0001454027-13-000003.txt : 20130219
0001454027-13-000003.hdr.sgml : 20130219
20130214182049
ACCESSION NUMBER: 0001454027-13-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130215
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Verition Fund Management LLC
CENTRAL INDEX KEY: 0001454027
IRS NUMBER: 262472334
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13309
FILM NUMBER: 13616791
BUSINESS ADDRESS:
STREET 1: ONE AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: 203-742-7740
MAIL ADDRESS:
STREET 1: ONE AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
FORMER COMPANY:
FORMER CONFORMED NAME: Verition Fund Managegment LLC
DATE OF NAME CHANGE: 20090114
13F-HR
1
decfinal.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for Calendar Year or Quarter ended: December 31, 2012
Check here if Amendment [ ]: Amendment number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Verition Fund Management LLC
Address: One American Lane
Greenwich, CT 06831
13F File Number: 28-13309
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the
person signing the report is authorized to submit it, that
all information contained herein is true, correct and complete,
and that it is understood that all required items, statements
schedules, list and tables, are considered integral parts of
this form.
Person signing this report on behalf of Reporting manager:
Name: Ted Hagan
Title: Chief Financial Officer
Phone: 203-742-7740
Signature, Place, and Date of Signing:
Ted Hagan Greenwich, CT 02/14/2013
Report Type (Check only one):
[X] 13F HOLDING REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT
List of other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 584
Form 13F Information Table Value Total: $614,163
List of Other Included Managers:
NONE
VALUE SHRS OR SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED OTHER
---------------------------- ------------------- --------- ------ ------- --- ---- ------- ---- ------- ------ -----
3M CO COM 88579Y101 1160 12490 SH SOLE 12490 0 0
ABBOTT LABS COM 002824100 208 3176 SH SOLE 3176 0 0
ABERCROMBIE & FITCH CO CL A 002896207 1209 25194 SH SOLE 25194 0 0
ACADIA PHARMACEUTICALS INC COM 004225108 87 18688 SH SOLE 18688 0 0
ACME PACKET INC COM 004764106 207 9346 SH SOLE 9346 0 0
ACORN ENERGY INC COM 004848107 9984 1278413 SH SOLE 1278413 0 0
ACORN ENERGY INC COM 004848107 5858 750000 SH CALL SOLE 750000 0 0
ACTIVISION BLIZZARD INC COM 00507V109 112 10537 SH SOLE 10537 0 0
ADVANCE AUTO PARTS INC COM 00751Y106 226 3118 SH SOLE 3118 0 0
AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 136 25736 SH SOLE 25736 0 0
AES CORP COM 00130H105 147 13782 SH SOLE 13782 0 0
AETNA INC NEW COM 00817Y108 641 13840 SH SOLE 13840 0 0
AFFORDABLE RESIDENTIAL CMNTY NOTE 7.500% 8/1 00828UAB9 3531 3000000 PRN SOLE 3000000 0 0
