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0001387131-20-001737.txt : 20200214 0001387131-20-001737.hdr.sgml : 20200214 20200214150846 ACCESSION NUMBER: 0001387131-20-001737 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Verition Fund Management LLC CENTRAL INDEX KEY: 0001454027 IRS NUMBER: 262472334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13309 FILM NUMBER: 20618524 BUSINESS ADDRESS: STREET 1: ONE AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-742-7740 MAIL ADDRESS: STREET 1: ONE AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06831 FORMER COMPANY: FORMER CONFORMED NAME: Verition Fund Managegment LLC DATE OF NAME CHANGE: 20090114 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001454027 XXXXXXXX 12-31-2019 12-31-2019 false Verition Fund Management LLC

One American Lane Greenwich CT 06831

13F HOLDINGS REPORT 028-13309 N William Anderson CFO 203-742-7740 /s/ William Anderson Greenwich CT 02-14-2020 2 1065 5496500 1 0001538853 028-20053 MIRABELLA FINANCIAL SERVICES LLP 2 0001754535 028-19350 DeepCurrents Investment Group LLC INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT 21VIANET GROUP INC SPONSORED ADS A 90138A103 458 63104 SH SOLE 63104 0 0 AAR CORP COM 000361105 231 5133 SH SOLE 5133 0 0 AARONS INC COM PAR $0.50 002535300 4024 70462 SH SOLE 70462 0 0 ABBOTT LABS COM 002824100 238 2743 SH SOLE 2743 0 0 ABBVIE INC COM 00287Y109 791 8931 SH SOLE 8931 0 0 ABBVIE INC COM 00287Y109 41784 478300 SH Put SOLE 478300 0 0 ABBVIE INC COM 00287Y109 44501 509400 SH Call SOLE 509400 0 0 ABIOMED INC COM 003654100 314 1843 SH SOLE 1843 0 0 ABM INDS INC COM 000957100 312 8269 SH SOLE 8269 0 0 AC IMMUNE SA SHS H00263105 695 81602 SH SOLE 81602 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 1737 40605 SH SOLE 40605 0 0 ACAMAR PARTNERS ACQSITION CO CL A 004285102 495 49400 SH SOLE 49400 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 3504 581100 SH Put SOLE 581100 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 10004 1659100 SH Call SOLE 1659100 0 0 ACTIVISION BLIZZARD INC COM 00507V109 690 11604 SH SOLE 11604 0 0 ACTUANT CORP CL A NEW 00508X203 410 15768 SH SOLE 15768 0 0 ADOBE INC COM 00724F101 1144 3468 SH SOLE 3468 0 0 ADVANCED MICRO DEVICES INC COM 007903107 10763 234701 SH SOLE 234701 0 0 AECOM COM 00766T100 1229 28496 SH SOLE 28496 0 0 AFFILIATED MANAGERS GROUP IN COM 008252108 563 6642 SH SOLE 6642 0 0 AGCO CORP COM 001084102 325 4213 SH SOLE 4213 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 719 8429 SH SOLE 8429 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 231 4828 SH SOLE 4828 0 0 AGNICO EAGLE MINES LTD COM 008474108 238 3863 SH SOLE 3863 0 0 AIR PRODS & CHEMS INC COM 009158106 837 3561 SH SOLE 3561 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1534 17755 SH SOLE 17755 0 0 ALASKA AIR GROUP INC COM 011659109 443 6533 SH SOLE 6533 0 0 ALBANY INTL CORP CL A 012348108 689 9081 SH SOLE 9081 0 0 ALBEMARLE CORP COM 012653101 1154 15796 SH OTR 1 15796 0 0 ALBERTON ACQUISITION CORP ORD SHS G35006108 1509 145770 SH SOLE 145770 0 0 ALCOA CORP COM 013872106 370 17216 SH SOLE 17216 0 0 ALCON INC ORD SHS H01301128 287 5073 SH SOLE 5073 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 988 9131 SH SOLE 9131 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1006 4744 SH SOLE 4744 0 0 ALIGN TECHNOLOGY INC COM 016255101 224 802 SH SOLE 802 0 0 ALKERMES PLC SHS G01767105 340 16658 SH SOLE 16658 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 503 24341 SH SOLE 24341 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 19007 11930000 PRN SOLE 11930000 0 0 ALLEGIANT TRAVEL CO COM 01748X102 1194 6861 SH SOLE 6861 0 0 ALLEGRO MERGER CORP COM 01749N103 1394 136447 SH SOLE 136447 0 0 ALLERGAN PLC SHS G0177J108 21985 115000 SH SOLE 115000 0 0 ALLERGAN PLC SHS G0177J108 70848 370600 SH Call SOLE 370600 0 0 ALLERGAN PLC SHS G0177J108 296581 1551400 SH Put SOLE 1551400 0 0 ALLETE INC COM NEW 018522300 357 4404 SH SOLE 4404 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 298 6169 SH SOLE 6169 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 233 23787 SH SOLE 23787 0 0 ALLY FINL INC COM 02005N100 875 28635 SH SOLE 28635 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 611 5304 SH SOLE 5304 0 0 ALPHABET INC CAP STK CL A 02079K305 4478 3343 SH SOLE 3343 0 0 ALTERYX INC COM CL A 02156B103 1419 14181 SH SOLE 14181 0 0 ALTRIA GROUP INC COM 02209S103 1248 25004 SH SOLE 25004 0 0 ALUSSA ENERGY ACQUISITION CO UNIT 10/31/2026 G0232J127 1008 100000 SH SOLE 100000 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 222 10374 SH SOLE 10374 0 0 AMAZON COM INC COM 023135106 92392 50000 SH Put SOLE 50000 0 0 AMAZON COM INC COM 023135106 97363 52690 SH SOLE 52690 0 0 AMCI ACQUISITION CORP CLASS A 00165R101 2024 200000 SH SOLE 200000 0 0 AMEREN CORP COM 023608102 10469 136317 SH SOLE 136317 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1721 60000 SH SOLE 60000 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 457 9716 SH SOLE 9716 0 0 AMERICAN ELEC PWR CO INC COM 025537101 880 9312 SH SOLE 9312 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 400 3646 SH SOLE 3646 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2590 50460 SH SOLE 50460 0 0 AMERICAN OUTDOOR BRANDS CORP COM 02874P103 1141 122985 SH SOLE 122985 0 0 AMERIPRISE FINL INC COM 03076C106 220 1322 SH SOLE 1322 0 0 AMERISOURCEBERGEN CORP COM 03073E105 343 4037 SH SOLE 4037 0 0 AMGEN INC COM 031162100 845 3504 SH SOLE 3504 0 0 AMICUS THERAPEUTICS INC COM 03152W109 124 12750 SH SOLE 12750 0 0 AMKOR TECHNOLOGY INC COM 031652100 157 12066 SH SOLE 12066 0 0 AMPHENOL CORP NEW CL A 032095101 257 2373 SH SOLE 2373 0 0 AMPLITUDE HLTHCRE AQUSTIN CO UNIT 12/01/2026 03212A204 2667 264592 SH SOLE 264592 0 0 ANAPLAN INC COM 03272L108 519 9905 SH SOLE 9905 0 0 ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 16 80000 SH SOLE 80000 0 0 ANDINA ACQUISITION CORP III SHS G04415108 1595 157100 SH SOLE 157100 0 0 ANDINA ACQUISITION CORP III RIGHT 07/31/2020 G04415132 55 197853 SH SOLE 197853 0 0 ANIXTER INTL INC COM 035290105 922 10015 SH SOLE 10015 0 0 ANSYS INC COM 03662Q105 1010 3925 SH SOLE 3925 0 0 ANTHEM INC COM 036752103 11215 37133 SH SOLE 37133 0 0 APARTMENT INVT & MGMT CO CL A 03748R754 1605 31072 SH SOLE 31072 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 701 22883 SH SOLE 22883 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 1562 51000 SH Call SOLE 51000 0 0 APPIAN CORP CL A 03782L101 979 25620 SH SOLE 25620 0 0 APPLE INC COM 037833100 1175 4000 SH SOLE 4000 0 0 APPLIED MATLS INC COM 038222105 2537 41563 SH SOLE 41563 0 0 APTIV PLC SHS G6095L109 494 5200 SH SOLE 5200 0 0 APTOSE BIOSCIENCES INC COM NEW 03835T200 599 105700 SH SOLE 105700 0 0 ARAMARK COM 03852U106 472 10868 SH SOLE 10868 0 0 ARBUTUS BIOPHARMA CORP COM 03879J100 485 174455 SH SOLE 174455 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 325 7004 SH SOLE 7004 0 0 ARCONIC INC COM 03965L100 6809 221300 SH Put SOLE 221300 0 0 ARENA PHARMACEUTICALS INC COM 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COM 052800109 261 3092 SH OTR 1 3092 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 595 3491 SH SOLE 3491 0 0 AUTOZONE INC COM 053332102 888 745 SH SOLE 745 0 0 AVALARA INC COM 05338G106 1938 26457 SH SOLE 26457 0 0 AVALONBAY CMNTYS INC COM 053484101 693 3304 SH SOLE 3304 0 0 AVANTOR INC COM 05352A100 191 10522 SH SOLE 10522 0 0 AVERY DENNISON CORP COM 053611109 582 4450 SH SOLE 4450 0 0 AVIANCA HLDGS SA SPON ADR REP PFD 05367G100 417 93600 SH Call SOLE 93600 0 0 AVNET INC COM 053807103 525 12370 SH SOLE 12370 0 0 AXALTA COATING SYS LTD COM G0750C108 341 11215 SH SOLE 11215 0 0 AXALTA COATING SYS LTD COM G0750C108 608 20000 SH Call SOLE 20000 0 0 AXON ENTERPRISE INC COM 05464C101 360 4919 SH SOLE 4919 0 0 AXT INC COM 00246W103 682 156728 SH SOLE 156728 0 0 BAIDU INC SPON ADR REP A 056752108 12640 100000 SH Put SOLE 100000 0 0 BAIDU INC SPON ADR REP A 056752108 14253 112760 SH SOLE 112760 0 0 