-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LbYylRn2/plIWUFFiViL0aDCMm7Sk5PJBWdJoBABKKuB4QgtXFMcqsiGqHd1Iosq SQfVUE29e7qfLEpzDMhAnw== 0000704051-10-000125.txt : 20100212 0000704051-10-000125.hdr.sgml : 20100212 20100212163616 ACCESSION NUMBER: 0000704051-10-000125 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100212 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Global Currents Investment Management, LLC CENTRAL INDEX KEY: 0001449508 IRS NUMBER: 261482415 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13247 FILM NUMBER: 10600015 BUSINESS ADDRESS: STREET 1: 2 RIGHTER PARKWAY STREET 2: SUITE 100 CITY: WILMINGTON STATE: DE ZIP: 19803 BUSINESS PHONE: (302)476-3800 MAIL ADDRESS: STREET 1: 2 RIGHTER PARKWAY STREET 2: SUITE 100 CITY: WILMINGTON STATE: DE ZIP: 19803 13F-HR 1 gcim4q9.txt GCIM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Global Currents Investment Management, LLC Address: 2 Righter Parkway Suite 100 Wilmington, DE 19806 13F File Number: 28-13247 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph McNerney Title: Vice President Phone: 302-476-3800 Signature, Place, and Date of Signing: Joseph McNerney Wilmington, DE February 12, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 202 Form13F Information Table Value Total: $1,476,166 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-1700 Legg Mason, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1927 23300 SH DEFINED 1 23300 0 0 ABBOTT LABS COM 002824100 17 300 SH DEFINED 1 300 0 0 ACE LTD SHS H0023R105 827 16400 SH DEFINED 1 16400 0 0 ACERGY S A SPONSORED ADR 00443E104 1227 78569 SH DEFINED 1 66 0 78503 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 519 117153 SH DEFINED 1 14588 0 102565 ADVANTEST CORP SPON ADR NEW 00762U200 15636 599733 SH DEFINED 1 530874 0 68859 AEGON N V NY REGISTRY SH 007924103 341 53053 SH DEFINED 1 253 0 52800 AGCO CORP COM 001084102 3267 101000 SH DEFINED 1 101000 0 0 AGNICO EAGLE MINES LTD COM 008474108 4686 86773 SH DEFINED 1 86773 0 0 AGRIUM INC COM 008916108 60605 985436 SH DEFINED 1 801376 0 184060 ALCOA INC COM 013817101 11447 710092 SH DEFINED 1 709948 0 144 ALLEGHANY CORP DEL COM 017175100 1 2 SH DEFINED 1 2 0 0 ALTRIA GROUP INC COM 02209S103 16 775 SH DEFINED 1 775 0 0 AMDOCS LTD ORD G02602103 32813 1150091 SH DEFINED 1 923423 0 226668 AMERISOURCEBERGEN CORP COM 03073E105 13 495 SH DEFINED 1 495 0 0 AMGEN INC COM 031162100 10609 187537 SH DEFINED 1 187537 0 0 ANADARKO PETE CORP COM 032511107 9835 157561 SH DEFINED 1 157485 0 76 ANALOG DEVICES INC COM 032654105 9 270 SH DEFINED 1 270 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 245 4700 SH DEFINED 1 4700 0 0 ANNALY CAP MGMT INC COM 035710409 813 46805 SH DEFINED 1 46711 0 94 APACHE CORP COM 037411105 6216 60243 SH DEFINED 1 60243 0 0 AT&T INC COM 00206R102 1166 41594 SH DEFINED 1 41594 0 0 AXA SPONSORED ADR 054536107 19625 828717 SH DEFINED 1 768548 0 60169 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 83 4588 SH DEFINED 1 0 0 4588 BANCO BRADESCO S A SP ADR PFD NEW 059460303 1893 86513 SH DEFINED 1 86327 0 186 BANCO SANTANDER SA ADR 05964H105 23942 1456273 SH