AFLAC INC COM 001055102 442 8324 SH SOLE 8324 0 0
AGCO CORP NOTE 1.250%12/1 001084AM4 5467 4309000 PRN SOLE 4309000 0 0
AGRIUM INC COM 008916108 8207 82139 SH SOLE 82139 0 0
AIR PRODS & CHEMS INC COM 009158106 221 2635 SH SOLE 2635 0 0
AIRGAS INC COM 009363102 344 3773 SH SOLE 3773 0 0
AK STL CORP NOTE 5.000%11/1 001546AP5 11300 10000000 PRN SOLE 10000000 0 0
AK STL HLDG CORP COM 001547108 81 17600 SH SOLE 17600 0 0
AK STL HLDG CORP COM 001547108 506 110000 SH PUT SOLE 110000 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 865 21149 SH SOLE 21149 0 0
AKORN INC NOTE 3.500% 6/0 009728AB2 10102 6020000 PRN SOLE 6020000 0 0
ALBEMARLE CORP COM 012653101 523 8421 SH SOLE 8421 0 0
ALCATEL-LUCENT SPONSORED ADR 013904305 904 650000 SH SOLE 650000 0 0
ALCOA INC COM 013817101 295 33933 SH SOLE 33933 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 234 7707 SH SOLE 7707 0 0
ALLERGAN INC COM 018490102 568 6195 SH SOLE 6195 0 0
ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 123 13028 SH SOLE 13028 0 0
ALLSTATE CORP COM 020002101 624 15529 SH SOLE 15529 0 0
ALPHATEC HOLDINGS INC COM 02081G102 99 60000 SH SOLE 60000 0 0
ALTRIA GROUP INC COM 02209S103 455 14497 SH SOLE 14497 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 607 75088 SH SOLE 75088 0 0
AMAZON COM INC COM 023135106 1027 4088 SH SOLE 4088 0 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 533 23027 SH SOLE 23027 0 0
AMERICAN CAPITAL AGENCY CORP COM 02503X105 228 7868 SH SOLE 7868 0 0
AMERICAN ELEC PWR INC COM 025537101 221 5187 SH SOLE 5187 0 0
AMERICAN EXPRESS CO COM 025816109 488 8498 SH SOLE 8498 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 1400 39657 SH SOLE 39657 0 0
AMERIPRISE FINL INC COM 03076C106 704 11235 SH SOLE 11235 0 0
AMKOR TECHNOLOGY INC COM 031652100 433 101844 SH SOLE 101844 0 0
ANADARKO PETE CORP COM 032511107 2903 39060 SH SOLE 39060 0 0
ANADIGICS INC COM 032515108 1018 403986 SH SOLE 403986 0 0
ANALOG DEVICES INC COM 032654105 341 8105 SH SOLE 8105 0 0
ANCESTRY COM INC COM 032803108 20788 649620 SH SOLE 649620 0 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 414 13195 SH SOLE 13195 0 0
AOL INC COM 00184X105 297 10032 SH SOLE 10032 0 0
AON PLC SHS CL A G0408V102 1161 20879 SH SOLE 20879 0 0
APACHE CORP COM 037411105 259 3295 SH SOLE 3295 0 0
APPLE INC COM 037833100 1476 2770 SH SOLE 2770 0 0
ARCH COAL INC COM 039380100 512 69919 SH SOLE 69919 0 0
ARCHER DANIELS MIDLAND CO COM 039483102 352 12853 SH SOLE 12853 0 0
ARKANSAS BEST CORP DEL COM 040790107 669 70000 SH CALL SOLE 70000 0 0
ARMOUR RESIDENTIAL REIT INC COM 042315101 85 13207 SH SOLE 13207 0 0
AT&T INC COM 00206R102 772 22889 SH SOLE 22889 0 0
AUTODESK INC COM 052769106 330 9347 SH SOLE 9347 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 214 3757 SH SOLE 3757 0 0
AVAGO TECHNOLOGIES LTD SHS Y0486S104 1017 32109 SH SOLE 32109 0 0
