-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R+H+a/KJTt2qjQNNungjYVeA+27ZPFqtIVr05MkPpBZ4pZwB1Yu3dfMhKHYpPSJn AWRbCSTGWvVQQcgM0rgcqg== 0000357235-09-000424.txt : 20091113 0000357235-09-000424.hdr.sgml : 20091113 20091113161718 ACCESSION NUMBER: 0000357235-09-000424 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Global Currents Investment Management, LLC CENTRAL INDEX KEY: 0001449508 IRS NUMBER: 261482415 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13247 FILM NUMBER: 091181826 BUSINESS ADDRESS: STREET 1: 2 RIGHTER PARKWAY STREET 2: SUITE 100 CITY: WILMINGTON STATE: DE ZIP: 19803 BUSINESS PHONE: (302)476-3800 MAIL ADDRESS: STREET 1: 2 RIGHTER PARKWAY STREET 2: SUITE 100 CITY: WILMINGTON STATE: DE ZIP: 19803 13F-HR 1 gcim3q9.txt GCIM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Global Currents Investment Management, LLC Address: 2 Righter Parkway Suite 100 Wilmington, DE 19806 13F File Number: 28-13247 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph McNerney Title: Vice President Phone: 302-476-3800 Signature, Place, and Date of Signing: Joseph McNerney Wilmington, DE November 13, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 199 Form13F Information Table Value Total: $1,445,596 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-1700 Legg Mason, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1720 23300 SH DEFINED 1 23300 0 0 ABBOTT LABS COM 002824100 17 330 SH DEFINED 1 330 0 0 ACE LTD SHS H0023R105 877 16400 SH DEFINED 1 16400 0 0 ACERGY S A SPONSORED ADR 00443E104 1157 91607 SH DEFINED 1 147 0 91460 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 573 138507 SH DEFINED 1 35942 0 102565 ADVANTEST CORP SPON ADR NEW 00762U200 542 19767 SH DEFINED 1 18567 0 1200 AEGON N V NY REGISTRY SH 007924103 449 53053 SH DEFINED 1 253 0 52800 AGNICO EAGLE MINES LTD COM 008474108 8354 123122 SH DEFINED 1 123122 0 0 AGRIUM INC COM 008916108 48133 966701 SH DEFINED 1 791808 0 174893 ALCOA INC COM 013817101 15261 1163153 SH DEFINED 1 1162882 0 271 ALLEGHANY CORP DEL COM 017175100 1 2 SH DEFINED 1 2 0 0 ALTRIA GROUP INC COM 02209S103 14 775 SH DEFINED 1 775 0 0 AMDOCS LTD ORD G02602103 30102 1119842 SH DEFINED 1 912081 0 207761 AMERISOURCEBERGEN CORP COM 03073E105 9 375 SH DEFINED 1 375 0 0 AMGEN INC COM 031162100 3397 56400 SH DEFINED 1 56400 0 0 ANADARKO PETE CORP COM 032511107 10908 173877 SH DEFINED 1 173801 0 76 ANALOG DEVICES INC COM 032654105 8 270 SH DEFINED 1 270 0 0 ANNALY CAP MGMT INC COM 035710409 850 46813 SH DEFINED 1 46719 0 94 ASSURED GUARANTY LTD COM G0585R106 4 200 SH DEFINED 1 200 0 0 AT&T INC COM 00206R102 1124 41594 SH DEFINED 1 41594 0 0 AXA SPONSORED ADR 054536107 21757 804325 SH DEFINED 1 744156 0 60169 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 82 4588 SH DEFINED 1 0 0 4588 BANCO BRADESCO S A SP ADR PFD NEW 059460303 1801 90504 SH DEFINED 1 90318 0 186 BANCO SANTANDER SA ADR 05964H105 22604 1399573 SH DEFINED 1 1368605 0 30968 BANK OF AMERICA CORPORATION COM 060505104 10827 639874 SH DEFINED 1 639728 0 146 BANK OF NEW YORK MELLON CORP COM 064058100 18 600 SH DEFINED 