0000357235-12-000176.txt : 20120814
0000357235-12-000176.hdr.sgml : 20120814
20120814143632
ACCESSION NUMBER: 0000357235-12-000176
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120814
DATE AS OF CHANGE: 20120814
EFFECTIVENESS DATE: 20120814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Global Currents Investment Management, LLC
CENTRAL INDEX KEY: 0001449508
IRS NUMBER: 261482415
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13247
FILM NUMBER: 121031911
BUSINESS ADDRESS:
STREET 1: 2 RIGHTER PARKWAY
STREET 2: SUITE 100
CITY: WILMINGTON
STATE: DE
ZIP: 19803
BUSINESS PHONE: (302)476-3800
MAIL ADDRESS:
STREET 1: 2 RIGHTER PARKWAY
STREET 2: SUITE 100
CITY: WILMINGTON
STATE: DE
ZIP: 19803
13F-HR
1
gcim2q2.txt
GCIM
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Global Currents Investment Management, LLC
Address: 2 Righter Parkway
Suite 100
Wilmington, DE 19806
13F File Number: 28-13247
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Barbara Manning
Title: Chief Compliance Officer
Phone: 212-805-2076
Signature, Place, and Date of Signing:
Barbara Manning New York, NY August 14, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form13F Information Table Entry Total: 137
Form13F Information Table Value Total: $363,042 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
1 28-1700 Legg Mason, Inc.
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 332 3700 SH DEFINED GCIM 3700 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 18604 309591 SH DEFINED GCIM 303823 0 5768
ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 344 84483 SH DEFINED GCIM 84483 0 0
AFLAC INC COM 001055102 113 2641 SH DEFINED GCIM 2486 0 155
AMDOCS LTD ORD G02602103 1555 52310 SH DEFINED GCIM 42989 0 9321
AMGEN INC COM 031162100 425 5828 SH DEFINED GCIM 5828 0 0
APACHE CORP COM 037411105 897 10203 SH DEFINED GCIM 10203 0 0
ARCH CAP GROUP LTD ORD G0450A105 93 2340 SH DEFINED GCIM 2340 0 0
AT&T INC COM 00206R102 43 1194 SH DEFINED GCIM 1194 0 0
AVON PRODS INC COM 054303102 129 7955 SH DEFINED GCIM 7480 0 475
BANCO SANTANDER SA ADR 05964H105 469 71399 SH DEFINED GCIM 53204 0 18195
BANK OF AMERICA CORPORATION COM 060505104 629 76849 SH DEFINED GCIM 75467 0 1382
BARCLAYS PLC ADR 06738E204 8942 868121 SH DEFINED GCIM 751731 0 116390
BARRICK GOLD CORP COM 067901108 5831 155190 SH DEFINED GCIM 155190 0 0
BCE INC COM NEW 05534B760 3515 85297 SH DEFINED GCIM 85297 0 0
BRINKER INTL INC COM 109641100 493 15464 SH DEFINED GCIM 15464 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 237 6584 SH DEFINED GCIM 6184 0 400
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 326 3184 SH DEFINED GCIM 2404 0 780
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 379 11448 SH DEFINED GCIM 4892 0 6556
CANADIAN NAT RES LTD COM 136385101 34750 1294192 SH DEFINED GCIM 1249984 0 44208
