
0
BIOGEN IDEC INC
COM
09062X103
241
1122
SH
SOLE
1122
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 1.875% 4/2
09061GAD3
2981
1075000
PRN
SOLE
1075000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
513
9199
SH
SOLE
9199
0
0
BLDRS INDEX FDS TR
EMER MK 50 ADR
09348R300
623
18108
SH
SOLE
18108
0
0
BLOCK H & R INC
COM
093671105
276
9942
SH
SOLE
9942
0
0
BOB EVANS FARMS INC
COM
096761101
246
5246
SH
SOLE
5246
0
0
BROADCOM CORP
CL A
111320107
665
19688
SH
SOLE
19688
0
0
BROADSOFT INC
NOTE 1.500% 7/0
11133BAB8
1539
1500000
PRN
SOLE
1500000
0
0
BROOKDALE SR LIVING INC
COM
112463104
279
10546
SH
SOLE
10546
0
0
BROOKS AUTOMATION INC
COM
114340102
5394
554397
SH
SOLE
554397
0
0
BROOKS AUTOMATION INC
COM
114340102
631
64800
SH
Call
SOLE
64800
0
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
417
7397
SH
SOLE
7397
0
0
CA INC
COM
12673P105
241
8433
SH
SOLE
8433
0
0
CABELAS INC
COM
126804301
1257
19405
SH
SOLE
19405
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
180
12397
SH
SOLE
12397
0
0
CAESARSTONE SDOT-YAM LTD ORD
SHS
M20598104
1089
40000
SH
SOLE
40000
0
0
CAL MAINE FOODS INC
COM NEW
128030202
501
10770
SH
SOLE
10770
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
418
6840
SH
SOLE
6840
0
0
CAMPBELL SOUP CO
COM
134429109
312
6964
SH
SOLE
6964
0
0
CAPITAL ONE FINL CORP
COM
14040H105
286
4557
SH
SOLE
4557
0
0
CARDICA INC
COM
14141R101
166
149435
SH
SOLE
149435
0
0
CARDINAL HEALTH INC
COM
14149Y108
546
11566
SH
SOLE
11566
0
0
CAREFUSION CORP
COM
14170T101
256
6960
SH
SOLE
6960
0
0
CATERPILLAR INC DEL
COM
149123101
567
6868
SH
SOLE
6868
0
0
CBS CORP NEW
CL B
124857202
1006
20582
SH
SOLE
20582
0
0
CELANESE CORP DEL
COM SER A
150870103
390
8699
SH
SOLE
8699
0
0
CELGENE CORP
COM
151020104
292
2498
SH
SOLE
2498
0
0
CENTERPOINT ENERGY INC
COM
15189T107
705
30000
SH
SOLE
30000
0
0
CENTURYLINK INC
COM
156700106
382
10799
SH
SOLE
10799
0
0
CERNER CORP
COM
156782104
507
5276
SH
SOLE
5276
0
0
CF INDS HLDGS INC
COM
125269100
755
4400
SH
SOLE
4400
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
212
7625
SH
SOLE
7625
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
266
13073
SH
SOLE
13073
0
0
CHEVRON CORP NEW
COM
166764100
239
2023
SH
SOLE
2023
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
251
688
SH
SOLE
688
0
0
CHUBB CORP
COM
171232101
259
3060
SH
SOLE
3060
0
0
CIENA CORP
COM NEW
171779309
612
31533
SH
SOLE
31533
0
0
CIMAREX ENERGY CO
COM
171798101
340
5236
SH
SOLE
5236
0
0
CINCINNATI FINL CORP
COM
172062101
267
5817
SH
SOLE
5817
0
0
CISCO SYS INC
COM
17275R102
552
22699
SH
SOLE
22699
0
0
CITIGROUP INC
COM NEW
172967424
864
18006
SH
SOLE
18006
0
0
CITIGROUP INC
*W EXP 10/28/201
172967234
10
120000
SH
SOLE
120000
0
0
CITRIX SYS INC
COM
177376100
945
15670
SH
SOLE
15670
0
0
CLARCOR INC
COM
179895107
318
6089
SH
SOLE
6089
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGG CHN TECH
18383Q135
283
11167
SH
SOLE
11167
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGG BRIC ETF
18383M100
309
10068
SH
SOLE
10068
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGG FRNTR MKT
18383Q838
181
11296
SH
SOLE
11296
0
0
CLIFFS NATURAL RESOURCES INC
COM
18683K101
237
14573
SH
SOLE
14573
0
0
CLIFFS NATURAL RESOURCES INC
COM
18683K101
325
20000
SH
Call
SOLE
20000
0
0
CME GROUP INC
COM
12572Q105
222
2919
SH
SOLE
2919
0
0
CNO FINL GROUP INC
COM
12621E103
214
16514
SH
SOLE
16514
0
0
COACH INC
COM
189754104
774
13553
SH
SOLE
13553
0
0
COCA COLA CO
COM
191216100
324
8083
SH
SOLE
8083
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
291
4650
SH
SOLE
4650
0
0
COLFAX CORP
COM
194014106
373
7149
SH
SOLE
7149
0
0
COLGATE PALMOLIVE CO
COM
194162103
302
5265
SH
SOLE
5265
0
0
COMMVAULT SYSTEMS INC
COM
204166102
291
3839
SH
SOLE
3839
0
0
COMPANHIA SIDERURGICA NACION
SPONSORED ADR
20440W105
32
11386
SH
SOLE
11386
0
0
CONCUR TECHNOLOGIES INC
COM
206708109
