0000905148-11-001509.txt : 20110815 0000905148-11-001509.hdr.sgml : 20110815 20110815122818 ACCESSION NUMBER: 0000905148-11-001509 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEST FACE CAPITAL INC. CENTRAL INDEX KEY: 0001450746 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13428 FILM NUMBER: 111034539 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET EAST STREET 2: SUITE 810 CITY: TORONTO STATE: A6 ZIP: M4W 1A8 BUSINESS PHONE: 647-724-8900 MAIL ADDRESS: STREET 1: 2 BLOOR STREET EAST STREET 2: SUITE 810 CITY: TORONTO STATE: A6 ZIP: M4W 1A8 13F-HR 1 efc11-480_fm13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ------------- Check here if Amendment [ ]: Amendment Number: ----------------- This Amendment (Check only one): |_| is a restatement |_| adds new holdings entries Institutional Investment Manager Filing this Report: Name: West Face Capital Inc. Address: 2 Bloor Street East, Suite 810 Toronto, Ontario M4W 1A8 Form 13F File Number: 028-13428 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alexander Singh Title: Counsel Phone: (647) 724-8911 Signature, Place and Date of Signing: /s/ Alexander Singh Toronto, ON August 15, 2011 ---------------------------- --------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------------- Form 13F Information Table Entry Total: 11 ---------------------------- Form 13F Information Table Value Total: $225,662 ---------------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
WEST FACE CAPITAL INC. FORM 13F INFORMATION TABLE Quarter Ended June 30, 2011 ------------------------------------------------------------------------------------------------------------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ----- ------- --- --- ---------- -------- ---------------------- NAME OF ISSUER CLASS TITLE CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ BANRO CORP *W EXP 09/17/201 066800111 467 292,500 SH SOLE 292,500 FORD MTR CO DEL *W EXP 01/01/201 345370134 7,860 1,500,000 SH SOLE 1,500,000 FOREST OIL CORP COM PAR $0.01 346091705 63,530 2,378,492 SH SOLE 2,378,492 GOLD RESV INC NOTE 5.500% 6/1 38068NAB4 11,063 13,229,000 PRN SOLE NONE GOLD RESV INC CL A 38068N108 24,364 9,630,000 SH SOLE 9,630,000 IRIDIUM COMMUNICATIONS INC *W EXP 02/14/201 46269C110 2,991 1,042,026 SH SOLE 1,042,026 MAGELLAN HEALTH SVCS INC COM NEW 559079207 17,933 327,600 SH SOLE 327,600 PHI INC COM NON VTG 69336T205 89,476 4,117,645 SH SOLE NONE SONDE RES CORP COM 835426107 3,245 1,000,000 SH SOLE 1,000,000 SUNOPTA INC COM 8676EP108 2,108 296,500 SH SOLE 296,500 SUPERMEDIA INC COM 868447103 2,625 700,000 SH SOLE 700,000