Chief Compliance Officer

0000913849-15-000055.txt : 20150218 0000913849-15-000055.hdr.sgml : 20150216 20150217161247 ACCESSION NUMBER: 0000913849-15-000055 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 EFFECTIVENESS DATE: 20150217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001447578 IRS NUMBER: 271560688 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13256 FILM NUMBER: 15622501 BUSINESS ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-0409 MAIL ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20081009 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001447578 XXXXXXXX 12-31-2014 12-31-2014 false RIVERNORTH CAPITAL MANAGEMENT, LLC

325 N. LASALLE STREET SUITE 645 CHICAGO IL 60654

13F HOLDINGS REPORT 028-13256 N Marcus Collins Chief Compliance Officer 312-445-2251 /s/Marcus Collins Chicago IL 02-17-2015 0 200 1506558 INFORMATION TABLE 2 infotable.xml ABERDEEN ASIA PACIFIC INCOM COM 003009107 24471 4409137 SH SOLE 4409137 0 0 ABERDEEN EMERGING MKTS SMALL COM 00301T102 3113 237987 SH SOLE 237987 0 0 ADAMS EXPRESS CO COM 006212104 23890 1746371 SH SOLE 1746371 0 0 ADVENT CLAY CONV SEC INC FD COM 007639107 3372 535237 SH SOLE 535237 0 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 3484 391499 SH SOLE 391499 0 0 ALCENTRA CAP CORP COM 01374T102 1081 86476 SH SOLE 86476 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 4907 394732 SH SOLE 394732 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 20164 2699336 SH SOLE 2699336 0 0 ALLIANZGI EQUITY & CONV INCO COM 018829101 16860 815265 SH SOLE 815265 0 0 ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 16146 1901803 SH SOLE 1901803 0 0 AMERICAN CAP LTD COM 02503Y103 21883 1497810 SH SOLE 1497810 0 0 AMERICAN CAP SR 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