0001162044-14-000524.txt : 20140513 0001162044-14-000524.hdr.sgml : 20140513 20140513133210 ACCESSION NUMBER: 0001162044-14-000524 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140513 DATE AS OF CHANGE: 20140513 EFFECTIVENESS DATE: 20140513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ancora Advisors, LLC CENTRAL INDEX KEY: 0001446114 IRS NUMBER: 331033773 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13214 FILM NUMBER: 14836504 BUSINESS ADDRESS: STREET 1: 2000 AUBURN DRIVE, SUITE 300 CITY: CLEVELAND STATE: X1 ZIP: 44122 BUSINESS PHONE: 2168254000 MAIL ADDRESS: STREET 1: 2000 AUBURN DRIVE, SUITE 300 CITY: CLEVELAND STATE: X1 ZIP: 44122 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001446114 XXXXXXXX 03-31-2014 03-31-2014 Ancora Advisors, LLC
2000 AUBURN DRIVE, SUITE 300 CLEVELAND X1 44122
13F HOLDINGS REPORT 028-13214 N
Joseph Spidalieri Chief Compliance Officer (216) 825-4007 Joseph Spidalieri Cleveland OH 05-12-2014 0 451 707528 false
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COMLP49456B10169321338SHSOLENone2133800MAGELLAN MIDSTREAM PRTNRS LP CLP55908010698314102SHSOLENone1410200ONEOK PARTNERS LP UNIT LTD PARLP68268N1032985571SHSOLENone557100PLAINS ALL AMERN PIPELINE L P LP726503105139925374SHSOLENone2537400ROSE ROCK MIDSTREAM L P COM U LP77714910565215703SHSOLENone1570300SPECTRA ENERGY PARTNERS LP COMLP84756N1094178522SHSOLENone852200SUNOCO LOGISTICS PT LP COM UNILP86764l1085445981SHSOLENone598100TESORO LOGISTICS LP COM UNIT LLP88160T1074777916SHSOLENone791600UBS AG JERSEY BRH ALERIAN INFRLP902641646115128893SHSOLENone2889300WESTERN GAS PARTNERS LP COM UNLP958254104117917813SHSOLENone1781300 CUBIST PHARMACEUTICALS INC RTWT2296781233250000SHSOLENone5000000ADAMS EXPRESS CO COMCLSD FD006212104118791455SHSOLENone9145500ALLIANCEBERNSTEIN INCOMECLSD FD01881e10133045000SHSOLENone4500000ASIA PAC FD INC COMCLSD FD04490110618217613SHSOLENone1761300BLACKROCK ENHANCED EQUITY DIVICLSD FD09251a1041143144000SHSOLENone14400000BOULDER GROWTH & INCOME FD INCCLSD FD10150710148559700SHSOLENone5970000BOULDER TOTAL RETURN FD INC COCLSD FD10154110080032900SHSOLENone3290000CENTRAL FD CDA LTD CL ACLSD FD1535011013347243840SHSOLENone24384000CLOUGH GLOBAL OPPORTUNITIES FDCLSD FD18914E10613010200SHSOLENone1020000COHEN & STEERS CLOSED END OPPCLSD FD19248p10621917010SHSOLENone1701000COHEN & STEERS RT & PF COMCLSD FD19247x10018711000SHSOLENone1100000EAGLE CAP GROWTH FD INC COMCLSD FD26945110029338000SHSOLENone3800000EATON VANCE RISK MNGD DIV EQTYCLSD FD27829G1064413390488SHSOLENone39048800GABELLI DIVD & INCOME TR COMCLSD FD36242H10456325615SHSOLENone2561500GDL FUND COM SH BEN ITCLSD FD36157010498489204SHSOLENone8920400LEGG MASON BW GLOBAL INCOME CLSD FD52469b100119468000SHSOLENone6800000MADISON CLAYMORE CALL &EQTY FDCLSD FD5574371001720208000SHSOLENone20800000MADISON STRATEGIC SECTOR PREM CLSD FD55826810816113200SHSOLENone1320000MFS INTER INCOME TR SH BEN INTCLSD FD55273C1071792345995SHSOLENone34599500MFS MULTIMARKET INCOME TR SH BCLSD FD5527371081208185000SHSOLENone18500000NEUBERGER BERMAN RE COMCLSD FD64190a103877185885SHSOLENone18588500NUVEEN MULT STGV INCM COMCLSD FD67090n10916315500SHSOLENone1550000NUVEEN OHIO QUALITY INCOME MUNCLSD FD67098010134822848SHSOLENone2284800PETROLEUM & RES CORP COMCLSD FD71654910045716373SHSOLENone1637300SPECIAL OPPORTUNITIES FD INC CCLSD FD84741T1044026247732SHSOLENone24773200SWISS HELVETIA FD INC COMCLSD FD87087510125117432SHSOLENone1743200TRI CONTL CORP COMCLSD FD895436103190895000SHSOLENone9500000VANGUARD WHITEHALL FDS INC HIGCLSD FD9219464064537175SHSOLENone717500WELLS FARGO ADV MULTI SEC INC CLSD FD94987d10174751500SHSOLENone5150000WESTERN