260
3194
SH
SOLE
3194
0
0
COPA HOLDINGS SA
CL A
P31076105
312
2380
SH
SOLE
2380
0
0
CORNING INC
COM
219350105
907
63739
SH
SOLE
63739
0
0
COVIDIEN PLC
SHS
G2554F113
1668
26544
SH
SOLE
26544
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
211
7993
SH
SOLE
7993
0
0
CSX CORP
COM
126408103
438
18866
SH
SOLE
18866
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
476
14578
SH
SOLE
14578
0
0
CUBIST PHARMACEUTICALS INC
COM
229678107
847
17535
SH
SOLE
17535
0
0
CUMMINS INC
COM
231021106
337
3111
SH
SOLE
3111
0
0
CURRENCYSHARES EURO TR
EURO SHS
23130C108
2390
18538
SH
SOLE
18538
0
0
D R HORTON INC
COM
23331A109
352
16518
SH
SOLE
16518
0
0
DARDEN RESTAURANTS INC
COM
237194105
457
9046
SH
SOLE
9046
0
0
DAVITA INC
COM
23918K108
489
4049
SH
SOLE
4049
0
0
DECKERS OUTDOOR CORP
COM
243537107
208
4115
SH
SOLE
4115
0
0
DELL INC
COM
24702R101
388
29100
SH
Call
SOLE
29100
0
0
DEMANDWARE INC
COM
24802Y105
204
4800
SH
SOLE
4800
0
0
DEVON ENERGY CORP NEW
COM
25179M103
417
8037
SH
SOLE
8037
0
0
DIGITAL RLTY TR INC
COM
253868103
1386
22721
SH
SOLE
22721
0
0
DIGITALGLOBE INC
COM NEW
25389M877
239
7700
SH
SOLE
7700
0
0
DISCOVER FINL SVCS
COM
254709108
441
9251
SH
SOLE
9251
0
0
DISNEY WALT CO
COM DISNEY
254687106
718
11368
SH
SOLE
11368
0
0
DOLLAR GEN CORP NEW
COM
256677105
718
14242
SH
SOLE
14242
0
0
DOW CHEM CO
COM
260543103
318
9876
SH
SOLE
9876
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
217
3212
SH
SOLE
3212
0
0
E M C CORP MASS
COM
268648102
259
10957
SH
SOLE
10957
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
1393
110000
SH
Put
SOLE
110000
0
0
EAGLE MATERIALS INC
COM
26969P108
913
13783
SH
SOLE
13783
0
0
EATON CORP
COM
278058102
259
3932
SH
SOLE
3932
0
0
EDWARDS GROUP LTD
SPONSORED ADR
281736108
600
70616
SH
SOLE
70616
0
0
ELAN PLC
ADR
284131208
189
13372
SH
SOLE
13372
0
0
ELDORADO GOLD CORP NEW
COM
284902103
78
12684
SH
SOLE
12684
0
0
ELECTRONIC ARTS INC
NOTE 0.750% 7/1
285512AA7
8290
7924000
PRN
SOLE
7924000
0
0
ELECTRONIC ARTS INC
COM
285512109
659
28711
SH
SOLE
28711
0
0
EMERSON ELEC CO
COM
291011104
447
8190
SH
SOLE
8190
0
0
ENDEAVOR INTL CORP INC
NOTE 5.500% 7/1
29257MAE0
306
500000
PRN
SOLE
500000
0
0
ENDEAVOUR INTL CORP
COM NEW
29259G200
64
16733
SH
SOLE
16733
0
0
ENDEAVOUR INTL CORP
COM NEW
29259G200
535
139200
SH
Put
SOLE
139200
0
0
ENERGY XXI (BERMUDA) LTD
USD UNRS SHS
G10082140
251
11301
SH
SOLE
11301
0
0
EOG RES INC
COM
26875P101
1042
7911
SH
SOLE
7911
0
0
EQT CORP
COM
26884L109
2410
30358
SH
SOLE
30358
0
0
EQUIFAX INC
COM
294429105
529
8972
SH
SOLE
8972
0
0
EQUINIX INC
COM NEW
29444U502
1422
7700
SH
SOLE
7700
0
0
ERICSSON
ADR B SEK 10
294821608
198
17559
SH
SOLE
17559
0
0
EVERBANK FINL CORP
COM
29977G102
276
16639
SH
SOLE
16639
0
0
EVERCORE PARTNERS INC
CLASS A
29977A105
239
6096
SH
SOLE
6096
0
0
EXACTTARGET INC
COM
30064K105
265
7861
SH
SOLE
7861
0
0
EXCO RESOURCES INC
COM
269279402
152
19900
SH
SOLE
19900
0
0
EXPEDITORS INTL WASH INC
COM
302130109
1476
38841
SH
SOLE
38841
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
228
3690
SH
SOLE
3690
0
0
EXTREME NETWORKS INC
COM
30226D106
2205
639173
SH
SOLE
639173
0
0
F5 NETWORKS INC
COM
315616102
1028
14940
SH
SOLE
14940
0
0
FELCOR LODGING TR INC
COM
31430F101
2128
360000
SH
SOLE
360000
0
0
FIFTH THIRD BANCORP
COM
316773100
545
30208
SH
SOLE
30208
0
0
FIRST HORIZON NATL CORP
COM
320517105
1098
98013
SH
SOLE
98013
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
139
13802
SH
SOLE
13802
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
335
8709
SH
SOLE
8709
0
0
FIRST SOLAR INC
COM
336433107
339
7572
SH
SOLE
7572
0
0
FIRST TR ISE GLB WIND ENRG E
COM SHS
33736G106
191
22724
SH
SOLE
22724
0
0
FIRSTENERGY CORP
COM
337932107
399
10680
SH
SOLE
10680
0
0
FIRSTSERVICE CORP
SDCV 6.500%12/3
33761NAA7
18232
15751097
PRN
SOLE
15751097
0
0
FLOW INTL CORP
COM
343468104
185
50000
SH
SOLE
50000
0
0
