0001454027-13-000007.txt : 20130514
0001454027-13-000007.hdr.sgml : 20130514
20130514114841
ACCESSION NUMBER: 0001454027-13-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130514
DATE AS OF CHANGE: 20130514
EFFECTIVENESS DATE: 20130514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Verition Fund Management LLC
CENTRAL INDEX KEY: 0001454027
IRS NUMBER: 262472334
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13309
FILM NUMBER: 13840093
BUSINESS ADDRESS:
STREET 1: ONE AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: 203-742-7740
MAIL ADDRESS:
STREET 1: ONE AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
FORMER COMPANY:
FORMER CONFORMED NAME: Verition Fund Managegment LLC
DATE OF NAME CHANGE: 20090114
13F-HR
1
marfinal.txt
13F HR MARCH 2013
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for Calendar Year or Quarter ended: March 31, 2013
Check here if Amendment [ ]: Amendment number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Verition Fund Management LLC
Address: One American Lane
Greenwich, CT 06831
13F File Number: 28-13309
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the
person signing the report is authorized to submit it, that
all information contained herein is true, correct and complete,
and that it is understood that all required items, statements
schedules, list and tables, are considered integral parts of
this form.
Person signing this report on behalf of Reporting manager:
Name: Ted Hagan
Title: Chief Financial Officer
Phone: 203-742-7740
Signature, Place, and Date of Signing:
Ted Hagan Greenwich, CT 05/14/2013
Report Type (Check only one):
[X] 13F HOLDING REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT
List of other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 575
Form 13F Information Table Value Total: $523,851
List of Other Included Managers:
NONE
VALUE SHRS OR SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED OTHER
---------------------------- ------------------- --------- ------ ------- --- ---- ------- ---- ------- ------ -----
3M CO COM 88579Y101 334 3141 SH SOLE 3141 0 0
ACCURAY INC NOTE 3.750% 8/0 004397AB1 5445 6000000 PRN SOLE 6000000 0 0
ACCURAY INC NOTE 3.500% 2/0 004397AC9 2837 2600000 PRN SOLE 2600000 0 0
ACE LTD SHS H0023R105 499 5604 SH SOLE 5604 0 0
ACME PACKET INC COM 004764106 941 32202 SH SOLE 32202 0 0
ACORN ENERGY INC COM 004848107 9396 1278413 SH SOLE 1278413 0 0
ACORN ENERGY INC COM 004848107 5513 750000 SH CALL SOLE 750000 0 0
ACTIVISION BLIZZARD INC COM 00507V109 510 34986 SH SOLE 34986 0 0
ADVANCED MICRO DEVICES INC NOTE 6.000% 5/0 007903AL1 1998 2000000 PRN SOLE 2000000 0 0
ADVISORSHARES TR CAMBRIA GL TAC 00768Y800 477 19126 SH SOLE 19126 0 0
AES CORP COM 00130H105 350 27842 SH SOLE 27842 0 0
AETNA INC NEW COM 00817Y108 532 10410 SH SOLE 10410 0 0
AFFORDABLE RESIDENTIAL CMNTY NOTE 7.500% 8/1 00828UAB9 4713 3950000 PRN SOLE 3950000 0 0