BANCORPSOUTH BK TUPELO MISS COM 05971J102 265 8429 SH SOLE 8429 0 0 BANK NEW YORK MELLON CORP COM 064058100 1000 19876 SH SOLE 19876 0 0 BANK OZK COM 06417N103 504 16506 SH SOLE 16506 0 0 BANKUNITED INC COM 06652K103 370 10128 SH SOLE 10128 0 0 BARCLAYS PLC ADR 06738E204 3451 362527 SH SOLE 362527 0 0 BARRICK GOLD CORPORATION COM 067901108 205 11017 SH SOLE 11017 0 0 BAXTER INTL INC COM 071813109 1339 16012 SH SOLE 16012 0 0 BCE INC COM NEW 05534B760 1082 23335 SH SOLE 23335 0 0 BECTON DICKINSON & CO COM 075887109 4464 16412 SH SOLE 16412 0 0 BERKLEY W R CORP COM 084423102 771 11164 SH SOLE 11164 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 45300 200000 SH Put SOLE 200000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 58844 259796 SH SOLE 259796 0 0 BERRY GLOBAL GROUP INC COM 08579W103 1759 37047 SH SOLE 37047 0 0 BEST BUY INC COM 086516101 444 5053 SH SOLE 5053 0 0 BIO RAD LABS INC CL A 090572207 466 1259 SH SOLE 1259 0 0 BIOGEN INC COM 09062X103 6349 21395 SH SOLE 21395 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 6899 81600 SH SOLE 81600 0 0 BIOXCEL THERAPEUTICS INC 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SH SOLE 15200 0 0 BROWN FORMAN CORP CL B 115637209 638 9441 SH SOLE 9441 0 0 BRUKER CORP COM 116794108 743 14569 SH SOLE 14569 0 0 BRUNSWICK CORP COM 117043109 642 10703 SH SOLE 10703 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 406 15974 SH SOLE 15974 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 384 4916 SH SOLE 4916 0 0 CABOT CORP COM 127055101 482 10137 SH SOLE 10137 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 726 10472 SH SOLE 10472 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 96313 50000000 PRN SOLE 50000000 0 0 CAI INTERNATIONAL INC COM 12477X106 614 21191 SH SOLE 21191 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 227 4394 SH OTR 1 4394 0 0 CALLAWAY GOLF CO COM 131193104 538 25379 SH SOLE 25379 0 0 CAMDEN PPTY TR SH BEN INT 133131102 1434 13517 SH SOLE 13517 0 0 CANADA GOOSE HOLDINGS INC SHS SUB VTG 135086106 828 22851 SH SOLE 22851 0 0 CANADIAN NATL RY CO COM 136375102 821 9079 SH SOLE 9079 0 0 CARDINAL HEALTH INC COM 14149Y108 1167 23067 SH SOLE 23067 0 0 CARDTRONICS INC 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AKT H17182108 239 3926 SH SOLE 3926 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 3805 76291 SH SOLE 76291 0 0 CROWN HOLDINGS INC COM 228368106 1091 15046 SH SOLE 15046 0 0 CSG SYS INTL INC COM 126349109 468 9031 SH SOLE 9031 0 0 CSX CORP COM 126408103 812 11223 SH SOLE 11223 0 0 CUMMINS INC COM 231021106 1714 9575 SH SOLE 9575 0 0 CVS HEALTH CORP COM 126650100 1790 24092 SH SOLE 24092 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 202 1735 SH SOLE 1735 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 2.000% 2/0 232806AP4 7300 6000000 PRN SOLE 6000000 0 0 D R HORTON INC COM 23331A109 1124 21312 SH SOLE 21312 0 0 DANA INCORPORATED COM 235825205 284 15612 SH SOLE 15612 0 0 DASAN ZHONE SOLUTIONS INC COM NEW 23305L206 167 18900 SH SOLE 18900 0 0 DAVE & BUSTERS ENTMT INC COM 238337109 379 9442 SH SOLE 9442 0 0 DD3 ACQUISITION CORP *W EXP 10/20/202 G2692M111 20 40000 SH SOLE 40000 0 0 DD3 ACQUISITION CORP SHS G2692M103 409 40000 SH SOLE 40000 0 0 DECIPHERA PHARMACEUTICALS IN COM 24344T101 762 12241 SH SOLE 12241 0 0 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9781 0 0 DOMO INC COM CL B 257554105 253 11665 SH SOLE 11665 0 0 DOMTAR CORP COM NEW 257559203 389 10181 SH SOLE 10181 0 0 DOVER CORP COM 260003108 345 2989 SH SOLE 2989 0 0 DOW INC COM 260557103 498 9102 SH SOLE 9102 0 0 DTE ENERGY CO COM 233331107 11802 90876 SH SOLE 90876 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 11219 123000 SH SOLE 123000 0 0 DUKE REALTY CORP COM NEW 264411505 600 17292 SH SOLE 17292 0 0 DUPONT DE NEMOURS INC COM 26614N102 3453 53782 SH SOLE 53782 0 0 DYCOM INDS INC COM 267475101 301 6385 SH SOLE 6385 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 895 19720 SH SOLE 19720 0 0 EAGLE MATERIALS INC COM 26969P108 470 5180 SH SOLE 5180 0 0 EAST WEST BANCORP INC COM 27579R104 214 4390 SH SOLE 4390 0 0 EATON CORP PLC SHS G29183103 271 2864 SH SOLE 2864 0 0 EATON VANCE CORP COM NON VTG 278265103 660 14144 SH SOLE 14144 0 0 EBAY INC COM 278642103 234 6485 SH SOLE 6485 0 0 EBIX INC COM NEW 278715206 4176 125000 SH Put SOLE 125000 0 0 EDGEWELL PERS CARE CO COM 28035Q102 389 12553 SH SOLE 12553 0 0 EDISON INTL COM 281020107 14924 197902 SH SOLE 197902 0 0 EDITAS MEDICINE INC COM 28106W103 262 8854 SH SOLE 8854 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 1641 7033 SH SOLE 7033 0 0 ELECTRONIC ARTS INC COM 285512109 631 5870 SH SOLE 5870 0 0 ELEMENT SOLUTIONS INC COM 28618M106 420 35994 SH SOLE 35994 0 0 EMCOR GROUP INC COM 29084Q100 454 5255 SH SOLE 5255 0 0 EMERSON ELEC CO COM 291011104 1198 15712 SH SOLE 15712 0 0 EMPIRE ST RLTY TR INC CL A 292104106 328 23463 SH SOLE 23463 0 0 ENBRIDGE INC COM 29250N105 773 19445 SH SOLE 19445 0 0 ENCOMPASS HEALTH CORP COM 29261A100 626 9042 SH SOLE 9042 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 1052 20950 SH SOLE 20950 0 0 ENTEGRIS INC COM 29362U104 227 4533 SH SOLE 4533 0 0 ENTERGY CORP NEW COM 29364G103 407 3395 SH SOLE 3395 0 0 ENVISION SOLAR INTL INC *W EXP 12/30/202 29413Q110 38 30000 SH SOLE 30000 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 2999 37066 SH SOLE 37066 0 0 ERICSSON ADR B SEK 10 294821608 181 20644 SH SOLE 20644 0 0 ESSENT GROUP LTD COM G3198U102 572 10996 SH SOLE 10996 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 233 5601 SH SOLE 5601 0 0 ETHAN ALLEN INTERIORS INC COM 297602104 770 40409 SH SOLE 40409 0 0 EURONET WORLDWIDE INC COM 298736109 448 2842 SH SOLE 2842 0 0 EVERBRIDGE INC COM 29978A104 387 4958 SH SOLE 4958 0 0 EVERCORE INC CLASS A 29977A105 371 4962 SH SOLE 4962 0 0 EVERGY INC COM 30034W106 2907 44654 SH SOLE 44654 0 0 EVERI HLDGS INC COM 30034T103 134 9997 SH SOLE 9997 0 0 EVERSOURCE ENERGY COM 30040W108 3354 41779 SH SOLE 41779 0 0 EVERSOURCE ENERGY COM 30040W108 602 7074 SH OTR 1 7074 0 0 EXELON CORP COM 30161N101 9574 210000 SH SOLE 210000 0 0 EXPEDIA GROUP INC COM NEW 30212P303 337 3113 SH SOLE 3113 0 0 EXPEDITORS INTL WASH INC COM 302130109 334 4280 SH SOLE 4280 0 0 EXXON MOBIL CORP COM 30231G102 1732 24815 SH SOLE 24815 0 0 F5 NETWORKS INC COM 315616102 978 7000 SH SOLE 7000 0 0 FACEBOOK INC CL A 30303M102 297613 1450000 SH Put SOLE 1450000 0 0 FACEBOOK INC CL A 30303M102 301899 1470883 SH SOLE 1470883 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 775 75000 SH SOLE 75000 0 0 FASTENAL CO COM 311900104 6651 180000 SH Put SOLE 180000 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 713 5540 SH SOLE 5540 0 0 FEDERATED INVS INC PA CL B 314211103 305 9370 SH SOLE 9370 0 0 FERRARI N V COM N3167Y103 523 3159 SH SOLE 3159 0 0 FIBROGEN INC COM 31572Q808 1686 39307 SH SOLE 39307 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 264 5818 SH SOLE 5818 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 1603 11525 SH SOLE 11525 0 0 FIFTH THIRD BANCORP COM 316773100 1239 40290 SH SOLE 40290 0 0 FIRST AMERN FINL CORP COM 31847R102 1198 20542 SH SOLE 20542 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 324 26387 SH SOLE 26387 0 0 FIRST TR EXCH TRD ALPHA FD I ASIA EX JAPAN 33737J109 215 7549 SH SOLE 7549 0 0 FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 5493 165987 SH SOLE 165987 0 0 FIRSTENERGY CORP COM 337932107 7076 145595 SH SOLE 145595 0 0 FITBIT INC CL A 33812L102 293 44600 SH Call SOLE 44600 0 0 FLEX LTD ORD Y2573F102 216 17080 SH SOLE 17080 0 0 FLEXSHARES TR MSTAR EMKT FAC 33939L308 426 8014 SH SOLE 8014 0 0 FLIR SYS INC COM 302445101 726 13946 SH SOLE 13946 0 0 FOOT LOCKER INC COM 344849104 972 24939 SH SOLE 24939 0 0 FORD MTR CO DEL COM 345370860 251 27000 SH OTR 1 27000 0 0 FORD MTR CO DEL COM 345370860 837 90000 SH Call SOLE 90000 0 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 1148 35000 SH Put SOLE 35000 0 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 5208 