CAPITAL ONE FINL CORP COM 14040H105 838 15330 SH DEFINED GCIM 15025 0 305
CARDINAL HEALTH INC COM 14149Y108 321 7636 SH DEFINED GCIM 7636 0 0
CARNIVAL CORP PAIRED CTF 143658300 3014 87920 SH DEFINED GCIM 87680 0 240
CARNIVAL PLC ADR 14365C103 6656 193865 SH DEFINED GCIM 168115 0 25750
CENOVUS ENERGY INC COM 15135U109 2036 64025 SH DEFINED GCIM 55333 0 8692
CENTURYLINK INC COM 156700106 536 13570 SH DEFINED GCIM 13570 0 0
CHEVRON CORP NEW COM 166764100 1341 12704 SH DEFINED GCIM 12704 0 0
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 43845 801983 SH DEFINED GCIM 769835 0 32148
CISCO SYS INC COM 17275R102 859 50026 SH DEFINED GCIM 49636 0 390
CITIGROUP INC COM NEW 172967424 422 15384 SH DEFINED GCIM 14879 0 505
CNOOC LTD SPONSORED ADR 126132109 4964 24661 SH DEFINED GCIM 21377 0 3284
CONOCOPHILLIPS COM 20825C104 815 14572 SH DEFINED GCIM 14412 0 160
CROWN HOLDINGS INC COM 228368106 251 7259 SH DEFINED GCIM 7259 0 0
CSX CORP COM 126408103 619 27648 SH DEFINED GCIM 26663 0 985
CVS CAREMARK CORPORATION COM 126650100 907 19390 SH DEFINED GCIM 19390 0 0
DANA HLDG CORP COM 235825205 200 15550 SH DEFINED GCIM 14785 0 765
DEVON ENERGY CORP NEW COM 25179M103 547 9425 SH DEFINED GCIM 9245 0 180
DIAMOND OFFSHORE DRILLING IN COM 25271C102 423 7148 SH DEFINED GCIM 7148 0 0
DIRECTV COM CL A 25490A101 239 4889 SH DEFINED GCIM 4889 0 0
DISNEY WALT CO COM DISNEY 254687106 403 8300 SH DEFINED GCIM 8300 0 0
DOVER CORP COM 260003108 230 4288 SH DEFINED GCIM 4033 0 255
EBAY INC COM 278642103 23 530 SH DEFINED GCIM 530 0 0
ENCANA CORP COM 292505104 1289 61880 SH DEFINED GCIM 54720 0 7160
ENDO HEALTH SOLUTIONS INC COM 29264F205 682 21995 SH DEFINED GCIM 21995 0 0
ENSCO PLC SHS CLASS A G3157S106 11881 252947 SH DEFINED GCIM 230800 0 22147
ERICSSON ADR B SEK 10 294821608 8327 912020 SH DEFINED GCIM 787855 0 124165
EXELON CORP COM 30161N101 443 11755 SH DEFINED GCIM 11755 0 0
FIFTH THIRD BANCORP COM 316773100 857 63936 SH DEFINED GCIM 63936 0 0
FIRST NIAGARA FINL GP INC COM 33582V108 151 19700 SH DEFINED GCIM 19700 0 0
FIRSTENERGY CORP COM 337932107 357 7250 SH DEFINED GCIM 7250 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 621 64733 SH DEFINED GCIM 63863 0 870
FOSTER WHEELER AG COM H27178104 357 20625 SH DEFINED GCIM 17080 0 3545
FRANCE TELECOM SPONSORED ADR 35177Q105 38 2875 SH DEFINED GCIM 2875 0 0
GENERAL DYNAMICS CORP COM 369550108 249 3770 SH DEFINED GCIM 3770 0 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 154 3361 SH DEFINED GCIM 3361 0 0
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 12829 1001479 SH DEFINED GCIM 942799 0 58680
GOLDMAN SACHS GROUP INC COM 38141G104 604 6300 SH DEFINED GCIM 6300 0 0
GOOGLE INC CL A 38259P508 186 320 SH DEFINED GCIM 300 0 20
GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 89 3500 SH DEFINED GCIM 3500 0 0
GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 1671 77752 SH DEFINED GCIM 70205 0 7547
GUESS INC COM 401617105 72 2356 SH DEFINED GCIM 2216 0 140
HALLIBURTON CO COM 406216101 1250 44009 SH DEFINED GCIM 43704 0 305
HCC INS HLDGS INC COM 404132102 35 1100 SH DEFINED GCIM 1100 0 0
HEWLETT PACKARD CO COM 428236103 405 20100 SH DEFINED GCIM 20100 0 0
HSBC HLDGS PLC SPON ADR NEW 404280406 12135 274966 SH DEFINED GCIM 242249 0 32717
ICICI BK LTD ADR 45104G104 1529 47150 SH DEFINED GCIM 47150 0 0
ILLINOIS TOOL WKS INC COM 452308109 450 8500 SH DEFINED GCIM 8500 0 0
ING GROEP N V SPONSORED ADR 456837103 62 9196 SH DEFINED GCIM 4880 0 4316
INTEL CORP COM 458140100 462 17313 SH DEFINED GCIM 16783 0 530
INTERNATIONAL BUSINESS MACHS COM 459200101 1140 5825 SH DEFINED GCIM 5776 0 49
INTL PAPER CO COM 460146103 950 32833 SH DEFINED GCIM 32173 0 660
INVESCO MORTGAGE CAPITAL INC COM 46131B100 248 13470 SH DEFINED GCIM 13470 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 10107 726014 SH DEFINED GCIM 686830 0 39184
JOHNSON & JOHNSON COM 478160104 72 1051 SH DEFINED GCIM 1051 0 0
JPMORGAN CHASE & CO COM 46625H100 1442 40337 SH DEFINED GCIM 40033 0 304
KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 671 20499 SH DEFINED GCIM 17204 0 3295
KRAFT FOODS INC CL A 50075N104 55 1400 SH DEFINED GCIM 1400 0 0
LOWES COS INC COM 548661107 229 8029 SH DEFINED GCIM 7549 0 480
MAGNA INTL INC COM 559222401 354 8957 SH DEFINED GCIM 7072 0 1885
MCDONALDS CORP COM 580135101 30 330 SH DEFINED GCIM 330 0 0
MERCK & CO INC NEW COM 58933Y105 847 20264 SH DEFINED GCIM 20264 0 0
METLIFE INC COM 59156R108 279 9014 SH DEFINED GCIM 9014 0 0
MICROSOFT CORP COM 594918104 1660 54241 SH DEFINED GCIM 53481 0 760
MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 4 964 SH DEFINED GCIM 964 0 0
MYLAN INC COM 628530107 563 26300 SH DEFINED GCIM 26300 0 0
NATIONAL GRID PLC SPON ADR NEW 636274300 16642 314052 SH DEFINED GCIM 270188 0 43864
NEWELL RUBBERMAID INC COM 651229106 372 20503 SH DEFINED GCIM 20053 0 450
NII HLDGS INC CL B NEW 62913F201 118 11444 SH DEFINED GCIM 11444 0 0
NOKIA CORP SPONSORED ADR 654902204 1 137 SH DEFINED GCIM 137 0 0
NORDION INC COM 65563C105 281 30015 SH DEFINED GCIM 30015 0 0
NOVARTIS A G SPONSORED ADR 66987V109 308 5501 SH DEFINED GCIM 802 0 4699
NOVO-NORDISK A S ADR 670100205 326 2238 SH DEFINED GCIM 996 0 1242
NRG ENERGY INC COM NEW 629377508 39 2200 SH DEFINED GCIM 2200 0 0
NTT DOCOMO INC SPONS ADR 62942M201 106 6325 SH DEFINED GCIM 175 0 6150
NUCOR CORP COM 670346105 408 10760 SH DEFINED GCIM 10760 0 0
ORACLE CORP COM 68389X105 476 16000 SH DEFINED GCIM 16000 0 0
PEPSICO INC COM 713448108 1735 24543 SH DEFINED GCIM 24543 0 0
PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 6 300 SH DEFINED GCIM 300 0 0
PFIZER INC COM 717081103 684 29737 SH DEFINED GCIM 29737 0 0
PHILIP MORRIS INTL INC COM 718172109 170 1938 SH DEFINED GCIM 1816 0 122