FLOWERS FOODS INC
COM
343498101
223
10129
SH
SOLE
10129
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
5028
325000
SH
Put
SOLE
325000
0
0
FORTINET INC
COM
34959E109
613
35000
SH
SOLE
35000
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
242
6241
SH
SOLE
6241
0
0
FOSSIL GROUP INC
COM
34988V106
548
5303
SH
SOLE
5303
0
0
FRANKLIN RES INC
COM
354613101
723
5315
SH
SOLE
5315
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
1381
50000
SH
Call
SOLE
50000
0
0
FRESH MKT INC
COM
35804H106
304
6114
SH
SOLE
6114
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
292
6688
SH
SOLE
6688
0
0
GAP INC DEL
COM
364760108
260
6222
SH
SOLE
6222
0
0
GENERAC HLDGS INC
COM
368736104
334
9035
SH
SOLE
9035
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
1076
35000
SH
SOLE
35000
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
312
15699
SH
SOLE
15699
0
0
GENERAL MTRS CO
COM
37045V100
400
12007
SH
SOLE
12007
0
0
GENESEE & WYO INC
CL A
371559105
1130
13316
SH
SOLE
13316
0
0
GENWORTH FINL INC
COM CL A
37247D106
4775
418506
SH
SOLE
418506
0
0
GFI GROUP INC
COM
361652209
1022
261468
SH
SOLE
261468
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
244
4879
SH
SOLE
4879
0
0
GLOBAL X FDS
GLB X LITHIUM
37950E762
176
15516
SH
SOLE
15516
0
0
GLOBAL X FDS
GLBX URANIUM NEW
37950E275
189
11362
SH
SOLE
11362
0
0
GNC HLDGS INC
COM CL A
36191G107
632
14306
SH
SOLE
14306
0
0
GNC HLDGS INC
COM CL A
36191G107
884
20000
SH
Call
SOLE
20000
0
0
GOL LINHAS AEREAS INTLG S A
SP ADR REP PFD
38045R107
168
50090
SH
SOLE
50090
0
0
GOL LINHAS AEREAS INTLG S A
SP ADR REP PFD
38045R107
1007
300700
SH
Call
SOLE
300700
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
541
3575
SH
SOLE
3575
0
0
GOODRICH PETE CORP
NOTE 5.000%10/0
382410AC2
1995
2000000
PRN
SOLE
2000000
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
205
13418
SH
SOLE
13418
0
0
GOOGLE INC
CL A
38259P508
265
301
SH
SOLE
301
0
0
GRACE W R & CO DEL NEW
COM
38388F108
672
8000
SH
SOLE
8000
0
0
GRAFTECH INTL LTD
COM
384313102
191
26252
SH
SOLE
26252
0
0
GRAINGER W W INC
COM
384802104
283
1121
SH
SOLE
1121
0
0
GREEN MTN COFFEE ROASTERS IN
COM
393122106
739
9839
SH
SOLE
9839
0
0
GREEN PLAINS RENEWABLE ENERG
COM
393222104
905
67909
SH
SOLE
67909
0
0
GROUPON INC
COM CL A
399473107
426
50176
SH
SOLE
50176
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
1039
22079
SH
SOLE
22079
0
0
HALLIBURTON CO
COM
406216101
342
8204
SH
SOLE
8204
0
0
HANSEN MEDICAL INC
COM
411307101
508
352797
SH
SOLE
352797
0
0
HASBRO INC
COM
418056107
338
7532
SH
SOLE
7532
0
0
HAWAIIAN TELCOM HOLDCO INC
COM
420031106
1487
59100
SH
SOLE
59100
0
0
HCA HOLDINGS INC
COM
40412C101
486
13469
SH
SOLE
13469
0
0
HELMERICH & PAYNE INC
COM
423452101
354
5661
SH
SOLE
5661
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
248
10001
SH
SOLE
10001
0
0
HEXCEL CORP NEW
COM
428291108
978
28708
SH
SOLE
28708
0
0
HIMAX TECHNOLOGIES INC
SPONSORED ADR
43289P106
405
77543
SH
SOLE
77543
0
0
HOLOGIC INC
COM
436440101
1577
81710
SH
SOLE
81710
0
0
HORMEL FOODS CORP
COM
440452100
209
5408
SH
SOLE
5408
0
0
HUANENG PWR INTL INC
SPON ADR H SHS
443304100
531
13817
SH
SOLE
13817
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
149
18882
SH
SOLE
18882
0
0
HUNTSMAN CORP
COM
447011107
179
10789
SH
SOLE
10789
0
0
IAC INTERACTIVECORP
COM PAR $.001
44919P508
381
8010
SH
SOLE
8010
0
0
IAMGOLD CORP
COM
450913108
110
25360
SH
SOLE
25360
0
0
ILLINOIS TOOL WKS INC
COM
452308109
261
3774
SH
SOLE
3774
0
0
ILLINOIS TOOL WKS INC
COM
452308109
1383
20000
SH
Put
SOLE
20000
0
0
ILLUMINA INC
COM
452327109
556
7429
SH
SOLE
7429
0
0
INDEPENDENT BK GROUP INC
COM
45384B106
877
28854
SH
SOLE
28854
0
0
INFINERA CORPORATION
COM
45667G103
177
16543
SH
SOLE
16543
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
232
14259
SH
SOLE
14259
0
0
INFOBLOX INC
COM
45672H104
370
12661
SH
SOLE
12661
0
0
