0001085146-20-002884.txt : 20201112 0001085146-20-002884.hdr.sgml : 20201112 20201112153629 ACCESSION NUMBER: 0001085146-20-002884 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CQS (US), LLC CENTRAL INDEX KEY: 0001447946 IRS NUMBER: 753266974 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13237 FILM NUMBER: 201306333 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122592900 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: CQS (US) LLC DATE OF NAME CHANGE: 20081014 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001447946 XXXXXXXX 09-30-2020 09-30-2020 false CQS (US), LLC

152 WEST 57TH STREET 40TH FLOOR NEW YORK NY 10019

13F HOLDINGS REPORT 028-13237 N Maria Piccolino 212-259-2617 /s/ Maria Piccolino New York NY 11-10-2020 2 92 755803 false 1 0001435249 028-13133 CQS (HONG KONG) LTD 2 0001438311 028-13136 CQS (UK) LLP INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 12836 117943 SH DFND 01 02 03 0 117943 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 15101 30791 SH DFND 01 02 03 0 30791 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 503 39000 SH DFND 01 02 03 0 39000 0 ALPHABET INC CAP STK CL A 02079K305 9990 6816 PRN DFND 01 02 03 0 6816 0 AMBAC FINL GROUP INC COM NEW 023139884 10471 820000 SH DFND 01 02 03 0 820000 0 AMERICAN AIRLS GROUP INC COM 02376R102 29686 39450 SH DFND 01 02 03 0 39450 0 AMERICAS GOLD AND SILVER COR COM 03062D100 1320 500000 SH DFND 01 02 03 0 500000 0 ANSYS INC COM 03662Q105 14470 44221 SH DFND 01 02 03 0 44221 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 241 20000 PRN DFND 01 02 03 0 20000 0 AUTOMATIC DATA PROCESSING IN COM 053015103 3240 23231 SH DFND 01 02 03 0 23231 0 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 141 15000 PRN DFND 01 02 03 0 15000 0 AVIS BUDGET GROUP COM 053774105 66485 486620 SH DFND 01 02 03 0 486620 0 BHP GROUP LTD SPONSORED ADS 088606108 41421 844862 SH DFND 01 02 03 0 844862 0 BOOKING HOLDINGS INC COM 09857L108 2674 1563 SH DFND 01 02 03 0 1563 0 CAMECO CORP COM 13321L108 454 45000 SH DFND 01 02 03 0 45000 0 CARNIVAL CORP UNIT 99/99/9999 143658300 338 22012 SH DFND 01 02 03 0 22012 0 CBL & ASSOC PPTYS INC COM 124830100 193 1200000 SH DFND 01 02 03 0 1200000 0 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 7253 200696 SH DFND 01 02 03 0 200696 0 CLEARWAY ENERGY INC CL A 18539C105 6018 243627 SH DFND 01 02 03 0 243627 0 CME GROUP INC COM 12572Q105 7271 43456 SH DFND 01 02 03 0 43456 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2736 39412 SH DFND 01 02 03 0 39412 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 287 68000 SH DFND 01 02 03 0 68000 0 CONTURA ENERGY INC COM 21241B100 146 20000 SH DFND 01 02 03 0 20000 0 DISCOVERY INC COM SER C 25470F302 74428 3797352 SH DFND 01 02 03 0 3797352 0 DONNELLEY R R & SONS CO COM 257867200 209 143000 SH DFND 01 02 03 0 143000 0 ENERGY FUELS INC COM NEW 292671708 743 441997 SH DFND 01 02 03 0 441997 0 EURONAV NV SHS B38564108 5792 656000 PRN DFND 01 02 03 0 656000 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 239 24850 PRN DFND 01 02 03 0 24850 0 FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 411 41000 PRN DFND 01 02 03 0 41000 0 FORTUNA SILVER MINES INC COM 349915108 3886 611200 SH DFND 01 02 03 0 611200 0 GCI LIBERTY INC COM CLASS A 36164V305 9540 116393 SH DFND 01 02 03 0 116393 0 GRACO INC COM 384109104 2004 32667 SH DFND 01 02 03 0 32667 0 GRUBHUB INC COM 400110102 10321 141306 SH DFND 01 02 03 0 141306 0 IDEXX LABS INC COM 45168D104 3707 9431 SH DFND 01 02 03 0 9431 0 ILLUMINA INC NOTE 8/1 452327AK5 161 15100 PRN DFND 01 02 03 0 15100 0 INSULET CORP NOTE 1.375%11/1 45784PAH4 242 9450 PRN DFND 01 02 03 0 9450 0 ISHARES TR IBOXX HI YD ETF 464288513 61237 121823 SH DFND 01 02 03 0 121823 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 227 19868 PRN DFND 01 02 03 0 19868 0 LAUDER ESTEE COS INC CL A 518439104 7661 35100 SH DFND 01 02 03 0 35100 0 LENNAR CORP CL B 526057302 8238 125462 SH DFND 01 02 03 0 125462 0 LIBERTY BROADBAND CORP COM SER A 530307107 3690 26020 SH DFND 01 02 03 