-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T6T05ZVHC98TdnYpXggsX8yPqd5+/H1Zt7p2g17RV1MprPdxe/9D5TEKUucT61y+ hSJfNoEcdsGTFvjN3jTSgQ== 0000919574-10-003367.txt : 20100517 0000919574-10-003367.hdr.sgml : 20100517 20100514180451 ACCESSION NUMBER: 0000919574-10-003367 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100514 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAIP PARTNERS, LLC CENTRAL INDEX KEY: 0001453035 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13400 FILM NUMBER: 10835163 BUSINESS ADDRESS: STREET 1: C/O CAIP CAPITAL, LLC STREET 2: 137 ROWAYTON AVENUE, SUITE 200 CITY: ROWAYTON STATE: CT ZIP: 06853 BUSINESS PHONE: 203-523-0349 MAIL ADDRESS: STREET 1: C/O CAIP CAPITAL, LLC STREET 2: 137 ROWAYTON AVENUE, SUITE 200 CITY: ROWAYTON STATE: CT ZIP: 06853 13F-HR 1 d1098386_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2010 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Caip Partners, LLC Address: 137 Rowayton Avenue, Suite 200 Rowayton, Connecticut 06853 13F File Number: 028-13400 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Walter G. Schendel III Title: Managing Member Phone: (203) 523-0349 Signature, Place and Date of Signing: /s/ Walter G. Schendel III. Rowayton, Connecticut May 17, 2010 - -------------------------- ----------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 80 Form 13F Information Table Value Total: $211,703 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- (1) 028-13401 Caip Global Partners, Ltd. FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANGRS SOLE SHARED NONE ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,670 39,809 SH SOLE NONE 39,809 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,720 40,991 SH SHARED-DEFINED (1) 40,991 AGNICO EAGLE MINES LTD COM 008474108 2,052 36,854 SH SOLE NONE 36,854 AGNICO EAGLE MINES LTD COM 008474108 2,112 37,946 SH SHARED-DEFINED (1) 37,946 ALCOA INC COM 013817101 1,527 107,260 SH SOLE NONE 107,260 ALCOA INC COM 013817101 1,573 110,440 SH SHARED-DEFINED (1) 110,440 ALPHA NATURAL RESOURCES INC COM 02076X102 1,477 296 PUT SOLE NONE 296 ALPHA NATURAL RESOURCES INC COM 02076X102 1,517 304 PUT SHARED-DEFINED (1) 304 ARCH COAL INC COM 039380100 1,240 54,246 SH SOLE NONE 54,246 ARCH COAL INC COM 039380100 1,276 55,854 SH SHARED-DEFINED (1) 55,854 ASSURED GUARANTY LTD COM G0585R106 2,894 131,716 SH SOLE NONE 131,716 ASSURED GUARANTY LTD COM G0585R106 3,007 136,889 SH SHARED-DEFINED (1) 136,889 AT&T INC COM 00206R102 4,362 168,808 SH SOLE NONE 168,808 AT&T INC COM 00206R102 4,486 173,604 SH SHARED-DEFINED (1) 173,604 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 1,365 25,726 SH SOLE NONE 25,726 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 1,404 26,474 SH SHARED-DEFINED (1) 26,474 CLIFFS NATURAL RESOURCES INC COM 18683K101 2,795 394 PUT SOLE NONE 394 CLIFFS NATURAL RESOURCES INC COM 18683K101 2,881 406 PUT SHARED-DEFINED (1) 406 CLIFFS NATURAL RESOURCES INC COM 18683K101 1,752 247 CALL SOLE NONE 247 CLIFFS NATURAL RESOURCES INC COM 18683K101 1,795 253 CALL SHARED-DEFINED (1) 253 FIBERTOWER CORP COM NEW 31567R209 344 73,939 SH SOLE NONE 73,939 FIBERTOWER CORP COM NEW 31567R209 354 76,161 SH SHARED-DEFINED (1) 76,161 FIDELITY NATL INFORMATION SV COM 31620M106 2,725 183,851 PUT SOLE NONE 183,851 FIDELITY NATL INFORMATION SV COM 31620M106 2,806 189,349 PUT SHARED-DEFINED (1) 189,349 GOOGLE INC CL A 38259P508 4,220 7,441 SH SOLE NONE 7,441 GOOGLE INC CL A 38259P508 4,344 7,659 SH SHARED-DEFINED (1) 7,659 JPMORGAN CHASE & CO COM 46625H100 840 18,771 SH SOLE NONE 18,771 JPMORGAN CHASE & CO COM 46625H100 865 19,329 SH SHARED-DEFINED (1) 19,329 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1,443 32,503 SH SOLE NONE 32,503 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1,483 