INFORMATICA CORP
COM
45666Q102
335
9577
SH
SOLE
9577
0
0
INGERSOLL-RAND PLC
SHS
G47791101
389
7007
SH
SOLE
7007
0
0
INTEL CORP
COM
458140100
355
14637
SH
SOLE
14637
0
0
INTERMEC INC
COM
458786100
246
25000
SH
Put
SOLE
25000
0
0
INTERMUNE INC
NOTE 2.500% 9/1
45884XAE3
3710
4500000
PRN
SOLE
4500000
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
675
8982
SH
SOLE
8982
0
0
INTEROIL CORP
COM
460951106
221
3181
SH
SOLE
3181
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
294
581
SH
SOLE
581
0
0
INVENSENSE INC
COM
46123D205
273
17741
SH
SOLE
17741
0
0
INVESCO LTD
SHS
G491BT108
631
19851
SH
SOLE
19851
0
0
ION GEOPHYSICAL CORP
COM
462044108
749
124400
SH
Put
SOLE
124400
0
0
IRON MTN INC
COM
462846106
399
15003
SH
SOLE
15003
0
0
ISHARES INC
MSCI BRAZIL
464286400
4439
101214
SH
SOLE
101214
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
534
11600
SH
SOLE
11600
0
0
ISHARES TR
BARCLYS 7-10 YR
464287440
554
5400
SH
SOLE
5400
0
0
ISHARES TR
DJ HEALTH CARE
464288828
232
2767
SH
SOLE
2767
0
0
ISHARES TR
TRANSP AVE IDX
464287192
340
3094
SH
SOLE
3094
0
0
ISHARES TR
FTSE CHINA25 IDX
464287184
3126
96127
SH
SOLE
96127
0
0
ISHARES TR
BARCLY USAGG B
464287226
534
4979
SH
SOLE
4979
0
0
ISHARES TR
S&P MIDCAP 400
464287507
545
4715
SH
SOLE
4715
0
0
ISHARES TR
RUSSELL1000GRW
464287614
273
3754
SH
SOLE
3754
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
221
17102
SH
SOLE
17102
0
0
JABIL CIRCUIT INC
COM
466313103
239
11719
SH
SOLE
11719
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
376
6823
SH
SOLE
6823
0
0
JAMES RIVER COAL CO
COM NEW
470355207
27
15000
SH
Put
SOLE
15000
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
313
4557
SH
SOLE
4557
0
0
JDS UNIPHASE CORP
COM PAR $0.001
46612J507
293
20391
SH
SOLE
20391
0
0
JETBLUE AIRWAYS CORP
COM
477143101
945
150000
SH
Put
SOLE
150000
0
0
JOHNSON & JOHNSON
COM
478160104
697
8117
SH
SOLE
8117
0
0
JOHNSON CTLS INC
COM
478366107
286
7988
SH
SOLE
7988
0
0
JOY GLOBAL INC
COM
481165108
286
5888
SH
SOLE
5888
0
0
JPMORGAN CHASE & CO
COM
46625H100
1433
27145
SH
SOLE
27145
0
0
KB FINANCIAL GROUP INC
SPONSORED ADR
48241A105
284
9581
SH
SOLE
9581
0
0
KEMET CORP
COM NEW
488360207
222
53948
SH
SOLE
53948
0
0
KIMCO RLTY CORP
COM
49446R109
327
15264
SH
SOLE
15264
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
59
11619
SH
SOLE
11619
0
0
KOHLS CORP
COM
500255104
262
5196
SH
SOLE
5196
0
0
KOREA ELECTRIC PWR
SPONSORED ADR
500631106
834
73751
SH
SOLE
73751
0
0
KRISPY KREME DOUGHNUTS INC
COM
501014104
192
10992
SH
SOLE
10992
0
0
KULICKE & SOFFA INDS INC
COM
501242101
519
46969
SH
SOLE
46969
0
0
L BRANDS INC
COM
501797104
510
10358
SH
SOLE
10358
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
261
3044
SH
SOLE
3044
0
0
LAM RESEARCH CORP
COM
512807108
2280
51427
SH
SOLE
51427
0
0
LAM RESEARCH CORP
COM
512807108
4660
105100
SH
Call
SOLE
105100
0
0
LEGG MASON INC
COM
524901105
392
12657
SH
SOLE
12657
0
0
LG DISPLAY CO LTD
SPONS ADR REP
50186V102
341
28748
SH
SOLE
28748
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
461
6795
SH
SOLE
6795
0
0
LIFE TECHNOLOGIES CORP
COM
53217V109
296
4000
SH
Call
SOLE
4000
0
0
LILLY ELI & CO
COM
532457108
341
6941
SH
SOLE
6941
0
0
LINCOLN NATL CORP IND
COM
534187109
656
18000
SH
SOLE
18000
0
0
LINCOLN NATL CORP IND
*W EXP 07/10/201
534187117
544
20192
SH
SOLE
20192
0
0
LINKEDIN CORP
COM CL A
53578A108
499
2800
SH
SOLE
2800
0
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
702
25561
SH
SOLE
25561
0
0
LTX-CREDENCE CORP
COM NEW
502403207
2067
345143
SH
SOLE
345143
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
524
7910
SH
SOLE
7910
0
0
M D C HLDGS INC
COM
552676108
436
13416
SH
SOLE
13416
0
0
MACERICH CO
COM
554382101
215
3527
SH
SOLE
3527
0
0
MACYS INC
COM
55616P104
334
6962
SH
SOLE
6962
0
0
MARATHON OIL CORP
COM
565849106
402
11615
SH
SOLE
11615
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
