Chief Compliance Officer

0000950123-20-005425.txt : 20200518 0000950123-20-005425.hdr.sgml : 20200518 20200515180801 ACCESSION NUMBER: 0000950123-20-005425 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200518 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001447578 IRS NUMBER: 271560688 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13256 FILM NUMBER: 20887193 BUSINESS ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-0409 MAIL ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20081009 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001447578 XXXXXXXX 03-31-2020 03-31-2020 RiverNorth Capital Management, LLC

325 N. LASALLE STREET SUITE 645 CHICAGO IL 60654

13F HOLDINGS REPORT 028-13256 N Marcus Collins Chief Compliance Officer (312) 445-2251 /s/ Marcus Collins Chicago IL 05-15-2020 0 273 1492606 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 8I ENTERPRISES ACQUISITIN CO W EXP 10/29/202 G2956M112 101 240000 SH SOLE 240000 0 0 8I ENTERPRISES ACQUISITIN CO RIGHT 10/29/2020 G2956M120 94 240000 SH SOLE 240000 0 0 8I ENTERPRISES ACQUISITIN CO COM G2956M104 2161 216128 SH SOLE 216128 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 2419 715694 SH SOLE 715694 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 6111 1179674 SH SOLE 1179674 0 0 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 265 36137 SH SOLE 36137 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM 00326L100 14167 2153026 SH SOLE 2153026 0 0 ACT II GLOBAL ACQUISITION CO COM G0080J104 987 99996 SH SOLE 99996 0 0 ACT II GLOBAL ACQUISITION CO W EXP 04/30/202 G0080J120 35 49998 SH SOLE 49998 0 0 ADAM NAT RES FD INC COM 00548F105 6427 775232 SH SOLE 775232 0 0 ADVENT CONVERTIBLE & 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VALUE TR INC COM 780910105 1565 161805 SH SOLE 161805 0 0 SC HEALTH CORP UNIT 99/99/9999 G78516302 255 25000 SH SOLE 25000 0 0 SCHULTZE SPL PURP ACQUSTN CO UNIT 12/31/2023 80821R208 3093 300000 SH SOLE 300000 0 0 Shaolin Capital Management Llc COM G4809J114 3206 125000 SH SOLE 125000 0 0 SILVER SPIKE ACQUISITION COR UNIT 99/99/9999 G8136L122 1990 200000 SH SOLE 200000 0 0 SOURCE CAP INC COM 836144105 8076 263148 SH SOLE 263148 0 0 SOUTH MTN MERGER CORP UNIT 99/99/9999 838884203 2129 214000 SH SOLE 214000 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 2903 305583 SH SOLE 305583 0 0 SPECIAL OPPORTUNITIES FD INC PFD CONV SE B 84741T302 4625 191280 SH SOLE 191280 0 0 SPROTT FOCUS TR INC COM 85208J109 3179 630724 SH SOLE 630724 0 0 STABLE RD ACQUISITION CORP UNIT 05/15/2026 85236Q208 678 67500 SH SOLE 67500 0 0 SWISS HELVETIA FD INC COM 870875101 5486 789381 SH SOLE 789381 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 4683 626072 SH SOLE 626072 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 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4000 400000 SH SOLE 400000 0 0 TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 2528 250000 SH SOLE 250000 0 0 UNION ACQUISITION CORP II UNIT 99/99/9999 G9402Q118 1464 150000 SH SOLE 150000 0 0 VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF COM 922042858 2349 70000 SH SOLE 70000 0 0 VECTOIQ ACQUISITION CORP COM 92243N103 1596 149999 SH SOLE 149999 0 0 VECTOIQ ACQUISITION CORP W EXP 05/11/202 92243N111 292 149999 SH SOLE 149999 0 0 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 624 107003 SH SOLE 107003 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 7110 1559160 SH SOLE 1559160 0 0 VOYA NAT RES EQUITY INCOME F COM 92913C106 2424 1122345 SH SOLE 1122345 0 0 VOYA PRIME RATE TR COM 92913A100 26583 7165176 SH SOLE 7165176 0 0 WEALTHBRIDGE ACQUISITION LTD W EXP 01/31/202 G4887W128 29 225000 SH SOLE 225000 0 0 WEALTHBRIDGE ACQUISITION LTD RIGHT 11/02/2023 G4887W136 104 225000 SH SOLE 225000 0 0 WEALTHBRIDGE ACQUISITION LTD COM G4887W110 4646 225000 SH SOLE 225000 0 0 WELLS FARGO INCOME OPPORTUNIWF INC OPPTY FD COM 94987B105 7748 1214449 SH SOLE 1214449 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 16377 1555312 SH SOLE 1555312 0 0 WESTERN ASSET GLB HI INCOME COM 95766B109 31786 4249413 SH SOLE 4249413 0 0 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 2531 205306 SH SOLE 205306 0 0 WESTERN ASSET HIGH INCM FD I COM 95766J102 5905 1178625 SH SOLE 1178625 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 34023 8081584 SH SOLE 8081584 0 0 WESTERN ASST MNGD MUN FD INC COM 95766M105 1365 114155 SH SOLE 114155 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 46878 4903585 SH SOLE 4903585 0 0 Yunhong International COM G98882114 4530 200000 SH SOLE 200000 0 0