0001127602-13-019825.txt : 20130607 0001127602-13-019825.hdr.sgml : 20130607 20130607165850 ACCESSION NUMBER: 0001127602-13-019825 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130607 FILED AS OF DATE: 20130607 DATE AS OF CHANGE: 20130607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global, Inc. CENTRAL INDEX KEY: 0001316631 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 202197030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303 220 6600 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Green Richard R CENTRAL INDEX KEY: 0001452212 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51360 FILM NUMBER: 13901289 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-06-07 0001316631 Liberty Global, Inc. LBTY 0001452212 Green Richard R 12300 LIBERTY BOULEVARD ENGLEWOOD CO 80112 1 Series A Common Stock 2013-06-07 4 D 0 3941 D 0 D Series C Common Stock 2013-06-07 4 D 0 2878 D 0 D Stock Option A (right to buy) 12.78 2013-06-07 4 D 0 10000 0 D 2018-12-16 Series A Common Stock 10000 0 D Stock Option A (right to buy) 14.91 2013-06-07 4 D 0 10000 0 D 2019-06-17 Series A Common Stock 10000 0 D Stock Option A (right to buy) 26.76 2013-06-07 4 D 0 2812 0 D 2020-06-17 Series A Common Stock 2812 0 D Stock Option A (right to buy) 41.85 2013-06-07 4 D 0 996 0 D 2021-06-21 Series A Common Stock 996 0 D Stock Option A (right to buy) 48.50 2013-06-07 4 D 0 1895 0 D 2022-06-19 Series A Common Stock 1895 0 D Stock Option C (right to buy) 12.09 2013-06-07 4 D 0 10000 0 D 2018-12-16 Series C Common Stock 10000 0 D Stock Option C (right to buy) 14.82 2013-06-07 4 D 0 10000 0 D 2019-06-17 Series C Common Stock 10000 0 D Stock Option C (right to buy) 26.79 2013-06-07 4 D 0 2809 0 D 2020-06-17 Series C Common Stock 2809 0 D Stock Option C (right to buy) 40.20 2013-06-07 4 D 0 1036 0 D 2021-06-21 Series C Common Stock 1036 0 D Stock Option C (right to buy) 46.90 2013-06-07 4 D 0 1960 0 D 2022-06-19 Series C Common Stock 1960 0 D Series A Stock Fund Units 2013-06-07 4 D 0 1749 0 D Series A Common Stock 1749 0 D Series C Stock Fund Units 2013-06-07 4 D 0 1745 0 D Series C Common Stock 1745 0 D Includes 1,252 shares that the Reporting Person elected to defer receipt of in accordance with the Liberty Global, Inc. Nonemployee Director Deferred Compensation Plan (the Plan). Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A and Series C common stock. Includes 1,298 shares that the Reporting Person elected to defer receipt of in accordance with the Plan. The option was assumed by Liberty Global plc and is immediately exercisable. The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on the date of the Issuer's 2011 annual meeting of stockholders. The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on the date of the Issuer's 2012 annual meeting of stockholders. The stock fund units were assumed by Liberty Global plc and as a result each stock fund unit represents the economic equivalent of one share of the corresponding class of Liberty Global plc ordinary shares. The stock fund units confer no voting or other rights of stock ownership. The stock fund units will be payable, in shares of the corresponding class of Liberty Global plc ordinary shares, in accordance with the Plan. The trading symbols for the Liberty Global, Inc.'s Series A, Series B and Series C ordinary shares are, respectively, LBTYA, LBTYB and LBTYK. The disposition of the referenced securities of Liberty Global, Inc. by the Reporting Person was made as a result of the business combination of Liberty Global, Inc. and Virgin Media Inc. with wholly-owned subsidiaries of the Liberty Global plc, which mergers were consummated on June 7, 2013, prior to the filing date for the Current Report on Form 8-K filed by the Liberty Global, Inc. reporting such mergers. The disposition of all such securities by the Reporting Person was approved and exempted pursuant to Rule 16b-3 under the Securities Exchange Act of 1934. Richard R. Green 2013-06-07