0001144204-11-020089.txt : 20110405 0001144204-11-020089.hdr.sgml : 20110405 20110405085936 ACCESSION NUMBER: 0001144204-11-020089 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110405 DATE AS OF CHANGE: 20110405 EFFECTIVENESS DATE: 20110405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CACTI ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001452208 IRS NUMBER: 208511630 STATE OF INCORPORATION: GA FISCAL YEAR END: 0207 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14121 FILM NUMBER: 11738235 BUSINESS ADDRESS: STREET 1: 3655 PEACHTREE ROAD STREET 2: SUITE 101 CITY: ATLANTA STATE: GA ZIP: 30319 BUSINESS PHONE: 404-869-1469 MAIL ADDRESS: STREET 1: 3655 PEACHTREE ROAD STREET 2: SUITE 101 CITY: ATLANTA STATE: GA ZIP: 30319 13F-HR 1 v217530_13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cacti Asset Management, L.L.C. Address: 3655 Peachtree Road, Suite 101 Atlanta, GA 30319 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joshua S. Pechter Title: Managing Partner Phone: 404-869-1469 Signature, Place, and Date of Signing: /s/ Joshua S. Pechter Atlanta, GA April 4, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 92 Form 13F Information Table Value Total: $227,780 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- -------- -------- -------- -------- VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ------- --- ---- ---------- -------- ------ -------- ----- ADAMS GOLF INC COM COM NEW 006228209 164 30,000 SH SOLE 30,000 0 0 ALLIANCEBERNSTEIN HLDG LP UNIT LTD PARTN 01881G106 5,332 244,580 SH SOLE 244,580 0 0 AMERICAN EXPRESS CO COM 025816109 7,204 159,375 SH SOLE 159,375 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 9 250 SH SOLE 250 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 4,901 85,725 SH SOLE 85,725 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 164 10,000 SH SOLE 10,000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 8,303 161,825 SH SOLE 161,825 0 0 BANK OF AMERICA CORPORATION COM 060505104 115 8,595 SH SOLE 8,595 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 6,938 232,284 SH SOLE 232,284 0 0 BAXTER INTL INC COM 071813109 538 10,000 SH SOLE 10,000 0 0 BECTON DICKINSON & CO COM 075887109 7,034 88,350 SH SOLE 88,350 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 100 1,200 SH SOLE 1,200 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 2,513 140,525 SH SOLE 140,525 0 0 BP PLC SPONSORED ADR 055622104 3 75 SH SOLE 75 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 983 37,180 SH SOLE 37,180 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1,199 52,850 SH SOLE 52,850 0 0 BROWN & BROWN INC COM 115236101 6,192 240,000 SH SOLE 240,000 0 0 BUILD A BEARWORKSHOP COM 120076104 30 5,000 SH SOLE 5,000 0 0 CHUBB CORP COM 171232101 6,741 109,950 SH SOLE 109,950 0 0 CISCO SYS INC COM 17275R102 418 24,354 SH SOLE 24,354 0 0 CITIGROUP INC COM 172967101 111 25,000 SH SOLE 25,000 0 0 COCA COLA CO COM 191216100 3,433 51,750 SH SOLE 51,750 0 0 CONSOLIDATED WATER CO INC ORD G23773107 2,797 256,575 SH SOLE 256,575 0 0 CORINTHIAN COLLEGES INC COM 218868107 2 400 SH SOLE 400 0 0 COWEN GROUP INC NEW CL A 223622101 221 55,000 SH SOLE 55,000 0 0 CVS CAREMARK CORPORATION COM 126650100 541 15,750 SH SOLE 15,750 0 0 DISNEY WALT CO COM 254687106 3,362 78,025 SH SOLE 78,025 0 0 DUKE ENERGY CORP NEW COM 26441C105 272 15,000 SH SOLE 15,000 0 0 DUSA PHARMACEUTICALS INC COM 266898105 312 60,000 SH SOLE 60,000 0 0 E TRADE FINL CORP COM NEW 269246401 156 10,000 SH SOLE 10,000 0 0 LILLY ELI & CO COM 532457108 106 3,000 SH SOLE 3,000 0 0 E M C CORP MASS COM 268648102 2,193 82,550 SH SOLE 82,550 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 596 40,000 SH SOLE 40,000 0 0 FOREST LABS INC COM 345838106 8,211 254,225 SH SOLE 254,225 0 0 GAMESA CORPORACIONTECNOLOGICA SA COM E54667113 52 5,030 