DEFINED 1 1424966 0 31307 BANK OF AMERICA CORPORATION COM 060505104 9749 647287 SH DEFINED 1 647191 0 96 BANK OF NEW YORK MELLON CORP COM 064058100 17 600 SH DEFINED 1 600 0 0 BARCLAYS PLC ADR 06738E204 14073 799602 SH DEFINED 1 769784 0 29818 BARRICK GOLD CORP COM 067901108 47557 1207627 SH DEFINED 1 952477 0 255150 BECTON DICKINSON & CO COM 075887109 1294 16400 SH DEFINED 1 16400 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 3 38 SH DEFINED 1 38 0 0 BMC SOFTWARE INC COM 055921100 16 390 SH DEFINED 1 390 0 0 BP PLC SPONSORED ADR 055622104 1207 20821 SH DEFINED 1 1827 0 18994 BRISTOL MYERS SQUIBB CO COM 110122108 45 1750 SH DEFINED 1 1750 0 0 BRITISH SKY BROADCASTING GRO SPONSORED ADR 111013108 640 17656 SH DEFINED 1 4050 0 13606 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 17 745 SH DEFINED 1 745 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 500 22530 SH DEFINED 1 0 0 22530 CADBURY PLC SPONS ADR 12721E102 425 8267 SH DEFINED 1 8267 0 0 CAE INC COM 124765108 10 1100 SH DEFINED 1 1100 0 0 CANADIAN NAT RES LTD COM 136385101 56055 779079 SH DEFINED 1 635039 0 144040 CARDINAL HEALTH INC COM 14149Y108 834 25842 SH DEFINED 1 25787 0 55 CARNIVAL CORP PAIRED CTF 143658300 15737 496574 SH DEFINED 1 488295 0 8279 CARPENTER TECHNOLOGY CORP COM 144285103 6702 248657 SH DEFINED 1 248657 0 0 CELANESE CORP DEL COM SER A 150870103 9 260 SH DEFINED 1 260 0 0 CENOVUS ENERGY INC COM 15135U109 3460 137301 SH DEFINED 1 81750 0 55551 CHECK POINT SOFTWARE TECH LT ORD M22465104 16205 425295 SH DEFINED 1 418873 0 6422 CHEVRON CORP NEW COM 166764100 4952 64320 SH DEFINED 1 64277 0 43 CHUNGHWA TELECOM CO LTD SPONS ADR NEW 09 17133Q403 1 18 SH DEFINED 1 18 0 0 CISCO SYS INC COM 17275R102 826 34500 SH DEFINED 1 34500 0 0 COCA COLA CO COM 191216100 1706 29925 SH DEFINED 1 29863 0 62 COGO GROUP INC COM 192448108 12 1500 SH DEFINED 1 1500 0 0 COMCAST CORP NEW CL A 20030N101 1150 68200 SH DEFINED 1 68200 0 0 CORNING INC COM 219350105 13 650 SH DEFINED 1 650 0 0 COSAN LTD SHS A G25343107 123 50940 SH DEFINED 1 50940 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 11939 193250 SH DEFINED 1 188690 0 4560 CRACKER BARREL OLD CTRY STOR COM 22410J106 4 100 SH DEFINED 1 100 0 0 CREDICORP LTD COM G2519Y108 8 100 SH DEFINED 1 100 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 13787 280438 SH DEFINED 1 247834 0 32604 CVS CAREMARK CORPORATION COM 126650100 1397 43361 SH DEFINED 1 43273 0 88 DAIMLER AG REG SHS D1668R123 78164 1466491 SH DEFINED 1 1268140 0 198351 DEAN FOODS CO NEW COM 242370104 15 805 SH DEFINED 1 805 0 0 DELL INC COM 24702R101 9647 671754 SH DEFINED 1 671754 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 70224 990321 SH DEFINED 1 804481 0 185840 DEVON ENERGY CORP NEW COM 25179M103 7379 100394 SH DEFINED 1 100394 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 34 489 SH DEFINED 1 21 0 468 DIAMOND OFFSHORE DRILLING IN COM 25271C102 19 190 SH DEFINED 1 190 0 0 DIRECTV COM CL A 25490A101 10635 318887 SH DEFINED 1 318786 0 101 DOVER CORP COM 260003108 844 20271 SH DEFINED 1 20227 0 44 DU PONT E I DE NEMOURS & CO COM 263534109 156 4627 SH DEFINED 1 4627 0 0 