AVISTA CORP COM 05379B107 221 9180 SH SOLE 9180 0 0
AVON PRODS INC COM 054303102 227 15841 SH SOLE 15841 0 0
AXCELIS TECHNOLOGIES INC COM 054540109 3444 2477628 SH SOLE 2477628 0 0
BAKER HUGHES INC COM 057224107 292 7160 SH SOLE 7160 0 0
BALL CORP COM 058498106 485 10848 SH SOLE 10848 0 0
BALLY TECHNOLOGIES INC COM 05874B107 200 4480 SH SOLE 4480 0 0
BANCO BRADESCO S A SP ADR PFD NEW 059460303 258 14839 SH SOLE 14839 0 0
BANK OF AMERICA CORPORATION COM 060505104 2772 238994 SH SOLE 238994 0 0
BANK OF NEW YORK MELLON CORP COM 064058100 375 14580 SH SOLE 14580 0 0
BCE INC COM NEW 05534B760 240 5600 SH SOLE 5600 0 0
BE AEROSPACE INC COM 073302101 240 4868 SH SOLE 4868 0 0
BEMIS INC COM 081437105 214 6400 SH SOLE 6400 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1935 21576 SH SOLE 21576 0 0
BEST BUY INC COM 086516101 1778 150000 SH CALL SOLE 150000 0 0
BHP BILLITON PLC SPONSORED ADR 05545E209 619 8794 SH SOLE 8794 0 0
BIG LOTS INC COM 089302103 434 15265 SH SOLE 15265 0 0
BIOGEN IDEC INC COM 09062X103 996 6792 SH SOLE 6792 0 0
BIOMARIN PHARMACEUTICAL INC NOTE 1.875% 4/2 09061GAD3 14831 6000000 PRN SOLE 6000000 0 0
BLACKROCK INC COM 09247X101 657 3179 SH SOLE 3179 0 0
BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 609 15150 SH SOLE 15150 0 0
BMC SOFTWARE INC COM 055921100 237 5983 SH SOLE 5983 0 0
BOEING CO COM 097023105 1462 19399 SH SOLE 19399 0 0
BOSTON PROPERTIES INC COM 101121101 641 6057 SH SOLE 6057 0 0
BOSTON SCIENTIFIC CORP COM 101137107 128 22285 SH SOLE 22285 0 0
BOTTOMLINE TECH DEL INC NOTE 1.500%12/0 101388AA4 1607 1440000 PRN SOLE 1440000 0 0
BROADCOM CORP CL A 111320107 254 7662 SH SOLE 7662 0 0
BROCADE COMMUNICATIONS SYS I COM NEW 111621306 75 14052 SH SOLE 14052 0 0
BRUNSWICK CORP COM 117043109 276 9500 SH SOLE 9500 0 0
CA INC COM 12673P105 209 9515 SH SOLE 9515 0 0
CABOT OIL & GAS CORP COM 127097103 546 10986 SH SOLE 10986 0 0
CANADIAN NATL RY CO COM 136375102 264 2901 SH SOLE 2901 0 0
CANADIAN PAC RY LTD COM 13645T100 3874 38118 SH SOLE 38118 0 0
CAPITAL ONE FINL CORP COM 14040H105 538 9279 SH SOLE 9279 0 0
CAPITALSOURCE INC COM 14055X102 164 21684 SH SOLE 21684 0 0
CARMAX INC COM 143130102 253 6737 SH SOLE 6737 0 0
CARNIVAL CORP PAIRED CTF 143658300 262 7123 SH SOLE 7123 0 0
CATERPILLAR INC DEL COM 149123101 4062 45346 SH SOLE 45346 0 0
CAVIUM INC COM 14964U108 292 9371 SH SOLE 9371 0 0
CBS CORP NEW CL B 124857202 524 13781 SH SOLE 13781 0 0
CELGENE CORP COM 151020104 336 4265 SH SOLE 4265 0 0
CEMEX SAB DE CV SPON ADR NEW 151290889 211 21402 SH SOLE 21402 0 0
CENTERPOINT ENERGY INC COM 15189T107 585 30388 SH SOLE 30388 0 0
CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 48 15236 SH SOLE 15236 0 0
CERNER CORP COM 156782104 330 4254 SH SOLE 4254 0 0
CF INDS HLDGS INC COM 125269100 204 1006 SH SOLE 1006 0 0
