0001387131-20-001737.txt : 20200214
0001387131-20-001737.hdr.sgml : 20200214
20200214150846
ACCESSION NUMBER: 0001387131-20-001737
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Verition Fund Management LLC
CENTRAL INDEX KEY: 0001454027
IRS NUMBER: 262472334
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13309
FILM NUMBER: 20618524
BUSINESS ADDRESS:
STREET 1: ONE AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: 203-742-7740
MAIL ADDRESS:
STREET 1: ONE AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
FORMER COMPANY:
FORMER CONFORMED NAME: Verition Fund Managegment LLC
DATE OF NAME CHANGE: 20090114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001454027
XXXXXXXX
12-31-2019
12-31-2019
false
Verition Fund Management LLC
One American Lane
Greenwich
CT
06831
13F HOLDINGS REPORT
028-13309
N
William Anderson
CFO
203-742-7740
/s/ William Anderson
Greenwich
CT
02-14-2020
2
1065
5496500
1
0001538853
028-20053
MIRABELLA FINANCIAL SERVICES LLP
2
0001754535
028-19350
DeepCurrents Investment Group LLC
INFORMATION TABLE
2
infotable.xml
HOLDINGS REPORT
21VIANET GROUP INC
SPONSORED ADS A
90138A103
458
63104
SH
SOLE
63104
0
0
AAR CORP
COM
000361105
231
5133
SH
SOLE
5133
0
0
AARONS INC
COM PAR $0.50
002535300
4024
70462
SH
SOLE
70462
0
0
ABBOTT LABS
COM
002824100
238
2743
SH
SOLE
2743
0
0
ABBVIE INC
COM
00287Y109
791
8931
SH
SOLE
8931
0
0
ABBVIE INC
COM
00287Y109
41784
478300
SH
Put
SOLE
478300
0
0
ABBVIE INC
COM
00287Y109
44501
509400
SH
Call
SOLE
509400
0
0
ABIOMED INC
COM
003654100
314
1843
SH
SOLE
1843
0
0
ABM INDS INC
COM
000957100
312
8269
SH
SOLE
8269
0
0
AC IMMUNE SA
SHS
H00263105
695
81602
SH
SOLE
81602
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
1737
40605
SH
SOLE
40605
0
0
ACAMAR PARTNERS ACQSITION CO
CL A
004285102
495
49400
SH
SOLE
49400
0
0
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
3504
581100
SH
Put
SOLE
581100
0
0
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
10004
1659100
SH
Call
SOLE
1659100
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
690
11604
SH
SOLE
11604
0
0
ACTUANT CORP
CL A NEW
00508X203
410
15768
SH
SOLE
15768
0
0
ADOBE INC
COM
00724F101
1144
3468
SH
SOLE
3468
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
10763
234701
SH
SOLE
234701
0
0
AECOM
COM
00766T100
1229
28496
SH
SOLE
28496
0
0
AFFILIATED MANAGERS GROUP IN
COM
008252108
563
6642
SH
SOLE
6642
0
0
AGCO CORP
COM
001084102
325
4213
SH
SOLE
4213
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
719
8429
SH
SOLE
8429
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
231
4828
SH
SOLE
4828
0
0
AGNICO EAGLE MINES LTD
COM
008474108
238
3863
SH
SOLE
3863
0
0
AIR PRODS & CHEMS INC
COM
009158106
837
3561
SH
SOLE
3561
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
1534
17755
SH
SOLE
17755
0
0
ALASKA AIR GROUP INC
COM
011659109
443
6533
SH
SOLE
6533
0
0
ALBANY INTL CORP
CL A
012348108
689
9081
SH
SOLE
9081
0
0
ALBEMARLE CORP
COM
012653101
1154
15796
SH
OTR
1
15796
0
0
ALBERTON ACQUISITION CORP
ORD SHS
G35006108
1509
145770
SH
SOLE
145770
0
0
ALCOA CORP
COM
013872106
370
17216
SH
SOLE
17216
0
0
ALCON INC
ORD SHS
H01301128
287
5073
SH
SOLE
5073
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
988
9131
SH
SOLE
9131
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1006
4744
SH
SOLE
4744
0
0
ALIGN TECHNOLOGY INC
COM
016255101
224
802
SH
SOLE
802
0
0
ALKERMES PLC
SHS
G01767105
340
16658
SH
SOLE
16658
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
503
24341
SH
SOLE
24341
0
0
ALLEGHENY TECHNOLOGIES INC
NOTE 4.750% 7/0
01741RAG7
19007
11930000
PRN
SOLE
11930000
0
0
ALLEGIANT TRAVEL CO
COM
01748X102
1194
6861
SH
SOLE
6861
0
0
ALLEGRO MERGER CORP
COM
01749N103
1394
136447
SH
SOLE
136447
0
0
ALLERGAN PLC
SHS
G0177J108
21985
115000
SH
SOLE
115000
0
0
ALLERGAN PLC
SHS
G0177J108
70848
370600
SH
Call
SOLE
370600
0
0
ALLERGAN PLC
SHS
G0177J108
296581
1551400
SH
Put
SOLE
1551400
0
0
ALLETE INC
COM NEW
018522300
357
4404
SH
SOLE
4404
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
298
6169
SH
SOLE
6169
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
233
23787
SH
SOLE
23787
0
0
ALLY FINL INC
COM
02005N100
875
28635
SH
SOLE
28635
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
611
5304
SH
SOLE
5304
0
0
ALPHABET INC
CAP STK CL A
02079K305
4478
3343
SH
SOLE
3343
0
0
ALTERYX INC
COM CL A
02156B103
1419
14181
SH
SOLE
14181
0
0
ALTRIA GROUP INC
COM
02209S103
1248
25004
SH
SOLE
25004
0
0
ALUSSA ENERGY ACQUISITION CO
UNIT 10/31/2026
G0232J127
1008
100000
SH
SOLE
100000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
222
10374
SH
SOLE
10374
0
0
AMAZON COM INC
COM
023135106
92392
50000
SH
Put
SOLE
50000
0
0
AMAZON COM INC
COM
023135106
97363
52690
SH
SOLE
52690
0
0
AMCI ACQUISITION CORP
CLASS A
00165R101
2024
200000
SH
SOLE
200000
0
0
AMEREN CORP
COM
023608102
10469
136317
SH
SOLE
136317
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
1721
60000
SH
SOLE
60000
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
457
9716
SH
SOLE
9716
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
880
9312
SH
SOLE
9312
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
400
3646
SH
SOLE
3646
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
2590
50460
SH
SOLE
50460
0
0
AMERICAN OUTDOOR BRANDS CORP
COM
02874P103
1141
122985
SH
SOLE
122985
0
0
AMERIPRISE FINL INC
COM
03076C106
220
1322
SH
SOLE
1322
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
343
4037
SH
SOLE
4037
0
0
AMGEN INC
COM
031162100
845
3504
SH
SOLE
3504
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
124
12750
SH
SOLE
12750
0
0
AMKOR TECHNOLOGY INC
COM
031652100
157
12066
SH
SOLE
12066
0
0
AMPHENOL CORP NEW
CL A
032095101
257
2373
SH
SOLE
2373
0
0
AMPLITUDE HLTHCRE AQUSTIN CO
UNIT 12/01/2026
03212A204
2667
264592
SH
SOLE
264592
0
0
ANAPLAN INC
COM
03272L108
519
9905
SH
SOLE
9905
0
0
ANDINA ACQUISITION CORP III
*W EXP 07/31/202
G04415124
16
80000
SH
SOLE
80000
0
0
ANDINA ACQUISITION CORP III
SHS
G04415108
1595
157100
SH
SOLE
157100
0
0
ANDINA ACQUISITION CORP III
RIGHT 07/31/2020
G04415132
55
197853
SH
SOLE
197853
0
0
ANIXTER INTL INC
COM
035290105
922
10015
SH
SOLE
10015
0
0
ANSYS INC
COM
03662Q105
1010
3925
SH
SOLE
3925
0
0
ANTHEM INC
COM
036752103
11215
37133
SH
SOLE
37133
0
0
APARTMENT INVT & MGMT CO
CL A
03748R754
1605
31072
SH
SOLE
31072
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
701
22883
SH
SOLE
22883
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
1562
51000
SH
Call
SOLE
51000
0
0
APPIAN CORP
CL A
03782L101
979
25620
SH
SOLE
25620
0
0
APPLE INC
COM
037833100
1175
4000
SH
SOLE
4000
0
0
APPLIED MATLS INC
COM
038222105
2537
41563
SH
SOLE
41563
0
0
APTIV PLC
SHS
G6095L109
494
5200
SH
SOLE
5200
0
0
APTOSE BIOSCIENCES INC
COM NEW
03835T200
599
105700
SH
SOLE
105700
0
0
ARAMARK
COM
03852U106
472
10868
SH
SOLE
10868
0
0
ARBUTUS BIOPHARMA CORP
COM
03879J100
485
174455
SH
SOLE
174455
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
325
7004
SH
SOLE
7004
0
0
ARCONIC INC
COM
03965L100
6809
221300
SH
Put
SOLE
221300
0
0
ARENA PHARMACEUTICALS INC
COM NEW
040047607
294
6469
SH
SOLE
6469
0
0
ARQULE INC
COM
04269E107
2871
143824
SH
SOLE
143824
0
0
ARROW ELECTRS INC
COM
042735100
666
7861
SH
SOLE
7861
0
0
ARTELO BIOSCIENCES INC
*W EXP 06/25/202
04301G128
10
35000
SH
SOLE
35000
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
3703
12514
SH
SOLE
12514
0
0
ASPEN TECHNOLOGY INC
COM
045327103
304
2516
SH
SOLE
2516
0
0
ASSOCIATED BANC CORP
COM
045487105
398
18080
SH
SOLE
18080
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
43967
881810
SH
SOLE
881810
0
0
AT HOME GROUP INC
COM
04650Y100
149
27156
SH
SOLE
27156
0
0
ATKORE INTL GROUP INC
COM
047649108
556
13743
SH
SOLE
13743
0
0
ATLASSIAN CORP PLC
CL A
G06242104
1449
12039
SH
SOLE
12039
0
0
ATMOS ENERGY CORP
COM
049560105
3162
28266
SH
SOLE
28266
0
0
ATMOS ENERGY CORP
COM
049560105
1133
10131
SH
OTR
1
10131
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
933
46054
SH
SOLE
46054
0
0
AUTODESK INC
COM
052769106
1331
7255
SH
SOLE
7255
0
0
AUTOLIV INC
COM
052800109
359
4254
SH
SOLE
4254
0
0
AUTOLIV INC
COM
052800109
261
3092
SH
OTR
1
3092
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
595
3491
SH
SOLE
3491
0
0
AUTOZONE INC
COM
053332102
888
745
SH
SOLE
745
0
0
AVALARA INC
COM
05338G106
1938
26457
SH
SOLE
26457
0
0
AVALONBAY CMNTYS INC
COM
053484101
693
3304
SH
SOLE
3304
0
0
AVANTOR INC
COM
05352A100
191
10522
SH
SOLE
10522
0
0
AVERY DENNISON CORP
COM
053611109
582
4450
SH
SOLE
4450
0
0
AVIANCA HLDGS SA
SPON ADR REP PFD
05367G100
417
93600
SH
Call
SOLE
93600
0
0
AVNET INC
COM
053807103
525
12370
SH
SOLE
12370
0
0
AXALTA COATING SYS LTD
COM
G0750C108
341
11215
SH
SOLE
11215
0
0
AXALTA COATING SYS LTD
COM
G0750C108
608
20000
SH
Call
SOLE
20000
0
0
AXON ENTERPRISE INC
COM
05464C101
360
4919
SH
SOLE
4919
0
0
AXT INC
COM
00246W103
682
156728
SH
SOLE
156728
0
0
BAIDU INC
SPON ADR REP A
056752108
12640
100000
SH
Put
SOLE
100000
0
0
BAIDU INC
SPON ADR REP A
056752108
14253
112760
SH
SOLE
112760
0
0
BANCORPSOUTH BK TUPELO MISS