ASSET CLYM INFL OPP INCLSD FD95766R1041355116500SHSOLENone11650000ZWEIG TOTAL RETURN FD INC COM CLSD FD98983720811023783990SHSOLENone78399000ADVISORSHARES TRIMTABS FLOAT SINDX FD00768y81876115334SHSOLENone1533400ALPS ETF TR ALERIAN MLPINDX FD00162Q86624714000SHSOLENone1400000BARCLAYS BK PLC ETN SELECT MLPINDX FD06742c72328110146SHSOLENone1014600BARCLAYS BK PLC IPATH S&P MLP INDX FD06742a7502608735SHSOLENone873500BLDRS INDEX FDS TR EMER MK 50 INDX FD09348R30043712014SHSOLENone1201400CAMBRIA TR SHAREHOLDER YLDINDX FD13206120136211977SHSOLENone1197700CLAYMORE EXCHANGE TRD FD TR GUINDX FD18383M5068577341299SHSOLENone34129900CREDIT SUISSE NASSAU BRH ETN LINDX FD22542D852118737174SHSOLENone3717400EGSHARES EMERGING MARKETS CONSINDX FD2684617793974149775SHSOLENone14977500FIRST TR EXCHANGE TRADED FD NYINDX FD33733E203217128309SHSOLENone2830900FIRST TR IPOX INDEX FD SHSINDX FD33692010390419690SHSOLENone1969000GUGGENHEIM SPIN OFFINDX FD18383m6053587885SHSOLENone788500INDEXIQ ETF TR IQ GLB RES ETFINDX FD45409B8832889861SHSOLENone986100INDEXIQ ETF TR US RL EST SMCPINDX FD45409B62890335749SHSOLENone3574900ISHARES INC CORE MSCI EMERGINGINDX FD46434g1035059103073SHSOLENone10307300ISHARES INC EM MKT MIN VOLINDX FD4642865335589748SHSOLENone974800ISHARES SILVER TRUST ISHARESINDX FD46428Q1092194115231SHSOLENone11523100ISHARES TR BARCLYS 1-3 YRINDX FD4642874572533000SHSOLENone300000ISHARES TR BARCLYS TIPS BDINDX FD4642871763653256SHSOLENone325600ISHARES TR CORE MSCI EAFEINDX FD46432f842175128671SHSOLENone2867100ISHARES TR CORE S&P MCP ETFINDX FD4642875073452512SHSOLENone251200ISHARES TR CORE S&P500 ETFINDX FD464287200206310966SHSOLENone1096600ISHARES TR DJ SEL DIV INXINDX FD4642871683835223SHSOLENone522300ISHARES TR HGH DIV EQT FDINDX FD46429B66312228171158SHSOLENone17115800ISHARES TR HIGH YLD CORPINDX FD4642885132622777SHSOLENone277700ISHARES TR IBOXX INV CPBDINDX FD4642872422111806SHSOLENone180600ISHARES TR MSCI EAFE INDEXINDX FD4642874655698464SHSOLENone846400ISHARES TR MSCI EMERG MKTINDX FD4642872343247911SHSOLENone791100ISHARES TR NASDQ BIO INDXINDX FD4642875563141329SHSOLENone132900ISHARES TR RUSSELL MIDCAPINDX FD4642874994122665SHSOLENone266500ISHARES TR RUSSELL1000GRWINDX FD4642876146257222SHSOLENone722200ISHARES TR RUSSELL1000VALINDX FD4642875985926132SHSOLENone613200ISHARES TR USA MIN VOL IDINDX FD46429B6973058452SHSOLENone845200JAPAN SMALLER CAPTLZTN FD INC INDX FD47109U10412314024SHSOLENone1402400JPMORGAN CHASE & CO ALERIAN MLINDX FD46625H365141030290SHSOLENone3029000MARKET VECTORS ETF TR AGRIBUS INDX FD57060U605257147288SHSOLENone4728800MARKET VECTORS ETF TR MKTVEC MINDX FD57060U134182862382SHSOLENone6238200MARKET VECTORS ETF TR MKTVEC SINDX FD57060U80327515629SHSOLENone1562900MARKET VECTORS ETF TR RVE HARDINDX FD57060U7953208404SHSOLENone840400POWERSHARES BUYBACK ACHIEVERS INDX FD73935x286138431791SHSOLENone3179100POWERSHARES ETF TR II S&P500 LINDX FD73937B77972321237SHSOLENone2123700POWERSHARES ETF TRUST DYNAMIC INDX FD73935X104188326391SHSOLENone2639100POWERSHARES ETF TRUST FTSE RAFINDX FD73935X5839925117265SHSOLENone11726500POWERSHARES ETF TRUST HI YLD EINDX FD73935x30236529947SHSOLENone2994700POWERSHARES ETF TRUST II INTL INDX FD73936Q83557619221SHSOLENone1922100POWERSHARES ETF TRUST II SENIOINDX 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FDINDX FD97717X8673738134SHSOLENone813400WISDOMTREE TRUST DIV EX-FINL FINDX FD97717W4063795400SHSOLENone540000WISDOMTREE TRUST EMG MKTS SMCAINDX FD97717W2817905169606SHSOLENone16960600WISDOMTREE TRUST LARGECAP DIVIINDX FD97717W3075858647SHSOLENone864700WISDOMTREE TRUST MIDCAP DIVI FINDX FD97717W5053724825SHSOLENone482500