1 600 0 0 BARCLAYS PLC ADR 06738E204 18401 778357 SH DEFINED 1 748539 0 29818 BARRICK GOLD CORP COM 067901108 47722 1259130 SH DEFINED 1 978180 0 280950 BECTON DICKINSON & CO COM 075887109 1144 16400 SH DEFINED 1 16400 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 639 9666 SH DEFINED 1 9666 0 0 BMC SOFTWARE INC COM 055921100 15 390 SH DEFINED 1 390 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1021 96400 SH DEFINED 1 96400 0 0 BP PLC SPONSORED ADR 055622104 1109 20831 SH DEFINED 1 1827 0 19004 BRISTOL MYERS SQUIBB CO COM 110122108 40 1775 SH DEFINED 1 1775 0 0 BRITISH SKY BROADCASTING GRO SPONSORED ADR 111013108 763 20878 SH DEFINED 1 5380 0 15498 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 7 325 SH DEFINED 1 325 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 582 25586 SH DEFINED 1 0 0 25586 BURLINGTON NORTHN SANTA FE C COM 12189T104 8 100 SH DEFINED 1 100 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 10 400 SH DEFINED 1 400 0 0 CADBURY PLC SPONS ADR 12721E102 2392 46703 SH DEFINED 1 14201 0 32502 CAE INC COM 124765108 10 1100 SH DEFINED 1 1100 0 0 CANADIAN NAT RES LTD COM 136385101 41991 624948 SH DEFINED 1 489508 0 135440 CARNIVAL CORP PAIRED CTF 143658300 14579 438051 SH DEFINED 1 429851 0 8200 CARPENTER TECHNOLOGY CORP COM 144285103 1271 54300 SH DEFINED 1 54300 0 0 CHARLES RIV LABS INTL INC COM 159864107 1310 35400 SH DEFINED 1 35400 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 6990 246558 SH DEFINED 1 246476 0 82 CHEVRON CORP NEW COM 166764100 9079 128907 SH DEFINED 1 128864 0 43 CHINA DISTANCE ED HLDGS LTD SPONS ADR 16944W104 5 600 SH DEFINED 1 600 0 0 CHUBB CORP COM 171232101 11 200 SH DEFINED 1 200 0 0 CHUNGHWA TELECOM CO LTD SPONS ADR NEW 09 17133Q403 1 19 SH DEFINED 1 19 0 0 CISCO SYS INC COM 17275R102 813 34500 SH DEFINED 1 34500 0 0 COCA COLA CO COM 191216100 2781 51782 SH DEFINED 1 51720 0 62 COMCAST CORP NEW CL A 20030N101 1139 67450 SH DEFINED 1 67450 0 0 CORNING INC COM 219350105 14 850 SH DEFINED 1 850 0 0 COSAN LTD SHS A G25343107 112 14062 SH DEFINED 1 14062 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 16265 292263 SH DEFINED 1 241295 0 50968 CVS CAREMARK CORPORATION COM 126650100 6329 177060 SH DEFINED 1 176972 0 88 DAIMLER AG REG SHS D1668R123 62546 1243197 SH DEFINED 1 1126746 0 116451 DEAN FOODS CO NEW COM 242370104 15 805 SH DEFINED 1 805 0 0 DELL INC COM 24702R101 8198 537200 SH DEFINED 1 537200 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 50849 662343 SH DEFINED 1 498703 0 163640 DEVON ENERGY CORP NEW COM 25179M103 2936 43602 SH DEFINED 1 43602 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 32 516 SH DEFINED 1 48 0 468 DIAMOND OFFSHORE DRILLING IN COM 25271C102 19 190 SH DEFINED 1 190 0 0 DIRECTV GROUP INC COM 25459L106 11580 419868 SH DEFINED 1 419767 0 101 DOVER CORP COM 260003108 71 1816 SH DEFINED 1 1816 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 154 4772 SH DEFINED 1 4772 0 0 EASTMAN KODAK CO COM 277461109 1 145 SH DEFINED 1 145 0 0 EATON VANCE CORP COM NON VTG 278265103 8 275 SH DEFINED 1 275 0 0 ENCANA CORP COM 292505104 