158794 SH SOLE 158794 0 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 16646 507500 SH Call SOLE 507500 0 0 FORTINET INC COM 34959E109 449 4207 SH SOLE 4207 0 0 FORTIVE CORP COM 34959J108 406 5314 SH SOLE 5314 0 0 FORUM MERGER II CORP CL A 34986F103 2481 242969 SH SOLE 242969 0 0 FRANKLIN ELEC INC COM 353514102 1095 19102 SH OTR 1 19102 0 0 FTI CONSULTING INC COM 302941109 427 3858 SH SOLE 3858 0 0 GARMIN LTD SHS H2906T109 601 6165 SH SOLE 6165 0 0 GARTNER INC COM 366651107 694 4504 SH SOLE 4504 0 0 GENERAC HLDGS INC COM 368736104 211 2099 SH SOLE 2099 0 0 GENERAL DYNAMICS CORP COM 369550108 1413 8013 SH SOLE 8013 0 0 GENERAL ELECTRIC CO COM 369604103 893 80000 SH Put SOLE 80000 0 0 GENERAL ELECTRIC CO COM 369604103 2009 180000 SH SOLE 180000 0 0 GENERAL MLS INC COM 370334104 1060 19787 SH SOLE 19787 0 0 GENERAL MTRS CO COM 37045V100 3660 100000 SH Put SOLE 100000 0 0 GENERAL MTRS CO COM 37045V100 3582 97876 SH SOLE 97876 0 0 GENERAL MTRS CO COM 37045V100 261 7128 SH OTR 1 7128 0 0 GENESCO INC COM 371532102 567 11822 SH SOLE 11822 0 0 GILEAD SCIENCES INC COM 375558103 3924 60381 SH SOLE 60381 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 23419 498389 SH SOLE 498389 0 0 GLOBAL PMTS INC COM 37940X102 625 3422 SH SOLE 3422 0 0 GLOBAL X FDS MSCI CHINA FINCL 37950E606 207 12642 SH SOLE 12642 0 0 GLOBAL X FDS GLBX MSCI COLUM 37950E200 131 13271 SH SOLE 13271 0 0 GODADDY INC CL A 380237107 411 6049 SH SOLE 6049 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 453 29119 SH SOLE 29119 0 0 GOPRO INC CL A 38268T103 91 21000 SH SOLE 21000 0 0 GORDON POINTE ACQUISITION CO COM CLASS A 382788107 1324 125000 SH SOLE 125000 0 0 GRACE W R & CO DEL NEW COM 38388F108 217 3106 SH SOLE 3106 0 0 GRACE W R & CO DEL NEW COM 38388F108 873 12500 SH Call SOLE 12500 0 0 GRACO INC COM 384109104 2789 53633 SH OTR 1 53633 0 0 GRAF INDL CORP *W EXP 12/31/202 384278115 110 250000 SH SOLE 250000 0 0 GRAF INDL CORP COM 384278107 3172 311295 SH SOLE 311295 0 0 GRAFTECH INTL LTD COM 384313508 118 10145 SH SOLE 10145 0 0 GREAT WESTN BANCORP INC COM 391416104 228 6571 SH SOLE 6571 0 0 GREENTREE HOSPITALTY GROUP L SPONSORED ADS 39579V100 657 59739 SH SOLE 59739 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 2360 2000000 PRN SOLE 2000000 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 2253 21549 SH SOLE 21549 0 0 HAEMONETICS CORP COM 405024100 947 8238 SH SOLE 8238 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 227 12800 SH Call SOLE 12800 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 389 21946 SH SOLE 21946 0 0 HANESBRANDS INC COM 410345102 321 21611 SH SOLE 21611 0 0 HARMONIC INC COM 413160102 80 10255 SH SOLE 10255 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 900 14813 SH SOLE 14813 0 0 HD SUPPLY HLDGS INC COM 40416M105 556 13830 SH SOLE 13830 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 346 5462 SH SOLE 5462 0 0 HEALTHCARE MERGER CORP UNIT 12/17/2021 42227L201 518 50000 SH SOLE 50000 0 0 HEICO CORP NEW CL A 422806208 300 3349 SH SOLE 3349 0 0 HELMERICH & PAYNE INC COM 423452101 3950 86940 SH OTR 1 86940 0 0 HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 2103 206970 SH SOLE 206970 0 0 HENRY JACK & ASSOC INC COM 426281101 231 1588 SH SOLE 1588 0 0 HENRY SCHEIN INC COM 806407102 804 12051 SH SOLE 12051 0 0 HERON THERAPEUTICS INC COM 427746102 250 10626 SH SOLE 10626 0 0 HERSHEY CO COM 427866108 441 3001 SH SOLE 3001 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 237 15038 SH SOLE 15038 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1570 98985 SH SOLE 98985 0 0 HILLENBRAND INC COM 431571108 220 6597 SH SOLE 6597 0 0 HILLTOP HOLDINGS INC COM 432748101 417 16729 SH SOLE 16729 0 0 HILTON GRAND VACATIONS INC COM 43283X105 1087 31600 SH Call SOLE 31600 0 0 HILTON GRAND VACATIONS INC COM 43283X105 1217 35386 SH SOLE 35386 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 275 2478 SH SOLE 2478 0 0 HNI CORP COM 404251100 274 7321 SH SOLE 7321 0 0 HOLLYFRONTIER CORP COM 436106108 407 8028 SH SOLE 8028 0 0 HOLOGIC INC COM 436440101 1591 30470 SH SOLE 30470 0 0 HOME DEPOT INC COM 437076102 5211 23860 SH SOLE 23860 0 0 HONDA MOTOR LTD AMERN SHS 438128308 424 14988 SH SOLE 14988 0 0 HONEYWELL INTL INC COM 438516106 4037 22810 SH SOLE 22810 0 0 HOPE BANCORP INC COM 43940T109 219 14704 SH SOLE 14704 0 0 HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 961 725000 PRN SOLE 725000 0 0 HP INC COM 40434L105 1192 57983 SH SOLE 57983 0 0 HP INC COM 40434L105 9303 452700 SH Put SOLE 452700 0 0 HP INC COM 40434L105 17805 866400 SH Call SOLE 866400 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 32271 825561 SH SOLE 825561 0 0 HUMANA INC COM 444859102 1456 3973 SH SOLE 3973 0 0 HUNT J B TRANS SVCS INC COM 445658107 527 4512 SH SOLE 4512 0 0 IAA INC COM 449253103 256 5433 SH SOLE 5433 0 0 ILLINOIS TOOL WKS INC COM 452308109 4042 22500 SH Put SOLE 22500 0 0 IMMUNIC INC COM 4525EP101 110 11301 SH SOLE 11301 0 0 INCYTE CORP COM 45337C102 1874 21463 SH SOLE 21463 0 0 INDEPENDENT BK GROUP INC COM 45384B106 601 10835 SH SOLE 10835 0 0 INFINERA CORPORATION COM 45667G103 125 15766 SH SOLE 15766 0 0 INGERSOLL-RAND PLC SHS G47791101 1174 8830 SH SOLE 8830 0 0 INNOPHOS HOLDINGS INC COM 45774N108 900 28149 SH SOLE 28149 0 0 INOGEN INC COM 45780L104 205 3000 SH SOLE 3000 0 0 INPHI CORP NOTE 1.125%12/0 45772FAB3 1862 1000000 PRN SOLE 1000000 0 0 INSTRUCTURE INC COM 45781U103 781 16200 SH Call SOLE 16200 0 0 INSTRUCTURE INC COM 45781U103 4496 93267 SH SOLE 93267 0 0 INSULET CORP COM 45784P101 471 2752 SH SOLE 2752 0 0 INSURANCE ACQUISITION CORP CL A 457867109 933 93097 SH SOLE 93097 0 0 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 249 4275 SH SOLE 4275 0 0 INTEL CORP COM 458140100 718 12000 SH Put SOLE 12000 0 0 INTEL CORP COM 458140100 1940 32410 SH SOLE 32410 0 0 INTELSAT S A NOTE 4.500% 6/1 45790VAB6 334 500000 PRN SOLE 500000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 2148 23212 SH SOLE 23212 0 0 INTERCONTINENTAL HOTELS GROU SPONSORED ADS 45857P806 24729 360115 SH SOLE 360115 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 301 2243 SH SOLE 2243 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 1760 51300 SH Call SOLE 51300 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 20517 598000 SH Put SOLE 598000 0 0 INTUIT COM 461202103 1043 3981 SH SOLE 3981 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 95094 447268 SH SOLE 447268 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 581 2732 SH OTR 1 2732 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 95675 450000 SH Put SOLE 450000 0 0 INVESTORS BANCORP INC NEW COM 46146L101 192 16073 SH SOLE 16073 0 0 IQIYI INC SPONSORED ADS 46267X108 458 21710 SH SOLE 21710 0 0 IQIYI INC NOTE 3.750%12/0 46267XAB4 6061 5500000 PRN SOLE 5500000 0 0 IQVIA HLDGS INC COM 46266C105 292 1893 SH SOLE 1893 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 147 11044 SH SOLE 11044 0 0 ISHARES INC EM MKT SM-CP ETF 464286475 423 9347 SH SOLE 9347 0 0 ISHARES INC MIN VOL EMRG MKT 464286533 733 12491 SH SOLE 12491 0 0 ISHARES INC MSCI COLMBIA ETF 46434G202 198 14274 SH SOLE 14274 0 0 ISHARES TR SP SMCP600VL ETF 464287879 296 1841 SH SOLE 1841 0 0 ISHARES TR NEW ZEALAND ETF 464289123 208 3615 SH SOLE 3615 0 0 ISHARES TR IBOXX HI YD ETF 464288513 352 4000 SH Call SOLE 4000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 352 4000 SH Put SOLE 4000 0 0 ISHARES TR MSCI CHINA ETF 46429B671 364 5675 SH SOLE 5675 0 0 ISHARES TR MSCI INDIA SM CP 46429B614 265 7384 SH SOLE 7384 0 0 ISHARES TR CHINA SM-CAP ETF 46429B200 303 7432 SH SOLE 7432 0 0 ISHARES TR MSCI PHILIPS ETF 46429B408 379 11053 SH SOLE 11053 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1461 32561 SH SOLE 32561 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 1846 36249 SH SOLE 36249 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 10269 61986 SH SOLE 61986 0 0 JABIL INC COM 466313103 1528 36963 SH SOLE 36963 0 0 JACK IN THE BOX INC COM 466367109 2312 29627 SH