COM
05971J102
265
8429
SH
SOLE
8429
0
0
BANK NEW YORK MELLON CORP
COM
064058100
1000
19876
SH
SOLE
19876
0
0
BANK OZK
COM
06417N103
504
16506
SH
SOLE
16506
0
0
BANKUNITED INC
COM
06652K103
370
10128
SH
SOLE
10128
0
0
BARCLAYS PLC
ADR
06738E204
3451
362527
SH
SOLE
362527
0
0
BARRICK GOLD CORPORATION
COM
067901108
205
11017
SH
SOLE
11017
0
0
BAXTER INTL INC
COM
071813109
1339
16012
SH
SOLE
16012
0
0
BCE INC
COM NEW
05534B760
1082
23335
SH
SOLE
23335
0
0
BECTON DICKINSON & CO
COM
075887109
4464
16412
SH
SOLE
16412
0
0
BERKLEY W R CORP
COM
084423102
771
11164
SH
SOLE
11164
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
45300
200000
SH
Put
SOLE
200000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
58844
259796
SH
SOLE
259796
0
0
BERRY GLOBAL GROUP INC
COM
08579W103
1759
37047
SH
SOLE
37047
0
0
BEST BUY INC
COM
086516101
444
5053
SH
SOLE
5053
0
0
BIO RAD LABS INC
CL A
090572207
466
1259
SH
SOLE
1259
0
0
BIOGEN INC
COM
09062X103
6349
21395
SH
SOLE
21395
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
6899
81600
SH
SOLE
81600
0
0
BIOXCEL THERAPEUTICS INC
COM
09075P105
248
16996
SH
SOLE
16996
0
0
BJS RESTAURANTS INC
COM
09180C106
1520
40051
SH
SOLE
40051
0
0
BLACK HILLS CORP
COM
092113109
7069
90007
SH
SOLE
90007
0
0
BLACKBERRY LTD
COM
09228F103
144
22503
SH
SOLE
22503
0
0
BLOCK H & R INC
COM
093671105
1006
42858
SH
SOLE
42858
0
0
BLOOMIN BRANDS INC
COM
094235108
225
10179
SH
SOLE
10179
0
0
BLUEBIRD BIO INC
COM
09609G100
396
4516
SH
SOLE
4516
0
0
BMC STK HLDGS INC
COM
05591B109
414
14427
SH
SOLE
14427
0
0
BOEING CO
COM
097023105
32576
100000
SH
Put
SOLE
100000
0
0
BOEING CO
COM
097023105
34139
104798
SH
SOLE
104798
0
0
BOOKING HLDGS INC
COM
09857L108
8698
4235
SH
SOLE
4235
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
723
10171
SH
SOLE
10171
0
0
BORGWARNER INC
COM
099724106
956
22032
SH
SOLE
22032
0
0
BOSTON PROPERTIES INC
COM
101121101
257
1864
SH
SOLE
1864
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
383
8467
SH
SOLE
8467
0
0
BOX INC
CL A
10316T104
325
19369
SH
SOLE
19369
0
0
BOXWOOD MERGER CORP
COM CL A
10319T101
508
50000
SH
SOLE
50000
0
0
BOYD GAMING CORP
COM
103304101
579
19331
SH
SOLE
19331
0
0
BP PLC
SPONSORED ADR
055622104
34482
913663
SH
SOLE
913663
0
0
BRF SA
SPONSORED ADR
10552T107
409
47001
SH
SOLE
47001
0
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
416
2769
SH
SOLE
2769
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
1419
36171
SH
SOLE
36171
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
5788
90800
SH
Call
SOLE
90800
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
7266
113200
SH
SOLE
113200
0
0
BRISTOL MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
1222
405872
SH
SOLE
405872
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
67144
1053400
SH
Put
SOLE
1053400
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
6829
160842
SH
SOLE
160842
0
0
BRIXMOR PPTY GROUP INC
COM
11120U105
388
17948
SH
SOLE
17948
0
0
BROADCOM INC
COM
11135F101
311
984
SH
SOLE
984
0
0
BROADCOM INC
COM
11135F101
8217
26000
SH
Put
SOLE
26000
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
396
6857
SH
SOLE
6857
0
0
BROOKS AUTOMATION INC
COM
114340102
638
15200
SH
SOLE
15200
0
0
BROWN FORMAN CORP
CL B
115637209
638
9441
SH
SOLE
9441
0
0
BRUKER CORP
COM
116794108
743
14569
SH
SOLE
14569
0
0
BRUNSWICK CORP
COM
117043109
642
10703
SH
SOLE
10703
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
406
15974
SH
SOLE
15974
0
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
384
4916
SH
SOLE
4916
0
0
CABOT CORP
COM
127055101
482
10137
SH
SOLE
10137
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
726
10472
SH
SOLE
10472
0
0
CAESARS ENTMT CORP
NOTE 5.000%10/0
127686AA1
96313
50000000
PRN
SOLE
50000000
0
0
CAI INTERNATIONAL INC
COM
12477X106
614
21191
SH
SOLE
21191
0
0
CALIFORNIA WTR SVC GROUP
COM
130788102
227
4394
SH
OTR
1
4394
0
0
CALLAWAY GOLF CO
COM
131193104
538
25379
SH
SOLE
25379
0
0
CAMDEN PPTY TR
SH BEN INT
133131102
1434
13517
SH
SOLE
13517
0
0
CANADA GOOSE HOLDINGS INC
SHS SUB VTG
135086106
828
22851
SH
SOLE
22851
0
0
CANADIAN NATL RY CO
COM
136375102
821
9079
SH
SOLE
9079
0
0
CARDINAL HEALTH INC
COM
14149Y108
1167
23067
SH
SOLE
23067
0
0
CARDTRONICS INC
NOTE 1.000%12/0
14161HAG3
26704
25000000
PRN
SOLE
25000000
0
0
CARE COM INC
COM
141633107
476
31673
SH
SOLE
31673
0
0
CARGURUS INC
COM CL A
141788109
490
13927
SH
SOLE
13927
0
0
CARLISLE COS INC
COM
142339100
1214
7500
SH
SOLE
7500
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
280
5510
SH
SOLE
5510
0
0
CATERPILLAR INC DEL
COM
149123101
205
1400
SH
Call
SOLE
1400
0
0
CATERPILLAR INC DEL
COM
149123101
557
3800
SH
Put
SOLE
3800
0
0
CATERPILLAR INC DEL
COM
149123101
1521
10302
SH
SOLE
10302
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
254
3053
SH
SOLE
3053
0
0
CELANESE CORP DEL
COM
150870103
772
6268
SH
SOLE
6268
0
0
CENTENE CORP DEL
COM
15135B101
15098
240150
SH
SOLE
240150
0
0
CENTENE CORP DEL
COM
15135B101
30825
490300
SH
Put
SOLE
490300
0
0
CENTENE CORP DEL
COM
15135B101
36031
573100
SH
Call
SOLE
573100
0
0
CENTERPOINT ENERGY INC
COM
15189T107
4363
160000
SH
SOLE
160000
0
0
CENTERSTATE BK CORP
COM
15201P109
376
15036
SH
SOLE
15036
0
0
CENTURYLINK INC
COM
156700106
616
46627
SH
SOLE
46627
0
0
CF INDS HLDGS INC
COM
125269100
269
5633
SH
SOLE
5633
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
1386
12491
SH
SOLE
12491
0
0
CHEESECAKE FACTORY INC
COM
163072101
232
5960
SH
SOLE
5960
0
0
CHEGG INC
NOTE 0.250% 5/1
163092AB5
3559
2340000
PRN
SOLE
2340000
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
258
4228
SH
SOLE
4228
0
0
CHEVRON CORP NEW
COM
166764100
853
7075
SH
SOLE
7075
0
0
CHEWY INC
CL A
16679L109
2125
73282
SH
SOLE
73282
0
0
CIENA CORP
COM NEW
171779309
2105
49309
SH
SOLE
49309
0
0
CIGNA CORP NEW
COM
125523100
1576
7709
SH
SOLE
7709
0
0
CIGNA CORP NEW
COM
125523100
14089
68900
SH
Put
SOLE
68900
0
0
CIIG MERGER CORP
UNIT 12/31/2026
12559C202
192
18901
SH
SOLE
18901
0
0
CINTAS CORP
COM
172908105
732
2722
SH
SOLE
2722
0
0
CISION LTD
SHS
G1992S109
108
10800
SH
Put
SOLE
10800
0
0
CISION LTD
SHS
G1992S109
331
33200
SH
Call
SOLE
33200
0
0
CISION LTD
SHS
G1992S109
6633
665302
SH
SOLE
665302
0
0
CIT GROUP INC
COM NEW
125581801
923
20220
SH
SOLE
20220
0
0
CITIZENS FINL GROUP INC
COM
174610105
902
22199
SH
SOLE
22199
0
0
CITRIX SYS INC
COM
177376100
1001
9023
SH
SOLE
9023
0
0
CLARIVATE ANALYTICS PLC
COM
G21810109
204
12131
SH
SOLE
12131
0
0
CME GROUP INC
COM
12572Q105
494
2462
SH
SOLE
2462
0
0
CNH INDL N V
SHS
N20944109
825
75000
SH
SOLE
75000
0
0
CNO FINL GROUP INC
COM
12621E103
712
39254
SH
SOLE
39254
0
0
CNX RESOURCES CORPORATION
COM
12653C108
97
11001
SH
SOLE
11001
0
0
COCA COLA CO
COM
191216100
331
5982
SH
SOLE
5982
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
503
9881
SH
SOLE
9881
0
0
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
219
3322
SH
SOLE
3322
0
0
COGNEX CORP
COM
192422103
1401
25000
SH
Call
SOLE
25000
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
527
8502
SH
SOLE
8502
0
0
COLGATE PALMOLIVE CO
COM
194162103
492
7142
SH
SOLE
7142
0
0
COLLIER CREEK HOLDINGS
COM CL A
G22707106
1549
150699
SH
SOLE
150699
0
0
COMCAST CORP NEW
CL A
20030N101
5203
115703
SH
SOLE
115703
0
0
COMERICA INC
COM
200340107
632
8811
SH
SOLE
8811
0
0
COMFORT SYS USA INC
COM
199908104
263
5283
SH
SOLE
5283
0
0
COMMERCIAL METALS CO
COM
201723103
571
25629
SH
SOLE
25629
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
393
27720
SH
SOLE
27720
0
0
COMMUNITY BK SYS INC
COM
203607106
284
4009
SH
OTR
1
4009
0
0
COMMVAULT SYSTEMS INC
COM
204166102
469
10515
SH
SOLE
10515
0
0
COMPANHIA PARANAENSE ENERG C
SPON ADR PFD
20441B407
212
12520
SH
SOLE
12520
0
0
CONAGRA BRANDS INC
COM
205887102
206
6003
SH
SOLE
6003
0
0
CONSOLIDATED EDISON INC
COM
209115104
5428
60000
SH
SOLE
60000
0
0
CONSTELLIUM SE
CL A SHS
F21107101
1888
140877
SH
SOLE
140877
0
0
CONTINENTAL RESOURCES INC
COM
212015101
466
13599
SH
SOLE
13599
0
0
CONTROLADORA VUELA CIA DE AV
SPON ADR RP 10
21240E105
208
20000
SH
SOLE
20000
0
0
COPA HOLDINGS SA
CL A
P31076105
3733
34537
SH
SOLE
34537
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1752
5960
SH
SOLE
5960
0
0
CRACKER BARREL OLD CTRY STOR
COM
22410J106
761
4952
SH
SOLE
4952
0
0
CREE INC
NOTE 0.875% 9/0
225447AB7
797
750000
PRN
SOLE
750000
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
239
3926
SH
SOLE
3926
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
3805
76291
SH
SOLE
76291
0
0
CROWN HOLDINGS INC
COM
228368106
1091
15046
SH
SOLE
15046
0
0
CSG SYS INTL INC
COM
126349109
468
9031
SH
SOLE
9031
0
0
CSX CORP
COM
126408103
812
11223
SH
SOLE
11223
0
0
CUMMINS INC
COM
231021106
1714
9575
SH
SOLE
9575
0
0
CVS HEALTH CORP
COM
126650100
1790
24092
SH
SOLE
24092
0
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
202
1735
SH
SOLE
1735
0
0
CYPRESS SEMICONDUCTOR CORP
NOTE 2.000% 2/0
232806AP4
7300
6000000
PRN
SOLE
6000000
0
0
D R HORTON INC
COM
23331A109
1124
21312
SH
SOLE
21312
0
0
DANA INCORPORATED
COM
235825205
284
15612
SH
SOLE
