-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EjwP/rNAA1g3bfSMpE9+mnnWLX4xvnUhlfI5dCBp8UKVIKqF0zzUeEVh/h0B3Q+T qWW6GPcOZDjwxJoXMSjzRQ== 0001214659-10-000038.txt : 20100107 0001214659-10-000038.hdr.sgml : 20100107 20100107082417 ACCESSION NUMBER: 0001214659-10-000038 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100107 DATE AS OF CHANGE: 20100107 EFFECTIVENESS DATE: 20100107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GALAXY CAPITAL TRADING LTD CENTRAL INDEX KEY: 0001446804 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13230 FILM NUMBER: 10513555 BUSINESS ADDRESS: STREET 1: FOLIO CHAMBERS STREET 2: PO BOX 800 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: V61110 BUSINESS PHONE: 284-494-7065 MAIL ADDRESS: STREET 1: FOLIO CHAMBERS STREET 2: PO BOX 800 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: V61110 13F-HR 1 m1610013fhr.txt FOR THE PERIOD ENDED DECEMBER 31, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Galaxy Capital Trading Ltd. Address: Folio Chambers, PO Box 800 Road Town, Tortola British Virgin Islands V61110 Form 13F File Number: 28-13230 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Harris Title: Administrator Phone: 284-494-7065 Signature, Place, and Date of Signing: /s/ William Harris Road Town, Tortola, BVI 01/06/2010 - ------------------------ ------------------------ -------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 189 Form 13F Information Table Value Total: $215,701,000 List of Other Included Managers: NONE GALAXY TRADING FORM 13F INFORMATION TABLE
VALUE SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- AMERISOURCEBERGEN CORP COM 03073E105 401 15400 SH SOLE 15400 0 0 ABBOTT LABORATORIES COM NPV 002824100 378 7000 SH SOLE 7000 0 0 BARRICK GOLD CORP COM NPV 067901108 417 10600 SH SOLE 10600 0 0 AUTOMATIC DATA PROCESSING COM NPV 053015103 270 6300 SH SOLE 6300 0 0 AGNICO EAGLE MINES LTD COM NPV 008474108 362 6700 SH SOLE 6700 0 0 AETNA INC COM 00817Y108 4305 135800 SH SOLE 135800 0 0 AFLAC INC COM 001055102 3279 70900 SH SOLE 70900 0 0 AGRIUM INC COM NPV 008916108 1710 27800 SH SOLE 27800 0 0 ALTERA CORP COM NPV 021441100 955 42200 SH SOLE 42200 0 0 APPLIED MATERIALS INC COM NPV 038222105 746 53500 SH SOLE 53500 0 0 AMERIPRISE FINANCIAL INC COM 03076C106 2318 59700 SH SOLE 59700 0 0 AMERICA MOVIL SA DE CV SPON ADR L SHS 02364W105 1433 30500 SH SOLE 30500 0 0 AMAZON.COM INC COM 023135106 700 5200 SH SOLE 5200 0 0 ATHEROS COMMUNICATIONS INC COM 04743P108 202 5900 SH SOLE 5900 0 0 YAMANA GOLD INC COM 98462Y100 2671 234700 SH SOLE 234700 0 0 AVON PRODUCTS COM 054303102 2356 74800 SH SOLE 74800 0 0 AMERICAN EXPRESS CO COM 025816109 231 5700 SH SOLE 5700 