SOLE 29627 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 241 1614 SH SOLE 1614 0 0 JD COM INC SPON ADR CL A 47215P106 975 27664 SH SOLE 27664 0 0 JETBLUE AWYS CORP COM 477143101 252 13445 SH SOLE 13445 0 0 JOHNSON & JOHNSON COM 478160104 3387 23217 SH SOLE 23217 0 0 JOYY INC ADS REPSTG COM A 46591M109 522 9880 SH SOLE 9880 0 0 JPMORGAN CHASE & CO COM 46625H100 1166 8367 SH SOLE 8367 0 0 JUNIPER NETWORKS INC COM 48203R104 485 19698 SH SOLE 19698 0 0 KADMON HLDGS INC COM 48283N106 705 155600 SH SOLE 155600 0 0 KALVISTA PHARMACEUTICALS INC COM 483497103 553 31065 SH SOLE 31065 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 1161 7580 SH SOLE 7580 0 0 KBR INC COM 48242W106 5566 182500 SH SOLE 182500 0 0 KENNAMETAL INC COM 489170100 311 8426 SH SOLE 8426 0 0 KEYCORP NEW COM 493267108 598 29569 SH SOLE 29569 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 1420 13835 SH SOLE 13835 0 0 KIMBERLY CLARK CORP COM 494368103 275 2000 SH SOLE 2000 0 0 KINDER MORGAN INC DEL COM 49456B101 8468 400000 SH Put SOLE 400000 0 0 KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 2554 71262 SH SOLE 71262 0 0 KNOWLES CORP COM 49926D109 609 28813 SH SOLE 28813 0 0 KONTOOR BRANDS INC COM 50050N103 1150 27380 SH OTR 1 27380 0 0 KOSMOS ENERGY LTD COM 500688106 89 15634 SH SOLE 15634 0 0 KRAFT HEINZ CO COM 500754106 492 15301 SH SOLE 15301 0 0 KRONOS WORLDWIDE INC COM 50105F105 169 12591 SH SOLE 12591 0 0 KRYSTAL BIOTECH INC COM 501147102 1340 24192 SH SOLE 24192 0 0 L BRANDS INC COM 501797104 683 37668 SH SOLE 37668 0 0 LA Z BOY INC COM 505336107 2340 74325 SH SOLE 74325 0 0 LAM RESEARCH CORP COM 512807108 276 943 SH SOLE 943 0 0 LAMB WESTON HLDGS INC COM 513272104 399 4634 SH SOLE 4634 0 0 LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 37 55000 SH SOLE 55000 0 0 LANDCADIA HLDGS II INC CL A 51476X105 1972 199800 SH SOLE 199800 0 0 LAS VEGAS SANDS CORP COM 517834107 284 4114 SH SOLE 4114 0 0 LAUREATE EDUCATION INC CL A 518613203 306 17383 SH SOLE 17383 0 0 LEAR CORP COM NEW 521865204 207 1510 SH SOLE 1510 0 0 LEGACY ACQUISITION CORP COM CL A 524643103 2412 234856 SH SOLE 234856 0 0 LEGG MASON INC COM 524901105 267 7439 SH SOLE 7439 0 0 LEGGETT & PLATT INC COM 524660107 566 11136 SH SOLE 11136 0 0 LEISURE ACQUISITION CORP COM 52539T107 2494 239300 SH SOLE 239300 0 0 LENNAR CORP CL A 526057104 1747 31321 SH SOLE 31321 0 0 LEO HOLDINGS CORP COM CL A G5463L105 3102 300000 SH SOLE 300000 0 0 LF CAP ACQUISITION CORP CL A 50200K108 337 32484 SH SOLE 32484 0 0 LGL SYS ACQUISITION CORP UNIT 10/24/2024 50201G205 754 74000 SH SOLE 74000 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 235 10781 SH SOLE 10781 0 0 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 27007 31000000 PRN SOLE 31000000 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 39095 29000000 PRN SOLE 29000000 0 0 LIFE STORAGE INC COM 53223X107 416 3845 SH SOLE 3845 0 0 LILLY ELI & CO COM 532457108 1709 13000 SH Call SOLE 13000 0 0 LILLY ELI & CO COM 532457108 3757 28583 SH SOLE 28583 0 0 LIVERAMP HLDGS INC COM 53815P108 200 4156 SH SOLE 4156 0 0 LKQ CORP COM 501889208 942 26373 SH SOLE 26373 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 9735 2948553 SH SOLE 2948553 0 0 LOGMEIN INC COM 54142L109 7374 86000 SH Put SOLE 86000 0 0 LOGMEIN INC COM 54142L109 9097 106100 SH Call SOLE 106100 0 0 LOWES COS INC COM 548661107 722 6027 SH SOLE 6027 0 0 LPL FINL HLDGS INC COM 50212V100 271 2941 SH SOLE 2941 0 0 LUCKIN COFFEE INC SPONSORED ADS 54951L109 1099 27926 SH SOLE 27926 0 0 LULULEMON ATHLETICA INC COM 550021109 1088 4697 SH SOLE 4697 0 0 LYFT INC CL A COM 55087P104 322 7495 SH SOLE 7495 0 0 M/I HOMES INC COM 55305B101 514 13064 SH SOLE 13064 0 0 MACERICH CO COM 554382101 1606 59659 SH SOLE 59659 0 0 MADDEN STEVEN LTD COM 556269108 441 10255 SH SOLE 10255 0 0 MADRIGAL PHARMACEUTICALS INC COM 558868105 220 2410 SH SOLE 2410 0 0 MAGNA INTL INC COM 559222401 598 10910 SH SOLE 10910 0 0 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 719 31410 SH SOLE 31410 0 0 MANHATTAN ASSOCS INC COM 562750109 208 2613 SH SOLE 2613 0 0 MANPOWERGROUP INC COM 56418H100 227 2341 SH SOLE 2341 0 0 MARATHON OIL CORP COM 565849106 910 67005 SH SOLE 67005 0 0 MARATHON PETE CORP COM 56585A102 11122 184599 SH SOLE 184599 0 0 MARATHON PETE CORP COM 56585A102 17798 295400 SH Put SOLE 295400 0 0 MARATHON PETE CORP COM 56585A102 18141 301100 SH Call SOLE 301100 0 0 MARKETAXESS HLDGS INC COM 57060D108 526 1387 SH SOLE 1387 0 0 MASIMO CORP COM 574795100 219 1386 SH SOLE 1386 0 0 MASTEC INC COM 576323109 4127 64326 SH SOLE 64326 0 0 MASTERCARD INC CL A 57636Q104 312 1046 SH SOLE 1046 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 892 14494 SH SOLE 14494 0 0 MCDONALDS CORP COM 580135101 1591 8053 SH SOLE 8053 0 0 MCKESSON CORP COM 58155Q103 1157 8368 SH SOLE 8368 0 0 MDU RES GROUP INC COM 552690109 640 21551 SH SOLE 21551 0 0 MEDICINES CO COM 584688105 5260 61929 SH SOLE 61929 0 0 MEDIFAST INC COM 58470H101 1096 10000 SH Call SOLE 10000 0 0 MEDIFAST INC COM 58470H101 1699 15504 SH SOLE 15504 0 0 MEDTRONIC PLC SHS G5960L103 2210 19483 SH SOLE 19483 0 0 MEGALITH FINL ACQUISITION CO CL A COM 58518F109 1907 185871 SH SOLE 185871 0 0 MELCO RESORTS AND ENTMT LTD ADR 585464100 933 38602 SH SOLE 38602 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 30783 262700 SH Call SOLE 262700 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 82155 701100 SH Put SOLE 701100 0 0 MERCADOLIBRE INC COM 58733R102 848 1483 SH SOLE 1483 0 0 MERCK & CO INC COM 58933Y105 2324 25553 SH SOLE 25553 0 0 MERCURY GENL CORP NEW COM 589400100 219 4496 SH SOLE 4496 0 0 MERITAGE HOMES CORP COM 59001A102 726 11883 SH SOLE 11883 0 0 MESA LABS INC NOTE 1.375% 8/1 59064RAA7 2181 2000000 PRN SOLE 2000000 0 0 MFA FINL INC COM 55272X102 127 16605 SH SOLE 16605 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 264 8509 SH SOLE 8509 0 0 MGM RESORTS INTERNATIONAL COM 552953101 560 16822 SH SOLE 16822 0 0 MICHAELS COS INC COM 59408Q106 118 14551 SH SOLE 14551 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 1906 18200 SH Call SOLE 18200 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 2587 24700 SH Put SOLE 24700 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 4358 41612 SH SOLE 41612 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 2141 1500000 PRN SOLE 1500000 0 0 MICRON TECHNOLOGY INC COM 595112103 10891 202503 SH SOLE 202503 0 0 MICROSOFT CORP COM 594918104 197125 1250000 SH Put SOLE 1250000 0 0 MICROSOFT CORP COM 594918104 199033 1262099 SH SOLE 1262099 0 0 MID AMER APT CMNTYS INC COM 59522J103 886 6717 SH SOLE 6717 0 0 MIDDLEBY CORP COM 596278101 1072 9787 SH SOLE 9787 0 0 MILLER HERMAN INC COM 600544100 1630 39131 SH SOLE 39131 0 0 MINERVA NEUROSCIENCES INC COM 603380106 410 57682 SH SOLE 57682 0 0 MOHAWK INDS INC COM 608190104 554 4064 SH SOLE 4064 0 0 MOLINA HEALTHCARE INC COM 60855R100 547 4029 SH SOLE 4029 0 0 MOMO INC ADR 60879B107 1246 37186 SH SOLE 37186 0 0 MONDELEZ INTL INC CL A 609207105 415 7536 SH SOLE 7536 0 0 MONGODB INC CL A 60937P106 536 4075 SH SOLE 4075 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 153 10572 SH SOLE 10572 0 0 MONOCLE ACQUISITION CORP COM 609754106 764 75000 SH SOLE 75000 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 1299 20434 SH SOLE 20434 0 0 MORGAN STANLEY COM NEW 617446448 448 8763 SH SOLE 8763 0 0 MOSAIC ACQUISITION CORP COM CL A 61946M100 2214 215228 SH SOLE 215228 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 562 3486 SH SOLE 3486 0 0 MRC GLOBAL INC COM 55345K103 498 36511 SH SOLE 36511 0 0 MSCI INC COM 55354G100 449 1739 SH SOLE 1739 0 0 MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 1025 100000 SH SOLE 100000 0 0 MURPHY OIL CORP COM 626717102 615 22962 SH SOLE 22962 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 8793 140300 SH SOLE 140300 0 0 NATIONAL INSTRS CORP COM 636518102 643 15196 SH SOLE 15196 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 291 5433 SH SOLE 5433 0 0 NATIONAL RETAIL PPTYS INC COM 