0001127602-13-012446.txt : 20130401 0001127602-13-012446.hdr.sgml : 20130401 20130401133557 ACCESSION NUMBER: 0001127602-13-012446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130401 DATE AS OF CHANGE: 20130401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leonsis Theodore CENTRAL INDEX KEY: 0001452645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 13730170 MAIL ADDRESS: STREET 1: WASHINGTON CAPITALS STREET 2: 627 N GLEBE RD SUITE 850 CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-03-31 0000004962 AMERICAN EXPRESS CO AXP 0001452645 Leonsis Theodore C/O AMERICAN EXPRESS COMPANY 200 VESEY STREET NEW YORK NY 10285-5001 1 Common Stock 2013-01-22 5 G 0 E 5000 D 20000 D Share Equivalent Units 2013-03-31 4 A 0 198.434 66.143 A Common Stock 198.434 7685.4431 D The reported disposition represents a bona fide gift. The Share Equivalent Units convert into common stock on a one-for-one basis. The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. The Share Equivalent Units are convertible immediately and have no expiration date. Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. /s/ Michael G. Kuchs, attorney-in-fact 2013-04-01