0000899243-18-027351.txt : 20181024
0000899243-18-027351.hdr.sgml : 20181024
20181024161657
ACCESSION NUMBER: 0000899243-18-027351
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181023
FILED AS OF DATE: 20181024
DATE AS OF CHANGE: 20181024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thoma Bravo, LLC
CENTRAL INDEX KEY: 0001450701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 181136564
BUSINESS ADDRESS:
STREET 1: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-777-4444
MAIL ADDRESS:
STREET 1: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO PARTNERS XI, L.P.
CENTRAL INDEX KEY: 0001722232
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 181136565
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (415) 733-6020
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND XI, L.P.
CENTRAL INDEX KEY: 0001606286
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 181136566
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND XI-A, L.P.
CENTRAL INDEX KEY: 0001606287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 181136567
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO EXECUTIVE FUND XI, L.P.
CENTRAL INDEX KEY: 0001606288
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 181136568
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO PARTNERS XII, L.P.
CENTRAL INDEX KEY: 0001756435
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 181136569
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 600 MONTGOMERY STREET, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 263-3660
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 600 MONTGOMERY STREET, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND XII, L.P.
CENTRAL INDEX KEY: 0001666742
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 181136570
BUSINESS ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND XII-A, L.P.
CENTRAL INDEX KEY: 0001666747
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 181136571
BUSINESS ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO EXECUTIVE FUND XII, L.P.
CENTRAL INDEX KEY: 0001666745
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 181136572
BUSINESS ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thoma Bravo Executive Fund XII-a, L.P.
CENTRAL INDEX KEY: 0001680073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 181136573
BUSINESS ADDRESS:
STREET 1: 300 NORTH LASALE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: 300 NORTH LASALE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SolarWinds Corp
CENTRAL INDEX KEY: 0001739942
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 810753267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7171 SOUTHWEST PKWY., BLDG. 400
CITY: AUSTIN
STATE: TX
ZIP: 78735
BUSINESS PHONE: 5126829300
MAIL ADDRESS:
STREET 1: 7171 SOUTHWEST PKWY., BLDG. 400
CITY: AUSTIN
STATE: TX
ZIP: 78735
FORMER COMPANY:
FORMER CONFORMED NAME: SolarWinds Parent, Inc.
DATE OF NAME CHANGE: 20180508
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-10-23
0
0001739942
SolarWinds Corp
SWI
0001450701
Thoma Bravo, LLC
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001722232
THOMA BRAVO PARTNERS XI, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001606286
THOMA BRAVO FUND XI, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001606287
THOMA BRAVO FUND XI-A, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001606288
THOMA BRAVO EXECUTIVE FUND XI, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001756435
THOMA BRAVO PARTNERS XII, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
1040 BRUSSELS
IL
60654
0
0
1
0
0001666742
THOMA BRAVO FUND XII, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60654
0
0
1
0
0001666747
THOMA BRAVO FUND XII-A, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60654
0
0
1
0
0001666745
THOMA BRAVO EXECUTIVE FUND XII, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60654
0
0
1
0
0001680073
Thoma Bravo Executive Fund XII-a, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60654
0
0
1
0
Common Stock
2018-10-23
4
C
0
71943846
A
112129318
I
See footnote
Class A Common Stock
2018-10-23
4
C
0
1076505
D
Common Stock
71943846
0
I
See footnote
Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock.
Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.
Consists of 23,454,308 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 11,779,333 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 517,424 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 11,604,548 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 10,262,749 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 113,566 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 100,913 shares held directly by Thoma Bravo Executive Fund XII-A, L.P. ("TB Exec Fund XII-A"), 9,499,388 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 4,611,617 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").
Consists of 36,562,330 shares held directly by TB Fund XI, 18,362,505 shares held directly by TB Fund XI-A, 806,600 shares held directly by TB Exec Fund XI, 18,086,468 shares held directly by TB Fund XII, 15,995,183 shares held directly by TB Fund XII-A, 177,001 shares held directly by TB Exec Fund XII, 157,280 shares held directly by TB Exec Fund XII-A, 14,798,030 shares held directly by TB SOF II and 7,183,921 shares held directly by TB SOF II-A.
Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo, LLC ("TB, LLC") is the general partner of each of TB Partners XI and TB Partners XII. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB SOF II and TB SOF II-A. Each of TB Partners XI, TB Partners XII and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.
Consists of 351,143 shares held directly by TB Fund XI, 176,353 shares held directly by TB Fund XI-A, 7,747 shares held directly by TB Exec Fund XI, 173,640 shares held directly by TB Fund XII, 153,563 shares held directly by TB Fund XII-A, 1,699 shares held directly by TB Exec Fund XII, 1,510 shares held directly by TB Exec Fund XII-A, 141,942 shares held directly by TB SOF II and 68,908 shares held directly by TB SOF II-A.
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, TB SOF II and TB SOF II-A have filed a separate Form 4. The holdings of such entities are also reported on this Form 4.
Thoma Bravo, LLC by /s/ Bradley Reed, Attorney-in-Fact
2018-10-24
Thoma Bravo Partners XI, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2018-10-24
Thoma Bravo Fund XI, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2018-10-24
Thoma Bravo Fund XI-A, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2018-10-24
Thoma Bravo Executive Fund XI, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2018-10-24
Thoma Bravo Partners XII, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2018-10-24
Thoma Bravo Fund XII, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2018-10-24
Thoma Bravo Fund XII-A, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2018-10-24
Thoma Bravo Executive Fund XII, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2018-10-24
Thoma Bravo Executive Fund XII-A, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2018-10-24