637417107 947 17654 SH OTR 1 17654 0 0 NAVIENT CORPORATION COM 63938C108 269 19690 SH SOLE 19690 0 0 NEBULA ACQUISITION CORP COM CLASS A 629076100 759 72000 SH SOLE 72000 0 0 NEKTAR THERAPEUTICS COM 640268108 419 19422 SH SOLE 19422 0 0 NETAPP INC COM 64110D104 790 12689 SH SOLE 12689 0 0 NETEASE INC SPONSORED ADS 64110W102 681 2220 SH SOLE 2220 0 0 NETFIN ACQUISITION CORP SHS CL A G6455A107 967 97150 SH SOLE 97150 0 0 NETFLIX INC COM 64110L106 32357 100000 SH Put SOLE 100000 0 0 NETFLIX INC COM 64110L106 32402 100138 SH SOLE 100138 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 1636 15216 SH SOLE 15216 0 0 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 3073 2000000 PRN SOLE 2000000 0 0 NEW JERSEY RES COM 646025106 887 11946 SH SOLE 11946 0 0 NEW JERSEY RES COM 646025106 355 7966 SH OTR 1 7966 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 321 2647 SH SOLE 2647 0 0 NEW PROVIDENCE ACQUISITIN CO COM CL A 64822P106 1458 147900 SH SOLE 147900 0 0 NEW RELIC INC COM 64829B100 1102 16777 SH SOLE 16777 0 0 NEW YORK TIMES CO CL A 650111107 487 15129 SH SOLE 15129 0 0 NEWELL BRANDS INC COM 651229106 1061 55200 SH Put SOLE 55200 0 0 NEWLINK GENETICS CORP COM 651511107 164 64913 SH SOLE 64913 0 0 NEXTDECADE CORP COM 65342K105 620 101000 SH SOLE 101000 0 0 NIKE INC CL B 654106103 392 3869 SH SOLE 3869 0 0 NIO INC SPON ADS 62914V106 185 45905 SH SOLE 45905 0 0 NORDSON CORP COM 655663102 526 3232 SH SOLE 3232 0 0 NORTHERN TR CORP COM 665859104 1628 15323 SH SOLE 15323 0 0 NORTHROP GRUMMAN CORP COM 666807102 218 635 SH SOLE 635 0 0 NORTHWEST NAT HLDG CO COM 66765N105 738 10000 SH SOLE 10000 0 0 NORTHWEST NAT HLDG CO COM 66765N105 2455 33303 SH OTR 1 33303 0 0 NORTONLIFELOCK INC COM 668771108 2097 82152 SH SOLE 82152 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 584 10000 SH Put SOLE 10000 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 876 15000 SH SOLE 15000 0 0 NOVOCURE LTD ORD SHS G6674U108 305 3619 SH SOLE 3619 0 0 NOVO-NORDISK A S ADR 670100205 730 12606 SH SOLE 12606 0 0 NOW INC COM 67011P100 304 27039 SH SOLE 27039 0 0 NRG ENERGY INC COM NEW 629377508 1054 26512 SH SOLE 26512 0 0 NUTANIX INC CL A 67059N108 406 12994 SH SOLE 12994 0 0 NUTANIX INC NOTE 1/1 67059NAB4 1496 1500000 PRN SOLE 1500000 0 0 NVIDIA CORP COM 67066G104 58825 250000 SH Put SOLE 250000 0 0 NVIDIA CORP COM 67066G104 63850 271355 SH SOLE 271355 0 0 NVR INC COM 62944T105 651 171 SH SOLE 171 0 0 NXP SEMICONDUCTORS N V COM N6596X109 1845 14500 SH Call SOLE 14500 0 0 NXP SEMICONDUCTORS N V COM N6596X109 17961 141139 SH SOLE 141139 0 0 NXP SEMICONDUCTORS N V COM N6596X109 23161 182000 SH Put SOLE 182000 0 0 OAKTREE ACQUISITION CORP SHS CL A G67145105 979 98924 SH SOLE 98924 0 0 OCCIDENTAL PETE CORP COM 674599105 5786 140400 SH SOLE 140400 0 0 OCCIDENTAL PETE CORP COM 674599105 11143 270400 SH Call SOLE 270400 0 0 OCCIDENTAL PETE CORP COM 674599105 16228 393800 SH Put SOLE 393800 0 0 OCEANEERING INTL INC COM 675232102 214 14362 SH SOLE 14362 0 0 OIL STS INTL INC COM 678026105 243 14921 SH SOLE 14921 0 0 OLD REP INTL CORP COM 680223104 534 23875 SH OTR 1 23875 0 0 OLLIES BARGAIN OUTLT HLDGS I COM 681116109 774 11844 SH SOLE 11844 0 0 ON SEMICONDUCTOR CORP COM 682189105 9752 400000 SH SOLE 400000 0 0 ONCOSEC MED INC COM 68234L306 18 10000 SH SOLE 10000 0 0 ONE GAS INC COM 68235P108 3184 34026 SH SOLE 34026 0 0 ONEOK INC NEW COM 682680103 2875 38000 SH SOLE 38000 0 0 OPERA LTD SPONSORED ADS 68373M107 231 25000 SH SOLE 25000 0 0 OPES ACQUISITION CORP COM 68373P100 1066 100998 SH SOLE 100998 0 0 ORACLE CORP COM 68389X105 1156 21826 SH SOLE 21826 0 0 ORCHARD THERAPEUTICS PLC ADS 68570P101 543 39481 SH SOLE 39481 0 0 OWENS CORNING NEW COM 690742101 341 5538 SH SOLE 5538 0 0 PAPA JOHNS INTL INC COM 698813102 776 12283 SH SOLE 12283 0 0 PARAMOUNT GROUP INC COM 69924R108 719 51653 SH SOLE 51653 0 0 PARKER HANNIFIN CORP COM 701094104 644 3129 SH SOLE 3129 0 0 PATTERSON COMPANIES INC COM 703395103 771 37633 SH SOLE 37633 0 0 PATTERSON UTI ENERGY INC COM 703481101 383 36496 SH SOLE 36496 0 0 PAYCHEX INC COM 704326107 990 11636 SH SOLE 11636 0 0 PAYPAL HLDGS INC COM 70450Y103 1694 15657 SH SOLE 15657 0 0 PBF ENERGY INC CL A 69318G106 238 7582 SH SOLE 7582 0 0 PEARSON PLC SPONSORED ADR 705015105 430 50999 SH SOLE 50999 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 250 4980 SH SOLE 4980 0 0 PEPSICO INC COM 713448108 2233 16342 SH SOLE 16342 0 0 PERRIGO CO PLC SHS G97822103 421 8148 SH SOLE 8148 0 0 PERSPECTA INC COM 715347100 426 16115 SH SOLE 16115 0 0 PFIZER INC COM 717081103 2128 54317 SH SOLE 54317 0 0 PHILIP MORRIS INTL INC COM 718172109 1236 14521 SH SOLE 14521 0 0 PHILLIPS 66 COM 718546104 2756 24734 SH SOLE 24734 0 0 PHOTRONICS INC COM 719405102 280 17764 SH SOLE 17764 0 0 PHYSICIANS RLTY TR COM 71943U104 606 32013 SH SOLE 32013 0 0 PINNACLE WEST CAP CORP COM 723484101 464 5165 SH SOLE 5165 0 0 PINTEREST INC CL A 72352L106 195 10440 SH SOLE 10440 0 0 PIVOTAL INVT CORP II *W EXP 06/01/202 72582K118 23 28999 SH SOLE 28999 0 0 PIVOTAL INVT CORP II COM CL A 72582K100 1491 150000 SH SOLE 150000 0 0 PNM RES INC COM 69349H107 6671 131545 SH SOLE 131545 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 575 10305 SH SOLE 10305 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 428 17928 SH SOLE 17928 0 0 POST HLDGS INC COM 737446104 251 2300 SH SOLE 2300 0 0 PPL CORP COM 69351T106 11482 320000 SH SOLE 320000 0 0 PRA HEALTH SCIENCES INC COM 69354M108 274 2467 SH SOLE 2467 0 0 PRICE T ROWE GROUP INC COM 74144T108 250 2052 SH SOLE 2052 0 0 PRIMERICA INC COM 74164M108 216 1651 SH SOLE 1651 0 0 PROCTER & GAMBLE CO COM 742718109 3421 27388 SH SOLE 27388 0 0 PROFICIENT ALPHA ACQUSTN COR COM 74317H105 842 85451 SH SOLE 85451 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 5035 189700 SH Put SOLE 189700 0 0 PROSHARES TR II VIX SH TRM FUTRS 74347W171 435 35000 SH Call SOLE 35000 0 0 PROSPERITY BANCSHARES INC COM 743606105 3735 51952 SH OTR 1 51952 0 0 PROTHENA CORP PLC SHS G72800108 1118 70649 SH SOLE 70649 0 0 PROVENTION BIO INC COM 74374N102 1724 115737 SH SOLE 115737 0 0 PRUDENTIAL FINL INC COM 744320102 1069 11400 SH SOLE 11400 0 0 PRUDENTIAL PLC ADR 74435K204 7086 186039 SH SOLE 186039 0 0 PTC INC COM 69370C100 316 4225 SH SOLE 4225 0 0 PTC THERAPEUTICS INC COM 69366J200 543 11300 SH Put SOLE 11300 0 0 PTC THERAPEUTICS INC COM 69366J200 1214 25274 SH SOLE 25274 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 1595 27016 SH SOLE 27016 0 0 PURE ACQUISITION CORP CL A 74621Q106 3492 336380 SH SOLE 336380 0 0 PVH CORP COM 693656100 1075 10226 SH SOLE 10226 0 0 QIAGEN NV SHS NEW N72482123 1007 29800 SH Call SOLE 29800 0 0 QIAGEN NV SHS NEW N72482123 1545 45698 SH SOLE 45698 0 0 QORVO INC COM 74736K101 1152 9913 SH SOLE 9913 0 0 QTS RLTY TR INC COM CL A 74736A103 229 4213 SH SOLE 4213 0 0 QUALCOMM INC COM 747525103 2955 33488 SH SOLE 33488 0 0 QUANEX BUILDING PRODUCTS COR COM 747619104 222 13006 SH SOLE 13006 0 0 QUANTA SVCS INC COM 74762E102 633 15544 SH SOLE 15544 0 0 QURATE RETAIL INC COM SER A 74915M100 215 25463 SH SOLE 25463 0 0 RADIAN GROUP INC COM 750236101 434 17237 SH SOLE 17237 0 0 RALPH LAUREN CORP CL A 751212101 557 4751 SH SOLE 4751 0 0 REALTY INCOME CORP COM 756109104 1119 15199 SH SOLE 15199 0 0 REGENERON PHARMACEUTICALS COM 75886F107 1325 3528 SH SOLE 3528 0 0 REGENXBIO INC COM 75901B107 228 5561 SH SOLE 5561 0 0 REGIONS FINL CORP NEW COM 7591EP100 482 28110 SH SOLE 28110 0 0 REINSURANCE GRP OF AMERICA I COM NEW 759351604 512 3142 SH SOLE 3142 0 0 RELX PLC SPONSORED ADR 759530108 16133 639683 SH SOLE 639683 0 0 RENT A CTR INC NEW COM 76009N100 871 30500 SH Put SOLE 30500 0 0 REPLAY ACQUISITION CORP COM G75130107 999 99582 SH SOLE 99582 0 0 REPUBLIC SVCS INC COM 760759100 228 2545 SH SOLE 2545 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 2985 250200 SH Call SOLE 250200 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 3271 274200 SH Put SOLE 274200 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 1151 18047 SH