0 0 BANK OF AMERICA CORP COM 060505104 536 35600 SH SOLE 35600 0 0 BED BATH & BEYOND INC COM 075896100 830 21500 SH SOLE 21500 0 0 BRADESCO BANCO SPONS ADR PFD 059460303 3606 164900 SH SOLE 164900 0 0 BEST BUY CO INC COM 086516101 1294 32800 SH SOLE 32800 0 0 BARCLAYS PLC ADR 06738E204 202 11500 SH SOLE 11500 0 0 FRANKLIN RESOURCES INC COM 354613101 1317 12500 SH SOLE 12500 0 0 BRIGHAM EXPLORATION CO COM 109178103 299 22100 SH SOLE 22100 0 0 BUNGE LTD COM G16962105 638 10000 SH SOLE 10000 0 0 BP PLC ADR 055622104 1710 29500 SH SOLE 29500 0 0 BROADCOM CORP CL A COM 111320107 469 14900 SH SOLE 14900 0 0 PEABODY ENERGY CORP COM 704549104 565 12500 SH SOLE 12500 0 0 BUCYRUS INTERNATIONAL INC COM 118759109 355 6300 SH SOLE 6300 0 0 MINAS BUENAVENTURA SA SPON ADR SER B 204448104 927 27700 SH SOLE 27700 0 0 BOSTON PROPERTIES INC COM NPV 101121101 684 10200 SH SOLE 10200 0 0 CA INC COM 12673P105 3436 153000 SH SOLE 153000 0 0 CONTINENTAL AIRLS INC -CL B CL B COM 210795308 529 29500 SH SOLE 29500 0 0 CATERPILLAR INC COM 149123101 296 5200 SH SOLE 5200 0 0 CHUBB CORP COM 171232101 620 12600 SH SOLE 12600 0 0 CBS CORP CL B COM 124857202 2560 182200 SH SOLE 182200 0 0 CARNIVAL CORP/PLC (USA) COM 143658300 2592 81800 SH SOLE 81800 0 0 CELGENE CORP COM 151020104 1915 34400 SH SOLE 34400 0 0 CHESAPEAKE ENERGY CORP COM 165167107 254 9800 SH SOLE 9800 0 0 CIGNA CORP COM 125509109 3756 106500 SH SOLE 106500 0 0 COMCAST CORP CL A COM 20030N101 234 13900 SH SOLE 13900 0 0 CUMMINS INC COM 231021106 243 5300 SH SOLE 5300 0 0 CAPITAL ONE FINANCIAL CORP COM 14040H105 3255 84900 SH SOLE 84900 0 0 COACH INC COM 189754104 581 15900 SH SOLE 15900 0 0 CONOCOPHILLIPS COM 20825C104 220 4300 SH SOLE 4300 0 0 COVIDIEN PLC COM 00B3QN1M2 771 16100 SH SOLE 16100 0 0 CAMPBELL SOUP CO COM 134429109 2883 85300 SH SOLE 85300 0 0 CISCO SYSTEMS INC COM NPV 17275R102 1836 76700 SH SOLE 76700 0 0 CSX CORP COM 126408103 1285 26500 SH SOLE 26500 0 0 COGNIZANT TECH SOLUTIONS CL A COM 192446102 3205 70700 SH SOLE 70700 0 0 CHEVRON CORP COM 166764100 408 5300 SH SOLE 5300 0 0 DELTA AIR LINES INC COM 247361702 338 29700 SH SOLE 29700 0 0 DEUTSCHE BANK AG ORD 000514000 220 3100 SH SOLE 3100 0 0 DEERE & CO COM 244199105 552 10200 SH SOLE 10200 0 0 DISCOVER FINANCIAL SVCS INC COM 254709108 4011 272700 SH SOLE 272700 0 0 DISH NETWORK CORP CL A COM 25470M109 2850 137200 SH SOLE 137200 0 0 DIAMOND OFFSHRE DRILLING INC COM 25271C102 886 9000 SH SOLE 9000 0 0 DOW CHEMICAL COM 260543103 815 29500 SH SOLE 29500 0 0 DUKE ENERGY CORP COM NPV 26441C105 910 52900 SH SOLE 52900 0 0 EBAY INC COM 278642103 727 30900 SH SOLE 30900 0 0 LAUDER (ESTEE) COS INC -CL A CL A COM 518439104 1296 26800 SH SOLE 