0001193125-13-057981.txt : 20130214 0001193125-13-057981.hdr.sgml : 20130214 20130214100049 ACCESSION NUMBER: 0001193125-13-057981 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 GROUP MEMBERS: QVT ASSOCIATES GP LLC GROUP MEMBERS: QVT FINANCIAL GP LLC GROUP MEMBERS: QVT FUND LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TPC Group Inc. CENTRAL INDEX KEY: 0001452217 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 200863618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85193 FILM NUMBER: 13607120 BUSINESS ADDRESS: STREET 1: 5151 SAN FELIPE STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-627-7474 MAIL ADDRESS: STREET 1: 5151 SAN FELIPE STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Texas Petrochemicals Inc. DATE OF NAME CHANGE: 20081215 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: QVT Financial LP CENTRAL INDEX KEY: 0001290162 IRS NUMBER: 113694008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-705-8800 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 SC 13G/A 1 d482451dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

TPC Group, Inc.

(Name of Issuer)

Common Stock, $0.01 par value per share

(Title of Class of Securities)

89236Y104

(CUSIP Number)

December 31, 2012

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 89236Y104  

 

  1.   

Names of Reporting Persons.

 

QVT Financial LP

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization…

 

    Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power…

 

    0

   6.   

Shared Voting Power…

 

    0

   7.   

Sole Dispositive Power…

 

    0

   8.   

Shared Dispositive Power…

 

    0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person…

 

    0

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨

 

11.  

Percent of Class Represented by Amount in Row (9)

 

    0%

12.  

Type of Reporting Person (See Instructions)

 

    PN

 


CUSIP No. 89236Y104  

 

  1.   

Names of Reporting Persons.

 

QVT Financial GP LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization…

 

    Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power…

 

    0

   6.   

Shared Voting Power…

 

    0

   7.   

Sole Dispositive Power…

 

    0

   8.   

Shared Dispositive Power…

 

    0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person…

 

    0

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨

 

11.  

Percent of Class Represented by Amount in Row (9)

 

    0%

12.  

Type of Reporting Person (See Instructions)

 

    OO

 


CUSIP No. 89236Y104  

 

  1.   

Names of Reporting Persons.

 

QVT Fund LP

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization…

 

    Cayman Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power…

 

    0

   6.   

Shared Voting Power…

 

    0

   7.   

Sole Dispositive Power…

 

    0

   8.   

Shared Dispositive Power…

 

    0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person…

 

    0

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨

 

11.  

Percent of Class Represented by Amount in Row (9)

 

    0%

12.  

Type of Reporting Person (See Instructions)

 

    PN

 


CUSIP No. 89236Y104  

 

  1.   

Names of Reporting Persons.

 

QVT Associates GP LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization…

 

    Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power…

 

    0

   6.   

Shared Voting Power…

 

    0

   7.   

Sole Dispositive Power…

 

    0

   8.   

Shared Dispositive Power…

 

    0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person…

 

    0

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨

 

11.  

Percent of Class Represented by Amount in Row (9)

 

    0%

12.  

Type of Reporting Person (See Instructions)

 

    OO

 


Item 1  

(a).

   Name of Issuer      
     TPC Group, Inc. (the “Issuer”)      
Item 1  

(b).

   Address of Issuer’s Principal Executive Offices      
    

The address of the Issuer’s principal executive offices is:

 

5151 San Felipe, Suite 800, Houston, Texas 77056, United States

     
Item 2  

(a).

   Name of Person Filing      
Item 2  

(b).

   Address of Principal Business Office or, if none, Residence      
Item 2  

(c).

   Citizenship      
    

QVT Financial LP

1177 Avenue of the Americas, 9th Floor

New York, New York 10036

Delaware Limited Partnership

 

QVT Financial GP LLC

1177 Avenue of the Americas, 9th Floor

New York, New York 10036

Delaware Limited Liability Company

 

QVT Fund LP

190 Elgin Avenue

George Town, Grand Cayman, KY1-9005 Cayman Islands

Cayman Islands Limited Partnership

 

QVT Associates GP LLC

1177 Avenue of the Americas, 9th Floor

New York, New York 10036

Delaware Limited Liability Company

     
Item 2  

(d).

   Title of Class of Securities      
     Common stock, $0.01 par value per share (the “Common Stock”).      
Item 2  

(e).

   CUSIP Number      
     The CUSIP number of the Common Stock is 89236Y104.      
Item 3.   If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:   
  (a)    ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b)    ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
  (c)    ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
  (e)    ¨    An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
  (f)    ¨    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
  (g)    ¨    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
  (h)    ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j)    ¨    A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
  (k)    ¨    Group, in accordance with §240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution:         .


Item 4.    Ownership.      
   (a)    Amount beneficially owned:      
      As of December 31, 2012, the Reporting Persons own no shares of Common Stock.      
   (b)    Percent of class:      
      See Item 11 of the Cover Pages to this Schedule 13G.      
   (c)    Number of shares as to which the person has:      
      (i)    Sole power to vote or to direct the vote      
         0      
      (ii)    Shared power to vote or to direct the vote      
         See item (a) above.      
      (iii)    Sole power to dispose or to direct the disposition of      
         0      
      (iv)    Shared power to dispose or to direct the disposition of      
         See item (a) above.      
Item 5.    Ownership of Five Percent or Less of a Class   
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following…..x.   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.      
   Not Applicable      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
   Not Applicable
Item 8.    Identification and Classification of Members of the Group      
   Not Applicable      
Item 9.    Notice of Dissolution of Group      
   Not Applicable      
Item 10.    Certification      
   Not Applicable      


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 14, 2013

 

QVT FINANCIAL LP     QVT FUND LP
By QVT Financial GP LLC,     By QVT Associates GP LLC,
its General Partner     its General Partner
By:  

/s/ Nicholas Brumm

    By:  

Nicholas Brumm

Name:   Nicholas Brumm     Name:   Nicholas Brumm
Title:   Managing Member     Title:   Managing Member
By:  

/s/ Meg Eisner

    By:  

/s/ Meg Eisner

Name:   Meg Eisner     Name:   Meg Eisner
Title:   Authorized Signatory     Title:   Authorized Signatory
QVT FINANCIAL GP LLC     QVT ASSOCIATES GP LLC
By:  

/s/ Nicholas Brumm

    By:  

/s/ Nicholas Brumm

Name:   Nicholas Brumm     Name:   Nicholas Brumm
Title:   Managing Member     Title:   Managing Member
By:  

/s/ Meg Eisner

    By:  

/s/ Meg Eisner

Name:   Meg Eisner     Name:   Meg Eisner
Title:   Authorized Signatory     Title:   Authorized Signatory