EATON VANCE CORP COM NON VTG 278265103 9 275 SH DEFINED 1 275 0 0 ENCANA CORP COM 292505104 4448 137301 SH DEFINED 1 81750 0 55551 ENI S P A SPONSORED ADR 26874R108 29 562 SH DEFINED 1 0 0 562 EVEREST RE GROUP LTD COM G3223R108 4266 49785 SH DEFINED 1 49785 0 0 EXXON MOBIL CORP COM 30231G102 1660 24340 SH DEFINED 1 24288 0 52 FORD MTR CO DEL COM PAR $0.01 345370860 10 1000 SH DEFINED 1 1000 0 0 FPL GROUP INC COM 302571104 9 153 SH DEFINED 1 153 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 14224 563548 SH DEFINED 1 487903 0 75645 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 97 1818 SH DEFINED 1 1818 0 0 GAP INC DEL COM 364760108 8 350 SH DEFINED 1 350 0 0 GENZYME CORP COM 372917104 3005 61300 SH DEFINED 1 61300 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 507 11999 SH DEFINED 1 70 0 11929 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 28996 2211728 SH DEFINED 1 1859806 0 351922 GOLDMAN SACHS GROUP INC COM 38141G104 2329 13790 SH DEFINED 1 13790 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 11 800 SH DEFINED 1 800 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 37261 1794833 SH DEFINED 1 1470720 0 324113 HALLIBURTON CO COM 406216101 2557 84966 SH DEFINED 1 84898 0 68 HCC INS HLDGS INC COM 404132102 7749 277031 SH DEFINED 1 276948 0 83 HELMERICH & PAYNE INC COM 423452101 1548 38800 SH DEFINED 1 38800 0 0 HEWLETT PACKARD CO COM 428236103 140 2700 SH DEFINED 1 2700 0 0 HOME DEPOT INC COM 437076102 32 1100 SH DEFINED 1 1100 0 0 HORNBECK OFFSHORE SVCS INC N COM 440543106 7 300 SH DEFINED 1 300 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 37026 648552 SH DEFINED 1 590956 0 57596 HUANENG PWR INTL INC SPON ADR H SHS 443304100 7503 334947 SH DEFINED 1 328190 0 6757 ICICI BK LTD ADR 45104G104 27503 729323 SH DEFINED 1 468823 0 260500 ILLINOIS TOOL WKS INC COM 452308109 1109 23100 SH DEFINED 1 23100 0 0 ING GROEP N V SPONSORED ADR 456837103 121 12333 SH DEFINED 1 0 0 12333 INTEL CORP COM 458140100 10124 496257 SH DEFINED 1 496086 0 171 INTERNATIONAL BUSINESS MACHS COM 459200101 16612 126899 SH DEFINED 1 126872 0 27 INVESCO MORTGAGE CAPITAL INC COM 46131B100 25 1075 SH DEFINED 1 1075 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 7550 136560 SH DEFINED 1 24560 0 112000 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1 25 SH DEFINED 1 25 0 0 ITT CORP NEW COM 450911102 15 300 SH DEFINED 1 300 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 9 85 SH DEFINED 1 85 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 7 1200 SH DEFINED 1 1200 0 0 JOHNSON & JOHNSON COM 478160104 3697 57386 SH DEFINED 1 57334 0 52 JPMORGAN CHASE & CO COM 46625H100 14282 342739 SH DEFINED 1 342660 0 79 KAISER ALUMINUM CORP COM PAR $0.01 483007704 4110 98734 SH DEFINED 1 98734 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 5138 101024 SH DEFINED 1 67225 0 33799 KELLOGG CO COM 487836108 18 325 SH DEFINED 1 325 0 0 KINETIC CONCEPTS INC COM NEW 49460W208 9 225 SH DEFINED 1 225 0 0 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 1904 64651 SH DEFINED 1 160 0 64491 KRAFT FOODS INC CL A 50075N104 169 6200 SH DEFINED 1 6200 0 0 LDK