0001144204-11-056292.txt : 20111004 0001144204-11-056292.hdr.sgml : 20111004 20111004160734 ACCESSION NUMBER: 0001144204-11-056292 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111004 DATE AS OF CHANGE: 20111004 EFFECTIVENESS DATE: 20111004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CACTI ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001452208 IRS NUMBER: 208511630 STATE OF INCORPORATION: GA FISCAL YEAR END: 0207 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14121 FILM NUMBER: 111123612 BUSINESS ADDRESS: STREET 1: 3655 PEACHTREE ROAD STREET 2: SUITE 101 CITY: ATLANTA STATE: GA ZIP: 30319 BUSINESS PHONE: 404-869-1469 MAIL ADDRESS: STREET 1: 3655 PEACHTREE ROAD STREET 2: SUITE 101 CITY: ATLANTA STATE: GA ZIP: 30319 13F-HR 1 v236497_13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cacti Asset Management, L.L.C. Address: 3655 Peachtree Road, Suite 101 Atlanta, GA 30319 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joshua S. Pechter Title: Managing Partner Phone: 404-869-1469 Signature, Place, and Date of Signing: /s/ Joshua S. Pechter Atlanta, GA October 4, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 93 Form 13F Information Table Value Total: $180,563 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- -------- -------- -------- -------- VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ------- --- ---- ---------- -------- ------ -------- ----- ADAMS GOLF INC COM COM NEW 006228209 38 7,000 SH SOLE 7,000 0 0 ALLIANCEBERNSTEIN HLDG LP UNIT LTD PARTN 01881G106 512 37,500 SH SOLE 37,500 0 0 AMERICAN EXPRESS CO COM 025816109 6,823 151,970 SH SOLE 151,970 0 0 AMERICAN INTL GROUPINC WT EXP 01/19/21 026874156 1 133 SH SOLE 133 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 4,532 85,550 SH SOLE 85,550 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 132 10,000 SH SOLE 10,000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 6,704 142,175 SH SOLE 142,175 0 0 BANK OF AMERICA CORPORATION COM 060505104 53 8,595 SH SOLE 8,595 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 4,042 217,430 SH SOLE 217,430 0 0 BAXTER INTL INC COM 071813109 561 10,000 SH SOLE 10,000 0 0 BECTON DICKINSON & CO COM 075887109 6,608 90,125 SH SOLE 90,125 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 85 1,200 SH SOLE 1,200 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1,893 158,025 SH SOLE 158,025 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1,167 37,180 SH SOLE 37,180 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 964 47,850 SH SOLE 47,850 0 0 BROWN & BROWN INC COM 115236101 459 25,800 SH SOLE 25,800 0 0 CHEESE CAKE FACTORYINC COM 163072101 26 5,000 SH SOLE 5,000 0 0 BUILD A BEARWORKSHOP COM 120076104 123 5,000 SH SOLE 5,000 0 0 CHUBB CORP COM 171232101 6,818 113,650 SH SOLE 113,650 0 0 CISCO SYS INC COM 17275R102 294 19,000 SH SOLE 19,000 0 0 COCA COLA CO COM 191216100 3,459 51,200 SH SOLE 51,200 0 0 CONSOLIDATED WATER CO INC ORD G23773107 1,996 252,701 SH SOLE 252,701 0 0 CORNING INC COM 219350105 4,036 326,547 SH SOLE 326,547 0 0 COWEN GROUP INC NEW CL A 223622101 149 55,000 SH SOLE 55,000 0 0 CVS CAREMARK CORPORATION COM 126650100 311 9,250 SH SOLE 9,250 0 0 DISNEY WALT CO COM DISNEY 254687106 4,284 142,050 SH SOLE 142,050 0 0 DUKE ENERGY CORP NEW COM 26441C105 600 30,000 SH SOLE 30,000 0 0 DUSA PHARMACEUTICALS INC COM 266898105 37 10,000 SH SOLE 10,000 0 0 E TRADE FINL CORP COM NEW 269246401 91 10,000 SH SOLE 10,000 0 0 LILLY ELI & CO COM 532457108 111 3,000 SH SOLE 3,000 0 0 E M C CORP MASS COM 268648102 2,010 95,775 SH SOLE 95,775 0 0 ENDOCYTE INC COM 29269A102 53 5,000 SH SOLE 5,000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 387 40,000 SH SOLE 40,000 0 0 FOREST LABS INC COM 345838106 7,230 234,825 SH SOLE 234,825 0 0 GAMESA CORPORACIONTECNOLOGICA SA COM E54667113 23 5,072 SH SOLE 5,072 0 0 GENERAL ELECTRIC CO COM 