0001162044-13-000787.txt : 20130722 0001162044-13-000787.hdr.sgml : 20130722 20130722142236 ACCESSION NUMBER: 0001162044-13-000787 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130722 DATE AS OF CHANGE: 20130722 EFFECTIVENESS DATE: 20130722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ancora Advisors, LLC CENTRAL INDEX KEY: 0001446114 IRS NUMBER: 331033773 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13214 FILM NUMBER: 13979027 BUSINESS ADDRESS: STREET 1: 2000 AUBURN DRIVE, SUITE 300 CITY: CLEVELAND STATE: X1 ZIP: 44122 BUSINESS PHONE: 2168254000 MAIL ADDRESS: STREET 1: 2000 AUBURN DRIVE, SUITE 300 CITY: CLEVELAND STATE: X1 ZIP: 44122 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001446114 XXXXXXXX 06-30-2013 06-30-2013 Ancora Advisors, LLC
2000 AUBURN DRIVE, SUITE 300 CLEVELAND X1 44122
13F HOLDINGS REPORT 028-13214 N
Joseph Spidalieri Chief Compliance Officer (216) 825-4007 Joseph Spidalieri Cleveland OH 07-22-2013 0 414 583373 false
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FD4642871682914546SHSOLENone454600ISHARES TR BARCLYS TIPS BDINDX FD4642871763032709SHSOLENone270900ISHARES TR CORE S&P500 ETFINDX FD46428720015909885SHSOLENone988500ISHARES TR MSCI EMERG MKTINDX FD4642872343198286SHSOLENone828600ISHARES TR IBOXX INV CPBDINDX FD4642872422051806SHSOLENone180600ISHARES TR BARCLYS 1-3 YRINDX FD4642874572533000SHSOLENone300000ISHARES TR MSCI EAFE INDEXINDX FD4642874655118914SHSOLENone891400ISHARES TR RUSSELL MIDCAPINDX FD4642874993402615SHSOLENone261500ISHARES TR CORE S&P MCP ETFINDX FD464287507650656325SHSOLENone5632500ISHARES TR NASDQ BIO INDXINDX FD4642875562981715SHSOLENone171500ISHARES TR RUSSELL1000VALINDX FD4642875985346374SHSOLENone637400ISHARES TR RUSSELL1000GRWINDX FD4642876144155706SHSOLENone570600ISHARES TR HIGH YLD CORPINDX FD4642885133523875SHSOLENone387500ISHARES TR US PFD STK IDXINDX FD4642886872977555SHSOLENone755500REVENUESHARES ETF TR SMALL CAPINDX FD761396308249857161SHSOLENone5716100SWEDISH EXPT CR CORP ROG AGRI INDX FD87029760311013270SHSOLENone1327000SWEDISH EXPT CR CORP ROG TTL EINDX FD8702978015964748362SHSOLENone74836200VANGUARD SPECIALIZED PORTFOLIOINDX FD9219088447043106393SHSOLENone10639300VANGUARD WORLD FD MEGA CAP INDINDX FD92191087311991219417SHSOLENone21941700VANGUARD BD INDEX FD INC INTERINDX FD9219378193133751SHSOLENone375100VANGUARD BD INDEX FD INC SHORTINDX FD921937827591373847SHSOLENone7384700VANGUARD INTL EQUITY INDEX FD INDX FD922042718238226697SHSOLENone2669700VANGUARD FTSE ALL-WORLD EX US INDX FD92204277513444304023SHSOLENone30402300VANGUARD FTSE EMERGING MARKETINDX FD92204285814721379450SHSOLENone37945000VANGUARD INDEX FDS S&P 500 ETFINDX FD92290841312808174645SHSOLENone17464500VANGUARD INDEX FDS REIT ETFINDX FD92290855311496167288SHSOLENone16728800VANGUARD INDEX FDS SM CP VAL EINDX FD9229086113364013SHSOLENone401300VANGUARD INDEX FDS EXTEND MKT INDX FD922908652620088793SHSOLENone8879300VANGUARD INDEX FDS SMALL CP ETINDX FD922908751449147922SHSOLENone4792200VANGUARD INDEX FDS TOTAL STK MINDX FD9229087696097361SHSOLENone736100FIRST TR EXCHANGE TRADED FD NYINDX FD33733E203217337337SHSOLENone3733700ALPS ETF TR ALERIAN MLPINDX FD00162Q86625014000SHSOLENone1400000BARCLAYS BK PLC IPATH S&P MLP INDX FD06742a7502578978SHSOLENone897800BLDRS INDEX FDS TR EMER MK 50 INDX FD09348R30041312014SHSOLENone1201400CLAYMORE EXCHANGE TRD FD TR GUINDX FD18383M5068286357453SHSOLENone35745300CREDIT SUISSE NASSAU BRH ETN LINDX FD22542D852110236871SHSOLENone3687100INDEXIQ ETF TR US