412
16860
SH
SOLE
16860
0
0
MARKET VECTORS ETF TR
MV STEEL INDEX
57060U308
271
7126
SH
SOLE
7126
0
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57060U589
173
18932
SH
SOLE
18932
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
573
5824
SH
SOLE
5824
0
0
MASCO CORP
COM
574599106
888
45539
SH
SOLE
45539
0
0
MASTERCARD INC
CL A
57636Q104
393
684
SH
SOLE
684
0
0
MATTSON TECHNOLOGY INC
COM
577223100
1615
740670
SH
SOLE
740670
0
0
MCGRAW HILL COS INC
COM
580645109
571
10732
SH
SOLE
10732
0
0
MCKESSON CORP
COM
58155Q103
2756
24070
SH
SOLE
24070
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
267
3365
SH
SOLE
3365
0
0
MEDTRONIC INC
COM
585055106
682
13252
SH
SOLE
13252
0
0
MERCADOLIBRE INC
COM
58733R102
255
2366
SH
SOLE
2366
0
0
MERCK & CO INC NEW
COM
58933Y105
709
15273
SH
SOLE
15273
0
0
MERITOR INC
COM
59001K100
407
57734
SH
SOLE
57734
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
250
1242
SH
SOLE
1242
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
160
10804
SH
SOLE
10804
0
0
MICROSOFT CORP
COM
594918104
464
13450
SH
SOLE
13450
0
0
MILLENNIAL MEDIA INC
COM
60040N105
149
17100
SH
SOLE
17100
0
0
MOHAWK INDS INC
COM
608190104
393
3491
SH
SOLE
3491
0
0
MOLSON COORS BREWING CO
CL B
60871R209
1133
23679
SH
SOLE
23679
0
0
MOLYCORP INC DEL
NOTE 5.500% 2/0
608753AH2
491
500000
PRN
SOLE
500000
0
0
MOLYCORP INC DEL
COM
608753109
88
14200
SH
Put
SOLE
14200
0
0
MONDELEZ INTL INC
CL A
609207105
459
16076
SH
SOLE
16076
0
0
MONSANTO CO NEW
COM
61166W101
355
3597
SH
SOLE
3597
0
0
MONSTER WORLDWIDE INC
COM
611742107
50
10248
SH
SOLE
10248
0
0
MOODYS CORP
COM
615369105
439
7208
SH
SOLE
7208
0
0
MORGAN STANLEY INDIA INVS FD
COM
61745C105
220
14266
SH
SOLE
14266
0
0
MOSAIC CO NEW
COM
61945C103
859
15965
SH
SOLE
15965
0
0
MURPHY OIL CORP
COM
626717102
613
10066
SH
SOLE
10066
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
235
3411
SH
SOLE
3411
0
0
NATIONSTAR MTG HLDGS INC
COM
63861C109
257
6854
SH
SOLE
6854
0
0
NAVISTAR INTL CORP NEW
NOTE 3.000%10/1
63934EAL2
5858
6000000
PRN
SOLE
6000000
0
0
NCR CORP NEW
COM
62886E108
990
30000
SH
SOLE
30000
0
0
NEONODE INC
COM NEW
64051M402
7063
1187048
SH
SOLE
1187048
0
0
NEONODE INC
COM NEW
64051M402
1983
333300
SH
Call
SOLE
333300
0
0
NETSPEND HLDGS INC
COM
64118V106
20947
1311658
SH
SOLE
1311658
0
0
NETSPEND HLDGS INC
COM
64118V106
2245
140500
SH
Put
SOLE
140500
0
0
NEWMONT MINING CORP
COM
651639106
1108
37000
SH
Call
SOLE
37000
0
0
NEWS CORP
CL B
65248E203
314
9555
SH
SOLE
9555
0
0
NEWS CORP
CL A
65248E104
255
7835
SH
SOLE
7835
0
0
NIELSEN HOLDINGS N V
COM
N63218106
541
16100
SH
SOLE
16100
0
0
NII HLDGS INC
CL B NEW
62913F201
77
11477
SH
SOLE
11477
0
0
NIKE INC
CL B
654106103
955
15000
SH
Put
SOLE
15000
0
0
NOBLE CORPORATION BAAR
NAMEN -AKT
H5833N103
2080
55351
SH
SOLE
55351
0
0
NOBLE CORPORATION BAAR
NAMEN -AKT
H5833N103
940
25000
SH
Call
SOLE
25000
0
0
NORDSON CORP
COM
655663102
221
3192
SH
SOLE
3192
0
0
NORFOLK SOUTHERN CORP
COM
655844108
488
6721
SH
SOLE
6721
0
0
NORTHROP GRUMMAN CORP
COM
666807102
471
5684
SH
SOLE
5684
0
0
NRG ENERGY INC
COM NEW
629377508
1698
63584
SH
SOLE
63584
0
0
NU SKIN ENTERPRISES INC
CL A
67018T105
306
5000
SH
SOLE
5000
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
720
39200
SH
SOLE
39200
0
0
NUCOR CORP
COM
670346105
347
8016
SH
SOLE
8016
0
0
NV ENERGY INC
COM
67073Y106
261
11135
SH
SOLE
11135
0
0
NVIDIA CORP
COM
67066G104
214
15259
SH
SOLE
15259
0
0
OASIS PETE INC NEW
COM
674215108
625
16076
SH
SOLE
16076
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
3513
39366
SH
SOLE
39366
0
0
OCWEN FINL CORP
COM NEW
675746309
1077
26139
SH
SOLE
26139
0
0
OLD DOMINION FGHT LINES INC
COM
679580100
801
19252
SH
SOLE
19252
0
0
OMNIVISION TECHNOLOGIES INC
COM
682128103
258
13831
SH
SOLE
13831
0
0
OPTIMER PHARMACEUTICALS INC
COM
68401H104
149
10300
SH
Put
SOLE