SOLAR CO LTD SPONSORED ADR 50183L107 8 1000 SH DEFINED 1 600 0 400 LG DISPLAY CO LTD SPONS ADR REP 50186V102 60897 3596929 SH DEFINED 1 2963503 0 633426 LORILLARD INC COM 544147101 832 10361 SH DEFINED 1 10339 0 22 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 13087 509613 SH DEFINED 1 498475 0 11138 MAGNA INTL INC CL A 559222401 1212 23952 SH DEFINED 1 1300 0 22652 MAKITA CORP ADR NEW 560877300 16179 459102 SH DEFINED 1 398083 0 61019 MCDERMOTT INTL INC COM 580037109 430 17869 SH DEFINED 1 17830 0 39 MCDONALDS CORP COM 580135101 32 500 SH DEFINED 1 500 0 0 MEDTRONIC INC COM 585055106 88 2000 SH DEFINED 1 2000 0 0 MEMC ELECTR MATLS INC COM 552715104 3359 246582 SH DEFINED 1 246505 0 77 MEREDITH CORP COM 589433101 14 440 SH DEFINED 1 440 0 0 MERCK & CO INC NEW COM 58933Y105 11099 303761 SH DEFINED 1 303761 0 0 METLIFE INC COM 59156R108 13462 380799 SH DEFINED 1 380751 0 48 METTLER TOLEDO INTERNATIONAL COM 592688105 10 90 SH DEFINED 1 0 0 90 MICROSOFT CORP COM 594918104 10814 354788 SH DEFINED 1 354788 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 386 108215 SH DEFINED 1 30521 0 77694 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 59 1190 SH DEFINED 1 1190 0 0 MOSAIC CO COM 61945A107 7542 126252 SH DEFINED 1 126224 0 28 MYLAN INC COM 628530107 6796 368709 SH DEFINED 1 368709 0 0 NETEASE COM INC SPONSORED ADR 64110W102 1 19 SH DEFINED 1 19 0 0 NEWMARKET CORP COM 651587107 6 50 SH DEFINED 1 50 0 0 NEWS CORP CL B 65248E203 1002 62904 SH DEFINED 1 62780 0 124 NIDEC CORP SPONSORED ADR 654090109 1746 75214 SH DEFINED 1 3015 0 72199 NISOURCE INC COM 65473P105 17 1070 SH DEFINED 1 1070 0 0 NOKIA CORP SPONSORED ADR 654902204 2928 227831 SH DEFINED 1 179818 0 48013 NORDSTROM INC COM 655664100 3 60 SH DEFINED 1 60 0 0 NOVARTIS A G SPONSORED ADR 66987V109 18227 334855 SH DEFINED 1 304456 0 30399 NOVO-NORDISK A S ADR 670100205 1313 20554 SH DEFINED 1 0 0 20554 NRG ENERGY INC COM NEW 629377508 987 41800 SH DEFINED 1 41800 0 0 ORACLE CORP COM 68389X105 1034 42128 SH DEFINED 1 42128 0 0 PEPSICO INC COM 713448108 1460 24000 SH DEFINED 1 24000 0 0 PHILIP MORRIS INTL INC COM 718172109 24 495 SH DEFINED 1 495 0 0 PITNEY BOWES INC COM 724479100 41 1800 SH DEFINED 1 1800 0 0 POSCO SPONSORED ADR 693483109 44187 337044 SH DEFINED 1 300471 0 36573 PROCTER & GAMBLE CO COM 742718109 13715 226201 SH DEFINED 1 226138 0 63 QUEST DIAGNOSTICS INC COM 74834L100 17 275 SH DEFINED 1 275 0 0 RADVISION LTD ORD M81869105 10 1500 SH DEFINED 1 1500 0 0 RAYONIER INC COM 754907103 19 450 SH DEFINED 1 450 0 0 REED ELSEVIER P L C SPONS ADR NEW 758205207 210 6402 SH DEFINED 1 157 0 6245 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3 47 SH DEFINED 1 47 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 24673 410451 SH DEFINED 1 388419 0 22032 RYANAIR HLDGS PLC SPONSORED ADR 783513104 202 7525 SH DEFINED 1 7525 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 3 58 SH DEFINED 1 58 0 0 SAP AG SPON ADR 803054204 4 69 SH DEFINED 1 69 0 0 SEMPRA ENERGY COM 816851109 17 300 SH DEFINED 1 300 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 461 22409 SH DEFINED 1 0 0 22409 SIEMENS A G