X0306
4
2018-06-11
0
0001501072
RIVERNORTH OPPORTUNITIES FUND, INC.
RIV
0001447578
RIVERNORTH CAPITAL MANAGEMENT, LLC
325 N. LASALLE STREET
SUITE 645
CHICAGO
IL
60654
0
0
0
1
Subadviser
0001646929
Galley Patrick W.
325 N. LASALLE STREET
SUITE 645
CHICAGO
IL
60654
0
0
1
0
0001662166
Schmucker Brian H
325 NORTH LASALLE STREET
SUITE 645
CHICAGO
IL
60654
0
0
1
0
Common Stock
2018-06-11
2018-06-11
4
S
0
3000
21.46
D
205758
D
Common Stock
2018-06-11
2018-06-11
4
S
0
2500
21.49
D
203258
D
Common Stock
2018-06-11
2018-06-11
4
S
0
17
21.50
D
203241
D
Common Stock
2018-06-12
2018-06-12
4
S
0
3000
21.45
D
200241
D
Common Stock
2018-06-12
2018-06-12
4
S
0
300
21.51
D
199941
D
RiverNorth Capital Management, LLC serves as the subadviser for the Fund. Indirect reporting persons Brian H. Schmucker, the Chief Executive Officer and a manager of RiverNorth Capital, and Patrick W. Galley, the Chief Investment Officer and a manager of RiverNorth Capital, each are principals of RiverNorth Holding Co., RiverNorth Capital's indirect parent company. Each of Messrs. Galley and Schmucker may be deemed to have the power to direct the voting or disposition of the Shares held by RiverNorth Capital, and may have direct beneficial interest in additional shares disclosed in previous filings.
Marc Collins
2018-06-13