-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KXieURKrogIYhzgEBg+v0GTWwRBLeJMyQX+anciz/JJonrPMFxFTEC4ylYIrCxcR xVSP4Qs7t4SiXdoGXr7CpA== 0000929638-09-001551.txt : 20091116 0000929638-09-001551.hdr.sgml : 20091116 20091116141216 ACCESSION NUMBER: 0000929638-09-001551 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Paradigm Advisors, LLC CENTRAL INDEX KEY: 0001453253 IRS NUMBER: 752631902 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13285 FILM NUMBER: 091185558 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1150 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (214) 756-6060 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1150 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 paradigmadvisors_f13fq32009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Paradigm Advisors, LLC Address: 200 Crescent Court, Suite 1150 Dallas, TX 75201 Form 13F File Number: 028-13285 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered. Person Signing this Report on Behalf of Reporting Manager: Name: William Dunk Title: Member Phone: (214) 756-6065 Signature, Place, and Date of Signing: /s/ William Dunk Dallas, TX November 16, 2009 (Signature] [City, State] [Date] Trafelet & Company, LLC serves as general partner of the Reporting Manager. Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total: $ 70,753 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE 3RD QUARTER ENDING SEPTEMBER 30, 2009
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------------------------------------------------------------------------------------------------------------- VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER SOLE SHARED NONE (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS - ----------------------------------------------------------------------------------------------------------------------------------- ALLEGIANT TRAVEL CO COM 01748X102 3,809 100,000 SH PUT Sole 100,000 ALLIANCE DATA SYSTEMS CORP COM 018581108 3,665 60,000 SH PUT Sole 60,000 ALLIANCE DATA SYSTEMS CORP COM 018581108 4,886 80,000 SH PUT Sole 80,000 AMEDISYS INC COM 023436108 4,363 100,000 SH PUT Sole 100,000 AMEDISYS INC COM 023436108 3,927 90,000 SH PUT Sole 90,000 AUTOZONE INC COM 053332102 5,849 40,000 SH PUT Sole 40,000 COMCAST CORP NEW COM 20030N101 4,343 257,300 SH Sole 257,300 DIRECTV GROUP INC COM 25459L106 1,702 61,700 SH Sole 61,700 GENERAL ELECTRIC CO COM 369604103 1,970 120,000 SH PUT Sole 120,000 GREEN MTN CFFE ROASTERS INC COM 393122106 4,430 60,000 SH PUT Sole 60,000 HARLEY DAVIDSON INC COM 412822108 2,300 100,000 SH PUT Sole 100,000 HOME DEPOT INC COM 437076102 5,943 223,100 SH Sole 223,100 LUMBER LIQUIDATORS INC COM 55003Q103 258 11,900 SH PUT Sole 11,900 LUMBER LIQUIDATORS INC COM 55003Q103 1,735 80,000 SH PUT Sole 80,000 MOLSON COORS BREWING CO COM 60871R209 3,675 75,500 SH Sole 75,500 MONSTER WORLDWIDE INC COM 611742107 2,272 130,000 SH PUT Sole 130,000 POOL CORPORATION COM 73278L105 2,666 120,000 SH PUT Sole 120,000 WAL MART STORES INC COM 931142103 5,699 116,100 SH Sole 116,100 WINDSTREAM CORP COM 97381W104 2,943 290,500 SH Sole 290,500 WORLD ACCEP CORP DEL COM 981419104 2,521 100,000 SH PUT Sole 100,000 ZIONS BANCORPORATION COM 989701107 1,797 100,000 SH PUT Sole 100,000
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