0001452766-12-000004.txt : 20120814 0001452766-12-000004.hdr.sgml : 20120814 20120814153226 ACCESSION NUMBER: 0001452766-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPINE SECURITIES USVI, LLC CENTRAL INDEX KEY: 0001452766 IRS NUMBER: 660710378 STATE OF INCORPORATION: VI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15021 FILM NUMBER: 121032421 BUSINESS ADDRESS: STREET 1: 6100 RED HOOK QRT#2 SUITE A2-3 CITY: ST. THOMAS STATE: VI ZIP: 00802 BUSINESS PHONE: 917 658-9495 MAIL ADDRESS: STREET 1: ONE HIBISCUS ALLEY CITY: ST. THOMAS STATE: VI ZIP: 00802 13F-HR 1 asu13f-03312012.txt ASU Q1 2012 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alpine Securities USVI, LLC Address: 6100 Red Hook Quarter #2, Suite A3-1 St. Thomas, VI 00802 Form 13F File Number: 28-____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Andrew Park Title: Chief Operating Officer Phone: 646-961-3213 Signature, Place, and Date of Signing: (s) Andrew Park St. Thomas, US Virgin Islands 8/14/2012 ------------------- ---------------------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 2 Form 13F Information Table Value Total: $338 (thousands) List of Other Included Managers: NONE VALUE SH/ PUT/INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP ($000's) AMOUNT PRN CALLDISCRETION MANAGER SOLE SHARED NONE ---------------------------------------------------------- -------- --------------- --- ---------- -------- ----- ------- ---- JPMORGAN CHASE & CO COM 46625H100 230 5000 SH SOLE 5000 NOVAGOLD RES INC COM NEW 66987E206 108 15000 SH SOLE 15000