CHARLES RIV LABS INTL INC COM 159864107 457 12200 SH SOLE 12200 0 0
CHEMED CORP NEW NOTE 1.875% 5/1 16359RAC7 967 924000 PRN SOLE 924000 0 0
CHESAPEAKE ENERGY CORP COM 165167107 393 23641 SH SOLE 23641 0 0
CHEVRON CORP NEW COM 166764100 342 3158 SH SOLE 3158 0 0
CHICOS FAS INC COM 168615102 207 11200 SH SOLE 11200 0 0
CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 456 9171 SH SOLE 9171 0 0
CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 207 12695 SH SOLE 12695 0 0
CIGNA CORPORATION COM 125509109 1540 28801 SH SOLE 28801 0 0
CIMAREX ENERGY CO COM 171798101 321 5559 SH SOLE 5559 0 0
CINCINNATI FINL CORP COM 172062101 408 10416 SH SOLE 10416 0 0
CIRRUS LOGIC INC COM 172755100 435 15000 SH SOLE 15000 0 0
CISCO SYS INC COM 17275R102 671 34139 SH SOLE 34139 0 0
CITIGROUP INC COM NEW 172967424 1473 37242 SH SOLE 37242 0 0
CITIGROUP INC *W EXP 10/28/201 172967234 6 120000 SH SOLE 120000 0 0
CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 254 11422 SH SOLE 11422 0 0
CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 264 7337 SH SOLE 7337 0 0
CLAYMORE EXCHANGE TRD FD TR GUGG FRNTR MKT 18383Q838 222 11182 SH SOLE 11182 0 0
CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 302 12607 SH SOLE 12607 0 0
CLAYMORE EXCHANGE-TRD FD TR GUGG CHINA ALLCP 18385P101 265 10365 SH SOLE 10365 0 0
CLEARWIRE CORP NEW CL A 18538Q105 29 10000 SH SOLE 10000 0 0
CLIFFS NATURAL RESOURCES INC COM 18683K101 326 8465 SH SOLE 8465 0 0
COACH INC COM 189754104 564 10167 SH SOLE 10167 0 0
COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 12680 12500000 PRN SOLE 12500000 0 0
COCA COLA CO COM 191216100 470 12953 SH SOLE 12953 0 0
COLGATE PALMOLIVE CO COM 194162103 514 4918 SH SOLE 4918 0 0
COMCAST CORP NEW CL A SPL 20030N200 817 22738 SH SOLE 22738 0 0
COMERICA INC COM 200340107 266 8751 SH SOLE 8751 0 0
COMMVAULT SYSTEMS INC COM 204166102 334 4791 SH SOLE 4791 0 0
COMPASS MINERALS INTL INC COM 20451N101 257 3444 SH SOLE 3444 0 0
COMPLETE GENOMICS INC COM 20454K104 369 117000 SH SOLE 117000 0 0
COMPUTER SCIENCES CORP COM 205363104 547 13647 SH SOLE 13647 0 0
CONOCOPHILLIPS COM 20825C104 331 5709 SH SOLE 5709 0 0
CONSOL ENERGY INC COM 20854P109 732 22797 SH SOLE 22797 0 0
CONSTELLATION BRANDS INC CL A 21036P108 255 7199 SH SOLE 7199 0 0
CON-WAY INC COM 205944101 417 15000 SH SOLE 15000 0 0
CON-WAY INC COM 205944101 278 10000 SH CALL SOLE 10000 0 0
CORNING INC COM 219350105 450 35663 SH SOLE 35663 0 0
COVIDIEN PLC SHS G2554F113 560 9691 SH SOLE 9691 0 0
CRANE CO COM 224399105 769 16606 SH SOLE 16606 0 0
CREE INC COM 225447101 664 19533 SH SOLE 19533 0 0
CUMMINS INC COM 231021106 367 3389 SH SOLE 3389 0 0
CUMMINS INC COM 231021106 2167 20000 SH PUT SOLE 20000 0 0
CVS CAREMARK CORPORATION COM 126650100 223 4607 SH SOLE 4607 0 0
CYMER INC COM 232572107 1834 20286 SH SOLE 20286 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 876 80856 SH SOLE 80856 0 0