15612
0
0
DASAN ZHONE SOLUTIONS INC
COM NEW
23305L206
167
18900
SH
SOLE
18900
0
0
DAVE & BUSTERS ENTMT INC
COM
238337109
379
9442
SH
SOLE
9442
0
0
DD3 ACQUISITION CORP
*W EXP 10/20/202
G2692M111
20
40000
SH
SOLE
40000
0
0
DD3 ACQUISITION CORP
SHS
G2692M103
409
40000
SH
SOLE
40000
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
762
12241
SH
SOLE
12241
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
655
11200
SH
Call
SOLE
11200
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1690
28900
SH
Put
SOLE
28900
0
0
DENTSPLY SIRONA INC
COM
24906P109
889
15718
SH
SOLE
15718
0
0
DESIGNER BRANDS INC
CL A
250565108
302
19172
SH
SOLE
19172
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
1634
210000
SH
Put
SOLE
210000
0
0
DEVON ENERGY CORP NEW
COM
25179M103
203
7815
SH
SOLE
7815
0
0
DEXCOM INC
COM
252131107
1297
5929
SH
SOLE
5929
0
0
DEXCOM INC
NOTE 0.750%12/0
252131AH0
2226
1500000
PRN
SOLE
1500000
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
12056
71582
SH
SOLE
71582
0
0
DIAMOND EAGLE ACQUISITION CO
COM CL A
25258L109
535
50000
SH
SOLE
50000
0
0
DIAMONDPEAK HLDGS COR
COM CL A
25280H100
2384
239597
SH
SOLE
239597
0
0
DICERNA PHARMACEUTICALS INC
COM
253031108
1247
56587
SH
SOLE
56587
0
0
DISNEY WALT CO
COM DISNEY
254687106
507
3508
SH
SOLE
3508
0
0
DOLBY LABORATORIES INC
COM CL A
25659T107
518
7534
SH
SOLE
7534
0
0
DOLLAR GEN CORP NEW
COM
256677105
1526
9781
SH
SOLE
9781
0
0
DOMO INC
COM CL B
257554105
253
11665
SH
SOLE
11665
0
0
DOMTAR CORP
COM NEW
257559203
389
10181
SH
SOLE
10181
0
0
DOVER CORP
COM
260003108
345
2989
SH
SOLE
2989
0
0
DOW INC
COM
260557103
498
9102
SH
SOLE
9102
0
0
DTE ENERGY CO
COM
233331107
11802
90876
SH
SOLE
90876
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
11219
123000
SH
SOLE
123000
0
0
DUKE REALTY CORP
COM NEW
264411505
600
17292
SH
SOLE
17292
0
0
DUPONT DE NEMOURS INC
COM
26614N102
3453
53782
SH
SOLE
53782
0
0
DYCOM INDS INC
COM
267475101
301
6385
SH
SOLE
6385
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
895
19720
SH
SOLE
19720
0
0
EAGLE MATERIALS INC
COM
26969P108
470
5180
SH
SOLE
5180
0
0
EAST WEST BANCORP INC
COM
27579R104
214
4390
SH
SOLE
4390
0
0
EATON CORP PLC
SHS
G29183103
271
2864
SH
SOLE
2864
0
0
EATON VANCE CORP
COM NON VTG
278265103
660
14144
SH
SOLE
14144
0
0
EBAY INC
COM
278642103
234
6485
SH
SOLE
6485
0
0
EBIX INC
COM NEW
278715206
4176
125000
SH
Put
SOLE
125000
0
0
EDGEWELL PERS CARE CO
COM
28035Q102
389
12553
SH
SOLE
12553
0
0
EDISON INTL
COM
281020107
14924
197902
SH
SOLE
197902
0
0
EDITAS MEDICINE INC
COM
28106W103
262
8854
SH
SOLE
8854
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
1641
7033
SH
SOLE
7033
0
0
ELECTRONIC ARTS INC
COM
285512109
631
5870
SH
SOLE
5870
0
0
ELEMENT SOLUTIONS INC
COM
28618M106
420
35994
SH
SOLE
35994
0
0
EMCOR GROUP INC
COM
29084Q100
454
5255
SH
SOLE
5255
0
0
EMERSON ELEC CO
COM
291011104
1198
15712
SH
SOLE
15712
0
0
EMPIRE ST RLTY TR INC
CL A
292104106
328
23463
SH
SOLE
23463
0
0
ENBRIDGE INC
COM
29250N105
773
19445
SH
SOLE
19445
0
0
ENCOMPASS HEALTH CORP
COM
29261A100
626
9042
SH
SOLE
9042
0
0
ENERGIZER HLDGS INC NEW
COM
29272W109
1052
20950
SH
SOLE
20950
0
0
ENTEGRIS INC
COM
29362U104
227
4533
SH
SOLE
4533
0
0
ENTERGY CORP NEW
COM
29364G103
407
3395
SH
SOLE
3395
0
0
ENVISION SOLAR INTL INC
*W EXP 12/30/202
29413Q110
38
30000
SH
SOLE
30000
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
2999
37066
SH
SOLE
37066
0
0
ERICSSON
ADR B SEK 10
294821608
181
20644
SH
SOLE
20644
0
0
ESSENT GROUP LTD
COM
G3198U102
572
10996
SH
SOLE
10996
0
0
ETF MANAGERS TR
PRIME CYBR SCRTY
26924G201
233
5601
SH
SOLE
5601
0
0
ETHAN ALLEN INTERIORS INC
COM
297602104
770
40409
SH
SOLE
40409
0
0
EURONET WORLDWIDE INC
COM
298736109
448
2842
SH
SOLE
2842
0
0
EVERBRIDGE INC
COM
29978A104
387
4958
SH
SOLE
4958
0
0
EVERCORE INC
CLASS A
29977A105
371
4962
SH
SOLE
4962
0
0
EVERGY INC
COM
30034W106
2907
44654
SH
SOLE
44654
0
0
EVERI HLDGS INC
COM
30034T103
134
9997
SH
SOLE
9997
0
0
EVERSOURCE ENERGY
COM
30040W108
3354
41779
SH
SOLE
41779
0
0
EVERSOURCE ENERGY
COM
30040W108
602
7074
SH
OTR
1
7074
0
0
EXELON CORP
COM
30161N101
9574
210000
SH
SOLE
210000
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
337
3113
SH
SOLE
3113
0
0
EXPEDITORS INTL WASH INC
COM
302130109
334
4280
SH
SOLE
4280
0
0
EXXON MOBIL CORP
COM
30231G102
1732
24815
SH
SOLE
24815
0
0
F5 NETWORKS INC
COM
315616102
978
7000
SH
SOLE
7000
0
0
FACEBOOK INC
CL A
30303M102
297613
1450000
SH
Put
SOLE
1450000
0
0
FACEBOOK INC
CL A
30303M102
301899
1470883
SH
SOLE
1470883
0
0
FAR PT ACQUISITION CORP
COM CL A
30734W109
775
75000
SH
SOLE
75000
0
0
FASTENAL CO
COM
311900104
6651
180000
SH
Put
SOLE
180000
0
0
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
713
5540
SH
SOLE
5540
0
0
FEDERATED INVS INC PA
CL B
314211103
305
9370
SH
SOLE
9370
0
0
FERRARI N V
COM
N3167Y103
523
3159
SH
SOLE
3159
0
0
FIBROGEN INC
COM
31572Q808
1686
39307
SH
SOLE
39307
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
264
5818
SH
SOLE
5818
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
1603
11525
SH
SOLE
11525
0
0
FIFTH THIRD BANCORP
COM
316773100
1239
40290
SH
SOLE
40290
0
0
FIRST AMERN FINL CORP
COM
31847R102
1198
20542
SH
SOLE
20542
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
324
26387
SH
SOLE
26387
0
0
FIRST TR EXCH TRD ALPHA FD I
ASIA EX JAPAN
33737J109
215
7549
SH
SOLE
7549
0
0
FIRST TR EXCHANGE TRADED FD
SSI STRG ETF
33739Q507
5493
165987
SH
SOLE
165987
0
0
FIRSTENERGY CORP
COM
337932107
7076
145595
SH
SOLE
145595
0
0
FITBIT INC
CL A
33812L102
293
44600
SH
Call
SOLE
44600
0
0
FLEX LTD
ORD
Y2573F102
216
17080
SH
SOLE
17080
0
0
FLEXSHARES TR
MSTAR EMKT FAC
33939L308
426
8014
SH
SOLE
8014
0
0
FLIR SYS INC
COM
302445101
726
13946
SH
SOLE
13946
0
0
FOOT LOCKER INC
COM
344849104
972
24939
SH
SOLE
24939
0
0
FORD MTR CO DEL
COM
345370860
251
27000
SH
OTR
1
27000
0
0
FORD MTR CO DEL
COM
345370860
837
90000
SH
Call
SOLE
90000
0
0
FORESCOUT TECHNOLOGIES INC
COM
34553D101
1148
35000
SH
Put
SOLE
35000
0
0
FORESCOUT TECHNOLOGIES INC
COM
34553D101
5208
158794
SH
SOLE
158794
0
0
FORESCOUT TECHNOLOGIES INC
COM
34553D101
16646
507500
SH
Call
SOLE
507500
0
0
FORTINET INC
COM
34959E109
449
4207
SH
SOLE
4207
0
0
FORTIVE CORP
COM
34959J108
406
5314
SH
SOLE
5314
0
0
FORUM MERGER II CORP
CL A
34986F103
2481
242969
SH
SOLE
242969
0
0
FRANKLIN ELEC INC
COM
353514102
1095
19102
SH
OTR
1
19102
0
0
FTI CONSULTING INC
COM
302941109
427
3858
SH
SOLE
3858
0
0
GARMIN LTD
SHS
H2906T109
601
6165
SH
SOLE
6165
0
0
GARTNER INC
COM
366651107
694
4504
SH
SOLE
4504
0
0
GENERAC HLDGS INC
COM
368736104
211
2099
SH
SOLE
2099
0
0
GENERAL DYNAMICS CORP
COM
369550108
1413
8013
SH
SOLE
8013
0
0
GENERAL ELECTRIC CO
COM
369604103
893
80000
SH
Put
SOLE
80000
0
0
GENERAL ELECTRIC CO
COM
369604103
2009
180000
SH
SOLE
180000
0
0
GENERAL MLS INC
COM
370334104
1060
19787
SH
SOLE
19787
0
0
GENERAL MTRS CO
COM
37045V100
3660
100000
SH
Put
SOLE
100000
0
0
GENERAL MTRS CO
COM
37045V100
3582
97876
SH
SOLE
97876
0
0
GENERAL MTRS CO
COM
37045V100
261
7128
SH
OTR
1
7128
0
0
GENESCO INC
COM
371532102
567
11822
SH
SOLE
11822
0
0
GILEAD SCIENCES INC
COM
375558103
3924
60381
SH
SOLE
60381
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
23419
498389
SH
SOLE
498389
0
0
GLOBAL PMTS INC
COM
37940X102
625
3422
SH
SOLE
3422
0
0
GLOBAL X FDS
MSCI CHINA FINCL
37950E606
207
12642
SH
SOLE
12642
0
0
GLOBAL X FDS
GLBX MSCI COLUM
37950E200
131
13271
SH
SOLE
13271
0
0
GODADDY INC
CL A
380237107
411
6049
SH
SOLE
6049
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
453
29119
SH
SOLE
29119
0
0
GOPRO INC
CL A
38268T103
91
21000
SH
SOLE
21000
0
0
GORDON POINTE ACQUISITION CO
COM CLASS A
382788107
1324
125000
SH
SOLE
125000
0
0
GRACE W R & CO DEL NEW
COM
38388F108
217
3106
SH
SOLE
3106
0
0
GRACE W R & CO DEL NEW
COM
38388F108
873
12500
SH
Call
SOLE
12500
0
0
GRACO INC
COM
384109104
2789
53633
SH
OTR
1
53633
0
0
GRAF INDL CORP
*W EXP 12/31/202
384278115
110
250000
SH
SOLE
250000
0
0
GRAF INDL CORP
COM
384278107
3172
311295
SH
SOLE
311295
0
0
GRAFTECH INTL LTD
COM
384313508
118
10145
SH
SOLE
10145
0
0
GREAT WESTN BANCORP INC
COM
391416104
228
6571
SH
SOLE
6571
0
0
GREENTREE HOSPITALTY GROUP L
SPONSORED ADS
39579V100
657
59739
SH
SOLE
59739
0
0
GUIDEWIRE SOFTWARE INC
NOTE 1.250% 3/1
40171VAA8
2360
2000000
PRN
SOLE
2000000
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
2253
21549
SH
SOLE
21549
0
0
HAEMONETICS CORP
COM
405024100
947
8238
SH
SOLE
8238
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
227
12800
SH
Call
SOLE
12800
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
389
21946
SH
SOLE
21946
0
0
HANESBRANDS INC
COM
410345102
321
21611
SH
SOLE
21611
0
0
HARMONIC INC
COM
413160102
80
10255
SH
SOLE
10255
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
900
14813
SH
SOLE
14813
0
0
HD SUPPLY HLDGS INC
COM
40416M105
556
13830
SH
SOLE
13830
0
0
HDFC BANK LTD
SPONSORED ADS
40415F101
346
5462
SH
SOLE
5462
0
0
HEALTHCARE MERGER CORP
UNIT 12/17/2021
42227L201
518
50000
SH
SOLE
50000
0
0
HEICO CORP NEW
CL A
422806208
