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Form X-17A-5 - FOCUS Report:
SEC Accession No. 9999999997-18-006504
Filing Date
2018-06-07
Accepted
2018-06-20 12:09:21
Documents
1
Period of Report
2017-12-31
Effectiveness Date
2018-06-07

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-18-006504.paper X-17A-5 294
  Scanned paper document scanned.pdf   924049
  Complete submission text file 9999999997-18-006504.txt   1311
Mailing Address 140 BROADWAY SUITE 4400 NEW YORK NY 10005
Business Address 140 BROADWAY SUITE 4400 NEW YORK NY 10005 212 320-3000
WELLINGTON SHIELDS & CO., LLC (Filer) CIK: 0001450943 (see all company filings)

IRS No.: 263489406 | State of Incorp.: NY | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-68098 | Film No.: 18007854