D R HORTON INC COM 23331A109 746 37702 SH SOLE 37702 0 0
DARDEN RESTAURANTS INC COM 237194105 211 4690 SH SOLE 4690 0 0
DAVITA INC COM 23918K108 565 5108 SH SOLE 5108 0 0
DEAN FOODS CO NEW COM 242370104 208 12580 SH SOLE 12580 0 0
DEERE & CO COM 244199105 461 5338 SH SOLE 5338 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 235 19800 SH SOLE 19800 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 255 5747 SH SOLE 5747 0 0
DEVRY INC DEL COM 251893103 322 13570 SH SOLE 13570 0 0
DIAMOND OFFSHORE DRILLING IN COM 25271C102 605 8897 SH SOLE 8897 0 0
DIAMONDROCK HOSPITALITY CO COM 252784301 234 25987 SH SOLE 25987 0 0
DIRECTV COM 25490A309 286 5704 SH SOLE 5704 0 0
DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 239 15818 SH SOLE 15818 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 1019 15973 SH SOLE 15973 0 0
DISCOVER FINL SVCS COM 254709108 244 6338 SH SOLE 6338 0 0
DISNEY WALT CO COM DISNEY 254687106 1064 21370 SH SOLE 21370 0 0
DOMTAR CORP COM NEW 257559203 216 2584 SH SOLE 2584 0 0
DONNELLEY R R & SONS CO COM 257867101 582 64649 SH SOLE 64649 0 0
DONNELLEY R R & SONS CO COM 257867101 810 90000 SH PUT SOLE 90000 0 0
DOVER CORP COM 260003108 344 5240 SH SOLE 5240 0 0
DOW CHEM CO COM 260543103 212 6546 SH SOLE 6546 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 1153 25635 SH SOLE 25635 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 296 4635 SH SOLE 4635 0 0
DUN & BRADSTREET CORP DEL NE COM 26483E100 230 2924 SH SOLE 2924 0 0
E M C CORP MASS COM 268648102 643 25398 SH SOLE 25398 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 1351 151000 SH PUT SOLE 151000 0 0
EATON CORP COM 278058102 256 4726 SH SOLE 4726 0 0
EATON CORP COM 278058102 2710 50000 SH PUT SOLE 50000 0 0
EBAY INC COM 278642103 953 18687 SH SOLE 18687 0 0
EDWARDS LIFESCIENCES CORP COM 28176E108 360 3998 SH SOLE 3998 0 0
EGA EMERGING GLOBAL SHS TR EGS INDIA SC ETF 268461811 247 16640 SH SOLE 16640 0 0
ELECTRO SCIENTIFIC INDS COM 285229100 980 98493 SH SOLE 98493 0 0
EMERSON ELEC CO COM 291011104 519 9805 SH SOLE 9805 0 0
ENERGIZER HLDGS INC COM 29266R108 348 4354 SH SOLE 4354 0 0
ENTROPIC COMMUNICATIONS INC COM 29384R105 560 105828 SH SOLE 105828 0 0
ENZO BIOCHEM INC COM 294100102 1774 657000 SH SOLE 657000 0 0
EOG RES INC COM 26875P101 762 6309 SH SOLE 6309 0 0
EQT CORP COM 26884L109 298 5048 SH SOLE 5048 0 0
EXELON CORP COM 30161N101 356 11960 SH SOLE 11960 0 0
EXPEDIA INC DEL COM NEW 30212P303 1298 21119 SH SOLE 21119 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 571 10579 SH SOLE 10579 0 0
EXXON MOBIL CORP COM 30231G102 1452 16780 SH SOLE 16780 0 0
F5 NETWORKS INC COM 315616102 366 3765 SH SOLE 3765 0 0
FACEBOOK INC CL A 30303M102 1914 71875 SH SOLE 71875 0 0
FACTSET RESH SYS INC COM 303075105 443 5032 SH SOLE 5032 0 0
