0000905148-11-001037.txt : 20110516
0000905148-11-001037.hdr.sgml : 20110516
20110516132636
ACCESSION NUMBER: 0000905148-11-001037
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEST FACE CAPITAL INC.
CENTRAL INDEX KEY: 0001450746
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13428
FILM NUMBER: 11845173
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET EAST
STREET 2: SUITE 810
CITY: TORONTO
STATE: A6
ZIP: M4W 1A8
BUSINESS PHONE: 647-724-8900
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET EAST
STREET 2: SUITE 810
CITY: TORONTO
STATE: A6
ZIP: M4W 1A8
13F-HR
1
efc11-314_fm13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
--------------
Check here if Amendment [ ]: Amendment Number:
-----------------
This Amendment (Check only one): |_| is a restatement
|_| adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: West Face Capital Inc.
Address: 2 Bloor Street East, Suite 810
Toronto, Ontario M4W 1A8
Form 13F File Number: 028-13428
---------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Alexander Singh
Title: Counsel
Phone: (647) 724-8917
Signature, Place and Date of Signing:
/s/ Alexander Singh Toronto, ON May 16, 2011
---------------------------- --------------- ------------
[Signature] [City, State] [Date]
Report Type (Check only one):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
----------------------------
Form 13F Information Table Entry Total: 13
----------------------------
Form 13F Information Table Value Total: $153,566
----------------------------
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. 13F File Number Name:
01 028-05431 Sunrise Partners Limited Partnership
WEST FACE CAPITAL INC.
FORM 13F INFORMATION TABLE
Quarter Ended March 31, 2011
------------------------------------------------------------------------------------------------------------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
----- ------- --- --- ---------- ------- ----------------------
NAME OF ISSUER CLASS TITLE CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION *W EXP 10/28/201 060505153 731 290,000 SH SOLE 290,000
BANRO CORP *W EXP 09/17/201 066800111 198 349,000 SH SOLE 349,000
FORD MTR CO DEL *W EXP 01/01/201 345370134 9,570 1,500,000 SH SOLE 1,500,000
GOLD RESV INC NOTE 5.500% 6/1 38068NAB4 10,666 13,229,000 PRN SOLE NONE
GOLD RESV INC CL A 38068N108 16,467 9,630,000 SH SOLE 9,630,000
IRIDIUM COMMUNICATIONS INC *W EXP 02/14/201 46269C128 1,555 1,110,600 SH SOLE 1,110,600
IRIDIUM COMMUNICATIONS INC *W EXP 02/14/201 46269C110 2,490 1,042,026 SH SOLE 1,042,026
PHI INC COM NON VTG 69336T205 82,507 3,729,991 SH SOLE NONE
QUAD / GRAPHICS INC COM CL A 747301109 17,867 420,000 SH SOLE 420,000
REPUBLIC AWYS HLDGS INC COM 760276105 3,122 485,500 SH SOLE 485,500
SOLUTIA INC *W EXP 02/27/201 834376147 467 160,051 SH OTHER 01 136,747 23,304
SONDE RES CORP COM 835426107 3,558 1,000,000 SH SOLE 1,000,000
SUPERMEDIA INC COM 868447103 4,368 700,000 SH SOLE 700,000