369604103 1,826 119,950 SH SOLE 119,950 0 0 GENUINE PARTS CO COM 372460105 6,690 131,700 SH SOLE 131,700 0 0 GLEACHER & CO INC COM 377341102 42 35,000 SH SOLE 35,000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 7,650 80,905 SH SOLE 80,905 0 0 HEWLETT PACKARD CO COM 428236103 359 16,000 SH SOLE 16,000 0 0 HISCOX LTD SHSISIN#BMG4593F1041 COM G4593F104 2 400 SH SOLE 400 0 0 HOME DEPOT INC COM 437076102 3 100 SH SOLE 100 0 0 IDEXX LABS INC COM 45168D104 17 250 SH SOLE 250 0 0 INFINITYPHARMACEUTICALS INC COM 45665G303 35 5,000 SH SOLE 5,000 0 0 INTEL CORP COM 458140100 1,825 85,550 SH SOLE 85,550 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 9,321 53,305 SH SOLE 53,305 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 866 15,400 SH SOLE 15,400 0 0 INTEGRAMED AMERICA INC COM 45810N302 31 3,915 SH SOLE 3,915 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 5,438 168,410 SH SOLE 168,410 0 0 JMP GROUP INC COM 46629U107 87 15,000 SH SOLE 15,000 0 0 JOHNSON & JOHNSON COM 478160104 6,527 102,475 SH SOLE 102,475 0 0 JPMORGAN CHASE &CO COM 46625H100 485 16,100 SH SOLE 16,100 0 0 KNIGHT TRANSN INC COM 499064103 425 31,948 SH SOLE 31,948 0 0 LEGG MASON INC COM 524901105 5,517 214,600 SH SOLE 214,600 0 0 MARTIN MARIETTA MATLS INC COM 573284106 142 2,250 SH SOLE 2,250 0 0 MERCK & CO INC COM NEW 58933Y105 6,731 205,851 SH SOLE 205,851 0 0 MICROSOFT CORP COM 594918104 544 21,850 SH SOLE 21,850 0 0 MOHAWK INDS INC COM 608190104 1,027 23,925 SH SOLE 23,925 0 0 MORTONS RESTAURANT GRP INC N COM 619430101 179 37,500 SH SOLE 37,500 0 0 MOTOROLA SOLUTIONSINC COM 620076307 6,030 143,925 SH SOLE 143,925 0 0 MOVADO GROUP INC COM 624580106 7,092 582,242 SH SOLE 582,242 0 0 NANOPHASE TECHNOLOGIES CORP COM 630079101 7 10,000 SH SOLE 10,000 0 0 NEUROMETRIX INC COM 641255104 27 16,666 SH SOLE 16,666 0 0 OHIO ART CO COM 677143109 61 17,300 SH SOLE 17,300 0 0 PACCAR INC COM 693718108 152 4,500 SH SOLE 4,500 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 504 50,000 SH SOLE 50,000 0 0 PFIZER INC COM COM 717081103 1,532 86,675 SH SOLE 86,675 0 0 PORSCHE AUTOMOBILHLDG SE STUTTGART PFD AFT VTG RTS D6240C122 3,301 67,950 SH SOLE 67,950 0 0 PRECISION CASTPARTS CORP COM 740189105 175 1,125 SH SOLE 1,125 0 0 PRESSTEK INC COM COM 741113104 34 50,000 SH SOLE 50,000 0 0 PROCTER & GAMBLE CO COM 742718109 746 11,800 SH SOLE 11,800 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 146 7,500 SH SOLE 7,500 0 0 PZENA INVESTMENT MGMT INC CLASS A 74731Q103 3,453 1,052,613SH SOLE 1,052,613 0 0 QINETIQ GROUP PLCLONDON SHS COM G7303P106 36 20,000 SH SOLE 20,000 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 81 4,000 SH SOLE 4,000 0 0 SCHWAB CHARLES CORP COM NEW 808513105 45 4,000 SH SOLE 4,000 0 0 SCOTTS LIQUID GOLD COM 810202101 6 20,300 SH SOLE 20,300 0 0 SEALED AIR CORP NEW COM 81211K100 167 10,000 SH SOLE 10,000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1,358 12,000 SH SOLE 12,000 0 0 STIFEL FINL CORP COM 860630102 54 2,046 SH SOLE 2,046 0 0 TARGET CORP COM 87612E106 2,888 58,900 SH SOLE 58,900 0 0 TIFFANY & CO COM NEW 886547108 122 2,000 SH SOLE 2,000 0 0 TIME WARNER INC COM NEW 887317303 298 9,949 SH SOLE 9,949 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1,789 28,325 SH SOLE 28,325 0 0 US BANCORP DEL COM NEW 902973304 4,815 204,530 SH SOLE 204,530 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 5,809 156,500 SH SOLE 156,500 0 0 VALUE LINE INC COM 920437100 259 22,500 SH SOLE 22,500 0 0 WELLS FARGO & CO COM NEW 949746101 38 1,583 SH SOLE 1,583 0 0 WESTERN UN CO COM 959802109 5,069 331,555 SH SOLE 331,555 0 0 WHOLE FOODS MKT INC COM 966837106 6,567 100,550 SH SOLE 100,550 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 5,424 157,820 SH SOLE 157,820 0 0 ZHONE TECHNOLOGIES INC COM NEW 98950P884 30 25,000 SH SOLE 25,000 0 0 ZIEGLER COMPANIESINC COM 989506209 67 3,700 SH SOLE 3,700 0 0