FAMILY DLR STORES INC COM 307000109 590 9302 SH SOLE 9302 0 0
FASTENAL CO COM 311900104 276 5904 SH SOLE 5904 0 0
FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 438 4214 SH SOLE 4214 0 0
FEDERATED INVS INC PA CL B 314211103 2066 102123 SH SOLE 102123 0 0
FEDEX CORP COM 31428X106 384 4182 SH SOLE 4182 0 0
FELCOR LODGING TR INC COM 31430F101 726 155548 SH SOLE 155548 0 0
FIDELITY NATIONAL FINANCIAL CL A 31620R105 444 18844 SH SOLE 18844 0 0
FIDELITY NATL INFORMATION SV COM 31620M106 621 17841 SH SOLE 17841 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 228 11281 SH SOLE 11281 0 0
FIRST REP BK SAN FRANCISCO C COM 33616C100 334 10188 SH SOLE 10188 0 0
FIRSTSERVICE CORP SDCV 6.500%12/3 33761NAA7 12715 11416000 PRN SOLE 11416000 0 0
FISERV INC COM 337738108 251 3176 SH SOLE 3176 0 0
FLEXTRONICS INTL LTD ORD Y2573F102 70 11227 SH SOLE 11227 0 0
FLUOR CORP NEW COM 343412102 617 10500 SH SOLE 10500 0 0
FOOT LOCKER INC COM 344849104 227 7059 SH SOLE 7059 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 1641 126711 SH SOLE 126711 0 0
FOREST OIL CORP COM PAR $0.01 346091705 139 20764 SH SOLE 20764 0 0
FORMFACTOR INC COM 346375108 536 117541 SH SOLE 117541 0 0
FORTUNE BRANDS HOME & SEC IN COM 34964C106 248 8472 SH SOLE 8472 0 0
FRANKLIN RES INC COM 354613101 1220 9706 SH SOLE 9706 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 1329 38850 SH SOLE 38850 0 0
FRONTIER COMMUNICATIONS CORP COM 35906A108 106 24873 SH SOLE 24873 0 0
GANNETT INC COM 364730101 265 14732 SH SOLE 14732 0 0
GAP INC DEL COM 364760108 249 8025 SH SOLE 8025 0 0
GARDNER DENVER INC COM 365558105 1026 14982 SH SOLE 14982 0 0
GASTAR EXPL LTD COM NEW 367299203 242 200000 SH SOLE 200000 0 0
GENCORP INC SDCV 4.062%12/3 368682AN0 3698 3000000 PRN SOLE 3000000 0 0
GENERAC HLDGS INC COM 368736104 550 16042 SH SOLE 16042 0 0
GENERAL CABLE CORP DEL NEW COM 369300108 1825 60000 SH SOLE 60000 0 0
GENERAL CABLE CORP DEL NEW COM 369300108 1521 50000 SH CALL SOLE 50000 0 0
GENERAL DYNAMICS CORP COM 369550108 1039 15000 SH SOLE 15000 0 0
GENERAL ELECTRIC CO COM 369604103 1851 88184 SH SOLE 88184 0 0
GENERAL MLS INC COM 370334104 524 12961 SH SOLE 12961 0 0
GENUINE PARTS CO COM 372460105 277 4352 SH SOLE 4352 0 0
GENWORTH FINL INC COM CL A 37247D106 99 13225 SH SOLE 13225 0 0
GILEAD SCIENCES INC COM 375558103 538 7328 SH SOLE 7328 0 0
GLOBAL X FDS CHINA CONS ETF 37950E408 204 13723 SH SOLE 13723 0 0
GLOBAL X FDS COPPER MNR ETF 37950E861 223 17108 SH SOLE 17108 0 0
GLOBAL X FDS GLB X LITHIUM 37950E762 204 14207 SH SOLE 14207 0 0
GOLDCORP INC NEW COM 380956409 514 13995 SH SOLE 13995 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 743 5828 SH SOLE 5828 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 691 50000 SH SOLE 50000 0 0
GOOGLE INC CL A 38259P508 1590 2242 SH SOLE 2242 0 0