SOLE 18047 0 0 RETAIL PPTYS AMER INC CL A 76131V202 568 42355 SH SOLE 42355 0 0 REXFORD INDL RLTY INC COM 76169C100 440 9640 SH SOLE 9640 0 0 REXNORD CORP NEW COM 76169B102 594 18196 SH SOLE 18196 0 0 RIO TINTO PLC SPONSORED ADR 767204100 5854 98621 SH SOLE 98621 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 237 5529 SH SOLE 5529 0 0 RMG ACQUISITION CORP CL A 749641106 973 97450 SH SOLE 97450 0 0 ROCKWELL AUTOMATION INC COM 773903109 546 2693 SH SOLE 2693 0 0 ROGERS CORP COM 775133101 1278 10244 SH SOLE 10244 0 0 ROLLINS INC COM 775711104 1177 35483 SH SOLE 35483 0 0 ROSS STORES INC COM 778296103 950 8163 SH OTR 1 8163 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 446 5636 SH SOLE 5636 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 583 9888 SH SOLE 9888 0 0 ROYAL GOLD INC COM 780287108 749 6123 SH SOLE 6123 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 279 3217 SH SOLE 3217 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 440 20608 SH SOLE 20608 0 0 SABRE CORP COM 78573M104 221 9868 SH SOLE 9868 0 0 SAGE THERAPEUTICS INC COM 78667J108 4263 59047 SH SOLE 59047 0 0 SALESFORCE COM INC COM 79466L302 6506 40000 SH Put SOLE 40000 0 0 SALESFORCE COM INC COM 79466L302 8066 49595 SH SOLE 49595 0 0 SANDERSON FARMS INC COM 800013104 5393 30602 SH SOLE 30602 0 0 SAP SE SPON ADR 803054204 1154 8613 SH SOLE 8613 0 0 SAREPTA THERAPEUTICS INC COM 803607100 746 5779 SH SOLE 5779 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 1031 4277 SH SOLE 4277 0 0 SC HEALTH CORP *W EXP 99/99/999 G78516401 10 10000 SH SOLE 10000 0 0 SC HEALTH CORP COM CL A G78516203 696 70000 SH SOLE 70000 0 0 SCHNEIDER NATIONAL INC CL B 80689H102 432 19783 SH SOLE 19783 0 0 SCHULTZE SPL PURP ACQUSTN CO *W EXP 12/31/202 80821R117 29 75000 SH SOLE 75000 0 0 SCHULTZE SPL PURP ACQUSTN CO COM 80821R109 2789 275000 SH SOLE 275000 0 0 SEA LTD SPONSORED ADS 81141R100 499 12413 SH SOLE 12413 0 0 SEA LTD NOTE 2.250% 7/0 81141RAB6 1282 600000 PRN SOLE 600000 0 0 SEANERGY MARITIME HLDGS CORP *W EXP 05/13/202 Y73760152 21 178500 SH SOLE 178500 0 0 SEANERGY MARITIME HLDGS CORP SHS Y73760301 191 350000 SH SOLE 350000 0 0 SEATTLE GENETICS INC COM 812578102 237 2073 SH SOLE 2073 0 0 SECOO HLDG LTD ADR 81367P101 548 92919 SH SOLE 92919 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 288 4571 SH OTR 1 4571 0 0 SEMPRA ENERGY COM 816851109 800 5282 SH SOLE 5282 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 230 11323 SH SOLE 11323 0 0 SHOPIFY INC CL A 82509L107 285 718 SH SOLE 718 0 0 SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 744 75000 SH SOLE 75000 0 0 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 48 112000 SH SOLE 112000 0 0 SITE CENTERS CORP COM 82981J109 248 17699 SH SOLE 17699 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 387 8575 SH SOLE 8575 0 0 SL GREEN RLTY CORP COM 78440X101 465 5058 SH SOLE 5058 0 0 SMILEDIRECTCLUB INC CL A COM 83192H106 262 30000 SH SOLE 30000 0 0 SMILEDIRECTCLUB INC CL A COM 83192H106 1831 209500 SH Put SOLE 209500 0 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 3364 69971 SH SOLE 69971 0 0 SMITH A O CORP COM 831865209 1429 30000 SH Call SOLE 30000 0 0 SMUCKER J M CO COM NEW 832696405 514 4940 SH SOLE 4940 0 0 SNAP INC CL A 83304A106 191 11692 SH SOLE 11692 0 0 SOUTH JERSEY INDS INC COM 838518108 3172 96190 SH OTR 1 96190 0 0 SOUTH MTN MERGER CORP COM CL A 838884104 214 21656 SH SOLE 21656 0 0 SOUTHERN CO COM 842587107 4296 67443 SH SOLE 67443 0 0 SOUTHWEST AIRLS CO COM 844741108 304 5634 SH SOLE 5634 0 0 SPARTAN ENERGY ACQUISITON CO CL A COM STK 846784106 2034 200000 SH SOLE 200000 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1723 6044 SH SOLE 6044 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 114320 800000 SH Call SOLE 800000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3734 11600 SH Call SOLE 11600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 68880 214005 SH SOLE 214005 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3700 11496 SH OTR 1 11496 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 103027 320100 SH Put SOLE 320100 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 7797 20770 SH SOLE 20770 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 2100 45639 SH OTR 1 45639 0 0 SPDR SERIES TRUST PORTFOLIO LN COR 78464A367 1990 66092 SH SOLE 66092 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 7133 75000 SH Put SOLE 75000 0 0 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 2766 90015 SH SOLE 90015 0 0 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 245 3810 SH SOLE 3810 0 0 SPIRE INC COM 84857L101 838 10054 SH SOLE 10054 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 1508 20697 SH SOLE 20697 0 0 SPIRIT AIRLS INC COM 848577102 1391 34500 SH SOLE 34500 0 0 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 679 13799 SH SOLE 13799 0 0 SPRINT CORPORATION COM 85207U105 107 20600 SH Call SOLE 20600 0 0 SPRINT CORPORATION COM 85207U105 339 65031 SH SOLE 65031 0 0 SPRINT CORPORATION COM 85207U105 1388 266400 SH Put SOLE 266400 0 0 SPROUTS FMRS MKT INC COM 85208M102 285 14718 SH SOLE 14718 0 0 SPS COMMERCE INC COM 78463M107 238 4301 SH SOLE 4301 0 0 SPX CORP COM 784635104 261 5126 SH SOLE 5126 0 0 SQUARE INC CL A 852234103 1637 26174 SH SOLE 26174 0 0 SSR MNG INC COM 784730103 195 10150 SH SOLE 10150 0 0 STAG INDL INC COM 85254J102 338 10700 SH SOLE 10700 0 0 STARBUCKS CORP COM 855244109 2220 25252 SH SOLE 25252 0 0 STATE STR CORP COM 857477103 654 8267 SH SOLE 8267 0 0 STEEL DYNAMICS INC COM 858119100 500 14686 SH SOLE 14686 0 0 STEELCASE INC CL A 858155203 695 33982 SH SOLE 33982 0 0 STEPAN CO COM 858586100 1590 15523 SH OTR 1 15523 0 0 STEREOTAXIS INC COM NEW 85916J409 53 10000 SH SOLE 10000 0 0 STERIS PLC SHS USD G8473T100 761 4992 SH SOLE 4992 0 0 STIFEL FINL CORP COM 860630102 225 3707 SH SOLE 3707 0 0 STITCH FIX INC COM CL A 860897107 256 9967 SH SOLE 9967 0 0 STORE CAP CORP COM 862121100 754 20260 SH SOLE 20260 0 0 SUMMIT HOTEL PPTYS INC COM 866082100 196 15894 SH SOLE 15894 0 0 SUN CMNTYS INC COM 866674104 2534 16880 SH SOLE 16880 0 0 SUNSTONE HOTEL INVS INC NEW COM 867892101 401 28833 SH SOLE 28833 0 0 SUPERNUS PHARMACEUTICALS INC COM 868459108 474 20000 SH Call SOLE 20000 0 0 SUPERNUS PHARMACEUTICALS INC COM 868459108 1029 43400 SH SOLE 43400 0 0 SWITCHBACK ENERGY ACQUISITIO *W EXP 07/25/202 87105M110 19 31966 SH SOLE 31966 0 0 SWITCHBACK ENERGY ACQUISITIO COM CL A 87105M102 955 97400 SH SOLE 97400 0 0 SYNAPTICS INC NOTE 0.500% 6/1 87157DAD1 667 600000 PRN SOLE 600000 0 0 SYNCHRONY FINL COM 87165B103 818 22706 SH SOLE 22706 0 0 SYNNEX CORP COM 87162W100 284 2207 SH SOLE 2207 0 0 SYNOPSYS INC COM 871607107 1719 12346 SH SOLE 12346 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 5629 96885 SH SOLE 96885 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 216 3629 SH SOLE 3629 0 0 TAPESTRY INC COM 876030107 466 17262 SH SOLE 17262 0 0 TARGET CORP COM 87612E106 1326 10345 SH SOLE 10345 0 0 TE CONNECTIVITY LTD REG SHS H84989104 615 6413 SH SOLE 6413 0 0 TECH DATA CORP COM 878237106 948 6600 SH Put SOLE 6600 0 0 TECH DATA CORP COM 878237106 1477 10286 SH SOLE 10286 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 476 18722 SH OTR 1 18722 0 0 TEMPUR SEALY INTL INC COM 88023U101 3323 38174 SH SOLE 38174 0 0 TENABLE HLDGS INC COM 88025T102 2022 84383 SH SOLE 84383 0 0 TENARIS S A SPONSORED ADS 88031M109 460 20324 SH SOLE 20324 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 1559 40988 SH SOLE 40988 0 0 TENNECO INC CL A VTG COM STK 880349105 139 10589 SH SOLE 10589 0 0 TERADATA CORP DEL COM 88076W103 685 25607 SH SOLE 25607 0 0 TERADATA CORP DEL COM 88076W103 2677 100000 SH Call SOLE 100000 0 0 TERADYNE INC COM 880770102 600 8802 SH SOLE 8802 0 0 TERRENO RLTY CORP COM 88146M101 247 4556 SH SOLE 4556 0 0 TESLA INC COM 88160R101 17026 40700 SH Put SOLE 40700 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 2460 1736000 PRN SOLE 1736000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 