0001062993-23-021400.txt : 20231122
0001062993-23-021400.hdr.sgml : 20231122
20231122185906
ACCESSION NUMBER: 0001062993-23-021400
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231121
FILED AS OF DATE: 20231122
DATE AS OF CHANGE: 20231122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Katz Avi S
CENTRAL INDEX KEY: 0001451693
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38924
FILM NUMBER: 231434743
MAIL ADDRESS:
STREET 1: C/O GIGCAPITAL, INC.
STREET 2: 3000 EL CAMINO REAL, BLDG 4, SUITE 232
CITY: PALO ALTO
STATE: CA
ZIP: 94306
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UpHealth, Inc.
CENTRAL INDEX KEY: 0001770141
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000]
IRS NUMBER: 833838045
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14000 S. MILITARY TRAIL
STREET 2: SUITE 203
CITY: DELRAY BEACH
STATE: FL
ZIP: 33484
BUSINESS PHONE: 888.424.3646
MAIL ADDRESS:
STREET 1: 14000 S. MILITARY TRAIL
STREET 2: SUITE 203
CITY: DELRAY BEACH
STATE: FL
ZIP: 33484
FORMER COMPANY:
FORMER CONFORMED NAME: GigCapital2, Inc.
DATE OF NAME CHANGE: 20190308
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-11-21
0001770141
UpHealth, Inc.
UPH
0001451693
Katz Avi S
1731 EMBARCADERO ROAD, SUITE 200
PALO ALTO
CA
94303
1
0
0
0
0
Common Stock
14166
D
Common Stock
2023-11-21
4
S
0
280
0.40
D
13886
D
Common Stock
452430
I
By GigAcquisitions2, LLC
Includes Restricted Stock Units ("RSUs") issued by UpHealth, Inc. (the "Company") that are subject to vesting pursuant to previously disclosed vesting schedules.
The Common Stock is held directly by GigAcquisitions2, LLC (the "Sponsor"). The Common Stock, Private Warrants, and Private Rights held by the Sponsor are beneficially owned by Dr. Avi S. Katz, Chairman of the Board of Directors of the Company. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.
/s/ Dr. Avi S. Katz
2023-11-22