300
3349
SH
SOLE
3349
0
0
HELMERICH & PAYNE INC
COM
423452101
3950
86940
SH
OTR
1
86940
0
0
HENNESSY CAP ACQUSTION CORP
CL A COM
42589C104
2103
206970
SH
SOLE
206970
0
0
HENRY JACK & ASSOC INC
COM
426281101
231
1588
SH
SOLE
1588
0
0
HENRY SCHEIN INC
COM
806407102
804
12051
SH
SOLE
12051
0
0
HERON THERAPEUTICS INC
COM
427746102
250
10626
SH
SOLE
10626
0
0
HERSHEY CO
COM
427866108
441
3001
SH
SOLE
3001
0
0
HERTZ GLOBAL HLDGS INC
COM
42806J106
237
15038
SH
SOLE
15038
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
1570
98985
SH
SOLE
98985
0
0
HILLENBRAND INC
COM
431571108
220
6597
SH
SOLE
6597
0
0
HILLTOP HOLDINGS INC
COM
432748101
417
16729
SH
SOLE
16729
0
0
HILTON GRAND VACATIONS INC
COM
43283X105
1087
31600
SH
Call
SOLE
31600
0
0
HILTON GRAND VACATIONS INC
COM
43283X105
1217
35386
SH
SOLE
35386
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
275
2478
SH
SOLE
2478
0
0
HNI CORP
COM
404251100
274
7321
SH
SOLE
7321
0
0
HOLLYFRONTIER CORP
COM
436106108
407
8028
SH
SOLE
8028
0
0
HOLOGIC INC
COM
436440101
1591
30470
SH
SOLE
30470
0
0
HOME DEPOT INC
COM
437076102
5211
23860
SH
SOLE
23860
0
0
HONDA MOTOR LTD
AMERN SHS
438128308
424
14988
SH
SOLE
14988
0
0
HONEYWELL INTL INC
COM
438516106
4037
22810
SH
SOLE
22810
0
0
HOPE BANCORP INC
COM
43940T109
219
14704
SH
SOLE
14704
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
961
725000
PRN
SOLE
725000
0
0
HP INC
COM
40434L105
1192
57983
SH
SOLE
57983
0
0
HP INC
COM
40434L105
9303
452700
SH
Put
SOLE
452700
0
0
HP INC
COM
40434L105
17805
866400
SH
Call
SOLE
866400
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
32271
825561
SH
SOLE
825561
0
0
HUMANA INC
COM
444859102
1456
3973
SH
SOLE
3973
0
0
HUNT J B TRANS SVCS INC
COM
445658107
527
4512
SH
SOLE
4512
0
0
IAA INC
COM
449253103
256
5433
SH
SOLE
5433
0
0
ILLINOIS TOOL WKS INC
COM
452308109
4042
22500
SH
Put
SOLE
22500
0
0
IMMUNIC INC
COM
4525EP101
110
11301
SH
SOLE
11301
0
0
INCYTE CORP
COM
45337C102
1874
21463
SH
SOLE
21463
0
0
INDEPENDENT BK GROUP INC
COM
45384B106
601
10835
SH
SOLE
10835
0
0
INFINERA CORPORATION
COM
45667G103
125
15766
SH
SOLE
15766
0
0
INGERSOLL-RAND PLC
SHS
G47791101
1174
8830
SH
SOLE
8830
0
0
INNOPHOS HOLDINGS INC
COM
45774N108
900
28149
SH
SOLE
28149
0
0
INOGEN INC
COM
45780L104
205
3000
SH
SOLE
3000
0
0
INPHI CORP
NOTE 1.125%12/0
45772FAB3
1862
1000000
PRN
SOLE
1000000
0
0
INSTRUCTURE INC
COM
45781U103
781
16200
SH
Call
SOLE
16200
0
0
INSTRUCTURE INC
COM
45781U103
4496
93267
SH
SOLE
93267
0
0
INSULET CORP
COM
45784P101
471
2752
SH
SOLE
2752
0
0
INSURANCE ACQUISITION CORP
CL A
457867109
933
93097
SH
SOLE
93097
0
0
INTEGRA LIFESCIENCES HLDGS C
COM NEW
457985208
249
4275
SH
SOLE
4275
0
0
INTEL CORP
COM
458140100
718
12000
SH
Put
SOLE
12000
0
0
INTEL CORP
COM
458140100
1940
32410
SH
SOLE
32410
0
0
INTELSAT S A
NOTE 4.500% 6/1
45790VAB6
334
500000
PRN
SOLE
500000
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
2148
23212
SH
SOLE
23212
0
0
INTERCONTINENTAL HOTELS GROU
SPONSORED ADS
45857P806
24729
360115
SH
SOLE
360115
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
301
2243
SH
SOLE
2243
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
1760
51300
SH
Call
SOLE
51300
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
20517
598000
SH
Put
SOLE
598000
0
0
INTUIT
COM
461202103
1043
3981
SH
SOLE
3981
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
95094
447268
SH
SOLE
447268
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
581
2732
SH
OTR
1
2732
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
95675
450000
SH
Put
SOLE
450000
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
192
16073
SH
SOLE
16073
0
0
IQIYI INC
SPONSORED ADS
46267X108
458
21710
SH
SOLE
21710
0
0
IQIYI INC
NOTE 3.750%12/0
46267XAB4
6061
5500000
PRN
SOLE
5500000
0
0
IQVIA HLDGS INC
COM
46266C105
292
1893
SH
SOLE
1893
0
0
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
147
11044
SH
SOLE
11044
0
0
ISHARES INC
EM MKT SM-CP ETF
464286475
423
9347
SH
SOLE
9347
0
0
ISHARES INC
MIN VOL EMRG MKT
464286533
733
12491
SH
SOLE
12491
0
0
ISHARES INC
MSCI COLMBIA ETF
46434G202
198
14274
SH
SOLE
14274
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
296
1841
SH
SOLE
1841
0
0
ISHARES TR
NEW ZEALAND ETF
464289123
208
3615
SH
SOLE
3615
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
352
4000
SH
Call
SOLE
4000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
352
4000
SH
Put
SOLE
4000
0
0
ISHARES TR
MSCI CHINA ETF
46429B671
364
5675
SH
SOLE
5675
0
0
ISHARES TR
MSCI INDIA SM CP
46429B614
265
7384
SH
SOLE
7384
0
0
ISHARES TR
CHINA SM-CAP ETF
46429B200
303
7432
SH
SOLE
7432
0
0
ISHARES TR
MSCI PHILIPS ETF
46429B408
379
11053
SH
SOLE
11053
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1461
32561
SH
SOLE
32561
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
1846
36249
SH
SOLE
36249
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
10269
61986
SH
SOLE
61986
0
0
JABIL INC
COM
466313103
1528
36963
SH
SOLE
36963
0
0
JACK IN THE BOX INC
COM
466367109
2312
29627
SH
SOLE
29627
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
241
1614
SH
SOLE
1614
0
0
JD COM INC
SPON ADR CL A
47215P106
975
27664
SH
SOLE
27664
0
0
JETBLUE AWYS CORP
COM
477143101
252
13445
SH
SOLE
13445
0
0
JOHNSON & JOHNSON
COM
478160104
3387
23217
SH
SOLE
23217
0
0
JOYY INC
ADS REPSTG COM A
46591M109
522
9880
SH
SOLE
9880
0
0
JPMORGAN CHASE & CO
COM
46625H100
1166
8367
SH
SOLE
8367
0
0
JUNIPER NETWORKS INC
COM
48203R104
485
19698
SH
SOLE
19698
0
0
KADMON HLDGS INC
COM
48283N106
705
155600
SH
SOLE
155600
0
0
KALVISTA PHARMACEUTICALS INC
COM
483497103
553
31065
SH
SOLE
31065
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
1161
7580
SH
SOLE
7580
0
0
KBR INC
COM
48242W106
5566
182500
SH
SOLE
182500
0
0
KENNAMETAL INC
COM
489170100
311
8426
SH
SOLE
8426
0
0
KEYCORP NEW
COM
493267108
598
29569
SH
SOLE
29569
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
1420
13835
SH
SOLE
13835
0
0
KIMBERLY CLARK CORP
COM
494368103
275
2000
SH
SOLE
2000
0
0
KINDER MORGAN INC DEL
COM
49456B101
8468
400000
SH
Put
SOLE
400000
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
2554
71262
SH
SOLE
71262
0
0
KNOWLES CORP
COM
49926D109
609
28813
SH
SOLE
28813
0
0
KONTOOR BRANDS INC
COM
50050N103
1150
27380
SH
OTR
1
27380
0
0
KOSMOS ENERGY LTD
COM
500688106
89
15634
SH
SOLE
15634
0
0
KRAFT HEINZ CO
COM
500754106
492
15301
SH
SOLE
15301
0
0
KRONOS WORLDWIDE INC
COM
50105F105
169
12591
SH
SOLE
12591
0
0
KRYSTAL BIOTECH INC
COM
501147102
1340
24192
SH
SOLE
24192
0
0
L BRANDS INC
COM
501797104
683
37668
SH
SOLE
37668
0
0
LA Z BOY INC
COM
505336107
2340
74325
SH
SOLE
74325
0
0
LAM RESEARCH CORP
COM
512807108
276
943
SH
SOLE
943
0
0
LAMB WESTON HLDGS INC
COM
513272104
399
4634
SH
SOLE
4634
0
0
LANDCADIA HLDGS II INC
*W EXP 05/09/202
51476X113
37
55000
SH
SOLE
55000
0
0
LANDCADIA HLDGS II INC
CL A
51476X105
1972
199800
SH
SOLE
199800
0
0
LAS VEGAS SANDS CORP
COM
517834107
284
4114
SH
SOLE
4114
0
0
LAUREATE EDUCATION INC
CL A
518613203
306
17383
SH
SOLE
17383
0
0
LEAR CORP
COM NEW
521865204
207
1510
SH
SOLE
1510
0
0
LEGACY ACQUISITION CORP
COM CL A
524643103
2412
234856
SH
SOLE
234856
0
0
LEGG MASON INC
COM
524901105
267
7439
SH
SOLE
7439
0
0
LEGGETT & PLATT INC
COM
524660107
566
11136
SH
SOLE
11136
0
0
LEISURE ACQUISITION CORP
COM
52539T107
2494
239300
SH
SOLE
239300
0
0
LENNAR CORP
CL A
526057104
1747
31321
SH
SOLE
31321
0
0
LEO HOLDINGS CORP
COM CL A
G5463L105
3102
300000
SH
SOLE
300000
0
0
LF CAP ACQUISITION CORP
CL A
50200K108
337
32484
SH
SOLE
32484
0
0
LGL SYS ACQUISITION CORP
UNIT 10/24/2024
50201G205
754
74000
SH
SOLE
74000
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
235
10781
SH
SOLE
10781
0
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
27007
31000000
PRN
SOLE
31000000
0
0
LIBERTY MEDIA CORP DELAWARE
NOTE 1.375%10/1
531229AB8
39095
29000000
PRN
SOLE
29000000
0
0
LIFE STORAGE INC
COM
53223X107
416
3845
SH
SOLE
3845
0
0
LILLY ELI & CO
COM
532457108
1709
13000
SH
Call
SOLE
13000
0
0
LILLY ELI & CO
COM
532457108
3757
28583
SH
SOLE
28583
0
0
LIVERAMP HLDGS INC
COM
53815P108
200
4156
SH
SOLE
4156
0
0
LKQ CORP
COM
501889208
942
26373
SH
SOLE
26373
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
9735
2948553
SH
SOLE
2948553
0
0
LOGMEIN INC
COM
54142L109
7374
86000
SH
Put
SOLE
86000
0
0
LOGMEIN INC
COM
54142L109
9097
106100
SH
Call
SOLE
106100
0
0
LOWES COS INC
COM
548661107
722
6027
SH
SOLE
6027
0
0
LPL FINL HLDGS INC
COM
50212V100
271
2941
SH
SOLE
2941
0
0
LUCKIN COFFEE INC
SPONSORED ADS
54951L109
1099
27926
SH
SOLE
27926
0
0
LULULEMON ATHLETICA INC
COM
550021109
1088
4697
SH
SOLE
4697
0
0
LYFT INC
CL A COM
55087P104
322
7495
SH
SOLE
7495
0
0
M/I HOMES INC
COM
55305B101
514
13064
SH
SOLE
13064
0
0
MACERICH CO
COM
554382101
1606
59659
SH
SOLE
59659
0
0
MADDEN STEVEN LTD
COM
556269108
441
10255
SH
SOLE
10255
0
0
MADRIGAL PHARMACEUTICALS INC
COM
558868105
220
2410
SH
SOLE
2410
0
0
MAGNA INTL INC
COM
559222401
598
10910
SH
SOLE
10910
0
0
MAKEMYTRIP LIMITED MAURITIUS
SHS
V5633W109
719
31410
SH
SOLE
31410
0
0