RL EST SMCPINDX FD45409B62864826754SHSOLENone2675400INDEXIQ ETF TR IQ GLB RES ETFINDX FD45409B8832559861SHSOLENone986100ISHARES SILVER TRUST ISHARESINDX FD46428Q1092235117803SHSOLENone11780300ISHARES TR HGH DIV EQT FDINDX FD46429B66310238154325SHSOLENone15432500ISHARES TR USA MIN VOL IDINDX FD46429B6972758452SHSOLENone845200ISHARES INC CORE MSCI EMERGINGINDX FD46434g1032064480SHSOLENone448000JPMORGAN CHASE & CO ALERIAN MLINDX FD46625H365171736821SHSOLENone3682100JAPAN SMALLER CAPTLZTN FD INC INDX FD47109U10412014024SHSOLENone1402400MARKET VECTORS ETF TR MKTVEC MINDX FD57060U134130353350SHSOLENone5335000MARKET VECTORS ETF TR AGRIBUS INDX FD57060U605250348903SHSOLENone4890300MARKET VECTORS ETF TR RVE HARDINDX FD57060U7952788241SHSOLENone824100MARKET VECTORS ETF TR MKTVEC SINDX FD57060U80328816431SHSOLENone1643100PIMCO ETF TR 1-5 US TIP IDXINDX FD72201R2052214204SHSOLENone420400POWERSHARES ETF TRUST DYNAMIC INDX FD73935X104148026391SHSOLENone2639100POWERSHARES ETF TRUST HI YLD EINDX FD73935x30232129947SHSOLENone2994700POWERSHARES ETF TRUST FTSE RAFINDX FD73935X5838441117235SHSOLENone11723500POWERSHARES ETF TRUST II SENIOINDX FD73936Q76981933074SHSOLENone3307400POWERSHARES ETF TRUST II INTL INDX FD73936Q83562622730SHSOLENone2273000POWERSHARES GLOBAL ETF TRUST DINDX FD73936T7894053110089SHSOLENone11008900POWERSHARES ETF TR II S&P500 LINDX FD73937B77962620124SHSOLENone2012400PRECIDIAN ETFS TR MAXIS NIKKEIINDX FD74016w10629317950SHSOLENone1795000SPDR S&P 500 ETF TR UNITINDX FD78462F103321120017SHSOLENone2001700SPDR GOLD TRUST GOLD SHSINDX FD78463V107496441678SHSOLENone4167800SPDR INDEX SHS FDS DJ GLB RL EINDX FD78463X7497749184108SHSOLENone18410800SPDR SER TR SHT TRM HGH YLDINDX FD78468R40857919196SHSOLENone1919600SPROTT PHYSICAL GOLD TRUST UNIINDX FD85207H1041699165872SHSOLENone16587200VANGUARD WORLD FDS ENERGY ETFINDX FD92204A306677560253SHSOLENone6025300VANGUARD WORLD FDS MATERIALS EINDX FD92204A801613970948SHSOLENone7094800VANGUARD WORLD FDS UTILITIES EINDX FD92204A8762543094SHSOLENone309400VANGUARD SCOTTSDALE FDS SHRT-TINDX FD92206C409121815403SHSOLENone1540300WISDOMTREE TRUST EMG MKTS SMCAINDX FD97717W281210545722SHSOLENone4572200WISDOMTREE TRUST LARGECAP DIVIINDX FD97717W3074998347SHSOLENone834700WISDOMTREE TRUST DIV EX-FINL FINDX FD97717W4063365400SHSOLENone540000WISDOMTREE TRUST MIDCAP DIVI FINDX FD97717W5052854348SHSOLENone434800WISDOMTREE TR EM LCL DEBT FDINDX FD97717X86750810584SHSOLENone1058400EL PASO PIPELINE PARTNERS L P LP2837021084039221SHSOLENone922100ENTERPRISE PRODS PARTNERS L P LP293792107191630834SHSOLENone3083400KINDER MORGAN ENERGY PARTNERS LP494550106112113126SHSOLENone1312600PLAINS ALL AMERN PIPELINE L P LP726503105126222605SHSOLENone2260500ROSE ROCK MIDSTREAM L P COM U LP77714910551514059SHSOLENone1405900UBS AG JERSEY BRH ALERIAN INFRLP902641646116529647SHSOLENone2964700WESTERN GAS PARTNERS LP COM UNLP95825410495614732SHSOLENone1473200ACCESS MIDSTREAM PARTNERS L P LP00434L10994619827SHSOLENone1982700ENERGY TRANSFER PRTNRS L P UNILP29273R1092514973SHSOLENone497300ENERGY TRANSFER EQUITY L P COMLP29273V10061910356SHSOLENone1035600FIRST TR MLP & ENERGY INCOME FLP33739b104116656996SHSOLENone5699600KINDER MORGAN INC DEL COMLP49456B101152940080SHSOLENone4008000ONEOK PARTNERS LP UNIT LTD PARLP68268N1032765571SHSOLENone557100SPECTRA ENERGY PARTNERS LP COMLP84756N1093928522SHSOLENone852200TESORO LOGISTICS LP COM UNIT LLP88160T1072844702SHSOLENone470200WILLIAMS PARTNERS L P COM 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