26800 0 0 EATON CORP COM 278058102 477 7500 SH SOLE 7500 0 0 EXELON CORP COM NPV 30161N101 2790 57100 SH SOLE 57100 0 0 FORD MOTOR CO COM 345370860 1183 118300 SH SOLE 118300 0 0 FREEPORT-MCMORAN COP&GOLD COM NPV 35671D857 939 11700 SH SOLE 11700 0 0 FEDEX CORP COM 31428X106 3355 40200 SH SOLE 40200 0 0 FIRSTENERGY CORP COM 337932107 752 16200 SH SOLE 16200 0 0 FOCUS MEDIA HOLDING LTD -ADR SPON ADR 34415V109 201 12700 SH SOLE 12700 0 0 FOMENTO ECONOMICO MEXICANO SPON ADR 344419106 1547 32300 SH SOLE 32300 0 0 FPL GROUP INC COM NPV 302571104 2108 39900 SH SOLE 39900 0 0 FOREST OIL CORP COM 346091705 205 9200 SH SOLE 9200 0 0 GANNETT CO COM 364730101 175 11800 SH SOLE 11800 0 0 GENERAL DYNAMICS CORP COM 369550108 641 9400 SH SOLE 9400 0 0 GENERAL ELECTRIC CO COM 369604103 3239 214100 SH SOLE 214100 0 0 GUESS INC COM 401617105 283 6700 SH SOLE 6700 0 0 GOLD FIELDS LTD SPON ADR 38059T106 2750 209800 SH SOLE 209800 0 0 GOLDCORP INC COM NPV 380956409 1082 27500 SH SOLE 27500 0 0 GERDAU SA SPONSD ADR PFD 373737105 1396 82000 SH SOLE 82000 0 0 GILEAD SCIENCES INC COM 375558103 684 15800 SH SOLE 15800 0 0 GENWORTH FINANCIAL INC CL A 37247D106 319 28100 SH SOLE 28100 0 0 GAP INC COM 364760108 1184 56500 SH SOLE 56500 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 540 3200 SH SOLE 3200 0 0 HALLIBURTON CO COM 406216101 800 26600 SH SOLE 26600 0 0 HCP INC COM NPV 40414L109 232 7600 SH SOLE 7600 0 0 HONEYWELL INTERNATIONAL INC COM 438516106 1976 50400 SH SOLE 50400 0 0 IAMGOLD CORP COM NPV 450913108 311 19900 SH SOLE 19900 0 0 ICICI BANK LTD SPONSORED ADR 45104G104 1029 27300 SH SOLE 27300 0 0 INFOSYS TECHNOLOGIES LTD SPN ADR 1/4 SH 456788108 315 5700 SH SOLE 5700 0 0 INTEL CORP COM NPV 458140100 1567 76800 SH SOLE 76800 0 0 INTL PAPER CO COM 460146103 1497 55900 SH SOLE 55900 0 0 INGERSOLL-RAND PLC COM 00B633030 472 13200 SH SOLE 13200 0 0 ITAU UNIBANCO HLDG SA SP ADR REP PFD 465562106 3232 141500 SH SOLE 141500 0 0 ILLINOIS TOOL WORKS COM NPV 452308109 322 6700 SH SOLE 6700 0 0 PENNEY (J C) CO COM 708160106 1128 42400 SH SOLE 42400 0 0 JPMORGAN CHASE & CO COM 46625H100 388 9300 SH SOLE 9300 0 0 KLA-TENCOR CORP COM 482480100 231 6400 SH SOLE 6400 0 0 KIMBERLY-CLARK CORP COM 494368103 223 3500 SH SOLE 3500 0 0 LILLY (ELI) & CO COM 532457108 1832 51300 SH SOLE 51300 0 0 LOCKHEED MARTIN CORP COM 539830109 264 3500 SH SOLE 3500 0 0 LORILLARD INC COM 544147101 249 3100 SH SOLE 3100 0 0 LAS VEGAS SANDS CORP COM 517834107 729 48800 SH SOLE 48800 0 0 MASTERCARD INC CL A COM 57636Q104 205 800 SH SOLE 800 0 0 MACERICH CO COM 554382101 248 6900 SH SOLE 6900 0 0 MCKESSON CORP COM 58155Q103 575 9200 SH SOLE 9200 0 0 MASSEY ENERGY CO COM 576206106 260 6200 