396 40383 SH SOLE 40383 0 0 TEXAS ROADHOUSE INC COM 882681109 590 10483 SH SOLE 10483 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 2364 49708 SH SOLE 49708 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1586 4881 SH SOLE 4881 0 0 TIFFANY & CO NEW COM 886547108 12746 95369 SH SOLE 95369 0 0 TIFFANY & CO NEW COM 886547108 21945 164200 SH Call SOLE 164200 0 0 TIFFANY & CO NEW COM 886547108 108083 808700 SH Put SOLE 808700 0 0 TJX COS INC NEW COM 872540109 1139 18650 SH SOLE 18650 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 688 12254 SH SOLE 12254 0 0 TORTOISE ACQUISITION CORP *W EXP 03/04/202 89154L118 42 89900 SH SOLE 89900 0 0 TORTOISE ACQUISITION CORP CL A 89154L100 952 95300 SH SOLE 95300 0 0 TOUGHBUILT INDUSTRIES INC *W EXP 05/15/202 89157G116 1 104000 SH SOLE 104000 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 348 2479 SH SOLE 2479 0 0 TRACTOR SUPPLY CO COM 892356106 546 5841 SH SOLE 5841 0 0 TRANSUNION COM 89400J107 750 8766 SH SOLE 8766 0 0 TRIBUNE PUBG CO NEW COM 89609W107 264 20063 SH SOLE 20063 0 0 TRINE ACQUISITION CORP COM CL A 89628U108 1492 149488 SH SOLE 149488 0 0 TRINET GROUP INC COM 896288107 276 4871 SH SOLE 4871 0 0 TRIP COM GROUP LTD ADS 89677Q107 749 22326 SH SOLE 22326 0 0 TUSCAN HLDGS CORP II *W EXP 99/99/999 90070A111 8 17500 SH SOLE 17500 0 0 TUSCAN HLDGS CORP II COM 90070A103 1587 160912 SH SOLE 160912 0 0 TUSCAN HOLDINGS CORP *W EXP 04/01/202 90069K112 67 114200 SH SOLE 114200 0 0 TUSCAN HOLDINGS CORP COM 90069K104 3611 362547 SH SOLE 362547 0 0 TWILIO INC CL A 90138F102 224 2278 SH SOLE 2278 0 0 TWITTER INC COM 90184L102 199 6215 SH SOLE 6215 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 1950 2000000 PRN SOLE 2000000 0 0 TWO HBRS INVT CORP COM NEW 90187B408 283 19354 SH SOLE 19354 0 0 TYSON FOODS INC CL A 902494103 1621 17808 SH SOLE 17808 0 0 U S WELL SVCS INC CL A 91274U101 271 143319 SH SOLE 143319 0 0 UBER TECHNOLOGIES INC COM 90353T100 784 26345 SH SOLE 26345 0 0 ULTA BEAUTY INC COM 90384S303 512 2022 SH SOLE 2022 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 675 15793 SH SOLE 15793 0 0 UNION ACQUISITION CORP II SHS G9402Q100 1226 124500 SH SOLE 124500 0 0 UNITED AIRLINES HLDGS INC COM 910047109 1213 13775 SH SOLE 13775 0 0 UNITED BANKSHARES INC WEST V COM 909907107 505 13058 SH OTR 1 13058 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 513 191512 SH SOLE 191512 0 0 UNITED PARCEL SERVICE INC CL B 911312106 4667 39865 SH SOLE 39865 0 0 UNITED STATES STL CORP NEW COM 912909108 187 16363 SH SOLE 16363 0 0 UNITED TECHNOLOGIES CORP COM 913017109 4729 31577 SH SOLE 31577 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 373 4237 SH SOLE 4237 0 0 UNIVAR SOLUTIONS INC COM 91336L107 296 12195 SH SOLE 12195 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 688 3338 SH SOLE 3338 0 0 UNIVERSAL FST PRODS INC COM 913543104 209 4384 SH SOLE 4384 0 0 URBAN EDGE PPTYS COM 91704F104 473 24655 SH SOLE 24655 0 0 US XPRESS ENTERPRISES INC COM CL A 90338N202 755 150000 SH Call SOLE 150000 0 0 VAIL RESORTS INC COM 91879Q109 915 3814 SH SOLE 3814 0 0 VALERO ENERGY CORP NEW COM 91913Y100 2277 24315 SH SOLE 24315 0 0 VALVOLINE INC COM 92047W101 279 13024 SH SOLE 13024 0 0 VANECK VECTORS ETF TRUST BIOTECH ETF 92189F726 705 5056 SH SOLE 5056 0 0 VANECK VECTORS ETF TRUST INDIA SMALL CAP 92189F767 219 6668 SH SOLE 6668 0 0 VANECK VECTORS ETF TRUST RUSSIA ETF 92189F403 230 9201 SH SOLE 9201 0 0 VANECK VECTORS ETF TRUST AFRICA INDEX ETF 92189F866 222 10959 SH SOLE 10959 0 0 VANECK VECTORS ETF TRUST SEMICONDUCTOR ET 92189F676 3111 22000 SH Put SOLE 22000 0 0 VANECK VECTORS ETF TRUST VIETNAM ETF 92189F817 498 31149 SH SOLE 31149 0 0 VANECK VECTORS ETF TRUST RUSSIA ETF 92189F403 804 32200 SH Call SOLE 32200 0 0 VANECK VECTORS ETF TRUST RUSSIA ETF 92189F403 1596 63900 SH Put SOLE 63900 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1196 13718 SH SOLE 13718 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 9200 91687 SH SOLE 91687 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 16245 201526 SH SOLE 201526 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 9863 121723 SH SOLE 121723 0 0 VARIAN MED SYS INC COM 92220P105 838 5903 SH SOLE 5903 0 0 VECTOIQ ACQUISITION CORP COM 92243N103 1601 155092 SH SOLE 155092 0 0 VEEVA SYS INC CL A COM 922475108 1534 10907 SH SOLE 10907 0 0 VENTAS INC COM 92276F100 257 4447 SH SOLE 4447 0 0 VERB TECHNOLOGY CO INC COM 92337U104 46 29607 SH SOLE 29607 0 0 VERB TECHNOLOGY CO INC *W EXP 03/14/202 92337U112 341 758700 SH SOLE 758700 0 0 VEREIT INC COM 92339V100 203 22012 SH SOLE 22012 0 0 VERISIGN INC COM 92343E102 362 1879 SH SOLE 1879 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1276 20789 SH SOLE 20789 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 1762 8049 SH SOLE 8049 0 0 VIACOMCBS INC CL B 92556H206 430 10241 SH SOLE 10241 0 0 VIASAT INC COM 92552V100 203 2769 SH SOLE 2769 0 0 VIAVI SOLUTIONS INC COM 925550105 319 21288 SH SOLE 21288 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1444 125000 SH Put SOLE 125000 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1964 170000 SH Call SOLE 170000 0 0 VIRGIN GALACTIC HOLDINGS INC *W EXP 11/25/202 92766K114 637 190000 SH SOLE 190000 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 2852 246900 SH SOLE 246900 0 0 VISTEON CORP COM NEW 92839U206 555 6414 SH SOLE 6414 0 0 VISTEON CORP COM NEW 92839U206 256 2952 SH OTR 1 2952 0 0 VISTRA ENERGY CORP COM 92840M102 8696 378262 SH SOLE 378262 0 0 VMWARE INC CL A COM 928563402 544 3579 SH SOLE 3579 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 45822 2370499 SH SOLE 2370499 0 0 VONAGE HLDGS CORP COM 92886T201 78 10593 SH SOLE 10593 0 0 VORNADO RLTY TR SH BEN INT 929042109 1200 18042 SH OTR 1 18042 0 0 VULCAN MATLS CO COM 929160109 434 3013 SH SOLE 3013 0 0 W P CAREY INC COM 92936U109 464 5792 SH SOLE 5792 0 0 WABCO HLDGS INC COM 92927K102 370 2733 SH SOLE 2733 0 0 WABTEC CORP COM 929740108 1023 13154 SH SOLE 13154 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 865 14664 SH SOLE 14664 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1179 20000 SH Call SOLE 20000 0 0 WALKER & DUNLOP INC COM 93148P102 206 3184 SH SOLE 3184 0 0 WASHINGTON FED INC COM 938824109 306 8340 SH SOLE 8340 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 213 7286 SH SOLE 7286 0 0 WAYFAIR INC CL A 94419L101 2576 28502 SH SOLE 28502 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 9906 30000 SH Put SOLE 30000 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 21299 64500 SH Call SOLE 64500 0 0 WELLS FARGO CO NEW COM 949746101 2716 50478 SH SOLE 50478 0 0 WELLTOWER INC COM 95040Q104 1011 12361 SH SOLE 12361 0 0 WENDYS CO COM 95058W100 1876 84471 SH SOLE 84471 0 0 WESTERN DIGITAL CORP COM 958102105 1587 25000 SH SOLE 25000 0 0 WHIRLPOOL CORP COM 963320106 202 1368 SH SOLE 1368 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 689 618 SH SOLE 618 0 0 WILEY JOHN & SONS INC CL A 968223206 200 4124 SH OTR 1 4124 0 0 WILLIAMS SONOMA INC COM 969904101 3436 46784 SH SOLE 46784 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 251 10082 SH SOLE 10082 0 0 WOLVERINE WORLD WIDE INC COM 978097103 232 6886 SH SOLE 6886 0 0 WORKDAY INC CL A 98138H101 1120 6811 SH SOLE 6811 0 0 WORLD FUEL SVCS CORP COM 981475106 1260 29021 SH SOLE 29021 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 1274 19639 SH SOLE 19639 0 0 WORTHINGTON INDS INC COM 981811102 438 10390 SH SOLE 10390 0 0 WRIGHT MED GROUP N V ORD SHS N96617118 2731 89600 SH Put SOLE 89600 0 0 WRIGHT MED GROUP N V ORD SHS N96617118 7937 260400 SH Call SOLE 260400 0 0 WRIGHT MED GROUP N V ORD SHS N96617118 11117 364730 SH SOLE 364730 0 0 WYNDHAM DESTINATIONS INC COM 98310W108 213 4113 SH SOLE 4113 0 0 WYNN RESORTS LTD COM 983134107 611 4399 SH SOLE 4399 0 0 XENCOR INC COM 98401F105 227 6591 SH SOLE 6591 0 0 XENIA HOTELS & RESORTS INC COM 984017103 280 12953 SH SOLE 12953 0 0 XILINX INC COM 983919101 1415 14476 SH SOLE 14476 0 0 XPO LOGISTICS INC COM 983793100 