0001085146-11-000762.txt : 20110719 0001085146-11-000762.hdr.sgml : 20110719 20110719133949 ACCESSION NUMBER: 0001085146-11-000762 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110719 DATE AS OF CHANGE: 20110719 EFFECTIVENESS DATE: 20110719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Ridge Investment Management CENTRAL INDEX KEY: 0001445891 IRS NUMBER: 232730112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13340 FILM NUMBER: 11974701 BUSINESS ADDRESS: STREET 1: 274 RIVERSIDE AVENUE, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032274515 MAIL ADDRESS: STREET 1: 274 RIVERSIDE AVENUE, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 erim2q2011.txt EAGLE RIDGE INVESTMENT MANAGEMENT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eagle Ridge Investment Management, LLC Address: 274 Riverside, 2nd Floor Westport, CT 06880 13F File Number: 028-13340 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John J. Knox III Title: Chief Compliance Officer Phone: (203) 227-4515 Signature, Place, and Date of Signing: /s/ John J. Knox III Westport, CT July 19, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 48 Form 13F Information Table Value Total: $256,233 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 7853 82798 SH SOLE 82798 0 0 ABBOTT LABS COM 002824100 7852 149218 SH SOLE 149218 0 0 AFLAC INC COM 001055102 3989 85461 SH SOLE 85461 0 0 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861g100 228 4580 SH SOLE 4580 0 0 ANADARKO PETE CORP COM 032511107 5408 70449 SH SOLE 70449 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 7799 148047 SH SOLE 148047 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 4753 185513 SH SOLE 185513 0 0 BARD C R INC COM 067383109 6278 57146 SH SOLE 57146 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 356 4600 SH SOLE 4600 0 0 CHEVRON CORP NEW COM 166764100 8136 79111 SH SOLE 79111 0 0 CHIMERA INVT CORP COM 16934Q109 199 57410 SH SOLE 57410 0 0 CISCO SYS INC COM 17275r102 4010 256906 SH SOLE 256906 0 0 CYTORI THERAPEUTICS INC COM 23283k105 160 33500 SH SOLE 33500 0 0 DARDEN RESTAURANTS INC COM 237194105 6763 135914 SH SOLE 135914 0 0 EAGLE ROCK ENERGY PARTNERS L UNIT 26985r104 128 11550 SH SOLE 11550 0 0 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 378 10879 SH SOLE 10879 0 0 EMERSON ELEC CO COM 291011104 8425 149780 SH SOLE 149780 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 286 6624 SH SOLE 6624 0 0 EXXON MOBIL CORP COM 30231G102 8994 110523 SH SOLE 110523 0 0 FOOT LOCKER INC COM 344849104 252 10585 SH SOLE 10585 0 0 GENERAL ELECTRIC CO COM 369604103 8128 430969 SH SOLE 430969 0 0 HALLIBURTON CO COM 406216101 12983 254570 SH SOLE 254570 0 0 HOME DEPOT INC COM 437076102 8687 239836 SH SOLE 239836 0 0 INTEL CORP COM 458140100 7132 321831 SH SOLE 321831 0 0 INVESCO LTD SHS g491bt108 5999 256354 SH SOLE 256354 0 0 JPMORGAN CHASE & CO COM 46625H100 6361 155373 SH SOLE 155373 0 0 KOHLS CORP COM 500255104 5806 116091 SH SOLE 116091 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 283 7252 SH SOLE 7252 0 0 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 367 7608 SH SOLE 7608 0 0 MICROSOFT CORP COM 594918104 5990 230370 SH SOLE 230370 0 0 NORFOLK SOUTHERN CORP COM 655844108 8217 109656 SH SOLE 109656 0 0 ORACLE CORP COM 68389X105 9538 289829 SH SOLE 289829 0 0 PEPSICO INC COM 713448108 7638 108441 SH SOLE 108441 0 0 PHILIP MORRIS INTL INC COM 718172109 200 3000 SH SOLE 3000 0 0 PROCTER & GAMBLE CO COM 742718109 8267 130053 SH SOLE 130053 0 0 QUALCOMM INC COM 747525103 8075 142187 SH SOLE 142187 0 0 RAYTHEON CO COM NEW 755111507 6388 128154 SH SOLE 128154 0 0 SCHWAB CHARLES CORP NEW COM 808513105 7960 483892 SH SOLE 483892 0 0 SEADRILL LIMITED SHS g7945e105 488 13820 SH SOLE 13820 0 0 SEMPRA ENERGY COM 816851109 4164 78738 SH SOLE 78738 0 0 ST JUDE MED INC COM 790849103 3317 69572 SH SOLE 69572 0 0 STAPLES INC COM 855030102 4912 310857 SH SOLE 310857 0 0 STATE STR CORP COM 857477103 8785 194830 SH SOLE 194830 0 0 UNITED TECHNOLOGIES CORP COM 913017109 10421 117742 SH SOLE 117742 0 0 UNITEDHEALTH GROUP INC COM 91324P102 11425 221496 SH SOLE 221496 0 0 US BANCORP DEL COM NEW 902973304 4561 178781 SH SOLE 178781 0 0 WAL MART STORES INC COM 931142103 7644 143847 SH SOLE 143847 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 250 7047 SH SOLE 7047 0 0