0001062993-23-021400.txt : 20231122 0001062993-23-021400.hdr.sgml : 20231122 20231122185906 ACCESSION NUMBER: 0001062993-23-021400 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231121 FILED AS OF DATE: 20231122 DATE AS OF CHANGE: 20231122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Katz Avi S CENTRAL INDEX KEY: 0001451693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38924 FILM NUMBER: 231434743 MAIL ADDRESS: STREET 1: C/O GIGCAPITAL, INC. STREET 2: 3000 EL CAMINO REAL, BLDG 4, SUITE 232 CITY: PALO ALTO STATE: CA ZIP: 94306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UpHealth, Inc. CENTRAL INDEX KEY: 0001770141 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000] IRS NUMBER: 833838045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14000 S. MILITARY TRAIL STREET 2: SUITE 203 CITY: DELRAY BEACH STATE: FL ZIP: 33484 BUSINESS PHONE: 888.424.3646 MAIL ADDRESS: STREET 1: 14000 S. MILITARY TRAIL STREET 2: SUITE 203 CITY: DELRAY BEACH STATE: FL ZIP: 33484 FORMER COMPANY: FORMER CONFORMED NAME: GigCapital2, Inc. DATE OF NAME CHANGE: 20190308 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-11-21 0001770141 UpHealth, Inc. UPH 0001451693 Katz Avi S 1731 EMBARCADERO ROAD, SUITE 200 PALO ALTO CA 94303 1 0 0 0 0 Common Stock 14166 D Common Stock 2023-11-21 4 S 0 280 0.40 D 13886 D Common Stock 452430 I By GigAcquisitions2, LLC Includes Restricted Stock Units ("RSUs") issued by UpHealth, Inc. (the "Company") that are subject to vesting pursuant to previously disclosed vesting schedules. The Common Stock is held directly by GigAcquisitions2, LLC (the "Sponsor"). The Common Stock, Private Warrants, and Private Rights held by the Sponsor are beneficially owned by Dr. Avi S. Katz, Chairman of the Board of Directors of the Company. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor. /s/ Dr. Avi S. Katz 2023-11-22