MANHATTAN ASSOCS INC
COM
562750109
208
2613
SH
SOLE
2613
0
0
MANPOWERGROUP INC
COM
56418H100
227
2341
SH
SOLE
2341
0
0
MARATHON OIL CORP
COM
565849106
910
67005
SH
SOLE
67005
0
0
MARATHON PETE CORP
COM
56585A102
11122
184599
SH
SOLE
184599
0
0
MARATHON PETE CORP
COM
56585A102
17798
295400
SH
Put
SOLE
295400
0
0
MARATHON PETE CORP
COM
56585A102
18141
301100
SH
Call
SOLE
301100
0
0
MARKETAXESS HLDGS INC
COM
57060D108
526
1387
SH
SOLE
1387
0
0
MASIMO CORP
COM
574795100
219
1386
SH
SOLE
1386
0
0
MASTEC INC
COM
576323109
4127
64326
SH
SOLE
64326
0
0
MASTERCARD INC
CL A
57636Q104
312
1046
SH
SOLE
1046
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
892
14494
SH
SOLE
14494
0
0
MCDONALDS CORP
COM
580135101
1591
8053
SH
SOLE
8053
0
0
MCKESSON CORP
COM
58155Q103
1157
8368
SH
SOLE
8368
0
0
MDU RES GROUP INC
COM
552690109
640
21551
SH
SOLE
21551
0
0
MEDICINES CO
COM
584688105
5260
61929
SH
SOLE
61929
0
0
MEDIFAST INC
COM
58470H101
1096
10000
SH
Call
SOLE
10000
0
0
MEDIFAST INC
COM
58470H101
1699
15504
SH
SOLE
15504
0
0
MEDTRONIC PLC
SHS
G5960L103
2210
19483
SH
SOLE
19483
0
0
MEGALITH FINL ACQUISITION CO
CL A COM
58518F109
1907
185871
SH
SOLE
185871
0
0
MELCO RESORTS AND ENTMT LTD
ADR
585464100
933
38602
SH
SOLE
38602
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
30783
262700
SH
Call
SOLE
262700
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
82155
701100
SH
Put
SOLE
701100
0
0
MERCADOLIBRE INC
COM
58733R102
848
1483
SH
SOLE
1483
0
0
MERCK & CO INC
COM
58933Y105
2324
25553
SH
SOLE
25553
0
0
MERCURY GENL CORP NEW
COM
589400100
219
4496
SH
SOLE
4496
0
0
MERITAGE HOMES CORP
COM
59001A102
726
11883
SH
SOLE
11883
0
0
MESA LABS INC
NOTE 1.375% 8/1
59064RAA7
2181
2000000
PRN
SOLE
2000000
0
0
MFA FINL INC
COM
55272X102
127
16605
SH
SOLE
16605
0
0
MGM GROWTH PPTYS LLC
CL A COM
55303A105
264
8509
SH
SOLE
8509
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
560
16822
SH
SOLE
16822
0
0
MICHAELS COS INC
COM
59408Q106
118
14551
SH
SOLE
14551
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
1906
18200
SH
Call
SOLE
18200
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
2587
24700
SH
Put
SOLE
24700
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
4358
41612
SH
SOLE
41612
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AF1
2141
1500000
PRN
SOLE
1500000
0
0
MICRON TECHNOLOGY INC
COM
595112103
10891
202503
SH
SOLE
202503
0
0
MICROSOFT CORP
COM
594918104
197125
1250000
SH
Put
SOLE
1250000
0
0
MICROSOFT CORP
COM
594918104
199033
1262099
SH
SOLE
1262099
0
0
MID AMER APT CMNTYS INC
COM
59522J103
886
6717
SH
SOLE
6717
0
0
MIDDLEBY CORP
COM
596278101
1072
9787
SH
SOLE
9787
0
0
MILLER HERMAN INC
COM
600544100
1630
39131
SH
SOLE
39131
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
410
57682
SH
SOLE
57682
0
0
MOHAWK INDS INC
COM
608190104
554
4064
SH
SOLE
4064
0
0
MOLINA HEALTHCARE INC
COM
60855R100
547
4029
SH
SOLE
4029
0
0
MOMO INC
ADR
60879B107
1246
37186
SH
SOLE
37186
0
0
MONDELEZ INTL INC
CL A
609207105
415
7536
SH
SOLE
7536
0
0
MONGODB INC
CL A
60937P106
536
4075
SH
SOLE
4075
0
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
153
10572
SH
SOLE
10572
0
0
MONOCLE ACQUISITION CORP
COM
609754106
764
75000
SH
SOLE
75000
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
1299
20434
SH
SOLE
20434
0
0
MORGAN STANLEY
COM NEW
617446448
448
8763
SH
SOLE
8763
0
0
MOSAIC ACQUISITION CORP
COM CL A
61946M100
2214
215228
SH
SOLE
215228
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
562
3486
SH
SOLE
3486
0
0
MRC GLOBAL INC
COM
55345K103
498
36511
SH
SOLE
36511
0
0
MSCI INC
COM
55354G100
449
1739
SH
SOLE
1739
0
0
MUDRICK CAP ACQUISITION CORP
COM CLASS A
624745105
1025
100000
SH
SOLE
100000
0
0
MURPHY OIL CORP
COM
626717102
615
22962
SH
SOLE
22962
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
8793
140300
SH
SOLE
140300
0
0
NATIONAL INSTRS CORP
COM
636518102
643
15196
SH
SOLE
15196
0
0
NATIONAL RETAIL PPTYS INC
COM
637417106
291
5433
SH
SOLE
5433
0
0
NATIONAL RETAIL PPTYS INC
COM
637417107
947
17654
SH
OTR
1
17654
0
0
NAVIENT CORPORATION
COM
63938C108
269
19690
SH
SOLE
19690
0
0
NEBULA ACQUISITION CORP
COM CLASS A
629076100
759
72000
SH
SOLE
72000
0
0
NEKTAR THERAPEUTICS
COM
640268108
419
19422
SH
SOLE
19422
0
0
NETAPP INC
COM
64110D104
790
12689
SH
SOLE
12689
0
0
NETEASE INC
SPONSORED ADS
64110W102
681
2220
SH
SOLE
2220
0
0
NETFIN ACQUISITION CORP
SHS CL A
G6455A107
967
97150
SH
SOLE
97150
0
0
NETFLIX INC
COM
64110L106
32357
100000
SH
Put
SOLE
100000
0
0
NETFLIX INC
COM
64110L106
32402
100138
SH
SOLE
100138
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
1636
15216
SH
SOLE
15216
0
0
NEUROCRINE BIOSCIENCES INC
NOTE 2.250% 5/1
64125CAD1
3073
2000000
PRN
SOLE
2000000
0
0
NEW JERSEY RES
COM
646025106
887
11946
SH
SOLE
11946
0
0
NEW JERSEY RES
COM
646025106
355
7966
SH
OTR
1
7966
0
0
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
321
2647
SH
SOLE
2647
0
0
NEW PROVIDENCE ACQUISITIN CO
COM CL A
64822P106
1458
147900
SH
SOLE
147900
0
0
NEW RELIC INC
COM
64829B100
1102
16777
SH
SOLE
16777
0
0
NEW YORK TIMES CO
CL A
650111107
487
15129
SH
SOLE
15129
0
0
NEWELL BRANDS INC
COM
651229106
1061
55200
SH
Put
SOLE
55200
0
0
NEWLINK GENETICS CORP
COM
651511107
164
64913
SH
SOLE
64913
0
0
NEXTDECADE CORP
COM
65342K105
620
101000
SH
SOLE
101000
0
0
NIKE INC
CL B
654106103
392
3869
SH
SOLE
3869
0
0
NIO INC
SPON ADS
62914V106
185
45905
SH
SOLE
45905
0
0
NORDSON CORP
COM
655663102
526
3232
SH
SOLE
3232
0
0
NORTHERN TR CORP
COM
665859104
1628
15323
SH
SOLE
15323
0
0
NORTHROP GRUMMAN CORP
COM
666807102
218
635
SH
SOLE
635
0
0
NORTHWEST NAT HLDG CO
COM
66765N105
738
10000
SH
SOLE
10000
0
0
NORTHWEST NAT HLDG CO
COM
66765N105
2455
33303
SH
OTR
1
33303
0
0
NORTONLIFELOCK INC
COM
668771108
2097
82152
SH
SOLE
82152
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
584
10000
SH
Put
SOLE
10000
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
876
15000
SH
SOLE
15000
0
0
NOVOCURE LTD
ORD SHS
G6674U108
305
3619
SH
SOLE
3619
0
0
NOVO-NORDISK A S
ADR
670100205
730
12606
SH
SOLE
12606
0
0
NOW INC
COM
67011P100
304
27039
SH
SOLE
27039
0
0
NRG ENERGY INC
COM NEW
629377508
1054
26512
SH
SOLE
26512
0
0
NUTANIX INC
CL A
67059N108
406
12994
SH
SOLE
12994
0
0
NUTANIX INC
NOTE 1/1
67059NAB4
1496
1500000
PRN
SOLE
1500000
0
0
NVIDIA CORP
COM
67066G104
58825
250000
SH
Put
SOLE
250000
0
0
NVIDIA CORP
COM
67066G104
63850
271355
SH
SOLE
271355
0
0
NVR INC
COM
62944T105
651
171
SH
SOLE
171
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1845
14500
SH
Call
SOLE
14500
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
17961
141139
SH
SOLE
141139
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
23161
182000
SH
Put
SOLE
182000
0
0
OAKTREE ACQUISITION CORP
SHS CL A
G67145105
979
98924
SH
SOLE
98924
0
0
OCCIDENTAL PETE CORP
COM
674599105
5786
140400
SH
SOLE
140400
0
0
OCCIDENTAL PETE CORP
COM
674599105
11143
270400
SH
Call
SOLE
270400
0
0
OCCIDENTAL PETE CORP
COM
674599105
16228
393800
SH
Put
SOLE
393800
0
0
OCEANEERING INTL INC
COM
675232102
214
14362
SH
SOLE
14362
0
0
OIL STS INTL INC
COM
678026105
243
14921
SH
SOLE
14921
0
0
OLD REP INTL CORP
COM
680223104
534
23875
SH
OTR
1
23875
0
0
OLLIES BARGAIN OUTLT HLDGS I
COM
681116109
774
11844
SH
SOLE
11844
0
0
ON SEMICONDUCTOR CORP
COM
682189105
9752
400000
SH
SOLE
400000
0
0
ONCOSEC MED INC
COM
68234L306
18
10000
SH
SOLE
10000
0
0
ONE GAS INC
COM
68235P108
3184
34026
SH
SOLE
34026
0
0
ONEOK INC NEW
COM
682680103
2875
38000
SH
SOLE
38000
0
0
OPERA LTD
SPONSORED ADS
68373M107
231
25000
SH
SOLE
25000
0
0
OPES ACQUISITION CORP
COM
68373P100
1066
100998
SH
SOLE
100998
0
0
ORACLE CORP
COM
68389X105
1156
21826
SH
SOLE
21826
0
0
ORCHARD THERAPEUTICS PLC
ADS
68570P101
543
39481
SH
SOLE
39481
0
0
OWENS CORNING NEW
COM
690742101
341
5538
SH
SOLE
5538
0
0
PAPA JOHNS INTL INC
COM
698813102
776
12283
SH
SOLE
12283
0
0
PARAMOUNT GROUP INC
COM
69924R108
719
51653
SH
SOLE
51653
0
0
PARKER HANNIFIN CORP
COM
701094104
644
3129
SH
SOLE
3129
0
0
PATTERSON COMPANIES INC
COM
703395103
771
37633
SH
SOLE
37633
0
0
PATTERSON UTI ENERGY INC
COM
703481101
383
36496
SH
SOLE
36496
0
0
PAYCHEX INC
COM
704326107
990
11636
SH
SOLE
11636
0
0
PAYPAL HLDGS INC
COM
70450Y103
1694
15657
SH
SOLE
15657
0
0
PBF ENERGY INC
CL A
69318G106
238
7582
SH
SOLE
7582
0
0
PEARSON PLC
SPONSORED ADR
705015105
430
50999
SH
SOLE
50999
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
250
4980
SH
SOLE
4980
0
0
PEPSICO INC
COM
713448108
2233
16342
SH
SOLE
16342
0
0
PERRIGO CO PLC
SHS
G97822103
421
8148
SH
SOLE
8148
0
0
PERSPECTA INC
COM
715347100
426
16115
SH
SOLE
16115
0
0
PFIZER INC
COM
717081103
2128
54317
SH
SOLE
54317
0
0
PHILIP MORRIS INTL INC
COM
718172109
1236
14521
SH
SOLE
14521
0
0
PHILLIPS 66
COM
718546104
2756
24734
SH
SOLE
24734
0
0
PHOTRONICS INC
COM
719405102
280
17764
SH
SOLE
17764
0
0
PHYSICIANS RLTY TR
COM
71943U104
606
32013
SH
SOLE
32013
0
0
PINNACLE WEST CAP CORP
COM
723484101
464
5165
SH
SOLE
5165
0
0
PINTEREST INC
CL A
72352L106
195
10440
SH
SOLE
10440
0
0
PIVOTAL INVT CORP II