48835 847676 SH DEFINED 1 615156 0 232520 ENI S P A SPONSORED ADR 26874R108 29 562 SH DEFINED 1 0 0 562 ENSCO INTL INC COM 26874Q100 179 4200 SH DEFINED 1 4200 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 8 1000 SH DEFINED 1 1000 0 0 FPL GROUP INC COM 302571104 16 280 SH DEFINED 1 280 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 19825 736417 SH DEFINED 1 646924 0 89493 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 91 1818 SH DEFINED 1 1818 0 0 GENZYME CORP COM 372917104 1169 20600 SH DEFINED 1 20600 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 475 12002 SH DEFINED 1 73 0 11929 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 14949 1084762 SH DEFINED 1 1036340 0 48422 GOLDMAN SACHS GROUP INC COM 38141G104 1437 7790 SH DEFINED 1 7790 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 10 800 SH DEFINED 1 800 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 23130 1244171 SH DEFINED 1 1020414 0 223757 HALLIBURTON CO COM 406216101 2255 83121 SH DEFINED 1 83053 0 68 HCC INS HLDGS INC COM 404132102 9445 345331 SH DEFINED 1 345248 0 83 HELMERICH & PAYNE INC COM 423452101 1084 27400 SH DEFINED 1 27400 0 0 HEWLETT PACKARD CO COM 428236103 189 4000 SH DEFINED 1 4000 0 0 HOME DEPOT INC COM 437076102 30 1100 SH DEFINED 1 1100 0 0 HORNBECK OFFSHORE SVCS INC N COM 440543106 9 300 SH DEFINED 1 300 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 36163 630566 SH DEFINED 1 575247 0 55319 HUANENG PWR INTL INC SPON ADR H SHS 443304100 8693 326309 SH DEFINED 1 319552 0 6757 ICICI BK LTD ADR 45104G104 28152 730070 SH DEFINED 1 471270 0 258800 ILLINOIS TOOL WKS INC COM 452308109 979 22900 SH DEFINED 1 22900 0 0 ING GROEP N V SPONSORED ADR 456837103 226 12640 SH DEFINED 1 0 0 12640 INTEL CORP COM 458140100 14125 721724 SH DEFINED 1 721553 0 171 INTERNATIONAL BUSINESS MACHS COM 459200101 16294 136225 SH DEFINED 1 136198 0 27 INVESCO LTD SHS G491BT108 849 37270 SH DEFINED 1 0 0 37270 INVESCO MORTGAGE CAPITAL INC COM 46131B100 24 1075 SH DEFINED 1 1075 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 142 2579 SH DEFINED 1 2579 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1 25 SH DEFINED 1 25 0 0 ITT CORP NEW COM 450911102 16 300 SH DEFINED 1 300 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 5 1200 SH DEFINED 1 1200 0 0 JOHNSON & JOHNSON COM 478160104 2954 48510 SH DEFINED 1 48458 0 52 JPMORGAN CHASE & CO COM 46625H100 17121 390698 SH DEFINED 1 390619 0 79 KAISER ALUMINUM CORP COM PAR $0.01 483007704 739 20300 SH DEFINED 1 20300 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 5305 103059 SH DEFINED 1 69125 0 33934 KELLOGG CO COM 487836108 16 325 SH DEFINED 1 325 0 0 KINETIC CONCEPTS INC COM NEW 49460W208 9 225 SH DEFINED 1 225 0 0 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 1616 66310 SH DEFINED 1 259 0 66051 KRAFT FOODS INC CL A 50075N104 161 6100 SH DEFINED 1 6100 0 0 LDK SOLAR CO LTD SPONSORED ADR 50183L107 23 2600 SH DEFINED 1 2200 0 400 LG DISPLAY CO LTD SPONS ADR REP 50186V102 53974 3766451 SH DEFINED 1 3145248 0 621203 LORILLARD INC COM 544147101 801 10771 SH DEFINED 