230 2882 SH SOLE 2882 0 0 YATRA ONLINE INC ORD SHS G98338109 244 77311 SH SOLE 77311 0 0 YELP INC CL A 985817105 392 11260 SH SOLE 11260 0 0 YUM BRANDS INC COM 988498101 1873 18598 SH SOLE 18598 0 0 ZAYO GROUP HLDGS INC COM 98919V105 3465 100000 SH Put SOLE 100000 0 0 ZENDESK INC COM 98936J101 3208 41860 SH SOLE 41860 0 0 ZENDESK INC COM 98936J101 22445 292900 SH Call SOLE 292900 0 0 ZUORA INC COM CL A 98983V106 152 10632 SH SOLE 10632 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 242 2800 SH Call OTR 2 0 2800 0 AKAMAI TECHNOLOGIES INC COM 00971T101 242 2800 SH Put OTR 2 0 2800 0 AKAMAI TECHNOLOGIES INC COM 00971T101 2763 31983 SH OTR 2 0 31983 0 AMARIN CORP PLC SPONS ADR NEW 023111206 1482 69100 SH Call OTR 2 0 69100 0 AMPLITUDE HLTHCRE AQUSTIN CO UNIT 12/01/2026 03212A204 213 21090 SH OTR 2 0 21090 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 651 7700 SH Put OTR 2 0 7700 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 871 10300 SH Call OTR 2 0 10300 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1219 14420 SH OTR 2 0 14420 0 BOOKING HLDGS INC COM 09857L108 7326 3567 SH OTR 2 0 3567 0 CHEGG INC NOTE 0.250% 5/1 163092AB5 6069 3990000 PRN OTR 2 0 3990000 0 CHINA LODGING GROUP LTD NOTE 0.375%11/0 16949NAC3 6005 5355000 PRN OTR 2 0 5355000 0 CHP MERGER CORP UNIT 11/22/2024 12558Y205 529 52044 SH OTR 2 0 52044 0 CIIG MERGER CORP UNIT 12/31/2026 12559C202 240 23660 SH OTR 2 0 23660 0 CLOVIS ONCOLOGY INC COM 189464100 340 32600 SH Put OTR 2 0 32600 0 CONMED CORP COM 207410101 3929 35130 SH OTR 2 0 35130 0 COUPA SOFTWARE INC NOTE 0.375% 1/1 22266LAB2 5590 1702000 PRN OTR 2 0 1702000 0 CREE INC NOTE 0.875% 9/0 225447AB7 2277 2143000 PRN OTR 2 0 2143000 0 CTRIP COM INTL LTD NOTE 1.000% 7/0 22943FAF7 5179 5250000 PRN OTR 2 0 5250000 0 DERMIRA INC NOTE 3.000% 5/1 24983LAB0 2056 2224000 PRN OTR 2 0 2224000 0 DEXCOM INC NOTE 0.750%12/0 252131AH0 6496 4378000 PRN OTR 2 0 4378000 0 DEXCOM INC NOTE 0.750% 5/1 252131AF4 29641 13315000 PRN OTR 2 0 13315000 0 DISH NETWORK CORP NOTE 2.375% 3/1 25470MAD1 1695 1849000 PRN OTR 2 0 1849000 0 DOCUSIGN INC NOTE 0.500% 9/1 256163AB2 14120 11326000 PRN OTR 2 0 11326000 0 DTE ENERGY CO UNIT 11/01/2022S 233331842 4552 4440350 PRN OTR 2 0 4440350 0 ETSY INC NOTE 3/0 29786AAC0 24824 17568000 PRN OTR 2 0 17568000 0 EURONET WORLDWIDE INC COM 298736109 2636 16732 SH OTR 2 0 16732 0 EVOLENT HEALTH INC CL A 30050B101 386 42700 SH Call OTR 2 0 42700 0 EVOLENT HEALTH INC CL A 30050B101 386 42700 SH Put OTR 2 0 42700 0 EVOLENT HEALTH INC NOTE 1.500%10/1 30050BAD3 2456 3471000 PRN OTR 2 0 3471000 0 EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 7105 4913000 PRN OTR 2 0 4913000 0 FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 6101 4250000 PRN OTR 2 0 4250000 0 FIVE9 INC NOTE 0.125% 5/0 338307AB7 4746 2806000 PRN OTR 2 0 2806000 0 GDS HLDGS LTD NOTE 2.000% 6/0 36165LAB4 4661 3841000 PRN OTR 2 0 3841000 0 GLOBAL EAGLE ENTMT INC NOTE 2.750% 2/1 37951DAB8 976 2000000 PRN OTR 2 0 2000000 0 HALOZYME THERAPEUTICS INC COM 40637H109 935 52740 SH OTR 2 0 52740 0 HEALTHCARE MERGER CORP UNIT 12/17/2021 42227L201 245 23664 SH OTR 2 0 23664 0 IAC INTERACTIVECORP COM 44919P508 3545 14229 SH OTR 2 0 14229 0 ILLUMINA INC COM 452327109 16695 50327 SH OTR 2 0 50327 0 INCYTE CORP NOTE 1.250%11/1 45337CAN2 3896 2295000 PRN OTR 2 0 2295000 0 INFINERA CORPORATION NOTE 2.125% 9/0 45667GAC7 10753 10138000 PRN OTR 2 0 10138000 0 INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 8010 7300000 PRN OTR 2 0 7300000 0 INSIGHT ENTERPRISES INC COM 45765U103 821 11676 SH OTR 2 0 11676 0 INSULET CORP NOTE 1.375%11/1 45784PAH4 3706 1946000 PRN OTR 2 0 1946000 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 322 2600 SH Call OTR 2 0 2600 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 5664 5603000 PRN OTR 2 0 5603000 0 IQIYI INC NOTE 3.750%12/0 46267XAB4 22100 20053000 PRN OTR 2 0 20053000 0 IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 1404 1196000 PRN OTR 2 0 1196000 0 ISHARES INC MSCI STH KOR ETF 464286772 240 3865 SH OTR 2 0 3865 0 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 11777 11410000 PRN OTR 2 0 11410000 0 JOYY INC ADS REPSTG COM A 46591M109 259 4900 SH Call OTR 2 0 4900 0 JOYY INC ADS REPSTG COM A 46591M109 259 4900 SH Put OTR 2 0 4900 0 JOYY INC ADS REPSTG COM A 46591M109 2372 44938 SH OTR 2 0 44938 0 JUNIPER INDL HLDGS INC UNIT 11/13/2026 48205G205 222 21778 SH OTR 2 0 21778 0 KARYOPHARM THERAPEUTICS INC NOTE 3.000%10/1 48576UAA4 11213 7845000 PRN OTR 2 0 7845000 0 KBR INC COM 48242W106 1705 55909 SH OTR 2 0 55909 0 LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 32347 20644000 PRN OTR 2 0 20644000 0 LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 526 709000 PRN OTR 2 0 709000 0 MCDERMOTT INTL INC COM 580037703 60 88200 SH Put OTR 2 0 88200 0 MEDICINES CO NOTE 2.750% 7/1 584688AG0 15867 9082000 PRN OTR 2 0 9082000 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 59611 23543000 PRN OTR 2 0 23543000 0 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 1673 1717000 PRN OTR 2 0 1717000 0 NEWPARK RES INC NOTE 4.000%12/0 651718AE8 2184 2118000 PRN OTR 2 0 2118000 0 NRG ENERGY INC COM NEW 629377508 1277 32118 SH OTR 2 0 32118 0 NUTANIX INC NOTE 1/1 67059NAB4 15079 15122000 PRN OTR 2 0 15122000 0 OASIS PETE INC NEW NOTE 2.625% 9/1 674215AJ7 2446 3111000 PRN OTR 2 0 3111000 0 OMEROS CORP NOTE 6.250%11/1 682143AE2 1322 1357000 PRN OTR 2 0 1357000 0 PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 5688 5459000 PRN OTR 2 0 5459000 0 PALO ALTO NETWORKS INC COM 697435105 463 2000 SH Call OTR 2 0 2000 0 PALO ALTO NETWORKS INC COM 697435105 638 2758 SH OTR 2 0 2758 0 PDC ENERGY INC NOTE 1.125% 9/1 69327RAD3 1300 1377000 PRN OTR 2 0 1377000 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 3197 2762000 PRN OTR 2 0 2762000 0 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 1280 843000 PRN OTR 2 0 843000 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 4782 4413000 PRN OTR 2 0 4413000 0 RESTORATION HARDWARE HLDGS I DBCV 7/1 761283AC4 39316 21754000 PRN OTR 2 0 21754000 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 2643 3399000 PRN OTR 2 0 3399000 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 25982 13341000 PRN OTR 2 0 13341000 0 SEA LTD NOTE 2.250% 7/0 81141RAB6 10134 4743000 PRN OTR 2 0 4743000 0 SPLUNK INC COM 848637104 584 3900 SH Call OTR 2 0 3900 0 SPLUNK INC COM 848637104 584 3900 SH Put OTR 2 0 3900 0 SPLUNK INC COM 848637104 2760 18428 SH OTR 2 0 18428 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 3728 3329000 PRN OTR 2 0 3329000 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 3019 2131000 PRN OTR 2 0 2131000 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 27189 21289000 PRN OTR 2 0 21289000 0 THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 11230 10817000 PRN OTR 2 0 10817000 0 TILRAY INC COM CL 2 88688T100 653 38100 SH Put OTR 2 0 38100 0 TILRAY INC NOTE 5.000%10/0 88688TAB6 1230 2299000 PRN OTR 2 0 2299000 0 TRANSOCEAN LTD REG SHS H8817H100 1082 157200 SH Call OTR 2 0 157200 0 TRANSOCEAN LTD REG SHS H8817H100 2297 333801 SH OTR 2 0 333801 0 TRIP COM GROUP LTD ADS 89677Q107 781 23280 SH OTR 2 0 23280 0 VEONEER INCORPORATED NOTE 4.000% 6/0 92336XAA7 3323 3232000 PRN OTR 2 0 3232000 0 VERINT SYS INC COM 92343X100 262 4740 SH OTR 2 0 4740 0 VERINT SYS INC COM 92343X100 659 11900 SH Call OTR 2 0 11900 0 VIAVI SOLUTIONS INC COM 925550105 1722 114800 SH Put OTR 2 0 114800 0 VIAVI SOLUTIONS INC COM 925550105 2808 187200 SH Call OTR 2 0 187200 0 VIAVI SOLUTIONS INC COM 925550105 13183 878878 SH OTR 2 0 878878 0 VISHAY INTERTECHNOLOGY INC COM 928298108 3248 152544 SH OTR 2 0 152544 0 WAYFAIR INC NOTE 0.375% 9/0 94419LAB7 18126 16647000 PRN OTR 2 0 16647000 0 WRIGHT MED GROUP N V ORD SHS N96617118 1134 37200 SH Call OTR 2 0 37200 0 ZENDESK INC NOTE 0.250% 3/1 98936JAB7 16993 12425000 PRN OTR 2 0 12425000 0 ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 10568 9426000 PRN OTR 2 0 9426000 0