0001445893-11-000009.txt : 20111017 0001445893-11-000009.hdr.sgml : 20111017 20111017110200 ACCESSION NUMBER: 0001445893-11-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111017 DATE AS OF CHANGE: 20111017 EFFECTIVENESS DATE: 20111017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CTC LLC CENTRAL INDEX KEY: 0001445893 IRS NUMBER: 364200538 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13225 FILM NUMBER: 111143147 BUSINESS ADDRESS: STREET 1: 141 WEST JACKSON BLVD. SUITE 800 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312 863-8000 MAIL ADDRESS: STREET 1: 141 WEST JACKSON BLVD. SUITE 800 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 form13f_20110930.txt United States Securities and Exchange Commission Washington D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Period Ended: 09,30,2011 Institutional Investment Manager Filing this Report: Name: CTC LLC Address: 141 W. Jackson Blvd., Suite 800 Chicago, IL 60604 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Abraham Title: Chief Compliance Officer Phone: 312-863-8018 Signature, Place, and Date of Signing _______________________________ ____________________ ____________ Signature City, State Date Report Type [X] FORM 13F Holdings Report [ ] FORM 13F Notice [ ] FORM 13F Combination Report List of other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form SH Information Table Entry Total:61 Form SH Information Table Value Total:1951105 List of Other Included Managers: NONE Name Of Issuer Title Class CUSIP Mrkt Value Share/Prn Share/Prn Put/Call Underlying Notional DiscretionMgrs InvDisc OtherMgr Sole Description Value SoleSharedNone ABBOTT LABS COM 002824100 7477 144208 SH Sole 144208 AMGEN INC COM 031162100 3621 64921 SH Sole 64921 AMAZON COM INC COM 023135 023135106 7641 34352 SH Sole 34352 AMERICAN EXPRESS CO COM 025816109 324 6940 SH Sole 6940 BOEING CO COM 097023 097023105 3105 49787 SH Sole 49787 BANK OF AMERICA CORPORA COM 060505104 437 68924 SH Sole 68924 BAXTER INTL INC COM 071813109 213 3797 SH Sole 3797 BANK OF NEW YORK MELLON COM 064058 064058100 2642 136440 SH Sole 136440 BRISTOL MYERS SQUIBB CO COM 110122 110122108 4400 141401 SH Sole 141401 COLGATE PALMOLIVE CO COM 194162103 11617 129751 SH Sole 129751 CONOCOPHILLIPS COM 20825C104 6130 95243 SH Sole 95243 COSTCO WHSL CORP NEW COM 22160K 22160K105 10042 121019 SH Sole 121019 CHEVRON CORP NEW COM 166764 166764100 12096 128157 SH Sole 128157 DELL INC COM 24702R101 2061 138665 SH Sole 138665 DISNEY WALT CO COM DISNEY 254687106 404 13204 SH Sole 13204 DEVON ENERGY CORP NEW COM 25179M103 281 4884 SH Sole 4884 EBAY INC COM 278642 278642103 597 19467 SH Sole 19467 E M C CORP MASS COM 268648102 2774 130091 SH Sole 130091 ISHARES INC MSCI BRAZIL 464286400 13929 257805 SH Sole 257805 GENERAL DYNAMICS CORP COM 369550 369550108 4350 74775 SH Sole 74775 GILEAD SCIENCES INC COM 375558 375558103 202 5155 SH Sole 5155 SPDR GOLD TRUST GOLD SHS 78463V107 244304 1549175 SH Sole 1549175 CORNING INC COM 219350 219350105 487 38499 SH Sole 38499 GOOGLE INC CL A 38259 38259P508 11456 21718 SH Sole 21718 GOLDMAN SACHS GROUP INC COM 38141G104 1067 10689 SH Sole 10689 HOME DEPOT INC COM 437076102 6825 202005 SH Sole 202005 HEINZ H J CO COM 423074 423074103 11051 215014 SH Sole 215014 HONEYWELL INTL INC COM 438516 438516106 2279 50665 SH Sole 50665 HEWLETT PACKARD CO COM 428236103 817 34382 SH Sole 34382 INTEL CORP COM 458140100 5810 261599 SH Sole 261599 JOHNSON & JOHNSON COM 478160104 10361 162151 SH Sole 162151 JP MORGAN CHASE & CO COM 46625H100 2854 90921 SH Sole 90921 COCA COLA CO COM 191216 191216100 8476 122752 SH Sole 122752 LILLY ELI & CO COM 532457 532457108 253 6808 SH Sole 6808 LOWES COS INC COM 548661 548661107 1699 84901 SH Sole 84901 MASTERCARD INC CL A 57636 57636Q104 6512 19832 SH Sole 19832 MCDONALDS CORP COM 580135101 11089 124915 SH Sole 124915 MEDTRONIC INC COM 585055 585055106 3707 109165 SH Sole 109165 METLIFE INC COM 59156R 59156R108 1940 66220 SH Sole 66220 3M CO COM 88579Y 88579Y101 5314 71309 SH Sole 71309 ALTRIA GROUP INC COM 02209S 02209S103 4854 183602 SH Sole 183602 NATIONAL OILWELL VARCO COM 637071101 2389 45273 SH Sole 45273 NORFOLK SOUTHERN CORP COM 655844 655844108 6754 106426 SH Sole 106426 NEWS CORP CL A 65248 65248E104 3933 246905 SH Sole 246905 ORACLE CORP COM 68389X 68389X105 806 27204 SH Sole 27204 PEPSICO INC COM 713448 713448108 6387 102067 SH Sole 102067 PFIZER INC COM 717081103 3250 180768 SH Sole 180768 PROCTER & GAMBLE CO COM 742718 742718109 7360 115552 SH Sole 115552 PHILIP MORRIS INTL INC COM 718172109 9829 153568 SH Sole 153568 QUALCOMM INC COM 747525103 4676 93289 SH Sole 93289 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 91596 1700000 SH Sole 1700000 SCHLUMBERGER LTD COM 806857108 553 9017 SH Sole 9017 SPDR TR UNIT SER 1 78462F103 1363028 11748223 SH Sole 11748223 TARGET CORP COM 87612E106 227 4530 SH Sole 4530 UNION PAC CORP COM 907818 907818108 277 3262 SH Sole 3262 US BANCORP DEL COM NEW 90 902973304 1706 70491 SH Sole 70491 VERIZON COMMUNICATIONS COM 92343V104 4986 134223 SH Sole 134223 WALGREEN CO COM 931422109 268 8250 SH Sole 8250 WILLIAMS COS INC DEL COM 969457 969457100 1409 56288 SH Sole 56288 WAL MART STORES INC COM 931142103 5272 101530 SH Sole 101530 XEROX CORP COM 984121 984121103 901 122793 SH Sole 122793