1 10749 0 22 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 9297 359915 SH DEFINED 1 351337 0 8578 MAGNA INTL INC CL A 559222401 1205 28336 SH DEFINED 1 1300 0 27036 MAKITA CORP ADR NEW 560877300 14302 453151 SH DEFINED 1 391902 0 61249 MARATHON OIL CORP COM 565849106 15 465 SH DEFINED 1 465 0 0 MCDERMOTT INTL INC COM 580037109 469 18559 SH DEFINED 1 18520 0 39 MCDONALDS CORP COM 580135101 29 500 SH DEFINED 1 500 0 0 MEDTRONIC INC COM 585055106 74 2000 SH DEFINED 1 2000 0 0 MEMC ELECTR MATLS INC COM 552715104 3845 231188 SH DEFINED 1 231111 0 77 MERCK & CO INC COM 589331107 2148 67900 SH DEFINED 1 67900 0 0 METLIFE INC COM 59156R108 14709 386353 SH DEFINED 1 386305 0 48 METTLER TOLEDO INTERNATIONAL COM 592688105 9 90 SH DEFINED 1 0 0 90 MICROSOFT CORP COM 594918104 7786 302690 SH DEFINED 1 302690 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 427 108215 SH DEFINED 1 30521 0 77694 MORGAN STANLEY COM NEW 617446448 1404 45460 SH DEFINED 1 45414 0 46 MOSAIC CO COM 61945A107 7849 163272 SH DEFINED 1 163244 0 28 MYLAN INC COM 628530107 9478 591974 SH DEFINED 1 591863 0 111 NETEASE COM INC SPONSORED ADR 64110W102 779 17050 SH DEFINED 1 17031 0 19 NEWS CORP CL B 65248E203 912 65158 SH DEFINED 1 65034 0 124 NIDEC CORP SPONSORED ADR 654090109 20602 1013379 SH DEFINED 1 862601 0 150778 NISOURCE INC COM 65473P105 10 700 SH DEFINED 1 700 0 0 NOKIA CORP SPONSORED ADR 654902204 33421 2285977 SH DEFINED 1 1988861 0 297116 NORDSTROM INC COM 655664100 2 60 SH DEFINED 1 60 0 0 NOVARTIS A G SPONSORED ADR 66987V109 16653 330529 SH DEFINED 1 299237 0 31292 NOVO-NORDISK A S ADR 670100205 1520 24131 SH DEFINED 1 0 0 24131 NRG ENERGY INC COM NEW 629377508 9643 342062 SH DEFINED 1 342062 0 0 ORACLE CORP COM 68389X105 2279 109324 SH DEFINED 1 109185 0 139 PEPSICO INC COM 713448108 1373 23400 SH DEFINED 1 23400 0 0 PITNEY BOWES INC COM 724479100 45 1800 SH DEFINED 1 1800 0 0 POSCO SPONSORED ADR 693483109 40313 387845 SH DEFINED 1 348702 0 39143 PROCTER & GAMBLE CO COM 742718109 12269 211813 SH DEFINED 1 211750 0 63 QUEST DIAGNOSTICS INC COM 74834L100 12 225 SH DEFINED 1 225 0 0 RAYTHEON CO COM NEW 755111507 11 225 SH DEFINED 1 225 0 0 REED ELSEVIER P L C SPONS ADR NEW 758205207 190 6289 SH DEFINED 1 157 0 6132 RENAISSANCERE HOLDINGS LTD COM G7496G103 15 270 SH DEFINED 1 270 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3 47 SH DEFINED 1 47 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 23598 412608 SH DEFINED 1 390276 0 22332 RYANAIR HLDGS PLC SPONSORED ADR 783513104 274 9404 SH DEFINED 1 9404 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 4 91 SH DEFINED 1 91 0 0 SAP AG SPON ADR 803054204 8 151 SH DEFINED 1 151 0 0 SCHERING PLOUGH CORP PFD CONV MAN07 806605705 153 630 SH DEFINED 1 630 0 0 SEMPRA ENERGY COM 816851109 10 200 SH DEFINED 1 200 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 464 25731 SH DEFINED 1 0 0 25731 SIEMENS A G SPONSORED ADR 826197501 22203 238843 SH DEFINED 1 216441 0 22402 SIGNET JEWELERS LIMITED SHS G81276100 1001 38017 SH DEFINED 1 31362 0 6655 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 511 