33,397 SH SHARED-DEFINED (1) 33,397 MBIA INC COM 55262C100 973 155,248 SH SOLE NONE 155,248 MBIA INC COM 55262C100 1,002 159,852 SH SHARED-DEFINED (1) 159,852 MICROSOFT CORP COM 594918104 4,130 141,026 SH SOLE NONE 141,026 MICROSOFT CORP COM 594918104 4,249 145,074 SH SHARED-DEFINED (1) 145,074 MORGAN STANLEY COM NEW 617446448 894 30,530 SH SOLE NONE 30,530 MORGAN STANLEY COM NEW 617446448 919 31,370 SH SHARED-DEFINED (1) 31,370 NEWMONT MINING CORP COM 651639106 2,019 39,652 SH SOLE NONE 39,652 NEWMONT MINING CORP COM 651639106 2,080 40,848 SH SHARED-DEFINED (1) 40,848 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 3,016 246 SH PUT SOLE NONE 246 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 3,114 254 SH PUT SHARED-DEFINED (1) 254 PETROHAWK ENERGY CORP COM 716495106 2,368 116,757 SH SOLE NONE 116,757 PETROHAWK ENERGY CORP COM 716495106 2,483 122,443 SH SHARED-DEFINED (1) 122,443 PROSHARES TR PSHS ULSHT SP500 74347R883 2,329 75,136 SH SOLE NONE 75,136 PROSHARES TR PSHS ULSHT SP500 74347R883 2,398 77,364 SH SHARED-DEFINED (1) 77,364 REGIONS FINANCIAL CORP NEW COM 7591EP100 2,368 301,620 SH SOLE NONE 301,620 REGIONS FINANCIAL CORP NEW COM 7591EP100 2,436 310,280 SH SHARED-DEFINED (1) 310,280 RESEARCH IN MOTION LTD COM 760975102 1,635 221 SH PUT SOLE NONE 221 RESEARCH IN MOTION LTD COM 760975102 1,694 229 SH PUT SHARED-DEFINED (1) 229 SANDRIDGE ENERGY INC COM 80007P307 4,143 538,116 SH SOLE NONE 538,116 SANDRIDGE ENERGY INC COM 80007P307 4,276 555,284 SH SHARED-DEFINED (1) 555,284 SOUTHWESTERN ENERGY CO COM 845467109 1,288 31,631 SH SOLE NONE 31,631 SOUTHWESTERN ENERGY CO COM 845467109 1,326 32,569 SH SHARED-DEFINED (1) 32,569 SPDR GOLD TRUST GOLD SHS 78463V107 1,877 17,226 SH SOLE NONE 17,226 SPDR GOLD TRUST GOLD SHS 78463V107 1,936 17,774 SH SHARED-DEFINED (1) 17,774 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 17,854 1,526 SH PUT SOLE NONE 1,526 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 18,416 1,574 SH PUT SHARED-DEFINED (1) 1,574 SPRINT NEXTEL CORP COM SER 1 852061100 2,926 769,936 SH SOLE NONE 769,936 SPRINT NEXTEL CORP COM SER 1 852061100 3,013 792,764 SH SHARED-DEFINED (1) 792,764 STRAYER ED INC COM 863236105 4,067 167 SH PUT SOLE NONE 167 STRAYER ED INC COM 863236105 4,213 173 SH PUT SHARED-DEFINED (1) 173 SYNOVUS FINL CORP COM 87161C105 2,591 787,625 SH SOLE NONE 787,625 SYNOVUS FINL CORP COM 87161C105 2,668 810,979 SH SHARED-DEFINED (1) 810,979 TEMPLE INLAND INC COM 879868107 1,040 50,899 SH SOLE NONE 50,899 TEMPLE INLAND INC COM 879868107 1,069 52,301 SH SHARED-DEFINED (1) 52,301 UNITED CMNTY BKS BLAIRSVLE G CAP STK 90984P105 2,495 565,827 SH SOLE NONE 565,827 UNITED CMNTY BKS BLAIRSVLE G CAP STK 90984P105 2,568 582,293 SH SHARED-DEFINED (1) 582,293 UNITED STATES STL CORP NEW COM 912909108 3,360 529 SH PUT SOLE NONE 529 UNITED STATES STL CORP NEW COM 912909108 3,468 546 SH PUT SHARED-DEFINED (1) 546 VERIZON COMMUNICATIONS INC COM 92343V104 3,325 107,173 SH SOLE NONE 107,173 VERIZON COMMUNICATIONS INC COM 92343V104 3,422 110,303 SH SHARED-DEFINED (1) 110,303 WALTER ENERGY INC COM 93317Q105 1,689 183 SH PUT SOLE NONE 183 WALTER ENERGY INC COM 93317Q105 1,725 187 SH PUT SHARED-DEFINED (1) 187 WINDSTREAM CORP COM 97381W104 3,938 361,571 SH SOLE NONE 361,571 WINDSTREAM CORP COM 97381W104 4,068 373,529 SH SHARED-DEFINED (1) 373,529 WINDSTREAM CORP COM 97381W104 1,074 986 SH CALL SOLE NONE 986 WINDSTREAM CORP COM 97381W104 1,104 1,014 SH CALL SHARED-DEFINED (1) 1,014 YAHOO INC COM 984332106 1,298 78,536 SH SOLE NONE 78,536 YAHOO INC COM 984332106 1,337 80,864 SH SHARED-DEFINED (1) 80,864 YAMANA GOLD INC COM 98462Y100 834 84,250 SH SOLE NONE 84,250 YAMANA GOLD INC COM 98462Y100 859 86,750 SH SHARED-DEFINED (1) 86,750
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