-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WFulgN1pfbiZGZk9PIF+kGPdfNqPoCltqwMqKe88VqXadPpmA7RCj1oG/3cjXEgD 3LpGBky0GuRumTpt9cycLA== 0001452861-09-000003.txt : 20090209 0001452861-09-000003.hdr.sgml : 20090209 20090209123331 ACCESSION NUMBER: 0001452861-09-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090209 DATE AS OF CHANGE: 20090209 EFFECTIVENESS DATE: 20090209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IMC-Chicago, LLC CENTRAL INDEX KEY: 0001452861 IRS NUMBER: 364368063 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13342 FILM NUMBER: 09579924 BUSINESS ADDRESS: STREET 1: 233 SOUTH WACKER STREET 2: SUITE 4610 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-244-3313 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER STREET 2: SUITE 4610 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 sec13f12312008.txt 13F-HR SUBMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Filing Form: 13F-HR Period End Date: December 31, 2009 Name of Filing Firm: IMC-Chicago, LLC Address of Filing Firm: 233 S. Wacker, Suite 4610 Chicago, IL 60606 CIK: 0001452861 CCC: q7o@rkao Submission/Contact: \s\Kevin B. Wirth Kevin B. Wirth Director of Finance (312) 244-3323 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. 13F File#: TBD (First filing) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F SUMMARY PAGE Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 204 Form 13F Information Table Value Total: 1,138,376,000 E TRADE FINANCIAL CORPORATION 269246104 30 25695 IVANHOE MINES LTD F- 46579N103 33 12303 FEDERAL NATL MTG ASSN COM 313586109 36 47870 FEDERAL HOME LOAN MTG CORP 313400301 59 80973 MEDAREX INC COM 583916101 90 16141 NATIONAL CITY CORP 635405103 91 50300 SLM CORPORATION 78442P106 114 12800 AMERICAN INTL GROUP INC COM 026874107 139 88500 ALCOA INC 013817101 152 13489 ELDORADO GOLD CORPNEW 284902103 209 26277 ISHARES FTSE XINHAU CHINA 25 464287184 213 381 C SLM CORPORATION 78442P106 217 6561 C CAMECO CORP 13321L108 220 12771 UNITED STATES NATURALGAS FD L ETF 912318102 221 9536 FREEPORT MCMORAN COPPER & GOLD 35671D857 227 187 P ORACLE INC. 68389X105 227 1636 P APACHE CORP 037411105 228 128 P ISHARE DOW JONES US TECHNOLOG SECTO 464287721 229 6477 UNITED STATES NATURALGAS FD LP 912318102 229 3352 C DOW CHEM CO 260543103 230 276 P LAS VEGAS SANDS CORP CMN 517834107 231 38900 3M COMPANY 88579Y101 233 199 P INTUITIVE SURGICAL INC 46120E602 243 172 C ELAN CORP PLC (ADR) ADR CMN 284131208 244 40630 CATERPILLAR INC COM 149123101 243 5500 ISHARES SILVER TRUST ETF 46428Q109 251 22447 MERCK & CO INC COM 589331107 252 8300 MICROSOFT CORP COM 594918104 253 13002 CAMECO CORP 13321L108 257 124 P MICROSOFT CORP 594918104 259 1308 C PFIZER INC COM 717081103 269 15162 MOTOROLA INC COM 620076109 269 60754 ALCOA INC 013817101 273 154 P INTEL CORP 458140100 273 1319 P LOWE'S COMPANIES, INC. 548661107 274 12743 CURRENCYSHARES BRITISH POUND TRUST 23129S106 285 1955 BERKSHIRE HATHAWAY INC. CL-A HOLDIN 084670108 290 3 SENECA FOODS CORP CL A NEW 817070501 290 14011 DOW JONES US BASIC MATERIALS SECTOR 464287838 291 7840 AMGEN COM 031162100 292 5051 CHINA LIFE INSUR CO LTD (CHIN SPONS 16939P106 292 6287 SUN MICROSYSTEMS LTD CMN 866810203 293 76814 UNITED STATES HEATING OIL FUN EXCHA 91204P107 295 13681 MASTERCARD INCORPORATED 57636Q104 332 115 C MASTERCARD INCORPORATED 57636Q104 340 188 P SPDR GOLD TRUST 78463V107 343 1412 P FEDERAL HOME LOAN MTG CORP 313400301 345 1431 P ISHARES MSCI EMERGING MKT INDEX FUN 464287234 345 13808 DOW CHEM