AFLAC INC COM 001055102 205 3939 SH SOLE 3939 0 0
AGRIUM INC COM 008916108 3803 39000 SH SOLE 39000 0 0
AIR PRODS & CHEMS INC COM 009158106 240 2753 SH SOLE 2753 0 0
AK STL CORP NOTE 5.000%11/1 001546AP5 11038 11750000 PRN SOLE 11750000 0 0
AK STL HLDG CORP COM 001547108 90 27290 SH SOLE 27290 0 0
ALBEMARLE CORP COM 012653101 414 6623 SH SOLE 6623 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 347 10930 SH SOLE 10930 0 0
ALLERGAN INC COM 018490102 730 6538 SH SOLE 6538 0 0
ALPHA NATURAL RESOURCES INC COM 02076X102 471 57358 SH SOLE 57358 0 0
ALTRIA GROUP INC COM 02209S103 553 16067 SH SOLE 16067 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 104 14041 SH SOLE 14041 0 0
AMAZON COM INC COM 023135106 1041 3908 SH SOLE 3908 0 0
AMEREN CORP COM 023608102 382 10910 SH SOLE 10910 0 0
AMERICAN AXLE & MFG HLDGS IN COM 024061103 2048 150000 SH SOLE 150000 0 0
AMERICAN ELEC PWR INC COM 025537101 459 9443 SH SOLE 9443 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 808 20803 SH SOLE 20803 0 0
AMERICAN TOWER CORP NEW COM 03027X100 598 7780 SH SOLE 7780 0 0
AMERIPRISE FINL INC COM 03076C106 620 8422 SH SOLE 8422 0 0
AMERISOURCEBERGEN CORP COM 03073E105 245 4769 SH SOLE 4769 0 0
ANADARKO PETE CORP COM 032511107 4897 56000 SH SOLE 56000 0 0
ANADIGICS INC COM 032515108 6265 3132614 SH SOLE 3132614 0 0
ANN INC COM 035623107 266 9172 SH SOLE 9172 0 0
AOL INC COM 00184X105 246 6390 SH SOLE 6390 0 0
AON PLC SHS CL A G0408V102 268 4350 SH SOLE 4350 0 0
APACHE CORP COM 037411105 1139 14767 SH SOLE 14767 0 0
APOLLO GROUP INC CL A 037604105 193 11092 SH SOLE 11092 0 0
APPLE INC COM 037833100 2509 5668 SH SOLE 5668 0 0
ARCELORMITTAL SA LUXEMBOURG MAND CV NT 16 L0302D178 1053 50250 SH SOLE 50250 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 528 40518 SH SOLE 40518 0 0
ARCH COAL INC COM 039380100 1222 225000 SH CALL SOLE 225000 0 0
ARCHER DANIELS MIDLAND CO COM 039483102 376 11135 SH SOLE 11135 0 0
ARIAD PHARMACEUTICALS INC COM 04033A100 536 29620 SH SOLE 29620 0 0
ARUBA NETWORKS INC COM 043176106 463 18710 SH SOLE 18710 0 0
ASCENA RETAIL GROUP INC COM 04351G101 300 16153 SH SOLE 16153 0 0
ASM INTL N V NY REGISTER SH N07045102 366 10988 SH SOLE 10988 0 0
ASML HOLDING N V N Y REGISTRY SHS N07059210 957 14071 SH SOLE 14071 0 0
ASPEN INSURANCE HOLDINGS LTD SHS G05384105 242 6279 SH SOLE 6279 0 0
ASSURED GUARANTY LTD COM G0585R106 290 14047 SH SOLE 14047 0 0
AT&T INC COM 00206R102 587 15989 SH SOLE 15989 0 0
AVON PRODS INC COM 054303102 452 21804 SH SOLE 21804 0 0
AXCELIS TECHNOLOGIES INC COM 054540109 5698 4558633 SH SOLE 4558633 0 0
BAKER HUGHES INC COM 057224107 413 8900 SH SOLE 8900 0 0
BANK OF AMERICA CORPORATION COM 060505104 723 59396 SH SOLE 59396 0 0
BANK OF NEW YORK MELLON CORP COM 064058100 407 14558 SH SOLE 14558 0 0
BARCLAYS PLC ADR 06738E204 256 14390 SH SOLE 14390 0 0
BARD C R INC COM 067383109 820 8133 SH SOLE 8133 0 0