*W EXP 06/01/202
72582K118
23
28999
SH
SOLE
28999
0
0
PIVOTAL INVT CORP II
COM CL A
72582K100
1491
150000
SH
SOLE
150000
0
0
PNM RES INC
COM
69349H107
6671
131545
SH
SOLE
131545
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
575
10305
SH
SOLE
10305
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
428
17928
SH
SOLE
17928
0
0
POST HLDGS INC
COM
737446104
251
2300
SH
SOLE
2300
0
0
PPL CORP
COM
69351T106
11482
320000
SH
SOLE
320000
0
0
PRA HEALTH SCIENCES INC
COM
69354M108
274
2467
SH
SOLE
2467
0
0
PRICE T ROWE GROUP INC
COM
74144T108
250
2052
SH
SOLE
2052
0
0
PRIMERICA INC
COM
74164M108
216
1651
SH
SOLE
1651
0
0
PROCTER & GAMBLE CO
COM
742718109
3421
27388
SH
SOLE
27388
0
0
PROFICIENT ALPHA ACQUSTN COR
COM
74317H105
842
85451
SH
SOLE
85451
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
5035
189700
SH
Put
SOLE
189700
0
0
PROSHARES TR II
VIX SH TRM FUTRS
74347W171
435
35000
SH
Call
SOLE
35000
0
0
PROSPERITY BANCSHARES INC
COM
743606105
3735
51952
SH
OTR
1
51952
0
0
PROTHENA CORP PLC
SHS
G72800108
1118
70649
SH
SOLE
70649
0
0
PROVENTION BIO INC
COM
74374N102
1724
115737
SH
SOLE
115737
0
0
PRUDENTIAL FINL INC
COM
744320102
1069
11400
SH
SOLE
11400
0
0
PRUDENTIAL PLC
ADR
74435K204
7086
186039
SH
SOLE
186039
0
0
PTC INC
COM
69370C100
316
4225
SH
SOLE
4225
0
0
PTC THERAPEUTICS INC
COM
69366J200
543
11300
SH
Put
SOLE
11300
0
0
PTC THERAPEUTICS INC
COM
69366J200
1214
25274
SH
SOLE
25274
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
1595
27016
SH
SOLE
27016
0
0
PURE ACQUISITION CORP
CL A
74621Q106
3492
336380
SH
SOLE
336380
0
0
PVH CORP
COM
693656100
1075
10226
SH
SOLE
10226
0
0
QIAGEN NV
SHS NEW
N72482123
1007
29800
SH
Call
SOLE
29800
0
0
QIAGEN NV
SHS NEW
N72482123
1545
45698
SH
SOLE
45698
0
0
QORVO INC
COM
74736K101
1152
9913
SH
SOLE
9913
0
0
QTS RLTY TR INC
COM CL A
74736A103
229
4213
SH
SOLE
4213
0
0
QUALCOMM INC
COM
747525103
2955
33488
SH
SOLE
33488
0
0
QUANEX BUILDING PRODUCTS COR
COM
747619104
222
13006
SH
SOLE
13006
0
0
QUANTA SVCS INC
COM
74762E102
633
15544
SH
SOLE
15544
0
0
QURATE RETAIL INC
COM SER A
74915M100
215
25463
SH
SOLE
25463
0
0
RADIAN GROUP INC
COM
750236101
434
17237
SH
SOLE
17237
0
0
RALPH LAUREN CORP
CL A
751212101
557
4751
SH
SOLE
4751
0
0
REALTY INCOME CORP
COM
756109104
1119
15199
SH
SOLE
15199
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
1325
3528
SH
SOLE
3528
0
0
REGENXBIO INC
COM
75901B107
228
5561
SH
SOLE
5561
0
0
REGIONS FINL CORP NEW
COM
7591EP100
482
28110
SH
SOLE
28110
0
0
REINSURANCE GRP OF AMERICA I
COM NEW
759351604
512
3142
SH
SOLE
3142
0
0
RELX PLC
SPONSORED ADR
759530108
16133
639683
SH
SOLE
639683
0
0
RENT A CTR INC NEW
COM
76009N100
871
30500
SH
Put
SOLE
30500
0
0
REPLAY ACQUISITION CORP
COM
G75130107
999
99582
SH
SOLE
99582
0
0
REPUBLIC SVCS INC
COM
760759100
228
2545
SH
SOLE
2545
0
0
RESIDEO TECHNOLOGIES INC
COM
76118Y104
2985
250200
SH
Call
SOLE
250200
0
0
RESIDEO TECHNOLOGIES INC
COM
76118Y104
3271
274200
SH
Put
SOLE
274200
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
1151
18047
SH
SOLE
18047
0
0
RETAIL PPTYS AMER INC
CL A
76131V202
568
42355
SH
SOLE
42355
0
0
REXFORD INDL RLTY INC
COM
76169C100
440
9640
SH
SOLE
9640
0
0
REXNORD CORP NEW
COM
76169B102
594
18196
SH
SOLE
18196
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
5854
98621
SH
SOLE
98621
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
237
5529
SH
SOLE
5529
0
0
RMG ACQUISITION CORP
CL A
749641106
973
97450
SH
SOLE
97450
0
0
ROCKWELL AUTOMATION INC
COM
773903109
546
2693
SH
SOLE
2693
0
0
ROGERS CORP
COM
775133101
1278
10244
SH
SOLE
10244
0
0
ROLLINS INC
COM
775711104
1177
35483
SH
SOLE
35483
0
0
ROSS STORES INC
COM
778296103
950
8163
SH
OTR
1
8163
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
446
5636
SH
SOLE
5636
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
583
9888
SH
SOLE
9888
0
0
ROYAL GOLD INC
COM
780287108
749
6123
SH
SOLE
6123
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
279
3217
SH
SOLE
3217
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
440
20608
SH
SOLE
20608
0
0
SABRE CORP
COM
78573M104
221
9868
SH
SOLE
9868
0
0
SAGE THERAPEUTICS INC
COM
78667J108
4263
59047
SH
SOLE
59047
0
0
SALESFORCE COM INC
COM
79466L302
6506
40000
SH
Put
SOLE
40000
0
0
SALESFORCE COM INC
COM
79466L302
8066
49595
SH
SOLE
49595
0
0
SANDERSON FARMS INC
COM
800013104
5393
30602
SH
SOLE
30602
0
0
SAP SE
SPON ADR
803054204
1154
8613
SH
SOLE
8613
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
746
5779
SH
SOLE
5779
0
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
1031
4277
SH
SOLE
4277
0
0
SC HEALTH CORP
*W EXP 99/99/999
G78516401
10
10000
SH
SOLE
10000
0
0
SC HEALTH CORP
COM CL A
G78516203
696
70000
SH
SOLE
70000
0
0
SCHNEIDER NATIONAL INC
CL B
80689H102
432
19783
SH
SOLE
19783
0
0
SCHULTZE SPL PURP ACQUSTN CO
*W EXP 12/31/202
80821R117
29
75000
SH
SOLE
75000
0
0
SCHULTZE SPL PURP ACQUSTN CO
COM
80821R109
2789
275000
SH
SOLE
275000
0
0
SEA LTD
SPONSORED ADS
81141R100
499
12413
SH
SOLE
12413
0
0
SEA LTD
NOTE 2.250% 7/0
81141RAB6
1282
600000
PRN
SOLE
600000
0
0
SEANERGY MARITIME HLDGS CORP
*W EXP 05/13/202
Y73760152
21
178500
SH
SOLE
178500
0
0
SEANERGY MARITIME HLDGS CORP
SHS
Y73760301
191
350000
SH
SOLE
350000
0
0
SEATTLE GENETICS INC
COM
812578102
237
2073
SH
SOLE
2073
0
0
SECOO HLDG LTD
ADR
81367P101
548
92919
SH
SOLE
92919
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
288
4571
SH
OTR
1
4571
0
0
SEMPRA ENERGY
COM
816851109
800
5282
SH
SOLE
5282
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
230
11323
SH
SOLE
11323
0
0
SHOPIFY INC
CL A
82509L107
285
718
SH
SOLE
718
0
0
SILVER SPIKE ACQUISITION COR
CL A SHS
G8136L106
744
75000
SH
SOLE
75000
0
0
SILVER SPIKE ACQUISITION COR
*W EXP 08/02/202
G8136L114
48
112000
SH
SOLE
112000
0
0
SITE CENTERS CORP
COM
82981J109
248
17699
SH
SOLE
17699
0
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
387
8575
SH
SOLE
8575
0
0
SL GREEN RLTY CORP
COM
78440X101
465
5058
SH
SOLE
5058
0
0
SMILEDIRECTCLUB INC
CL A COM
83192H106
262
30000
SH
SOLE
30000
0
0
SMILEDIRECTCLUB INC
CL A COM
83192H106
1831
209500
SH
Put
SOLE
209500
0
0
SMITH & NEPHEW PLC
SPDN ADR NEW
83175M205
3364
69971
SH
SOLE
69971
0
0
SMITH A O CORP
COM
831865209
1429
30000
SH
Call
SOLE
30000
0
0
SMUCKER J M CO
COM NEW
832696405
514
4940
SH
SOLE
4940
0
0
SNAP INC
CL A
83304A106
191
11692
SH
SOLE
11692
0
0
SOUTH JERSEY INDS INC
COM
838518108
3172
96190
SH
OTR
1
96190
0
0
SOUTH MTN MERGER CORP
COM CL A
838884104
214
21656
SH
SOLE
21656
0
0
SOUTHERN CO
COM
842587107
4296
67443
SH
SOLE
67443
0
0
SOUTHWEST AIRLS CO
COM
844741108
304
5634
SH
SOLE
5634
0
0
SPARTAN ENERGY ACQUISITON CO
CL A COM STK
846784106
2034
200000
SH
SOLE
200000
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
1723
6044
SH
SOLE
6044
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
114320
800000
SH
Call
SOLE
800000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3734
11600
SH
Call
SOLE
11600
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
68880
214005
SH
SOLE
214005
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3700
11496
SH
OTR
1
11496
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
103027
320100
SH
Put
SOLE
320100
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
7797
20770
SH
SOLE
20770
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
2100
45639
SH
OTR
1
45639
0
0
SPDR SERIES TRUST
PORTFOLIO LN COR
78464A367
1990
66092
SH
SOLE
66092
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
7133
75000
SH
Put
SOLE
75000
0
0
SPDR SERIES TRUST
BLOMBERG BRC INV
78468R200
2766
90015
SH
SOLE
90015
0
0
SPECTRUM BRANDS HLDGS INC NE
COM
84790A105
245
3810
SH
SOLE
3810
0
0
SPIRE INC
COM
84857L101
838
10054
SH
SOLE
10054
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
1508
20697
SH
SOLE
20697
0
0
SPIRIT AIRLS INC
COM
848577102
1391
34500
SH
SOLE
34500
0
0
SPIRIT RLTY CAP INC NEW
COM NEW
84860W300
679
13799
SH
SOLE
13799
0
0
SPRINT CORPORATION
COM
85207U105
107
20600
SH
Call
SOLE
20600
0
0
SPRINT CORPORATION
COM
85207U105
339
65031
SH
SOLE
65031
0
0
SPRINT CORPORATION
COM
85207U105
1388
266400
SH
Put
SOLE
266400
0
0
SPROUTS FMRS MKT INC
COM
85208M102
285
14718
SH
SOLE
14718
0
0
SPS COMMERCE INC
COM
78463M107
238
4301
SH
SOLE
4301
0
0
SPX CORP
COM
784635104
261
5126
SH
SOLE
5126
0
0
SQUARE INC
CL A
852234103
1637
26174
SH
SOLE
26174
0
0
SSR MNG INC
COM
784730103
195
10150
SH
SOLE
10150
0
0
STAG INDL INC
COM
85254J102
338
10700
SH
SOLE
10700
0
0
STARBUCKS CORP
COM
855244109
2220
25252
SH
SOLE
25252
0
0
STATE STR CORP
COM
857477103
654
8267
SH
SOLE
8267
0
0
STEEL DYNAMICS INC
COM
858119100
500
14686
SH
SOLE
14686
0
0
STEELCASE INC
CL A
858155203
695
33982
SH
SOLE
33982
0
0
STEPAN CO
COM
858586100
1590
15523
SH
OTR
1
15523
0
0
STEREOTAXIS INC
COM NEW
85916J409
53
10000
SH
SOLE
10000
0
0
STERIS PLC
SHS USD
G8473T100
761
4992
SH
SOLE
4992
0
0
STIFEL FINL CORP
COM
860630102
225
3707
SH
SOLE
3707
0
0
STITCH FIX INC
COM CL A
860897107
256
9967
SH
SOLE
9967
0
0
STORE CAP CORP
COM
862121100
754
20260
SH
SOLE
20260
0
0
SUMMIT HOTEL PPTYS INC
