0000905148-11-001509.txt : 20110815
0000905148-11-001509.hdr.sgml : 20110815
20110815122818
ACCESSION NUMBER: 0000905148-11-001509
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEST FACE CAPITAL INC.
CENTRAL INDEX KEY: 0001450746
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13428
FILM NUMBER: 111034539
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET EAST
STREET 2: SUITE 810
CITY: TORONTO
STATE: A6
ZIP: M4W 1A8
BUSINESS PHONE: 647-724-8900
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET EAST
STREET 2: SUITE 810
CITY: TORONTO
STATE: A6
ZIP: M4W 1A8
13F-HR
1
efc11-480_fm13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
-------------
Check here if Amendment [ ]: Amendment Number:
-----------------
This Amendment (Check only one): |_| is a restatement
|_| adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: West Face Capital Inc.
Address: 2 Bloor Street East, Suite 810
Toronto, Ontario M4W 1A8
Form 13F File Number: 028-13428
---------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Alexander Singh
Title: Counsel
Phone: (647) 724-8911
Signature, Place and Date of Signing:
/s/ Alexander Singh Toronto, ON August 15, 2011
---------------------------- --------------- ---------------
[Signature] [City, State] [Date]
Report Type (Check only one):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
----------------------------
Form 13F Information Table Entry Total: 11
----------------------------
Form 13F Information Table Value Total: $225,662
----------------------------
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None
WEST FACE CAPITAL INC.
FORM 13F INFORMATION TABLE
Quarter Ended June 30, 2011
------------------------------------------------------------------------------------------------------------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
----- ------- --- --- ---------- -------- ----------------------
NAME OF ISSUER CLASS TITLE CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
BANRO CORP *W EXP 09/17/201 066800111 467 292,500 SH SOLE 292,500
FORD MTR CO DEL *W EXP 01/01/201 345370134 7,860 1,500,000 SH SOLE 1,500,000
FOREST OIL CORP COM PAR $0.01 346091705 63,530 2,378,492 SH SOLE 2,378,492
GOLD RESV INC NOTE 5.500% 6/1 38068NAB4 11,063 13,229,000 PRN SOLE NONE
GOLD RESV INC CL A 38068N108 24,364 9,630,000 SH SOLE 9,630,000
IRIDIUM COMMUNICATIONS INC *W EXP 02/14/201 46269C110 2,991 1,042,026 SH SOLE 1,042,026
MAGELLAN HEALTH SVCS INC COM NEW 559079207 17,933 327,600 SH SOLE 327,600
PHI INC COM NON VTG 69336T205 89,476 4,117,645 SH SOLE NONE
SONDE RES CORP COM 835426107 3,245 1,000,000 SH SOLE 1,000,000
SUNOPTA INC COM 8676EP108 2,108 296,500 SH SOLE 296,500
SUPERMEDIA INC COM 868447103 2,625 700,000 SH SOLE 700,000