-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OGYMGG1nhLyASD+mxzztdkW3y6Nlp6GzOHflrbFbto9QO7+lKg4FUPdN4dAzkJal fPLOy6XEVbjxMVvm3EeMPw== 0001085146-10-000821.txt : 20101022 0001085146-10-000821.hdr.sgml : 20101022 20101021191044 ACCESSION NUMBER: 0001085146-10-000821 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101022 DATE AS OF CHANGE: 20101021 EFFECTIVENESS DATE: 20101022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Ridge Investment Management CENTRAL INDEX KEY: 0001445891 IRS NUMBER: 232730112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13340 FILM NUMBER: 101135925 BUSINESS ADDRESS: STREET 1: 274 RIVERSIDE AVENUE, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032274515 MAIL ADDRESS: STREET 1: 274 RIVERSIDE AVENUE, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 erim3q10.txt EAGLE RIDGE INVESTMENT MANAGEMENT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eagle Ridge Investment Management, LLC Address: 274 Riverside, 2nd Floor Westport, CT 06880 13F File Number: 028-13340 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John J. Knox III Title: Chief Compliance Officer Phone: (203) 227-4515 Signature, Place, and Date of Signing: /s/ John J. Knox III Westport, CT October 20, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 42 Form 13F Information Table Value Total: $252,639 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 8391 96770 SH SOLE 96770 0 0 ABBOTT LABS COM 002824100 5741 109894 SH SOLE 109894 0 0 ANADARKO PETE CORP COM 032511107 4598 80595 SH SOLE 80595 0 0 AT&T INC COM 00206R102 8225 287579 SH SOLE 287579 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 5862 139474 SH SOLE 139474 0 0 BANK OF AMERICA CORPORATION COM 060505104 6259 477726 SH SOLE 477726 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 5544 212166 SH SOLE 212166 0 0 BARD C R INC COM 067383109 5436 66760 SH SOLE 66760 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 308 3725 SH SOLE 3725 0 0 CHEVRON CORP NEW COM 166764100 7342 90589 SH SOLE 90589 0 0 CHIMERA INVT CORP COM 16934q109 90 22810 SH SOLE 22810 0 0 CISCO SYS INC COM 17275r102 6641 303256 SH SOLE 303256 0 0 EMERSON ELEC CO COM 291011104 10181 193330 SH SOLE 193330 0 0 EXXON MOBIL CORP COM 30231G102 7720 124932 SH SOLE 124932 0 0 GENERAL ELECTRIC CO COM 369604103 5531 340379 SH SOLE 340379 0 0 HALLIBURTON CO COM 406216101 9727 294124 SH SOLE 294124 0 0 HOME DEPOT INC COM 437076102 8828 278650 SH SOLE 278650 0 0 INTEL CORP COM 458140100 7133 371521 SH SOLE 371521 0 0 INVESCO LTD SHS g491bt108 7247 341353 SH SOLE 341353 0 0 JPMORGAN CHASE & CO COM 46625H100 6685 175637 SH SOLE 175637 0 0 KOHLS CORP COM 500255104 6846 129956 SH SOLE 129956 0 0 MEDTRONIC INC COM 585055106 7249 215872 SH SOLE 215872 0 0 MICROSOFT CORP COM 594918104 4062 165860 SH SOLE 165860 0 0 NORFOLK SOUTHERN CORP COM 655844108 7348 123480 SH SOLE 123480 0 0 ORACLE CORP COM 68389X105 8768 326569 SH SOLE 326569 0 0 PEPSICO INC COM 713448108 8168 122940 SH SOLE 122940 0 0 PPL CORP COM 69351T106 4438 162997 SH SOLE 162997 0 0 PROCTER & GAMBLE CO COM 742718109 8897 148351 SH SOLE 148351 0 0 QEP RES INC COM 74733v100 3758 124685 SH SOLE 124685 0 0 QUALCOMM INC COM 747525103 4406 97615 SH SOLE 97615 0 0 QUESTAR CORP COM 748356102 2196 125281 SH SOLE 125281 0 0 RAYTHEON CO COM NEW 755111507 6712 146845 SH SOLE 146845 0 0 SCHWAB CHARLES CORP NEW COM 808513105 3368 242317 SH SOLE 242317 0 0 SEMPRA ENERGY COM 816851109 4880 90708 SH SOLE 90708 0 0 ST JUDE MED INC COM 790849103 3344 84995 SH SOLE 84995 0 0 STAPLES INC COM 855030102 4899 234188 SH SOLE 234188 0 0 STATE STR CORP COM 857477103 4087 108520 SH SOLE 108520 0 0 UNITED TECHNOLOGIES CORP COM 913017109 9397 131929 SH SOLE 131929 0 0 UNITEDHEALTH GROUP INC COM 91324P102 9025 257046 SH SOLE 257046 0 0 URANIUM RES INC COM PAR $0.001 916901507 16 12500 SH SOLE 12500 0 0 US BANCORP DEL COM NEW 902973304 4448 205726 SH SOLE 205726 0 0 WAL MART STORES INC COM 931142103 8838 165130 SH SOLE 165130 0 0
-----END PRIVACY-ENHANCED MESSAGE-----