BARRICK GOLD CORP COM 067901108 292 9934 SH SOLE 9934 0 0
BEAZER HOMES USA INC COM NEW 07556Q881 534 33724 SH SOLE 33724 0 0
BERRY PLASTICS GROUP INC COM 08579W103 1155 60611 SH SOLE 60611 0 0
BGC PARTNERS INC CL A 05541T101 1224 294207 SH SOLE 294207 0 0
BIOGEN IDEC INC COM 09062X103 496 2573 SH SOLE 2573 0 0
BIOMARIN PHARMACEUTICAL INC NOTE 1.875% 4/2 09061GAD3 14025 4538000 PRN SOLE 4538000 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 232 3726 SH SOLE 3726 0 0
BOEING CO COM 097023105 394 4594 SH SOLE 4594 0 0
BOISE CASCADE CO DEL COM 09739D100 472 13900 SH SOLE 13900 0 0
BOSTON PROPERTIES INC COM 101121101 511 5059 SH SOLE 5059 0 0
BOSTON SCIENTIFIC CORP COM 101137107 428 54857 SH SOLE 54857 0 0
BOULDER BRANDS INC COM 101405108 127 14093 SH SOLE 14093 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 210 5108 SH SOLE 5108 0 0
BROOKS AUTOMATION INC COM 114340102 901 88476 SH SOLE 88476 0 0
BRUNSWICK CORP COM 117043109 579 16920 SH SOLE 16920 0 0
BUNGE LIMITED COM G16962105 377 5104 SH SOLE 5104 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 917 15417 SH SOLE 15417 0 0
CA INC COM 12673P105 465 18479 SH SOLE 18479 0 0
CALPINE CORP COM NEW 131347304 339 16453 SH SOLE 16453 0 0
CAMERON INTERNATIONAL CORP COM 13342B105 490 7521 SH SOLE 7521 0 0
CANADIAN NATL RY CO COM 136375102 252 2517 SH SOLE 2517 0 0
CANADIAN PAC RY LTD COM 13645T100 3909 29958 SH SOLE 29958 0 0
CARBO CERAMICS INC COM 140781105 258 2832 SH SOLE 2832 0 0
CARDINAL HEALTH INC COM 14149Y108 1388 33342 SH SOLE 33342 0 0
CAREER EDUCATION CORP COM 141665109 119 50195 SH SOLE 50195 0 0
CAREFUSION CORP COM 14170T101 500 14289 SH SOLE 14289 0 0
CARNIVAL CORP PAIRED CTF 143658300 321 9358 SH SOLE 9358 0 0
CATERPILLAR INC DEL COM 149123101 207 2378 SH SOLE 2378 0 0
CBRE GROUP INC CL A 12504L109 370 14664 SH SOLE 14664 0 0
CBS CORP NEW CL B 124857202 469 10038 SH SOLE 10038 0 0
CELANESE CORP DEL COM SER A 150870103 312 7076 SH SOLE 7076 0 0
CELGENE CORP COM 151020104 372 3212 SH SOLE 3212 0 0
CEMEX SAB DE CV NOTE 3.750% 3/1 151290BC6 3385 2500000 PRN SOLE 2500000 0 0
CENTERPOINT ENERGY INC COM 15189T107 565 23565 SH SOLE 23565 0 0
CERNER CORP COM 156782104 479 5053 SH SOLE 5053 0 0
CF INDS HLDGS INC COM 125269100 386 2028 SH SOLE 2028 0 0
CHECK POINT SOFTWARE TECH LT ORD M22465104 459 9763 SH SOLE 9763 0 0
CHEMED CORP NEW NOTE 1.875% 5/1 16359RAC7 1019 924000 PRN SOLE 924000 0 0
CHEVRON CORP NEW COM 166764100 2216 18649 SH SOLE 18649 0 0
CHICOS FAS INC COM 168615102 352 20968 SH SOLE 20968 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 565 1733 SH SOLE 1733 0 0
CHUBB CORP COM 171232101 584 6674 SH SOLE 6674 0 0
CIENA CORP COM NEW 171779309 659 41165 SH SOLE 41165 0 0
CIGNA CORPORATION COM 125509109 1048 16804 SH SOLE 16804 0 0
CIRRUS LOGIC INC COM 172755100 550 24195 SH SOLE 24195 0 0
CIT GROUP INC COM NEW 125581801 403 9279 SH SOLE 9279 0 0