0 26020 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 22016 1047899 SH DFND 01 02 03 0 1047899 0 LIBERTY MEDIA CORP DEL COM SER A FRMLA 531229870 13111 391271 SH DFND 01 02 03 0 391271 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 19511 589801 SH DFND 01 02 03 0 589801 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 361 10869 SH DFND 01 02 03 0 10869 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 7885 904227 SH DFND 01 02 03 0 904227 0 LOWES COS INC COM 548661107 10269 61911 SH DFND 01 02 03 0 61911 0 MACYS INC COM 55616P104 386 67647 SH DFND 01 02 03 0 67647 0 MAG SILVER CORP COM 55903Q104 1285 79000 SH DFND 01 02 03 0 79000 0 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 145 14590 PRN DFND 01 02 03 0 14590 0 MASTERCARD INCORPORATED CL A 57636Q104 11277 33347 SH DFND 01 02 03 0 33347 0 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 214 13900 PRN DFND 01 02 03 0 13900 0 MOODYS CORP COM 615369105 11263 38858 SH DFND 01 02 03 0 38858 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 3180 400000 SH DFND 01 02 03 0 400000 0 NEXGEN ENERGY LTD COM 65340P106 10244 5907900 SH DFND 01 02 03 0 5907900 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 386 14176 PRN DFND 01 02 03 0 14176 0 NIKE INC CL B 654106103 18575 147962 SH DFND 01 02 03 0 147962 0 NORDSTROM INC COM 655664100 303 25402 SH DFND 01 02 03 0 25402 0 OCCIDENTAL PETE CORP COM 674599105 241 24116 SH DFND 01 02 03 0 24116 0 OCWEN FINL CORP COM NEW 675746606 4717 223354 SH DFND 01 02 03 0 223354 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 120 10000 PRN DFND 01 02 03 0 10000 0 OTIS WORLDWIDE CORP COM 68902V107 10482 167930 SH DFND 01 02 03 0 167930 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 113 10000 PRN DFND 01 02 03 0 10000 0 PAN AMERN SILVER CORP COM 697900108 1046 32546 SH DFND 01 02 03 0 32546 0 PLATINUM GROUP METALS LTD COM 72765Q882 1767 883365 SH DFND 01 02 03 0 883365 0 PRECISION DRILLING CORP COM 2010 74022D308 62 100000 SH DFND 01 02 03 0 100000 0 PRETIUM RES INC COM 74139C102 1373 106926 SH DFND 01 02 03 0 106926 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 243 22850 SH DFND 01 02 03 0 22850 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 242 16536 PRN DFND 01 02 03 0 16536 0 ROLLINS INC COM 775711104 5933 109491 SH DFND 01 02 03 0 109491 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2443 96309 SH DFND 01 02 03 0 96309 0 SILVERCREST METALS INC COM 828363101 2051 242000 SH DFND 01 02 03 0 242000 0 SPDR SER TR S&P OILGAS EXP 78468R556 12621 3000 PRN DFND 01 02 03 0 3000 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 400 28600 PRN DFND 01 02 03 0 28600 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 250 11550 PRN DFND 01 02 03 0 11550 0 STRYKER CORPORATION COM 863667101 10070 48329 SH DFND 01 02 03 0 48329 0 TERADYNE INC NOTE 1.250%12/1 880770AG7 759 29700 PRN DFND 01 02 03 0 29700 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 1051 15180 SH DFND 01 02 03 0 15180 0 TIFFANY & CO NEW COM 886547108 14481 125000 SH DFND 01 02 03 0 125000 0 UNDER ARMOUR INC CL C 904311206 28486 2894879 SH DFND 01 02 03 0 2894879 0 UNITED AIRLS HLDGS INC COM 910047109 51706 250450 SH DFND 01 02 03 0 250450 0 UNITED STATES STL CORP NEW COM 912909108 199 27174 SH DFND 01 02 03 0 27174 0 UNITEDHEALTH GROUP INC COM 91324P102 10456 33539 SH DFND 01 02 03 0 33539 0 URANIUM ENERGY CORP COM 916896103 762 764341 SH DFND 01 02 03 0 764341 0 UR-ENERGY INC COM 91688R108 2533 5277697 SH DFND 01 02 03 0 5277697 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 7832 200000 SH DFND 01 02 03 0 200000 0 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 276 24300 PRN DFND 01 02 03 0 24300 0 VISA INC COM CL A 92826C839 1877 9388 SH DFND 01 02 03 0 9388 0 WHEATON PRECIOUS METALS CORP COM 962879102 1226 25000 SH DFND 01 02 03 0 25000 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 463 30000 PRN DFND 01 02 03 0 30000 0 WRIGHT MED GROUP N V ORD SHS N96617118 16598 0 SH DFND 01 02 03 0 0 0 XYLEM INC COM 98419M100 6502 0 SH DFND 01 02 03 0 0 0