SH SOLE 6200 0 0 MCGRAW-HILL COMPANIES COM 580645109 1317 39300 SH SOLE 39300 0 0 MERCK & CO COM NPV 58933Y105 4695 128500 SH SOLE 128500 0 0 MARATHON OIL CORP COM NPV 565849106 500 16000 SH SOLE 16000 0 0 MARVELL TECHNOLOGY GROUP LTD COM G5876H105 1948 93900 SH SOLE 93900 0 0 MORGAN STANLEY COM 617446448 696 23500 SH SOLE 23500 0 0 MICRON TECHNOLOGY INC COM 595112103 106 10000 SH SOLE 10000 0 0 MURPHY OIL CORP COM 626717102 732 13500 SH SOLE 13500 0 0 NOBLE CORP COM 003334731 1844 45300 SH SOLE 45300 0 0 NEWMONT MINING CORP COM 651639106 2891 61100 SH SOLE 61100 0 0 ANNALY CAPITAL MANAGMENT INC COM 035710409 2550 147000 SH SOLE 147000 0 0 NORTHROP GRUMMAN CORP COM NPV 666807102 218 3900 SH SOLE 3900 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1362 30900 SH SOLE 30900 0 0 NORFOLK SOUTHERN CORP COM 655844108 1048 20000 SH SOLE 20000 0 0 NOVELLUS SYSTEMS INC COM NPV 670008101 308 13200 SH SOLE 13200 0 0 NOVARTIS AG SPON ADR 66987V109 1862 34200 SH SOLE 34200 0 0 PAYCHEX INC COM 704326107 4002 130600 SH SOLE 130600 0 0 PETROBRAS-PETROLEO BRASILIER SPONSORED ADR 71654V408 1902 39900 SH SOLE 39900 0 0 PACCAR INC COM 693718108 374 10300 SH SOLE 10300 0 0 PRICELINE.COM INC COM 741503403 1747 8000 SH SOLE 8000 0 0 PRECISION CASTPARTS CORP COM NPV 740189105 894 8100 SH SOLE 8100 0 0 SOUTHERN COPPER CORP COM 84265V105 757 23000 SH SOLE 23000 0 0 PATRIOT COAL CORP COM 70336T104 510 33000 SH SOLE 33000 0 0 PEPSICO INC COM 713448108 1423 23400 SH SOLE 23400 0 0 PFIZER INC COM 717081103 2798 153800 SH SOLE 153800 0 0 PRINCIPAL FINANCIAL GRP INC COM 74251V102 885 36800 SH SOLE 36800 0 0 PROGRESS ENERGY INC COM NPV 743263105 1521 37100 SH SOLE 37100 0 0 POSCO SPON ADR 693483109 773 5900 SH SOLE 5900 0 0 PROLOGIS SHS BEN INT 743410102 194 14200 SH SOLE 14200 0 0 PHILIP MORRIS INTERNATIONAL COM NPV 718172109 280 5800 SH SOLE 5800 0 0 PNC FINANCIAL SVCS GROUP INC COM 693475105 987 18700 SH SOLE 18700 0 0 POTASH CORP SASK INC COM NPV 73755L107 380 3500 SH SOLE 3500 0 0 PRUDENTIAL FINANCIAL INC COM 744320102 1324 26600 SH SOLE 26600 0 0 PRAXAIR INC COM NPV 74005P104 209 2600 SH SOLE 2600 0 0 REYNOLDS AMERICAN INC COM 761713106 328 6200 SH SOLE 6200 0 0 ROYAL CARIBBEAN CRUISES LTD COM 000886286 404 16000 SH SOLE 16000 0 0 RAMBUS INC COM 750917106 237 9700 SH SOLE 9700 0 0 RAYTHEON CO COM 755111507 1025 19900 SH SOLE 19900 0 0 RIO TINTO GROUP (GBP) SPON ADR 767204100 495 2300 SH SOLE 2300 0 0 SAP AG SPON ADR 803054204 435 9300 SH SOLE 9300 0 0 STARBUCKS CORP COM NPV 855244109 1201 52100 SH SOLE 52100 0 0 SEARS HOLDINGS CORP COM 812350106 676 8100 SH SOLE 8100 0 0 SHIRE LTD SPONSORED ADR 82481R106 534 9100 SH SOLE 9100 0 0 SHERWIN-WILLIAMS CO COM 