SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Stephens Jeffrey

(Last) (First) (Middle)
233 WACKER AVENUE
84TH FLOOR

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/19/2017
3. Issuer Name and Ticker or Trading Symbol
Avant Diagnostics, Inc [ AVDX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 13,283,333 I Through Infusion 51a, LP
Common Stock 4,075,000 I Through International Infusion, LP
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Senior Secured Convertible Promissory Notes 11/16/2016 01/15/2018 Common Stock $32,500 $0.15 I Through Infusion 51a, LP
Senior Secured Convertible Promissory Notes 12/02/2016 01/15/2018 Common Stock $19,500 $0.15 I Through Infusion 51a, LP
Senior Secured Convertible Promissory Notes 12/06/2016 01/15/2018 Common Stock $91,000 $0.15 I Through Infusion 51a, LP
Senior Secured Convertible Promissory Notes 12/12/2016 01/15/2018 Common Stock $65,000 $0.15 I Through Infusion 51a, LP
Senior Secured Convertible Promissory Notes 12/13/2016 01/15/2018 Common Stock $39,000 $0.15 I Through Infusion 51a, LP
Senior Secured Convertible Promissory Notes 11/16/2016 01/15/2018 Common Stock $39,000(1) $0.15 I Through International Infusion, LP
Senior Secured Convertible Promissory Notes 12/23/2016 01/15/2018 Common Stock $195,000 $0.15 I Through International Infusion, LP
Warrants 06/19/2017 06/19/2022 Common Stock 10,833,333(2) $0.06 I Through Infusion 51a, LP
Common Stock Purchase Rights 01/19/2019 06/19/2022 Common Stock 43,333,333 $0.06 I Through Infusion 51a, LP
Senior Secured Convertible Promissory Notes 06/19/2017 06/19/2020 Common Stock $300,000 $0.06 I Through Infusion 51a, LP
Explanation of Responses:
1. Warrants were acquired on same day through two different transactions involving 10,000,000 and 833,333 warrants.
2. Common Stock Purchase Rights were acquired on the same day in two different transactions involving 40,000,000 and 3,333,333 Common Stock Purchase Rights.
Jeffrey Stephens 06/28/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.