-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B5iICSUUuzEzYqMsQvnouqVJHGws4aPtnls4SrBdSCOzWqSQvAzmMgYweKhyaGPp cgZQhkgXNsk6D8+NTCAIqw== 0001085146-10-000567.txt : 20100727 0001085146-10-000567.hdr.sgml : 20100727 20100726211944 ACCESSION NUMBER: 0001085146-10-000567 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100727 DATE AS OF CHANGE: 20100726 EFFECTIVENESS DATE: 20100727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Ridge Investment Management CENTRAL INDEX KEY: 0001445891 IRS NUMBER: 232730112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13340 FILM NUMBER: 10970245 BUSINESS ADDRESS: STREET 1: 274 RIVERSIDE AVENUE, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032274515 MAIL ADDRESS: STREET 1: 274 RIVERSIDE AVENUE, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 erim2q10.txt EAGLE RIDGE INVESTMENT MANAGEMENT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eagle Ridge Investment Management, LLC Address: 274 Riverside, 2nd Floor Westport, CT 06880 13F File Number: 028-13340 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John J. Knox III Title: Chief Compliance Officer Phone: (203) 227-4515 Signature, Place, and Date of Signing: /s/ John J. Knox III Westport, CT July 21, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 36 Form 13F Information Table Value Total: $220,898 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 7534 95378 SH SOLE 95378 0 0 ABBOTT LABS COM 002824100 4974 106332 SH SOLE 106332 0 0 AT&T INC COM 00206R102 6805 281302 SH SOLE 281302 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 5419 134610 SH SOLE 134610 0 0 BANK OF AMERICA CORPORATION COM 060505104 8422 586078 SH SOLE 586078 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 5139 208141 SH SOLE 208141 0 0 BARD C R INC COM 067383109 7670 98927 SH SOLE 98927 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 377 4725 SH SOLE 4725 0 0 CHEVRON CORP NEW COM 166764100 6015 88631 SH SOLE 88631 0 0 CISCO SYS INC COM 17275r102 6428 301656 SH SOLE 301656 0 0 EMERSON ELEC CO COM 291011104 8257 188996 SH SOLE 188996 0 0 EXXON MOBIL CORP COM 30231G102 7042 123395 SH SOLE 123395 0 0 GENERAL ELECTRIC CO COM 369604103 4860 337027 SH SOLE 337027 0 0 HALLIBURTON CO COM 406216101 7183 292569 SH SOLE 292569 0 0 HOME DEPOT INC COM 437076102 7734 275532 SH SOLE 275532 0 0 INTEL CORP COM 458140100 7120 366091 SH SOLE 366091 0 0 INVESCO LTD SHS g491bt108 5707 339080 SH SOLE 339080 0 0 JPMORGAN CHASE & CO COM 46625H100 6315 172503 SH SOLE 172503 0 0 KOHLS CORP COM 500255104 6123 128905 SH SOLE 128905 0 0 MEDTRONIC INC COM 585055106 5047 139153 SH SOLE 139153 0 0 NORFOLK SOUTHERN CORP COM 655844108 6494 122410 SH SOLE 122410 0 0 ORACLE CORP COM 68389X105 6960 324319 SH SOLE 324319 0 0 PEPSICO INC COM 713448108 7529 123526 SH SOLE 123526 0 0 PPL CORP COM 69351T106 4047 162191 SH SOLE 162191 0 0 PROCTER & GAMBLE CO COM 742718109 8789 146539 SH SOLE 146539 0 0 QUESTAR CORP COM 748356102 5629 123739 SH SOLE 123739 0 0 RAYTHEON CO COM NEW 755111507 7013 144933 SH SOLE 144933 0 0 SCHWAB CHARLES CORP NEW COM 808513105 3412 240606 SH SOLE 240606 0 0 SEMPRA ENERGY COM 816851109 4207 89904 SH SOLE 89904 0 0 ST JUDE MED INC COM 790849103 3067 84995 SH SOLE 84995 0 0 STAPLES INC COM 855030102 4435 232823 SH SOLE 232823 0 0 TERADATA CORP DEL COM 88076W103 6971 228707 SH SOLE 228707 0 0 UNITED TECHNOLOGIES CORP COM 913017109 8527 131366 SH SOLE 131366 0 0 UNITEDHEALTH GROUP INC COM 91324P102 7203 253623 SH SOLE 253623 0 0 US BANCORP DEL COM NEW 902973304 4576 204761 SH SOLE 204761 0 0 WAL MART STORES INC COM 931142103 7868 163672 SH SOLE 163672 0 0
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