824348106 222 3600 SH SOLE 3600 0 0 CSN-CIA SIDERURGICA NACIONAL SPON ADR 20440W105 2928 91700 SH SOLE 91700 0 0 SARA LEE CORP COM 803111103 343 28200 SH SOLE 28200 0 0 SILVER WHEATON CORP COM 828336107 173 11500 SH SOLE 11500 0 0 SOUTHERN CO COM 842587107 713 21400 SH SOLE 21400 0 0 BANCO SANTANDER SA ADR 05964H105 194 11800 SH SOLE 11800 0 0 SUNTRUST BANKS INC COM 867914103 298 14700 SH SOLE 14700 0 0 STEEL DYNAMICS INC COM 858119100 195 11000 SH SOLE 11000 0 0 SUNTECH POWER HOLDINGS -ADR ADS 86800C104 258 15500 SH SOLE 15500 0 0 SEAGATE TECHNOLOGY COM G7945J104 437 24000 SH SOLE 24000 0 0 SUNCOR ENERGY INC COM NPV 867224107 830 23500 SH SOLE 23500 0 0 SYMANTEC CORP COM NPV 871503108 301 16800 SH SOLE 16800 0 0 SYSCO CORP COM 871829107 869 31100 SH SOLE 31100 0 0 TECK RESOURCES LTD Cl B Com Npv Svtg 878742204 2833 81000 SH SOLE 81000 0 0 TJX COMPANIES INC COM 872540109 2350 64300 SH SOLE 64300 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 749 15700 SH SOLE 15700 0 0 TRAVELERS COS INC COM 89417E109 429 8600 SH SOLE 8600 0 0 TENARIS SA SPONSORED ADR 88031M109 200 4700 SH SOLE 4700 0 0 TAIWAN SEMICONDUCTOR MFG CO SPON ADR 874039100 1078 94200 SH SOLE 94200 0 0 TIME WARNER CABLE INC COM 88732J207 931 22500 SH SOLE 22500 0 0 TIME WARNER INC COM 887317303 1358 46600 SH SOLE 46600 0 0 TEXAS INSTRUMENTS INC COM 882508104 2757 105800 SH SOLE 105800 0 0 TYCO INTERNATIONAL LTD COM 010038348 3375 94600 SH SOLE 94600 0 0 UAL CORP COM NEW 902549807 275 21300 SH SOLE 21300 0 0 UNILEVER NV NY SHS 904784709 782 24200 SH SOLE 24200 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2115 69400 SH SOLE 69400 0 0 UNION PACIFIC CORP COM 907818108 588 9200 SH SOLE 9200 0 0 U S BANCORP COM 902973304 2465 109500 SH SOLE 109500 0 0 UNITED TECHNOLOGIES CORP COM 913017109 312 4500 SH SOLE 4500 0 0 VISA INC CL A COM 92826C839 280 3200 SH SOLE 3200 0 0 VALE SA SPONSORED ADR 91912E105 665 22900 SH SOLE 22900 0 0 VIACOM INC CL B COM 92553P201 3603 121200 SH SOLE 121200 0 0 VIMPEL COMMUNICATIONS (OJS) SPON ADR 68370R109 1112 59800 SH SOLE 59800 0 0 VORNADO REALTY TRUST SHS BEN INT NPV 929042109 223 3182 SH SOLE 3182 0 0 VODAFONE GROUP PLC SPON ADR 92857W209 1977 85600 SH SOLE 85600 0 0 WELLS FARGO & CO COM 949746101 529 19600 SH SOLE 19600 0 0 WELLPOINT INC COM 94973V107 659 11300 SH SOLE 11300 0 0 WESTERN UNION CO COM 959802109 920 48800 SH SOLE 48800 0 0 EXCO RESOURCES INC COM 269279402 287 13500 SH SOLE 13500 0 0 EXXON MOBIL CORP COM NPV 30231G102 2530 37100 SH SOLE 37100 0 0 YINGLI GREEN ENERGY HLDG-ADR ADR 98584B103 206 13000 SH SOLE 13000 0 0 YUM BRANDS INC COM NPV 988498101 395 11300 SH SOLE 11300 0 0
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