0001085146-12-001010.txt : 20120808 0001085146-12-001010.hdr.sgml : 20120808 20120808083911 ACCESSION NUMBER: 0001085146-12-001010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120808 DATE AS OF CHANGE: 20120808 EFFECTIVENESS DATE: 20120808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dominick & Dominick LLC CENTRAL INDEX KEY: 0001453102 IRS NUMBER: 134023549 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13375 FILM NUMBER: 121015159 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-558-8800 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 dominick2q2012.txt DOMINICK & DOMINICK LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dominick & Dominick LLC Address: 150 East 52nd Street New York, NY 10022 13F File Number: 028-13375 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert X. Reilly Title: Chief Operating Officer Phone: 212-558-8902 Signature, Place, and Date of Signing: /s/ Robert X. Reilly New York, NY August 08, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 172 Form 13F Information Table Value Total: $158,170 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 253 2825 SH SOLE 2825 0 0 ABBOTT LABS COM 002824100 2859 44350 SH SOLE 44350 0 0 AFLAC INC COM 001055102 984 23100 SH SOLE 23100 0 0 ALCOA INC COM 013817101 105 11980 SH SOLE 11980 0 0 ALTRIA GROUP INC COM 02209S103 390 11286 SH SOLE 11286 0 0 AMAZON COM INC COM 023135106 305 1334 SH SOLE 1334 0 0 AMERICAN EXPRESS CO COM 025816109 613 10531 SH SOLE 10531 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 717 9000 SH SOLE 9000 0 0 APPLE INC COM 037833100 10542 18052 SH SOLE 18052 0 0 AT&T INC COM 00206R102 2155 60421 SH SOLE 60421 0 0 AVON PRODS INC COM 054303102 1369 84428 SH SOLE 84428 0 0 BANK OF AMERICA CORPORATION COM 060505104 638 78047 SH SOLE 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