10300
0
0
ORACLE CORP
COM
68389X105
1778
57872
SH
SOLE
57872
0
0
OWENS CORNING NEW
COM
690742101
300
7664
SH
SOLE
7664
0
0
OWENS ILL INC
COM NEW
690768403
556
20000
SH
SOLE
20000
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
139
55200
SH
SOLE
55200
0
0
PARKERVISION INC
COM
701354102
1151
252928
SH
SOLE
252928
0
0
PATTERSON COMPANIES INC
COM
703395103
376
10000
SH
SOLE
10000
0
0
PATTERSON UTI ENERGY INC
COM
703481101
216
11145
SH
SOLE
11145
0
0
PBF ENERGY INC
CL A
69318G106
1036
40000
SH
Call
SOLE
40000
0
0
PENTAIR LTD
SHS
H6169Q108
230
3989
SH
SOLE
3989
0
0
PEPCO HOLDINGS INC
COM
713291102
242
11986
SH
SOLE
11986
0
0
PERRIGO CO
COM
714290103
206
1700
SH
SOLE
1700
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
1204
89686
SH
SOLE
89686
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
333
22686
SH
SOLE
22686
0
0
PHARMACYCLICS INC
COM
716933106
1546
19457
SH
SOLE
19457
0
0
PHILIP MORRIS INTL INC
COM
718172109
313
3611
SH
SOLE
3611
0
0
PHILLIPS 66
COM
718546104
583
9892
SH
SOLE
9892
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
559
5444
SH
SOLE
5444
0
0
PINNACLE FOODS INC DEL
COM
72348P104
228
9459
SH
SOLE
9459
0
0
PIONEER NAT RES CO
COM
723787107
805
5564
SH
SOLE
5564
0
0
PNC FINL SVCS GROUP INC
COM
693475105
599
8211
SH
SOLE
8211
0
0
POLYPORE INTL INC
COM
73179V103
238
5900
SH
SOLE
5900
0
0
POWERSHARES GLOBAL ETF TRUST
SOVEREIGN DEBT
73936T573
8313
304402
SH
SOLE
304402
0
0
POWERSHARES GLOBAL ETF TRUST
GBL CLEAN ENER
73936T615
113
11576
SH
SOLE
11576
0
0
PPG INDS INC
COM
693506107
980
6694
SH
SOLE
6694
0
0
PPL CORP
COM
69351T106
403
13325
SH
SOLE
13325
0
0
PRECISION CASTPARTS CORP
COM
740189105
372
1648
SH
SOLE
1648
0
0
PRICE T ROWE GROUP INC
COM
74144T108
365
4989
SH
SOLE
4989
0
0
PROSHARES TR
PSHS ULTRA UTIL
74347R685
561
8398
SH
SOLE
8398
0
0
PROSPERITY BANCSHARES INC
COM
743606105
365
7040
SH
SOLE
7040
0
0
PROTO LABS INC
COM
743713109
247
3800
SH
SOLE
3800
0
0
PUBLIC STORAGE
COM
74460D109
201
1308
SH
SOLE
1308
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
655
20053
SH
SOLE
20053
0
0
PVH CORP
COM
693656100
569
4552
SH
SOLE
4552
0
0
QLOGIC CORP
COM
747277101
163
17069
SH
SOLE
17069
0
0
QUALCOMM INC
COM
747525103
391
6397
SH
SOLE
6397
0
0
QUANTA SVCS INC
COM
74762E102
867
32751
SH
SOLE
32751
0
0
QUINTILES TRANSNATIO HLDGS I
COM
74876Y101
345
8100
SH
SOLE
8100
0
0
RADIAN GROUP INC
COM
750236101
125
10770
SH
SOLE
10770
0
0
RALPH LAUREN CORP
CL A
751212101
428
2461
SH
SOLE
2461
0
0
RAMBUS INC DEL
NOTE 5.000% 6/1
750917AC0
1536
1488000
PRN
SOLE
1488000
0
0
RARE ELEMENT RES LTD
COM
75381M102
196
100000
SH
Call
SOLE
100000
0
0
RAYTHEON CO
COM NEW
755111507
460
6959
SH
SOLE
6959
0
0
REALOGY HLDGS CORP
COM
75605Y106
528
11000
SH
SOLE
11000
0
0
REALTY INCOME CORP
COM
756109104
354
8439
SH
SOLE
8439
0
0
REGAL ENTMT GROUP
CL A
758766109
433
24200
SH
SOLE
24200
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
612
2721
SH
SOLE
2721
0
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
187
19600
SH
SOLE
19600
0
0
RESEARCH IN MOTION LTD
COM
760975102
196
18700
SH
SOLE
18700
0
0
RESMED INC
COM
761152107
244
5406
SH
SOLE
5406
0
0
ROCK-TENN CO
CL A
772739207
208
2079
SH
SOLE
2079
0
0
ROCKWOOD HLDGS INC
COM
774415103
222
3466
SH
SOLE
3466
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
262
6679
SH
SOLE
6679
0
0
ROSETTA RESOURCES INC
COM
777779307
213
5021
SH
SOLE
5021
0
0
ROSS STORES INC
COM
778296103
259
3990
SH
SOLE
3990
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
478
14351
SH
SOLE
14351
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
625
9802
SH
SOLE
9802
0
0
ROYAL GOLD INC
COM
780287108
322
7655
SH
SOLE
7655
0
0
RTI INTL METALS INC
NOTE 1.625%10/1
74973WAB3
4698
4965000
PRN
SOLE
4965000
0
0
RYLAND GROUP INC
COM
783764103
739
18426
SH
SOLE
18426
0
0
SAKS INC
COM
79377W108
139
10183
SH
SOLE
10183
0
0
SALESFORCE COM INC