CITIGROUP INC COM NEW 172967424 721 16300 SH SOLE 16300 0 0
CITIGROUP INC *W EXP 10/28/201 172967234 9 120000 SH SOLE 120000 0 0
CITRIX SYS INC COM 177376100 917 12705 SH SOLE 12705 0 0
CLAYMORE EXCHANGE TRD FD TR GUGG CHN TECH 18383Q135 222 9635 SH SOLE 9635 0 0
CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 245 7093 SH SOLE 7093 0 0
CLEAN HARBORS INC COM 184496107 242 4161 SH SOLE 4161 0 0
CME GROUP INC COM 12572Q105 211 3444 SH SOLE 3444 0 0
CMS ENERGY CORP COM 125896100 846 30284 SH SOLE 30284 0 0
CNH GLOBAL N V SHS NEW N20935206 823 19925 SH SOLE 19925 0 0
CNO FINL GROUP INC COM 12621E103 254 22156 SH SOLE 22156 0 0
CNOOC LTD SPONSORED ADR 126132109 310 1618 SH SOLE 1618 0 0
COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 5479 4900000 PRN SOLE 4900000 0 0
COBALT INTL ENERGY INC COM 19075F106 219 7771 SH SOLE 7771 0 0
COCA COLA ENTERPRISES INC NE COM 19122T109 304 8239 SH SOLE 8239 0 0
COEUR D ALENE MINES CORP IDA COM NEW 192108504 205 10880 SH SOLE 10880 0 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 453 5909 SH SOLE 5909 0 0
COLONY FINL INC COM 19624R106 1315 59241 SH SOLE 59241 0 0
COMCAST CORP NEW CL A SPL 20030N200 519 13106 SH SOLE 13106 0 0
COMMONWEALTH REIT COM SH BEN INT 203233101 898 40000 SH SOLE 40000 0 0
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 158 35238 SH SOLE 35238 0 0
COMPUTER SCIENCES CORP COM 205363104 642 13044 SH SOLE 13044 0 0
CONOCOPHILLIPS COM 20825C104 627 10440 SH SOLE 10440 0 0
CONSTELLATION BRANDS INC CL A 21036P108 517 10846 SH SOLE 10846 0 0
CONSTELLATION BRANDS INC CL A 21036P108 357 7500 SH CALL SOLE 7500 0 0
CONTINENTAL RESOURCES INC COM 212015101 595 6844 SH SOLE 6844 0 0
CON-WAY INC COM 205944101 219 6211 SH SOLE 6211 0 0
COOPER COS INC COM NEW 216648402 260 2413 SH SOLE 2413 0 0
CORNING INC COM 219350105 385 28910 SH SOLE 28910 0 0
COSTCO WHSL CORP NEW COM 22160K105 281 2652 SH SOLE 2652 0 0
CREE INC COM 225447101 833 15228 SH SOLE 15228 0 0
CROWN CASTLE INTL CORP COM 228227104 508 7290 SH SOLE 7290 0 0
CUBIST PHARMACEUTICALS INC COM 229678107 263 5620 SH SOLE 5620 0 0
CUMMINS INC COM 231021106 1250 10794 SH SOLE 10794 0 0
CVR ENERGY INC COM 12662P108 200 3883 SH SOLE 3883 0 0
D R HORTON INC COM 23331A109 254 10452 SH SOLE 10452 0 0
DANAHER CORP DEL COM 235851102 446 7183 SH SOLE 7183 0 0
DELL INC COM 24702R101 2257 157527 SH SOLE 157527 0 0
DELL INC COM 24702R101 417 29100 SH CALL SOLE 29100 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 227 13721 SH SOLE 13721 0 0
DENBURY RES INC COM NEW 247916208 272 14604 SH SOLE 14604 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 308 7872 SH SOLE 7872 0 0
DEVON ENERGY CORP NEW COM 25179M103 763 13520 SH SOLE 13520 0 0
DEVRY INC DEL COM 251893103 229 7197 SH SOLE 7197 0 0
DIAMOND OFFSHORE DRILLING IN COM 25271C102 320 4597 SH SOLE 4597 0 0
DIGITAL RLTY TR INC COM 253868103 311 4647 SH SOLE 4647 0 0