SH SOLE 5,030 0 0 GENERAL ELECTRIC CO COM 369604103 2,054 102,450 SH SOLE 102,450 0 0 GENUINE PARTS CO COM 372460105 7,583 141,375 SH SOLE 141,375 0 0 GLEACHER & CO INC COM 377341102 61 35,000 SH SOLE 35,000 0 0 HEWLETT PACKARD CO COM 428236103 451 11,000 SH SOLE 11,000 0 0 HISCOX LTD SHSISIN#BMG4593F1041 COM G4593F104 2 400 SH SOLE 400 0 0 HOME DEPOT INC COM 437076102 41 1,100 SH SOLE 1,100 0 0 IDEXX LABS INC COM 45168D104 19 250 SH SOLE 250 0 0 INTEL CORP COM 458140100 1,524 75,550 SH SOLE 75,550 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 8,966 54,985 SH SOLE 54,985 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 959 15,400 SH SOLE 15,400 0 0 INTEGRAMED AMERICA INC COM 45810N302 40 3,915 SH SOLE 3,915 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 8,551 166,270 SH SOLE 166,270 0 0 JMP GROUP INC COM 46629U107 129 15,000 SH SOLE 15,000 0 0 JOHNSON & JOHNSON COM 478160104 3,242 54,725 SH SOLE 54,725 0 0 JPMORGAN CHASE &CO COM 46625H100 742 16,100 SH SOLE 16,100 0 0 KNIGHT TRANSN INC COM 499064103 5,572 289,450 SH SOLE 289,450 0 0 LEGG MASON INC COM 524901105 8,696 240,965 SH SOLE 240,965 0 0 MARTIN MARIETTA MATLS INC COM 573284106 4,753 53,000 SH SOLE 53,000 0 0 MERCK & CO INC COM NEW 58933Y105 7,597 230,155 SH SOLE 230,155 0 0 MICROSOFT CORP COM 594918104 911 35,915 SH SOLE 35,915 0 0 MOHAWK INDS INC COM 608190104 6,572 107,475 SH SOLE 107,475 0 0 MORTONS RESTAURANT GRP INC N COM 619430101 270 37,500 SH SOLE 37,500 0 0 MOVADO GROUP INC COM 624580106 8,360 569,501 SH SOLE 569,501 0 0 NANOPHASE TECHNOLOGIES CORP COM 630079101 14 10,000 SH SOLE 10,000 0 0 NEUROMETRIX INC COM 641255104 65 125,000 SH SOLE 125,000 0 0 OHIO ART CO COM 677143109 57 17,300 SH SOLE 17,300 0 0 OMNICOM GROUP, INC COM 681919106 123 2,500 SH SOLE 2,500 0 0 PACCAR INC COM 693718108 5,425 103,625 SH SOLE 103,625 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 530 40,000 SH SOLE 40,000 0 0 PFIZER INC COM COM 717081103 3,195 157,325 SH SOLE 157,325 0 0 PORSCHE AUTOMOBILHLDG SE STUTTGART PFD AFT VTG RTS D6240C122 2,596 39,600 SH SOLE 39,600 0 0 PRECISION CASTPARTS CORP COM 740189105 688 4,675 SH SOLE 4,675 0 0 PRESSTEK INC COM COM 741113104 104 50,000 SH SOLE 50,000 0 0 PROCTER & GAMBLE CO COM 742718109 727 11,800 SH SOLE 11,800 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 281 7,500 SH SOLE 7,500 0 0 PZENA INVESTMENT MGMT INC CLASS A 74731Q103 6,037 855,043 SH SOLE 855,043 0 0 QINETIQ GROUP PLCLONDON SHS COM G7303P106 39 20,000 SH SOLE 20,000 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 127 4,500 SH SOLE 4,500 0 0 SARA LEE CORP COM 803111103 265 15,000 SH SOLE 15,000 0 0 SCHWAB CHARLES CORP COM NEW 808513105 72 4,000 SH SOLE 4,000 0 0 SCOTTS LIQUID GOLD COM 810202101 5 20,300 SH SOLE 20,300 0 0 STIFEL FINL CORP COM 860630102 98 1,364 SH SOLE 1,364 0 0 TARGET CORP COM 87612E106 3,169 63,375 SH SOLE 63,375 0 0 TIFFANY & CO COM NEW 886547108 184 3,000 SH SOLE 3,000 0 0 TIME WARNER INC COM NEW 887317303 546 15,281 SH SOLE 15,281 0 0 TOWN SPORTS INTL HLDGS INC COM 89214A102 101 20,000 SH SOLE 20,000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1,459 19,625 SH SOLE 19,625 0 0 US BANCORP DEL COM NEW 902973304 6,725 254,430 SH SOLE 254,430 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 7,193 144,400 SH SOLE 144,400 0 0 VALUE LINE INC COM 920437100 333 22,500 SH SOLE 22,500 0 0 WELLS FARGO & CO COM NEW 949746101 50 1,583 SH SOLE 1,583 0 0 WESTERN UN CO COM 959802109 9,686 466,340 SH SOLE 466,340 0 0 WHOLE FOODS MKT INC COM 966837106 11,740 178,150 SH SOLE 178,150 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 6,894 170,820 SH SOLE 170,820 0 0 XEROX CORP COM 984121103 791 74,250 SH SOLE 74,250 0 0 ZHONE TECHNOLOGIES INC COM NEW 98950P884 58 25,000 SH SOLE 25,000 0 0 ZIEGLER COMPANIESINC COM 989506209 62 3,700 SH SOLE 3,700 0 0