COM
866082100
196
15894
SH
SOLE
15894
0
0
SUN CMNTYS INC
COM
866674104
2534
16880
SH
SOLE
16880
0
0
SUNSTONE HOTEL INVS INC NEW
COM
867892101
401
28833
SH
SOLE
28833
0
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
474
20000
SH
Call
SOLE
20000
0
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
1029
43400
SH
SOLE
43400
0
0
SWITCHBACK ENERGY ACQUISITIO
*W EXP 07/25/202
87105M110
19
31966
SH
SOLE
31966
0
0
SWITCHBACK ENERGY ACQUISITIO
COM CL A
87105M102
955
97400
SH
SOLE
97400
0
0
SYNAPTICS INC
NOTE 0.500% 6/1
87157DAD1
667
600000
PRN
SOLE
600000
0
0
SYNCHRONY FINL
COM
87165B103
818
22706
SH
SOLE
22706
0
0
SYNNEX CORP
COM
87162W100
284
2207
SH
SOLE
2207
0
0
SYNOPSYS INC
COM
871607107
1719
12346
SH
SOLE
12346
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
5629
96885
SH
SOLE
96885
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
216
3629
SH
SOLE
3629
0
0
TAPESTRY INC
COM
876030107
466
17262
SH
SOLE
17262
0
0
TARGET CORP
COM
87612E106
1326
10345
SH
SOLE
10345
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
615
6413
SH
SOLE
6413
0
0
TECH DATA CORP
COM
878237106
948
6600
SH
Put
SOLE
6600
0
0
TECH DATA CORP
COM
878237106
1477
10286
SH
SOLE
10286
0
0
TELEPHONE & DATA SYS INC
COM NEW
879433829
476
18722
SH
OTR
1
18722
0
0
TEMPUR SEALY INTL INC
COM
88023U101
3323
38174
SH
SOLE
38174
0
0
TENABLE HLDGS INC
COM
88025T102
2022
84383
SH
SOLE
84383
0
0
TENARIS S A
SPONSORED ADS
88031M109
460
20324
SH
SOLE
20324
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
1559
40988
SH
SOLE
40988
0
0
TENNECO INC
CL A VTG COM STK
880349105
139
10589
SH
SOLE
10589
0
0
TERADATA CORP DEL
COM
88076W103
685
25607
SH
SOLE
25607
0
0
TERADATA CORP DEL
COM
88076W103
2677
100000
SH
Call
SOLE
100000
0
0
TERADYNE INC
COM
880770102
600
8802
SH
SOLE
8802
0
0
TERRENO RLTY CORP
COM
88146M101
247
4556
SH
SOLE
4556
0
0
TESLA INC
COM
88160R101
17026
40700
SH
Put
SOLE
40700
0
0
TESLA INC
NOTE 2.375% 3/1
88160RAD3
2460
1736000
PRN
SOLE
1736000
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
396
40383
SH
SOLE
40383
0
0
TEXAS ROADHOUSE INC
COM
882681109
590
10483
SH
SOLE
10483
0
0
THE CHARLES SCHWAB CORPORATI
COM
808513105
2364
49708
SH
SOLE
49708
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1586
4881
SH
SOLE
4881
0
0
TIFFANY & CO NEW
COM
886547108
12746
95369
SH
SOLE
95369
0
0
TIFFANY & CO NEW
COM
886547108
21945
164200
SH
Call
SOLE
164200
0
0
TIFFANY & CO NEW
COM
886547108
108083
808700
SH
Put
SOLE
808700
0
0
TJX COS INC NEW
COM
872540109
1139
18650
SH
SOLE
18650
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
688
12254
SH
SOLE
12254
0
0
TORTOISE ACQUISITION CORP
*W EXP 03/04/202
89154L118
42
89900
SH
SOLE
89900
0
0
TORTOISE ACQUISITION CORP
CL A
89154L100
952
95300
SH
SOLE
95300
0
0
TOUGHBUILT INDUSTRIES INC
*W EXP 05/15/202
89157G116
1
104000
SH
SOLE
104000
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
348
2479
SH
SOLE
2479
0
0
TRACTOR SUPPLY CO
COM
892356106
546
5841
SH
SOLE
5841
0
0
TRANSUNION
COM
89400J107
750
8766
SH
SOLE
8766
0
0
TRIBUNE PUBG CO NEW
COM
89609W107
264
20063
SH
SOLE
20063
0
0
TRINE ACQUISITION CORP
COM CL A
89628U108
1492
149488
SH
SOLE
149488
0
0
TRINET GROUP INC
COM
896288107
276
4871
SH
SOLE
4871
0
0
TRIP COM GROUP LTD
ADS
89677Q107
749
22326
SH
SOLE
22326
0
0
TUSCAN HLDGS CORP II
*W EXP 99/99/999
90070A111
8
17500
SH
SOLE
17500
0
0
TUSCAN HLDGS CORP II
COM
90070A103
1587
160912
SH
SOLE
160912
0
0
TUSCAN HOLDINGS CORP
*W EXP 04/01/202
90069K112
67
114200
SH
SOLE
114200
0
0
TUSCAN HOLDINGS CORP
COM
90069K104
3611
362547
SH
SOLE
362547
0
0
TWILIO INC
CL A
90138F102
224
2278
SH
SOLE
2278
0
0
TWITTER INC
COM
90184L102
199
6215
SH
SOLE
6215
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
1950
2000000
PRN
SOLE
2000000
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
283
19354
SH
SOLE
19354
0
0
TYSON FOODS INC
CL A
902494103
1621
17808
SH
SOLE
17808
0
0
U S WELL SVCS INC
CL A
91274U101
271
143319
SH
SOLE
143319
0
0
UBER TECHNOLOGIES INC
COM
90353T100
784
26345
SH
SOLE
26345
0
0
ULTA BEAUTY INC
COM
90384S303
512
2022
SH
SOLE
2022
0
0
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
675
15793
SH
SOLE
15793
0
0
UNION ACQUISITION CORP II
SHS
G9402Q100
1226
124500
SH
SOLE
124500
0
0
UNITED AIRLINES HLDGS INC
COM
910047109
1213
13775
SH
SOLE
13775
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
505
13058
SH
OTR
1
13058
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
513
191512
SH
SOLE
191512
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
4667
39865
SH
SOLE
39865
0
0
UNITED STATES STL CORP NEW
COM
912909108
187
16363
SH
SOLE
16363
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
4729
31577
SH
SOLE
31577
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
373
4237
SH
SOLE
4237
0
0
UNIVAR SOLUTIONS INC
COM
91336L107
296
12195
SH
SOLE
12195
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
688
3338
SH
SOLE
3338
0
0
UNIVERSAL FST PRODS INC
COM
913543104
209
4384
SH
SOLE
4384
0
0
URBAN EDGE PPTYS
COM
91704F104
473
24655
SH
SOLE
24655
0
0
US XPRESS ENTERPRISES INC
COM CL A
90338N202
755
150000
SH
Call
SOLE
150000
0
0
VAIL RESORTS INC
COM
91879Q109
915
3814
SH
SOLE
3814
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
2277
24315
SH
SOLE
24315
0
0
VALVOLINE INC
COM
92047W101
279
13024
SH
SOLE
13024
0
0
VANECK VECTORS ETF TRUST
BIOTECH ETF
92189F726
705
5056
SH
SOLE
5056
0
0
VANECK VECTORS ETF TRUST
INDIA SMALL CAP
92189F767
219
6668
SH
SOLE
6668
0
0
VANECK VECTORS ETF TRUST
RUSSIA ETF
92189F403
230
9201
SH
SOLE
9201
0
0
VANECK VECTORS ETF TRUST
AFRICA INDEX ETF
92189F866
222
10959
SH
SOLE
10959
0
0
VANECK VECTORS ETF TRUST
SEMICONDUCTOR ET
92189F676
3111
22000
SH
Put
SOLE
22000
0
0
VANECK VECTORS ETF TRUST
VIETNAM ETF
92189F817
498
31149
SH
SOLE
31149
0
0
VANECK VECTORS ETF TRUST
RUSSIA ETF
92189F403
804
32200
SH
Call
SOLE
32200
0
0
VANECK VECTORS ETF TRUST
RUSSIA ETF
92189F403
1596
63900
SH
Put
SOLE
63900
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
1196
13718
SH
SOLE
13718
0
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
9200
91687
SH
SOLE
91687
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
16245
201526
SH
SOLE
201526
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
9863
121723
SH
SOLE
121723
0
0
VARIAN MED SYS INC
COM
92220P105
838
5903
SH
SOLE
5903
0
0
VECTOIQ ACQUISITION CORP
COM
92243N103
1601
155092
SH
SOLE
155092
0
0
VEEVA SYS INC
CL A COM
922475108
1534
10907
SH
SOLE
10907
0
0
VENTAS INC
COM
92276F100
257
4447
SH
SOLE
4447
0
0
VERB TECHNOLOGY CO INC
COM
92337U104
46
29607
SH
SOLE
29607
0
0
VERB TECHNOLOGY CO INC
*W EXP 03/14/202
92337U112
341
758700
SH
SOLE
758700
0
0
VEREIT INC
COM
92339V100
203
22012
SH
SOLE
22012
0
0
VERISIGN INC
COM
92343E102
362
1879
SH
SOLE
1879
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1276
20789
SH
SOLE
20789
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1762
8049
SH
SOLE
8049
0
0
VIACOMCBS INC
CL B
92556H206
430
10241
SH
SOLE
10241
0
0
VIASAT INC
COM
92552V100
203
2769
SH
SOLE
2769
0
0
VIAVI SOLUTIONS INC
COM
925550105
319
21288
SH
SOLE
21288
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
1444
125000
SH
Put
SOLE
125000
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
1964
170000
SH
Call
SOLE
170000
0
0
VIRGIN GALACTIC HOLDINGS INC
*W EXP 11/25/202
92766K114
637
190000
SH
SOLE
190000
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
2852
246900
SH
SOLE
246900
0
0
VISTEON CORP
COM NEW
92839U206
555
6414
SH
SOLE
6414
0
0
VISTEON CORP
COM NEW
92839U206
256
2952
SH
OTR
1
2952
0
0
VISTRA ENERGY CORP
COM
92840M102
8696
378262
SH
SOLE
378262
0
0
VMWARE INC
CL A COM
928563402
544
3579
SH
SOLE
3579
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
45822
2370499
SH
SOLE
2370499
0
0
VONAGE HLDGS CORP
COM
92886T201
78
10593
SH
SOLE
10593
0
0
VORNADO RLTY TR
SH BEN INT
929042109
1200
18042
SH
OTR
1
18042
0
0
VULCAN MATLS CO
COM
929160109
434
3013
SH
SOLE
3013
0
0
W P CAREY INC
COM
92936U109
464
5792
SH
SOLE
5792
0
0
WABCO HLDGS INC
COM
92927K102
370
2733
SH
SOLE
2733
0
0
WABTEC CORP
COM
929740108
1023
13154
SH
SOLE
13154
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
865
14664
SH
SOLE
14664
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1179
20000
SH
Call
SOLE
20000
0
0
WALKER & DUNLOP INC
COM
93148P102
206
3184
SH
SOLE
3184
0
0
WASHINGTON FED INC
COM
938824109
306
8340
SH
SOLE
8340
0
0
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
213
7286
SH
SOLE
7286
0
0
WAYFAIR INC
CL A
94419L101
2576
28502
SH
SOLE
28502
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
9906
30000
SH
Put
SOLE
30000
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
21299
64500
SH
Call
SOLE
64500
0
0
WELLS FARGO CO NEW
COM
949746101
2716
50478
SH
SOLE
50478
0
0
WELLTOWER INC
COM
95040Q104
1011
12361
SH
SOLE
12361
0
0
WENDYS CO
COM
95058W100
1876
84471
SH
SOLE
84471
0
0
WESTERN DIGITAL CORP
COM
958102105
1587
25000
SH
SOLE
25000
0
0
WHIRLPOOL CORP
COM
963320106
202
1368
SH
SOLE
1368
0
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
689
618
SH
SOLE
618