COM
79466L302
1451
38000
SH
SOLE
38000
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
236
7600
SH
SOLE
7600
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
250
10900
SH
SOLE
10900
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
1378
1030000
PRN
SOLE
1030000
0
0
SBA COMMUNICATIONS CORP
COM
78388J106
573
7733
SH
SOLE
7733
0
0
SCANA CORP NEW
COM
80589M102
858
17474
SH
SOLE
17474
0
0
SCHLUMBERGER LTD
COM
806857108
879
12270
SH
SOLE
12270
0
0
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
790
11826
SH
SOLE
11826
0
0
SEATTLE GENETICS INC
COM
812578102
1038
33006
SH
SOLE
33006
0
0
SEAWORLD ENTMT INC
COM
81282V100
298
8500
SH
SOLE
8500
0
0
SEI INVESTMENTS CO
COM
784117103
241
8471
SH
SOLE
8471
0
0
SEMGROUP CORP
CL A
81663A105
1340
24875
SH
SOLE
24875
0
0
SEQUANS COMMUNICATIONS S A
SPONSORED ADS
817323108
547
362351
SH
SOLE
362351
0
0
SHERWIN WILLIAMS CO
COM
824348106
611
3458
SH
SOLE
3458
0
0
SHINHAN FINANCIAL GROUP CO L
SPN ADR RESTRD
824596100
293
9020
SH
SOLE
9020
0
0
SHUTTERSTOCK INC
COM
825690100
270
4839
SH
SOLE
4839
0
0
SIGNET JEWELERS LIMITED
SHS
G81276100
265
3935
SH
SOLE
3935
0
0
SILVER WHEATON CORP
COM
828336107
620
31508
SH
SOLE
31508
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
605
3834
SH
SOLE
3834
0
0
SIRIUS XM RADIO INC
COM
82967N108
54
16200
SH
SOLE
16200
0
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
984
27984
SH
SOLE
27984
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
1221
55757
SH
SOLE
55757
0
0
SMITH & NEPHEW PLC
SPDN ADR NEW
83175M205
446
7958
SH
SOLE
7958
0
0
SMITH A O
COM
831865209
703
19379
SH
SOLE
19379
0
0
SMITHFIELD FOODS INC
COM
832248108
2083
63617
SH
SOLE
63617
0
0
SOLARWINDS INC
COM
83416B109
292
7532
SH
SOLE
7532
0
0
SONUS NETWORKS INC
COM
835916107
107
35526
SH
SOLE
35526
0
0
SOUTHERN CO
COM
842587107
202
4586
SH
SOLE
4586
0
0
SOUTHWEST AIRLS CO
COM
844741108
284
22028
SH
SOLE
22028
0
0
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
220
7625
SH
SOLE
7625
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
7872
49197
SH
SOLE
49197
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
43203
270000
SH
Put
SOLE
270000
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
2650
25420
SH
SOLE
25420
0
0
STANDARD PAC CORP NEW
COM
85375C101
262
31487
SH
SOLE
31487
0
0
STARBUCKS CORP
COM
855244109
388
5922
SH
SOLE
5922
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
594
9404
SH
SOLE
9404
0
0
STARZ
COM SER A
85571Q102
210
9509
SH
SOLE
9509
0
0
STILLWATER MNG CO
NOTE 1.750%10/1
86074QAL6
10435
10000000
PRN
SOLE
10000000
0
0
STRYKER CORP
COM
863667101
246
3797
SH
SOLE
3797
0
0
SVB FINL GROUP
COM
78486Q101
417
5000
SH
SOLE
5000
0
0
SYNAPTICS INC
COM
87157D109
229
5931
SH
SOLE
5931
0
0
SYNTA PHARMACEUTICALS CORP
COM
87162T206
55
11043
SH
SOLE
11043
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
327
17874
SH
SOLE
17874
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
1639
109483
SH
SOLE
109483
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
674
27750
SH
SOLE
27750
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
378
8294
SH
SOLE
8294
0
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
242
5900
SH
SOLE
5900
0
0
TELLABS INC
COM
879664100
36
18305
SH
SOLE
18305
0
0
TEMPLETON EMERGING MKTS FD I
COM
880191101
193
11054
SH
SOLE
11054
0
0
TERADATA CORP DEL
COM
88076W103
971
19333
SH
SOLE
19333
0
0
TERADYNE INC
COM
880770102
971
55263
SH
SOLE
55263
0
0
TESORO CORP
COM
881609101
445
8501
SH
SOLE
8501
0
0
TEXAS INSTRS INC
COM
882508104
407
11675
SH
SOLE
11675
0
0
TEXTRON INC
COM
883203101
221
8500
SH
SOLE
8500
0
0
THERAVANCE INC
NOTE 2.125% 1/1
88338TAB0
18555
12000000
PRN
SOLE
12000000
0
0
THERAVANCE INC
COM
88338T104
641
16647
SH
SOLE
16647
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
293
3468
SH
SOLE
3468
0
0
THOMSON REUTERS CORP
COM
884903105
283
8694
SH