SPONSORED ADR 826197501 24489 267052 SH DEFINED 1 244150 0 22902 SIGNET JEWELERS LIMITED SHS G81276100 891 33322 SH DEFINED 1 31362 0 1960 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 558 163477 SH DEFINED 1 137 0 163340 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 1514 215946 SH DEFINED 1 125170 0 90776 SK TELECOM LTD SPONSORED ADR 78440P108 354 21764 SH DEFINED 1 0 0 21764 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 304 5927 SH DEFINED 1 5927 0 0 SPDR TR UNIT SER 1 78462F103 33 289 SH DEFINED 1 289 0 0 STANLEY WKS COM 854616109 1046 20298 SH DEFINED 1 20256 0 42 STATOIL ASA SPONSORED ADR 85771P102 12688 509318 SH DEFINED 1 452983 0 56335 SUNTECH PWR HLDGS CO LTD ADR 86800C104 5 300 SH DEFINED 1 300 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 16773 1466136 SH DEFINED 1 942074 0 524062 TARGET CORP COM 87612E106 8 160 SH DEFINED 1 160 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 86 4400 SH DEFINED 1 4400 0 0 TEEKAY CORPORATION COM Y8564W103 9 820 SH DEFINED 1 475 0 345 TELEFONICA S A SPONSORED ADR 879382208 667 7976 SH DEFINED 1 15 0 7961 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 71998 1281551 SH DEFINED 1 1067531 0 214020 THERMO FISHER SCIENTIFIC INC COM 883556102 8240 172774 SH DEFINED 1 172721 0 53 TIDEWATER INC COM 886423102 55 1130 SH DEFINED 1 1130 0 0 TORM A/S SPONSORED ADR 891072100 1 38 SH DEFINED 1 38 0 0 TOTAL S A SPONSORED ADR 89151E109 36 548 SH DEFINED 1 548 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 200 2365 SH DEFINED 1 1510 0 855 TRANSATLANTIC HLDGS INC COM 893521104 834 16004 SH DEFINED 1 15969 0 35 TRANSOCEAN LTD REG SHS H8817H100 81194 1058307 SH DEFINED 1 884913 0 173394 UBS AG SHS NEW H89231338 44084 2780210 SH DEFINED 1 2277320 0 502890 UNILEVER N V N Y SHS NEW 904784709 26406 816745 SH DEFINED 1 747337 0 69408 UNION PAC CORP COM 907818108 1828 28600 SH DEFINED 1 28600 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 1 1 SH DEFINED 1 1 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1806 26005 SH DEFINED 1 25949 0 56 UNITEDHEALTH GROUP INC COM 91324P102 9550 313312 SH DEFINED 1 313243 0 69 US BANCORP DEL COM NEW 902973304 1092 48500 SH DEFINED 1 48500 0 0 VALE S A ADR 91912E105 22072 760302 SH DEFINED 1 617089 0 143213 VERIZON COMMUNICATIONS INC COM 92343V104 24 700 SH DEFINED 1 700 0 0 VIACOM INC NEW CL B 92553P201 8 265 SH DEFINED 1 265 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 19090 826729 SH DEFINED 1 715342 0 111387 WAL MART STORES INC COM 931142103 7190 134511 SH DEFINED 1 134482 0 29 WALTER ENERGY INC COM 93317Q105 8 100 SH DEFINED 1 100 0 0 WESTERN DIGITAL CORP COM 958102105 9 200 SH DEFINED 1 200 0 0 WISCONSIN ENERGY CORP COM 976657106 1346 27000 SH DEFINED 1 26943 0 57 XL CAP LTD CL A G98255105 24 1264 SH DEFINED 1 1264 0 0 XTO ENERGY INC COM 98385X106 1047 22500 SH DEFINED 1 22500 0 0 YAMANA GOLD INC COM 98462Y100 17440 1532500 SH DEFINED 1 1065700 0 466800 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 7 400 SH DEFINED 1 400 0 0 YUM BRANDS INC COM 988498101 1333 38100 SH DEFINED 1 38100 0 0
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