CO COM 260543103 358 23701 TEVA PHARMACEUTICAL IND LTD 881624209 366 254 C NATIONAL CITY CORP 635405103 369 992 P VERIZON COMMUNICATIONS 92343V104 369 10888 FEDERAL NATL MTG ASSN 313586109 371 1256 P APACHE CORP COM 037411105 372 4990 HOME DEPOT INC 437076102 375 16287 EOG RESOURCES INC 26875P101 390 5852 LAS VEGAS SANDS CORP 517834107 397 412 P MORGAN STANLEY 617446448 404 25170 CONOCOPHILLIPS 20825C104 407 260 P UNITED STATES STEEL CP 912909108 413 11100 TORONTO DOMINION BANK-NEW COM 891160509 413 11523 THE PROCTER & GAMBLE COMPANY COM 742718109 433 7000 PROSHARES TRUST 74347R628 439 104 P CRRNCYSHARES SWEDISH KRONA TR MUTUA 23129R108 442 3447 EMC CORP MASS COM 268648102 465 44388 INTUITIVE SURGICAL INC 46120E602 465 114 P AMEX ENERGY SELECT INDEX 81369Y506 479 487 P AMERICAN EXPRESS CO 025816109 491 1457 P BRISTOL MYERS SQUIBB CO COM 110122108 498 21400 AMAZON COM INC 023135106 522 946 C ISHARES TRUST-ISHARES S&P SMALLCAP 464287804 533 12124 ISHARES MSCI BRAZIL INDEX FD 464286400 549 1826 C PROSHARES SHORT MSCI EMERGING MARKE 74347R396 553 7032 SLM CORPORATION 78442P106 555 1073 P ELAN CORP PLC (ADR) 284131208 559 844 P PROSHARES TRUST-PROSHARES 74347R743 562 2190 P ISHARES MSCI EMERGING MKT 464287234 571 7396 C SPDR GOLD TRUST 78463V107 574 2044 C ANADARKO PETE CORP COM 032511107 581 15068 HEWLETT PACKARD CO COM 428236103 596 16425 AGNICO EAGLE MINES LTD 008474108 597 11630 DRYSHIPS INC Y2109Q101 604 742 P AMEX ENERGY SELECT INDEX 'SPDR' 81369Y506 608 12724 RESEARCH IN MOTION LTD 760975102 645 15895 HARTFORD FINANCIAL SERVICES G 416515104 657 40000 OCCIDENTAL PETROLEUM CORP COM 674599105 660 11004 CHESAPEAKE ENERGY CORP 165167107 684 4187 C MERRILL LYNCH PIERCE FENNER & 590188108 704 15079 C INTERNATIONAL BUSINESS MACHS COM 459200101 730 8670 UNITED STATES NATURALGAS FD LP 912318102 730 1101 P MASTERCARD INCORPORATED CMN 57636Q104 736 5152 CELGENE CORP COM 151020104 741 13400 TARGET CORP 87612E106 783 1784 P AGRIUM INCCOM 008916108 790 23138 MOTOROLA INC 620076109 791 748 P SUNCOR INC COM 867229106 806 41310 COMPANHIA VALE DO RIO DOCE 204412209 817 1407 P TARGET CORP 87612E106 820 1798 C OIL SERVICE HOLD TR 678002106 837 11350 RESEARCH IN MOTION LTD 760975102 869 2347 C FORD MOTOR CO (NEW) 345370860 882 1364 P TRANSOCEAN LTD. H8817H100 901 239 P SEARS HLDGS CORP 812350106 920 132 P MICROSOFT CORP 594918104 937 1183 P CBOE MINI S&P 500 OPEN/EURO IN 12502W107 938 1000 P ROHM & HAAS CO 775371107 943 1815 P VISA INC. CMN CLASS A 92826C839 956 18228 CURRENCYSHARES EURO TRUST ETF 23130C108 961 6869 AMERICAN INTL GROUP INC 026874107 963 5414 P EXXON MOBIL CORP. 30231G102 1041 1015 P ENCANA CORP 292505104 1047 22522 MORGAN STANLEY 617446448 1108 5447 C BRISTOW GROUP INC. CONV PFD USD2.75 110394400 1167 31900 ORACLE INC. COM 68389X105 1207 68068 SUN MICROSYSTEMS LTD 866810203 1264 3084 P CITIGROUP INC. 172967101 1268 25256 C FINANCIAL SELECT SECTOR SPDR 81369Y605 1271 27624 C ROHM & HAAS CO 775371107 1295 1628 C PFIZER INC 717081103 1300 1401 P INTEL CORP COM 458140100 1342 91539 DIREXION ETF TRUST LARGE CAP BEAR 3 25459W854 1366 23385 CANADIAN NATURAL RESOURCES LT 136385101 1373 34353 CURRENCYSHARES MEXICAN PESO T MUTUA 23130H107 1376 18645 YAHOO INC 984332106 1417 3793 P VISA INC. 92826C839 1432 1846 P PROSHARES ULTRA MIDCAP400 ETF 74347R404 1433 57463 BANK OF AMERICA CORP 060505104 1450 15079 C CURRENCYSHARES CDN DLR TR MUTUAL FU 23129X105 1477 17929 HARTFORD FINANCIAL SERVICES GR 416515104 1498 1177 P QUALCOMM INC COM 747525103 1505 42010 FINANCIAL