DIRECTV COM 25490A309 513 9067 SH SOLE 9067 0 0
DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 335 2028 SH SOLE 2028 0 0
DISCOVER FINL SVCS COM 254709108 1034 23068 SH SOLE 23068 0 0
DISNEY WALT CO COM DISNEY 254687106 308 5420 SH SOLE 5420 0 0
DOLLAR GEN CORP NEW COM 256677105 319 6305 SH SOLE 6305 0 0
DOLLAR TREE INC COM 256746108 304 6282 SH SOLE 6282 0 0
DOVER CORP COM 260003108 312 4275 SH SOLE 4275 0 0
DSW INC CL A 23334L102 211 3311 SH SOLE 3311 0 0
DTE ENERGY CO COM 233331107 295 4321 SH SOLE 4321 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 338 4658 SH SOLE 4658 0 0
E M C CORP MASS COM 268648102 530 22174 SH SOLE 22174 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 1178 110000 SH PUT SOLE 110000 0 0
EATON CORP COM 278058102 350 5712 SH SOLE 5712 0 0
EDISON INTL COM 281020107 859 17062 SH SOLE 17062 0 0
EDUCATION RLTY TR INC COM 28140H104 108 10249 SH SOLE 10249 0 0
EDWARDS GROUP LTD SPONSORED ADR 281736108 670 83234 SH SOLE 83234 0 0
EDWARDS LIFESCIENCES CORP COM 28176E108 239 2913 SH SOLE 2913 0 0
EGA EMERGING GLOBAL SHS TR EGS INDIA SC ETF 268461811 127 10231 SH SOLE 10231 0 0
ELDORADO GOLD CORP NEW COM 284902103 114 11968 SH SOLE 11968 0 0
ELECTRONIC ARTS INC COM 285512109 239 13502 SH SOLE 13502 0 0
EMERSON ELEC CO COM 291011104 337 6033 SH SOLE 6033 0 0
EMULEX CORP COM NEW 292475209 99 15171 SH SOLE 15171 0 0
ENBRIDGE INC COM 29250N105 214 4591 SH SOLE 4591 0 0
ENDEAVOR INTL CORP INC NOTE 5.500% 7/1 29257MAE0 297 500000 PRN SOLE 500000 0 0
ENDEAVOUR INTL CORP COM NEW 29259G200 77 26143 SH SOLE 26143 0 0
ENERGYSOLUTIONS INC COM 292756202 935 249380 SH SOLE 249380 0 0
ENSCO PLC SHS CLASS A G3157S106 602 10041 SH SOLE 10041 0 0
ENTERGY CORP NEW COM 29364G103 337 5328 SH SOLE 5328 0 0
ENZO BIOCHEM INC COM 294100102 898 356349 SH SOLE 356349 0 0
EQUINIX INC NOTE 3.000%10/1 29444UAG1 9056 4500000 PRN SOLE 4500000 0 0
EQUINIX INC COM NEW 29444U502 473 2187 SH SOLE 2187 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 607 11019 SH SOLE 11019 0 0
ERICSSON ADR B SEK 10 294821608 349 27675 SH SOLE 27675 0 0
EXELON CORP COM 30161N101 895 25948 SH SOLE 25948 0 0
EXPEDIA INC DEL COM NEW 30212P303 848 14128 SH SOLE 14128 0 0
EXPEDITORS INTL WASH INC COM 302130109 377 10557 SH SOLE 10557 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 615 10661 SH SOLE 10661 0 0
EXTREME NETWORKS INC COM 30226D106 1219 361821 SH SOLE 361821 0 0
EXXON MOBIL CORP COM 30231G102 1170 12985 SH SOLE 12985 0 0
F M C CORP COM NEW 302491303 219 3833 SH SOLE 3833 0 0
F5 NETWORKS INC COM 315616102 645 7243 SH SOLE 7243 0 0
FACTSET RESH SYS INC COM 303075105 389 4204 SH SOLE 4204 0 0
FEDEX CORP COM 31428X106 2455 25000 SH SOLE 25000 0 0
FELCOR LODGING TR INC COM 31430F101 784 131700 SH SOLE 131700 0 0
FINISAR CORP COM NEW 31787A507 182 13789 SH SOLE 13789 0 0
FIRST HORIZON NATL CORP COM 320517105 149 13932 SH SOLE 13932 0 0