PHILLIPS 66 COM 718546104 243 7281 SH DEFINED GCIM 7201 0 80
PNC FINL SVCS GROUP INC COM 693475105 269 4394 SH DEFINED GCIM 4394 0 0
PROCTER & GAMBLE CO COM 742718109 331 5400 SH DEFINED GCIM 5400 0 0
RADIOSHACK CORP COM 750438103 91 23556 SH DEFINED GCIM 23556 0 0
REED ELSEVIER P L C SPONS ADR NEW 758205207 802 25009 SH DEFINED GCIM 25009 0 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 9383 139144 SH DEFINED GCIM 120501 0 18643
SANOFI SPONSORED ADR 80105N105 9951 263368 SH DEFINED GCIM 228564 0 34804
SENSIENT TECHNOLOGIES CORP COM 81725T100 37 1000 SH DEFINED GCIM 1000 0 0
SHAW COMMUNICATIONS INC CL B CONV 82028K200 291 15382 SH DEFINED GCIM 5011 0 10371
SIEMENS A G SPONSORED ADR 826197501 6445 76656 SH DEFINED GCIM 67566 0 9090
SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 21 3984 SH DEFINED GCIM 3984 0 0
SK TELECOM LTD SPONSORED ADR 78440P108 1490 123125 SH DEFINED GCIM 108324 0 14801
SPECTRA ENERGY CORP COM 847560109 479 16470 SH DEFINED GCIM 16470 0 0
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 229 9602 SH DEFINED GCIM 9602 0 0
STANLEY BLACK & DECKER INC COM 854502101 46 700 SH DEFINED GCIM 700 0 0
STAPLES INC COM 855030102 773 59220 SH DEFINED GCIM 59220 0 0
STATOIL ASA SPONSORED ADR 85771P102 1065 44626 SH DEFINED GCIM 30365 0 14261
STRYKER CORP COM 863667101 965 17506 SH DEFINED GCIM 17506 0 0
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 1451 218397 SH DEFINED GCIM 149017 0 69380
SYMANTEC CORP COM 871503108 211 14430 SH DEFINED GCIM 13570 0 860
SYSCO CORP COM 871829107 661 22169 SH DEFINED GCIM 22169 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 999 71525 SH DEFINED GCIM 71525 0 0
TARGET CORP COM 87612E106 602 10337 SH DEFINED GCIM 10057 0 280
TELEFONICA S A SPONSORED ADR 879382208 112 8540 SH DEFINED GCIM 220 0 8320
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 17964 455456 SH DEFINED GCIM 447604 0 7852
THERMO FISHER SCIENTIFIC INC COM 883556102 278 5340 SH DEFINED GCIM 5340 0 0
TRANSOCEAN LTD REG SHS H8817H100 2358 52710 SH DEFINED GCIM 52710 0 0
TRI-TECH HOLDING INC SHS G9103F106 21 5130 SH DEFINED GCIM 5130 0 0
TUPPERWARE BRANDS CORP COM 899896104 30 530 SH DEFINED GCIM 530 0 0
UBS AG SHS NEW H89231338 23555 2011487 SH DEFINED GCIM 1924270 0 87217
UNILEVER N V N Y SHS NEW 904784709 13618 408327 SH DEFINED GCIM 357238 0 51089
UNITEDHEALTH GROUP INC COM 91324P102 630 10756 SH DEFINED GCIM 10316 0 440
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 11606 411852 SH DEFINED GCIM 354137 0 57715
VULCAN MATLS CO COM 929160109 301 7559 SH DEFINED GCIM 7349 0 210
WAL-MART STORES INC COM 931142103 461 6600 SH DEFINED GCIM 6600 0 0
WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 1234 33795 SH DEFINED GCIM 30475 0 3320
WPP PLC ADR 92933H101 8936 146815 SH DEFINED GCIM 129325 0 17490