SELECT SECTOR SPDR 81369Y605 1535 122617 PROSHARES SHORT QQQ ETF 74347R602 1588 21744 3M COMPANY 88579Y101 1614 28052 GENERAL ELEC CO 369604103 1637 13659 C ISHARES FTSE XINHAU CHINA 25 464287184 1643 779 P YAHOO INC 984332106 1681 8258 C GOOGLE INC. CMNCLASS A 38259P508 1682 5466 J.P. MORGAN CHASE & CO 46625H100 1738 7869 C DENEDREON CORP 24823Q107 1854 2582 P ISHARES MSCI EAFE INDEX FUND ETF 464287465 1912 42621 ROHM & HAAS CO COM 775371107 1915 30999 PROSHARES TR PROSHARES ULTRA OIL & 74347R719 1950 67504 ISHARE RUSSELL 2000 INDEX 464287655 1952 62259 C GOLDCORP INC. 380956409 1965 62332 PROSHARES TRUST PROSHARES ULTRASHOR 74347R586 1974 78843 CBOE MINI-NDX INDEX 12492Y105 2080 500 P WAL-MART STORES INC COM 931142103 2106 37560 GOLDMAN SACHS GROUP INC 38141G104 2209 4337 C EXXON MOBIL CORP. 30231G102 2233 2536 C UNITED STATES OIL FUND LP 91232N108 2252 12388 C CHESAPEAKE ENERGY CORP 165167107 2310 3035 P PROSHARES ULTRASHORT DOW30 ETF 74347R867 2324 43389 PROSHARES SHORT RUSSELL2000 ETF 74347R826 2348 35564 RESEARCH IN MOTION LTD 760975102 2374 750 P ISHARES FTSE XINHAU CHINA 25 INDEX 464287184 2377 81713 WELLS FARGO CO (NEW) 949746101 2405 6891 P PETROLEO BRASILEIRO S.A. - PET 71654V408 2489 22936 C PROSHARES SHORT MIDCAP400 ETF 74347R800 2623 38338 PROSHARES ULTRA RUSSELL2000 ETF 74347R842 2674 134281 BAIDU INC. 056752108 2702 4021 C ISHARES MSCI BRAZIL INDEX FD 464286400 2757 2686 P APPLE INC 037833100 2807 15174 C GENERAL MTRS CORP. 370442105 2870 1267 P PROSHARES TRUST PROSHARES ULTRASHOR 74347R628 3180 30873 WELLS FARGO CO (NEW) 949746101 3260 8372 C WACHOVIA CORP (NEW) 929903102 3299 4207 P GOOGLE INC. 38259P508 3402 364 P PROSHARES TRUST-PROSHARES ULTRA FIN 74347R743 3434 569414 POT ASH SASKATCHEWAN COM 73755L107 3655 49918 PROSHARES ULTRASHORT QQQ ETF 74347R875 3917 68292 PROSHARES ULTRASHORT MIDCAP400 ETF 74347R859 3940 67590 PROSHARES SHORT DOW30 MUTUAL FUND 74347R701 3962 57804 PROSHARES ULTRASHORT RUSSELL2 ETF 74347R834 4208 66377 PROSHARES ULTRA QQQ ETF 74347R206 4967 184699 AMEX S & P DEPOSITARY RECEIPTS 78462F103 5134 24439 C POWERSHARES QQQ TRUST MUTUAL FUND 73935A104 6337 213066 MORGAN STANLEY 617446448 6583 6454 P J.P. MORGAN CHASE & CO 46625H100 6717 6702 P GENERAL ELEC CO 369604103 6758 11253 P ISHARES MSCI EMERGING MKT 464287234 7704 3567 P DIREXION ETF TRUST SMALL CAP BULL 3 25459W847 9247 271262 CITIGROUP INC. CMN 172967101 9742 1451795 MERRILL LYNCH PIERCE FENNER & 590188108 10042 6988 P GOLDMAN SACHS GROUP INC 38141G104 10090 4893 P BAIDU INC. 056752108 10352 2097 P APPLE INC 037833100 13741 160992 DIREXION ETF TRUST LARGE CAP BULL 3 25459W862 14309 393206 UNITED STATES OIL FUND LP ETF 91232N108 16677 503840 BANK OF AMERICA CORP 060505104 16695 11226 P PROSHARES ULTRA DOW30 ETF 74347R305 17899 560570 FINANCIAL SELECT SECTOR SPDR 81369Y605 20069 28047 P PETROLEO BRASILEIRO S.A. - PET 71654V408 21292 14075 P CITIGROUP INC. 172967101 22542 30294 P ISHARE RUSSELL 2000 INDEX 464287655 26286 533840 SPDR GOLD TRUST ETF 78463V107 26629 307778 AMEX MIDCAP 400 DEP RECEIPTS 595635103 35493 365307 UNITED STATES OIL FUND LP 91232N108 38238 12724 P APPLE INC 037833100 40750 15173 P PROSHARES ULTRA S&P500 ETF 74347R107 41222 1569169 CBOE S&P 500 OPEN/EURO INDEX 648815108 57108 17131 C ISHARE RUSSELL 2000 INDEX 464287655 76869 36840 P AMEX S & P DEPOSITARY RECEIPT (SPDR 78462F103 78681 871913 AMEX S & P DEPOSITARY RECEIPTS 78462F103 83779 35447 P CBOE S&P 500 OPEN/EURO INDEX 648815108 213018 17766 P -----END PRIVACY-ENHANCED MESSAGE-----