FIRST NIAGARA FINL GP INC COM 33582V108 1421 160400 SH SOLE 160400 0 0
FIRST TR FTSE EPRA/NAREIT DE COM 33736N101 206 4998 SH SOLE 4998 0 0
FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 139 18129 SH SOLE 18129 0 0
FIRST TR NASDAQ100 TECH INDE SHS 337345102 271 9608 SH SOLE 9608 0 0
FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 296 2610 SH SOLE 2610 0 0
FOREST LABS INC COM 345838106 212 5585 SH SOLE 5585 0 0
FOREST OIL CORP COM PAR $0.01 346091705 53 10006 SH SOLE 10006 0 0
FORTINET INC COM 34959E109 438 18494 SH SOLE 18494 0 0
FOSSIL INC COM 349882100 722 7474 SH SOLE 7474 0 0
FRANCO NEVADA CORP COM 351858105 261 5718 SH SOLE 5718 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 1250 37770 SH SOLE 37770 0 0
FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 187 12556 SH SOLE 12556 0 0
FRONTIER COMMUNICATIONS CORP COM 35906A108 72 18144 SH SOLE 18144 0 0
GALLAGHER ARTHUR J & CO COM 363576109 991 24000 SH SOLE 24000 0 0
GENCORP INC SDCV 4.062%12/3 368682AN0 1563 1000000 PRN SOLE 1000000 0 0
GENERAL CABLE CORP DEL NEW COM 369300108 1832 50000 SH SOLE 50000 0 0
GENERAL DYNAMICS CORP COM 369550108 571 8096 SH SOLE 8096 0 0
GENERAL ELECTRIC CO COM 369604103 801 34648 SH SOLE 34648 0 0
GENERAL GROWTH PPTYS INC NEW COM 370023103 606 30476 SH SOLE 30476 0 0
GENERAL MLS INC COM 370334104 391 7921 SH SOLE 7921 0 0
GENERAL MTRS CO COM 37045V100 237 8510 SH SOLE 8510 0 0
GENESEE & WYO INC CL A 371559105 203 2181 SH SOLE 2181 0 0
GENWORTH FINL INC COM CL A 37247D106 1261 126092 SH SOLE 126092 0 0
GENWORTH FINL INC COM CL A 37247D106 2000 200000 SH CALL SOLE 200000 0 0
GERDAU S A SPONSORED ADR 373737105 83 10790 SH SOLE 10790 0 0
GLOBAL PMTS INC COM 37940X102 223 4484 SH SOLE 4484 0 0
GLOBAL X FDS GLB X GLD EXPL 37950E739 94 17019 SH SOLE 17019 0 0
GLOBAL X FDS GLB X LITHIUM 37950E762 151 11047 SH SOLE 11047 0 0
GLOBAL X FDS GLB X URANIUM 37950E754 89 13902 SH SOLE 13902 0 0
GNC HLDGS INC COM CL A 36191G107 479 12193 SH SOLE 12193 0 0
GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 362 60881 SH SOLE 60881 0 0
GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 595 100000 SH CALL SOLE 100000 0 0
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 191 24655 SH SOLE 24655 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 944 6415 SH SOLE 6415 0 0
GOODRICH PETE CORP NOTE 5.000%10/0 382410AC2 2998 3000000 PRN SOLE 3000000 0 0
GOODRICH PETE CORP COM NEW 382410405 1956 125000 SH PUT SOLE 125000 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 1261 100000 SH CALL SOLE 100000 0 0
GOOGLE INC CL A 38259P508 2619 3298 SH SOLE 3298 0 0
GRAINGER W W INC COM 384802104 382 1698 SH SOLE 1698 0 0
GRAPHIC PACKAGING HLDG CO COM 388689101 87 11654 SH SOLE 11654 0 0
GT ADVANCED TECHNOLOGIES INC NOTE 3.000%10/0 36191UAA4 1077 1400000 PRN SOLE 1400000 0 0
GUESS INC COM 401617105 212 8556 SH SOLE 8556 0 0