SOLE
8694
0
0
TIBCO SOFTWARE INC
COM
88632Q103
275
12868
SH
SOLE
12868
0
0
TIFFANY & CO NEW
COM
886547108
538
7386
SH
SOLE
7386
0
0
TIVO INC
COM
888706108
201
18170
SH
SOLE
18170
0
0
TOLL BROTHERS INC
COM
889478103
981
30062
SH
SOLE
30062
0
0
TOWER GROUP INC
NOTE 5.000% 9/1
891777AC8
4527
4200000
PRN
SOLE
4200000
0
0
TRANSCANADA CORP
COM
89353D107
232
5378
SH
SOLE
5378
0
0
TRANSDIGM GROUP INC
COM
893641100
541
3454
SH
SOLE
3454
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
360
7511
SH
SOLE
7511
0
0
TRAVELERS COMPANIES INC
COM
89417E109
1347
16851
SH
SOLE
16851
0
0
TRULIA INC
COM
897888103
274
8823
SH
SOLE
8823
0
0
TRUSTMARK CORP
COM
898402102
219
8908
SH
SOLE
8908
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
233
3505
SH
SOLE
3505
0
0
TWO HBRS INVT CORP
COM
90187B101
181
17669
SH
SOLE
17669
0
0
TYCO INTERNATIONAL LTD
SHS
H89128104
391
11873
SH
SOLE
11873
0
0
U S AIRWAYS GROUP INC
COM
90341W108
575
35000
SH
SOLE
35000
0
0
U S SILICA HLDGS INC
COM
90346E103
237
11400
SH
SOLE
11400
0
0
ULTA SALON COSMETCS & FRAG I
COM
90384S303
285
2844
SH
SOLE
2844
0
0
UNI PIXEL INC
COM NEW
904572203
838
56985
SH
SOLE
56985
0
0
UNI PIXEL INC
COM NEW
904572203
294
20000
SH
Call
SOLE
20000
0
0
UNILEVER N V
N Y SHS NEW
904784709
709
18043
SH
SOLE
18043
0
0
UNITED CONTL HLDGS INC
COM
910047109
668
21336
SH
SOLE
21336
0
0
UNITED RENTALS INC
COM
911363109
303
6079
SH
SOLE
6079
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
4774
51364
SH
SOLE
51364
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
489
7461
SH
SOLE
7461
0
0
VALE S A
ADR REPSTG PFD
91912E204
1785
146810
SH
SOLE
146810
0
0
VALE S A
ADR
91912E105
150
11438
SH
SOLE
11438
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
323
3758
SH
SOLE
3758
0
0
VANGUARD INTL EQUITY INDEX F
MSCI EMR MKT ETF
922042858
605
15599
SH
SOLE
15599
0
0
VANTIV INC
CL A
92210H105
477
17300
SH
SOLE
17300
0
0
VERISIGN INC
COM
92343E102
226
5070
SH
SOLE
5070
0
0
VERISK ANALYTICS INC
CL A
92345Y106
219
3666
SH
SOLE
3666
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
327
6487
SH
SOLE
6487
0
0
VISA INC
COM CL A
92826C839
621
3398
SH
SOLE
3398
0
0
VITESSE SEMICONDUCTOR CORP
COM NEW
928497304
2570
977137
SH
SOLE
977137
0
0
VMWARE INC
CL A COM
928563402
1407
21000
SH
SOLE
21000
0
0
VRINGO INC
COM
92911N104
147
46292
SH
SOLE
46292
0
0
VULCAN MATLS CO
COM
929160109
776
16021
SH
SOLE
16021
0
0
WALGREEN CO
COM
931422109
253
5719
SH
SOLE
5719
0
0
WAL-MART STORES INC
COM
931142103
599
8037
SH
SOLE
8037
0
0
WALTER ENERGY INC
COM
93317Q105
294
28309
SH
SOLE
28309
0
0
WASHINGTON POST CO
CL B
939640108
211
436
SH
SOLE
436
0
0
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
685
50000
SH
Call
SOLE
50000
0
0
WEBSTER FINL CORP CONN
COM
947890109
231
8992
SH
SOLE
8992
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
1150
25000
SH
Call
SOLE
25000
0
0
WESCO INTL INC
COM
95082P105
2092
30777
SH
SOLE
30777
0
0
WESTERN DIGITAL CORP
COM
958102105
468
7544
SH
SOLE
7544
0
0
WHIRLPOOL CORP
COM
963320106
528
4616
SH
SOLE
4616
0
0
WHITEWAVE FOODS CO
COM CL B
966244204
394
25920
SH
SOLE
25920
0
0
WILLIAMS COS INC DEL
COM
969457100
278
8547
SH
SOLE
8547
0
0
WISDOMTREE TRUST
DRYFS CURR ETF
97717W133
568
28313
SH
SOLE
28313
0
0
WISDOMTREE TRUST
CHINESE YUAN ETF
97717W182
1832
70542
SH
SOLE
70542
0
0
WORKDAY INC
CL A
98138H101
230
3586
SH
SOLE
3586
0
0
WYNN RESORTS LTD
COM
983134107
241
1880
SH
SOLE
1880
0
0
XCEL ENERGY INC
COM
98389B100
304
10714
SH
SOLE
10714
0
0
XL GROUP PLC
SHS
G98290102
348
11473
SH
SOLE
11473
0
0
YAHOO INC
COM
984332106
1423
56662
SH
SOLE
56662
0
0
YELP INC
CL A
985817105
533
15335
SH
SOLE
15335
0
0
YUM BRANDS INC
COM
988498101
759
10953
SH
SOLE
10953
0
0
ZIMMER HLDGS INC
COM
98956P102
634
8462
SH
SOLE
8462
0
0
ZIX CORP
COM
98974P100
2237
528950
SH
SOLE
528950
0
0
ZIX CORP
COM
98974P100
148
35100
SH
Call
SOLE
35100
0
0