GT ADVANCED TECHNOLOGIES INC NOTE 3.000%10/0 36191UAA4 3003 4100000 PRN SOLE 4100000 0 0
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GULFPORT ENERGY CORP COM NEW 402635304 250 6548 SH SOLE 6548 0 0
HALLIBURTON CO COM 406216101 4059 117018 SH SOLE 117018 0 0
HANSEN MEDICAL INC COM 411307101 822 395179 SH SOLE 395179 0 0
HARRIS CORP DEL COM 413875105 223 4552 SH SOLE 4552 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 413 18406 SH SOLE 18406 0 0
HASBRO INC COM 418056107 248 6906 SH SOLE 6906 0 0
HAWAIIAN TELCOM HOLDCO INC COM 420031106 743 38100 SH SOLE 38100 0 0
HCA HOLDINGS INC COM 40412C101 777 25748 SH SOLE 25748 0 0
HCP INC COM 40414L109 231 5120 SH SOLE 5120 0 0
HDFC BANK LTD ADR REPS 3 SHS 40415F101 246 6041 SH SOLE 6041 0 0
HELMERICH & PAYNE INC COM 423452101 405 7236 SH SOLE 7236 0 0
HEWLETT PACKARD CO COM 428236103 483 33890 SH SOLE 33890 0 0
HOLLYFRONTIER CORP COM 436106108 372 7999 SH SOLE 7999 0 0
HOME DEPOT INC COM 437076102 762 12321 SH SOLE 12321 0 0
HONEYWELL INTL INC COM 438516106 1089 17162 SH SOLE 17162 0 0
HUANENG PWR INTL INC SPON ADR H SHS 443304100 344 9257 SH SOLE 9257 0 0
HUDSON CITY BANCORP COM 443683107 211 25924 SH SOLE 25924 0 0
HUNT J B TRANS SVCS INC COM 445658107 390 6536 SH SOLE 6536 0 0
HUNTSMAN CORP COM 447011107 291 18313 SH SOLE 18313 0 0
IAC INTERACTIVECORP COM PAR $.001 44919P508 209 4417 SH SOLE 4417 0 0
ILLINOIS TOOL WKS INC COM 452308109 687 11304 SH SOLE 11304 0 0
ILLUMINA INC COM 452327109 372 6700 SH CALL SOLE 6700 0 0
INDIA FD INC COM 454089103 225 10767 SH SOLE 10767 0 0
INGERSOLL-RAND PLC SHS G47791101 345 7199 SH SOLE 7199 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 1055 5506 SH SOLE 5506 0 0
INTERNATIONAL GAME TECHNOLOG COM 459902102 350 24709 SH SOLE 24709 0 0
INTUIT COM 461202103 454 7623 SH SOLE 7623 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 365 744 SH SOLE 744 0 0
INVENSENSE INC COM 46123D205 444 40000 SH SOLE 40000 0 0
IRON MTN INC COM 462846106 366 11799 SH SOLE 11799 0 0
ISHARES INC MSCI BRAZIL 464286400 945 16856 SH SOLE 16856 0 0
ISHARES INC MSCI SWEDEN 464286756 253 8368 SH SOLE 8368 0 0
ISHARES INC MSCI MALAYSIA 464286830 360 23780 SH SOLE 23780 0 0
ISHARES TR S&P MIDCAP 400 464287507 2192 21552 SH SOLE 21552 0 0
ISHARES TR S&P LTN AM 40 464287390 305 6959 SH SOLE 6959 0 0
ISHARES TR US PFD STK IDX 464288687 1671 42171 SH SOLE 42171 0 0
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ISHARES TR BARCLYS INTER CR 464288638 228 2053 SH SOLE 2053 0 0
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ISHARES TR S&P GBL FIN 464287333 222 4868 SH SOLE 4868 0 0
ISHARES TR MSCI CHINA IDX 46429B671 344 7096 SH SOLE 7096 0 0
ISHARES TR S&P DEV EX-US 464288422 293 8061 SH SOLE 8061 0 0
ISHARES TR BARCLYS 1-3YR CR 464288646 216 2050 SH SOLE 2050 0 0
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