GUIDEWIRE SOFTWARE INC COM 40171V100 210 5465 SH SOLE 5465 0 0
HALLIBURTON CO COM 406216101 3430 84873 SH SOLE 84873 0 0
HANSEN MEDICAL INC COM 411307101 827 411640 SH SOLE 411640 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 438 16989 SH SOLE 16989 0 0
HAWAIIAN HOLDINGS INC COM 419879101 85 14754 SH SOLE 14754 0 0
HAWAIIAN HOLDINGS INC COM 419879101 288 50000 SH CALL SOLE 50000 0 0
HAWAIIAN TELCOM HOLDCO INC COM 420031106 879 38100 SH SOLE 38100 0 0
HCA HOLDINGS INC COM 40412C101 792 19499 SH SOLE 19499 0 0
HCP INC COM 40414L109 508 10179 SH SOLE 10179 0 0
HECLA MNG CO COM 422704106 78 19754 SH SOLE 19754 0 0
HEINZ H J CO COM 423074103 2362 32680 SH SOLE 32680 0 0
HELMERICH & PAYNE INC COM 423452101 844 13904 SH SOLE 13904 0 0
HERBALIFE LTD COM USD SHS G4412G101 230 6146 SH SOLE 6146 0 0
HERSHA HOSPITALITY TR SH BEN INT A 427825104 71 12111 SH SOLE 12111 0 0
HESS CORP COM 42809H107 941 13143 SH SOLE 13143 0 0
HEXCEL CORP NEW COM 428291108 380 13104 SH SOLE 13104 0 0
HMS HLDGS CORP COM 40425J101 284 10449 SH SOLE 10449 0 0
HOLLYFRONTIER CORP COM 436106108 413 8030 SH SOLE 8030 0 0
HONEYWELL INTL INC COM 438516106 399 5293 SH SOLE 5293 0 0
HUANENG PWR INTL INC SPON ADR H SHS 443304100 394 9327 SH SOLE 9327 0 0
HUMANA INC COM 444859102 438 6340 SH SOLE 6340 0 0
IAC INTERACTIVECORP COM PAR $.001 44919P508 226 5069 SH SOLE 5069 0 0
ILLINOIS TOOL WKS INC COM 452308109 220 3614 SH SOLE 3614 0 0
IMPAX LABORATORIES INC COM 45256B101 156 10127 SH SOLE 10127 0 0
INFORMATICA CORP COM 45666Q102 537 15586 SH SOLE 15586 0 0
INFOSYS LTD SPONSORED ADR 456788108 1005 18644 SH SOLE 18644 0 0
ING GROEP N V SPONSORED ADR 456837103 106 14695 SH SOLE 14695 0 0
INTERMEC INC COM 458786100 415 42200 SH PUT SOLE 42200 0 0
INTERMUNE INC NOTE 2.500% 9/1 45884XAE3 2942 3500000 PRN SOLE 3500000 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 292 1370 SH SOLE 1370 0 0
INTERNATIONAL GAME TECHNOLOG COM 459902102 298 18043 SH SOLE 18043 0 0
INTL PAPER CO COM 460146103 448 9615 SH SOLE 9615 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 375 764 SH SOLE 764 0 0
INVENSENSE INC COM 46123D205 830 77759 SH SOLE 77759 0 0
ISHARES INC MSCI AUSTRALIA 464286103 372 13747 SH SOLE 13747 0 0
ISHARES INC MSCI BRAZIL 464286400 2390 43872 SH SOLE 43872 0 0
ISHARES INC MSCI MALAYSIA 464286830 1259 84076 SH SOLE 84076 0 0
ISHARES TR FTSE CHINA25 IDX 464287184 3732 101142 SH SOLE 101142 0 0
ISHARES TR HIGH YLD CORP 464288513 266 2816 SH SOLE 2816 0 0
ISHARES TR S&P SMLCAP 600 464287804 4632 53209 SH SOLE 53209 0 0
ISHARES TR BARCLYS 20+ YR 464287432 928 7881 SH SOLE 7881 0 0
ISHARES TR DJ US HEALTHCR 464287762 634 6578 SH SOLE 6578 0 0
ISHARES TR TRANSP AVE IDX 464287192 1232 11065 SH SOLE 11065 0 0
ISHARES TR PHLX SOX SEMICND 464287523 307 5191 SH SOLE 5191 0 0
ISHARES TR S&P SH NTL AMTFR 464288158 770 7244 SH SOLE 7244 0 0
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