128277 SH DEFINED 1 137 0 128140 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 1790 249258 SH DEFINED 1 158044 0 91214 SK TELECOM LTD SPONSORED ADR 78440P108 349 20000 SH DEFINED 1 0 0 20000 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 267 5927 SH DEFINED 1 5927 0 0 SPDR TR UNIT SER 1 78462F103 12 108 SH DEFINED 1 108 0 0 STANLEY WKS COM 854616109 6569 153870 SH DEFINED 1 153828 0 42 STATOILHYDRO ASA SPONSORED ADR 85771P102 20549 911659 SH DEFINED 1 845885 0 65774 SUNTECH PWR HLDGS CO LTD ADR 86800C104 5 300 SH DEFINED 1 300 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 16480 1503601 SH DEFINED 1 954550 0 549051 TARGET CORP COM 87612E106 8 160 SH DEFINED 1 160 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 87 4400 SH DEFINED 1 4400 0 0 TEEKAY CORPORATION COM Y8564W103 9 370 SH DEFINED 1 25 0 345 TELEDYNE TECHNOLOGIES INC COM 879360105 739 20511 SH DEFINED 1 20468 0 43 TELEFONICA S A SPONSORED ADR 879382208 714 8610 SH DEFINED 1 46 0 8564 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 65009 1285765 SH DEFINED 1 1072879 0 212886 THERMO FISHER SCIENTIFIC INC COM 883556102 11468 262594 SH DEFINED 1 262541 0 53 TIDEWATER INC COM 886423102 65 1375 SH DEFINED 1 1375 0 0 TJX COS INC NEW COM 872540109 1518 40846 SH DEFINED 1 40798 0 48 TORM A/S SPONSORED ADR 891072100 1 38 SH DEFINED 1 38 0 0 TOTAL S A SPONSORED ADR 89151E109 34 572 SH DEFINED 1 572 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 865 11006 SH DEFINED 1 10151 0 855 TRANSATLANTIC HLDGS INC COM 893521104 4136 82426 SH DEFINED 1 82391 0 35 TRANSOCEAN LTD REG SHS H8817H100 53821 629260 SH DEFINED 1 563409 0 65851 TRINA SOLAR LIMITED SPON ADR 89628E104 52 1600 SH DEFINED 1 1600 0 0 UBS AG SHS NEW H89231338 88575 4837506 SH DEFINED 1 4015574 0 821932 UNILEVER N V N Y SHS NEW 904784709 22941 794899 SH DEFINED 1 725491 0 69408 UNION PAC CORP COM 907818108 1669 28600 SH DEFINED 1 28600 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 116 30373 SH DEFINED 1 1 0 30372 UNITED TECHNOLOGIES CORP COM 913017109 1645 26996 SH DEFINED 1 26940 0 56 UNITEDHEALTH GROUP INC COM 91324P102 7393 295229 SH DEFINED 1 295160 0 69 US BANCORP DEL COM NEW 902973304 1115 51000 SH DEFINED 1 51000 0 0 VALE S A ADR 91912E105 16614 718281 SH DEFINED 1 567168 0 151113 VERIZON COMMUNICATIONS INC COM 92343V104 29 957 SH DEFINED 1 957 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 25334 1125952 SH DEFINED 1 1002774 0 123178 WADDELL & REED FINL INC CL A 930059100 535 18800 SH DEFINED 1 18800 0 0 WAL MART STORES INC COM 931142103 7399 150715 SH DEFINED 1 150686 0 29 WISCONSIN ENERGY CORP COM 976657106 2309 51117 SH DEFINED 1 51060 0 57 XL CAP LTD CL A G98255105 23 1264 SH DEFINED 1 1264 0 0 XTO ENERGY INC COM 98385X106 930 22500 SH DEFINED 1 22500 0 0 YAMANA GOLD INC COM 98462Y100 16689 1558200 SH DEFINED 1 1065700 0 492500 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 5 400 SH DEFINED 1 400 0 0 YUM BRANDS INC COM 988498101 1287 38100 SH DEFINED 1 38100 0 0 ZENITH NATL INS CORP COM 989390109 13 400 SH DEFINED 1 400 0 0
-----END PRIVACY-ENHANCED MESSAGE-----