0
0
WILEY JOHN & SONS INC
CL A
968223206
200
4124
SH
OTR
1
4124
0
0
WILLIAMS SONOMA INC
COM
969904101
3436
46784
SH
SOLE
46784
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
251
10082
SH
SOLE
10082
0
0
WOLVERINE WORLD WIDE INC
COM
978097103
232
6886
SH
SOLE
6886
0
0
WORKDAY INC
CL A
98138H101
1120
6811
SH
SOLE
6811
0
0
WORLD FUEL SVCS CORP
COM
981475106
1260
29021
SH
SOLE
29021
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
1274
19639
SH
SOLE
19639
0
0
WORTHINGTON INDS INC
COM
981811102
438
10390
SH
SOLE
10390
0
0
WRIGHT MED GROUP N V
ORD SHS
N96617118
2731
89600
SH
Put
SOLE
89600
0
0
WRIGHT MED GROUP N V
ORD SHS
N96617118
7937
260400
SH
Call
SOLE
260400
0
0
WRIGHT MED GROUP N V
ORD SHS
N96617118
11117
364730
SH
SOLE
364730
0
0
WYNDHAM DESTINATIONS INC
COM
98310W108
213
4113
SH
SOLE
4113
0
0
WYNN RESORTS LTD
COM
983134107
611
4399
SH
SOLE
4399
0
0
XENCOR INC
COM
98401F105
227
6591
SH
SOLE
6591
0
0
XENIA HOTELS & RESORTS INC
COM
984017103
280
12953
SH
SOLE
12953
0
0
XILINX INC
COM
983919101
1415
14476
SH
SOLE
14476
0
0
XPO LOGISTICS INC
COM
983793100
230
2882
SH
SOLE
2882
0
0
YATRA ONLINE INC
ORD SHS
G98338109
244
77311
SH
SOLE
77311
0
0
YELP INC
CL A
985817105
392
11260
SH
SOLE
11260
0
0
YUM BRANDS INC
COM
988498101
1873
18598
SH
SOLE
18598
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
3465
100000
SH
Put
SOLE
100000
0
0
ZENDESK INC
COM
98936J101
3208
41860
SH
SOLE
41860
0
0
ZENDESK INC
COM
98936J101
22445
292900
SH
Call
SOLE
292900
0
0
ZUORA INC
COM CL A
98983V106
152
10632
SH
SOLE
10632
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
242
2800
SH
Call
OTR
2
0
2800
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
242
2800
SH
Put
OTR
2
0
2800
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
2763
31983
SH
OTR
2
0
31983
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
1482
69100
SH
Call
OTR
2
0
69100
0
AMPLITUDE HLTHCRE AQUSTIN CO
UNIT 12/01/2026
03212A204
213
21090
SH
OTR
2
0
21090
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
651
7700
SH
Put
OTR
2
0
7700
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
871
10300
SH
Call
OTR
2
0
10300
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1219
14420
SH
OTR
2
0
14420
0
BOOKING HLDGS INC
COM
09857L108
7326
3567
SH
OTR
2
0
3567
0
CHEGG INC
NOTE 0.250% 5/1
163092AB5
6069
3990000
PRN
OTR
2
0
3990000
0
CHINA LODGING GROUP LTD
NOTE 0.375%11/0
16949NAC3
6005
5355000
PRN
OTR
2
0
5355000
0
CHP MERGER CORP
UNIT 11/22/2024
12558Y205
529
52044
SH
OTR
2
0
52044
0
CIIG MERGER CORP
UNIT 12/31/2026
12559C202
240
23660
SH
OTR
2
0
23660
0
CLOVIS ONCOLOGY INC
COM
189464100
340
32600
SH
Put
OTR
2
0
32600
0
CONMED CORP
COM
207410101
3929
35130
SH
OTR
2
0
35130
0
COUPA SOFTWARE INC
NOTE 0.375% 1/1
22266LAB2
5590
1702000
PRN
OTR
2
0
1702000
0
CREE INC
NOTE 0.875% 9/0
225447AB7
2277
2143000
PRN
OTR
2
0
2143000
0
CTRIP COM INTL LTD
NOTE 1.000% 7/0
22943FAF7
5179
5250000
PRN
OTR
2
0
5250000
0
DERMIRA INC
NOTE 3.000% 5/1
24983LAB0
2056
2224000
PRN
OTR
2
0
2224000
0
DEXCOM INC
NOTE 0.750%12/0
252131AH0
6496
4378000
PRN
OTR
2
0
4378000
0
DEXCOM INC
NOTE 0.750% 5/1
252131AF4
29641
13315000
PRN
OTR
2
0
13315000
0
DISH NETWORK CORP
NOTE 2.375% 3/1
25470MAD1
1695
1849000
PRN
OTR
2
0
1849000
0
DOCUSIGN INC
NOTE 0.500% 9/1
256163AB2
14120
11326000
PRN
OTR
2
0
11326000
0
DTE ENERGY CO
UNIT 11/01/2022S
233331842
4552
4440350
PRN
OTR
2
0
4440350
0
ETSY INC
NOTE 3/0
29786AAC0
24824
17568000
PRN
OTR
2
0
17568000
0
EURONET WORLDWIDE INC
COM
298736109
2636
16732
SH
OTR
2
0
16732
0
EVOLENT HEALTH INC
CL A
30050B101
386
42700
SH
Call
OTR
2
0
42700
0
EVOLENT HEALTH INC
CL A
30050B101
386
42700
SH
Put
OTR
2
0
42700
0
EVOLENT HEALTH INC
NOTE 1.500%10/1
30050BAD3
2456
3471000
PRN
OTR
2
0
3471000
0
EXACT SCIENCES CORP
NOTE 1.000% 1/1
30063PAA3
7105
4913000
PRN
OTR
2
0
4913000
0
FIRST MAJESTIC SILVER CORP
NOTE 1.875% 3/0
32076VAB9
6101
4250000
PRN
OTR
2
0
4250000
0
FIVE9 INC
NOTE 0.125% 5/0
338307AB7
4746
2806000
PRN
OTR
2
0
2806000
0
GDS HLDGS LTD
NOTE 2.000% 6/0
36165LAB4
4661
3841000
PRN
OTR
2
0
3841000
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
976
2000000
PRN
OTR
2
0
2000000
0
HALOZYME THERAPEUTICS INC
COM
40637H109
935
52740
SH
OTR
2
0
52740
0
HEALTHCARE MERGER CORP
UNIT 12/17/2021
42227L201
245
23664
SH
OTR
2
0
23664
0
IAC INTERACTIVECORP
COM
44919P508
3545
14229
SH
OTR
2
0
14229
0
ILLUMINA INC
COM
452327109
16695
50327
SH
OTR
2
0
50327
0
INCYTE CORP
NOTE 1.250%11/1
45337CAN2
3896
2295000
PRN
OTR
2
0
2295000
0
INFINERA CORPORATION
NOTE 2.125% 9/0
45667GAC7
10753
10138000
PRN
OTR
2
0
10138000
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.750% 8/0
45780VAB8
8010
7300000
PRN
OTR
2
0
7300000
0
INSIGHT ENTERPRISES INC
COM
45765U103
821
11676
SH
OTR
2
0
11676
0
INSULET CORP
NOTE 1.375%11/1
45784PAH4
3706
1946000
PRN
OTR
2
0
1946000
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
322
2600
SH
Call
OTR
2
0
2600
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
5664
5603000
PRN
OTR
2
0
5603000
0
IQIYI INC
NOTE 3.750%12/0
46267XAB4
22100
20053000
PRN
OTR
2
0
20053000
0
IRONWOOD PHARMACEUTICALS INC
DBCV 2.250% 6/1
46333XAD0
1404
1196000
PRN
OTR
2
0
1196000
0
ISHARES INC
MSCI STH KOR ETF
464286772
240
3865
SH
OTR
2
0
3865
0
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
11777
11410000
PRN
OTR
2
0
11410000
0
JOYY INC
ADS REPSTG COM A
46591M109
259
4900
SH
Call
OTR
2
0
4900
0
JOYY INC
ADS REPSTG COM A
46591M109
259
4900
SH
Put
OTR
2
0
4900
0
JOYY INC
ADS REPSTG COM A
46591M109
2372
44938
SH
OTR
2
0
44938
0
JUNIPER INDL HLDGS INC
UNIT 11/13/2026
48205G205
222
21778
SH
OTR
2
0
21778
0
KARYOPHARM THERAPEUTICS INC
NOTE 3.000%10/1
48576UAA4
11213
7845000
PRN
OTR
2
0
7845000
0
KBR INC
COM
48242W106
1705
55909
SH
OTR
2
0
55909
0
LENDINGTREE INC NEW
NOTE 0.625% 6/0
52603BAA5
32347
20644000
PRN
OTR
2
0
20644000
0
LEXICON PHARMACEUTICALS INC
NOTE 5.250%12/0
528872AB0
526
709000
PRN
OTR
2
0
709000
0
MCDERMOTT INTL INC
COM
580037703
60
88200
SH
Put
OTR
2
0
88200
0
MEDICINES CO
NOTE 2.750% 7/1
584688AG0
15867
9082000
PRN
OTR
2
0
9082000
0
MEDICINES CO
NOTE 2.500% 1/1
584688AE5
59611
23543000
PRN
OTR
2
0
23543000
0
NEW RELIC INC
NOTE 0.500% 5/0
64829BAB6
1673
1717000
PRN
OTR
2
0
1717000
0
NEWPARK RES INC
NOTE 4.000%12/0
651718AE8
2184
2118000
PRN
OTR
2
0
2118000
0
NRG ENERGY INC
COM NEW
629377508
1277
32118
SH
OTR
2
0
32118
0
NUTANIX INC
NOTE 1/1
67059NAB4
15079
15122000
PRN
OTR
2
0
15122000
0
OASIS PETE INC NEW
NOTE 2.625% 9/1
674215AJ7
2446
3111000
PRN
OTR
2
0
3111000
0
OMEROS CORP
NOTE 6.250%11/1
682143AE2
1322
1357000
PRN
OTR
2
0
1357000
0
PACIRA BIOSCIENCES
NOTE 2.375% 4/0
695127AD2
5688
5459000
PRN
OTR
2
0
5459000
0
PALO ALTO NETWORKS INC
COM
697435105
463
2000
SH
Call
OTR
2
0
2000
0
PALO ALTO NETWORKS INC
COM
697435105
638
2758
SH
OTR
2
0
2758
0
PDC ENERGY INC
NOTE 1.125% 9/1
69327RAD3
1300
1377000
PRN
OTR
2
0
1377000
0
PTC THERAPEUTICS INC
NOTE 3.000% 8/1
69366JAB7
3197
2762000
PRN
OTR
2
0
2762000
0
Q2 HLDGS INC
NOTE 0.750% 2/1
74736LAB5
1280
843000
PRN
OTR
2
0
843000
0
REPLIGEN CORP
NOTE 0.375% 7/1
759916AB5
4782
4413000
PRN
OTR
2
0
4413000
0
RESTORATION HARDWARE HLDGS I
DBCV 7/1
761283AC4
39316
21754000
PRN
OTR
2
0
21754000
0
RETROPHIN INC
NOTE 2.500% 9/1
761299AB2
2643
3399000
PRN
OTR
2
0
3399000
0
SAREPTA THERAPEUTICS INC
DBCV 1.500%11/1
803607AB6
25982
13341000
PRN
OTR
2
0
13341000
0
SEA LTD
NOTE 2.250% 7/0
81141RAB6
10134
4743000
PRN
OTR
2
0
4743000
0
SPLUNK INC
COM
848637104
584
3900
SH
Call
OTR
2
0
3900
0
SPLUNK INC
COM
848637104
584
3900
SH
Put
OTR
2
0
3900
0
SPLUNK INC
COM
848637104
2760
18428
SH
OTR
2
0
18428
0
SQUARE INC
NOTE 0.500% 5/1
852234AD5
3728
3329000
PRN
OTR
2
0
3329000
0
TESLA INC
NOTE 2.375% 3/1
88160RAD3
3019
2131000
PRN
OTR
2
0
2131000
0
TESLA INC
NOTE 1.250% 3/0
88160RAC5
27189
21289000
PRN
OTR
2
0
21289000
0
THERAVANCE BIOPHARMA INC
NOTE 3.250%11/0
88339KAA0
11230
10817000
PRN
OTR
2
0
10817000
0
TILRAY INC
COM CL 2
88688T100
653
38100
SH
Put
OTR
2
0
38100
0
TILRAY INC
NOTE 5.000%10/0
88688TAB6
1230
2299000
PRN
OTR
2
0
2299000
0
TRANSOCEAN LTD
REG SHS
H8817H100
1082
157200
SH
Call
OTR
2
0
157200
0
TRANSOCEAN LTD
REG SHS
H8817H100
2297
333801
SH
OTR
2
0
333801
0
TRIP COM GROUP LTD
ADS
89677Q107
781
23280
SH
OTR
2
0
23280
0
VEONEER INCORPORATED
NOTE 4.000% 6/0
92336XAA7
3323
3232000
PRN
OTR
2
0
3232000
0
VERINT SYS INC
COM
92343X100
262
4740
SH
OTR
2
0
4740
0
VERINT SYS INC
COM
92343X100
659
11900
SH
Call
OTR
2
0
11900
0
VIAVI SOLUTIONS INC
COM
925550105
1722
114800
SH
Put
OTR
2
0
114800
0
VIAVI SOLUTIONS INC
COM
925550105
2808
187200
SH
Call
OTR
2
0
187200
0
VIAVI SOLUTIONS INC
COM
925550105
13183
878878
SH
OTR
2
0
878878
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
3248
152544
SH
OTR
2
0
152544
0
WAYFAIR INC
NOTE 0.375% 9/0
94419LAB7
18126
16647000
PRN
OTR
2
0
16647000
0
WRIGHT MED GROUP N V
ORD SHS
N96617118
1134
37200
SH
Call
OTR
2
0
37200
0
ZENDESK INC
NOTE 0.250% 3/1
98936JAB7
16993
12425000
PRN
OTR
2
0
12425000
0
ZILLOW GROUP INC
NOTE 2.000%12/0
98954MAB7
10568
9426000
PRN
OTR
2
0
9426000
0