-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D7Et/Z2HYB5UE15/hL80ntk7p+Ga0B7RKoyE8JKjL3j2C+sDQyglJE3AxfZ1XOW3 xBf/Su1MMvIjNFPdNM9mzQ== 0001085146-09-003396.txt : 20091106 0001085146-09-003396.hdr.sgml : 20091106 20091106140316 ACCESSION NUMBER: 0001085146-09-003396 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091106 DATE AS OF CHANGE: 20091106 EFFECTIVENESS DATE: 20091106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Ridge Investment Management CENTRAL INDEX KEY: 0001445891 IRS NUMBER: 232730112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13340 FILM NUMBER: 091164065 BUSINESS ADDRESS: STREET 1: 274 RIVERSIDE AVENUE, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032274515 MAIL ADDRESS: STREET 1: 274 RIVERSIDE AVENUE, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 erim3q09.txt EAGLE RIDGE INVESTMENT MANAGEMENT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eagle Ridge Investment Management, LLC Address: 274 Riverside, 2nd Floor Westport, CT 06880 13F File Number: 028-13340 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Cheng Title: Chief Compliance Officer Phone: (203) 227-4515 Signature, Place, and Date of Signing: /s/ Christopher Cheng Westport, CT November 06, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 43 Form13F Information Table Value Total: $202,419 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 6535 88547 SH SOLE 88547 0 0 ABBOTT LABS COM 002824100 4834 97724 SH SOLE 97724 0 0 ALCON INC COM SHS H01301102 315 2270 SH SOLE 2270 0 0 AT&T INC COM 00206R102 7046 260867 SH SOLE 260867 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 4937 125627 SH SOLE 125627 0 0 BANK OF AMERICA CORPORATION COM 060505104 7210 426118 SH SOLE 426118 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 5593 192934 SH SOLE 192934 0 0 BARD C R INC COM 067383109 7230 91975 SH SOLE 91975 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 309 93 SH SOLE 93 0 0 BMC SOFTWARE INC COM 055921100 226 6010 SH SOLE 6010 0 0 CISCO SYS INC COM 17275r102 6650 282511 SH SOLE 282511 0 0 EMERSON ELEC CO COM 291011104 4261 106322 SH SOLE 106322 0 0 EXXON MOBIL CORP COM 30231G102 7536 109836 SH SOLE 109836 0 0 GENERAL ELECTRIC CO COM 369604103 5061 308251 SH SOLE 308251 0 0 GOODRICH CORP COM 382388106 235 4330 SH SOLE 4330 0 0 HALLIBURTON CO COM 406216101 5599 206445 SH SOLE 206445 0 0 HEWLETT PACKARD CO COM 428236103 862 18252 SH SOLE 18252 0 0 HOME DEPOT INC COM 437076102 3715 139445 SH SOLE 139445 0 0 INTEL CORP COM 458140100 4591 234570 SH SOLE 234570 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 323 2700 SH SOLE 2700 0 0 INVESCO LTD SHS g491bt108 7174 315195 SH SOLE 315195 0 0 JOHNSON & JOHNSON COM 478160104 282 4635 SH SOLE 4635 0 0 JPMORGAN CHASE & CO COM 46625H100 6968 159016 SH SOLE 159016 0 0 KOHLS CORP COM 500255104 6898 120904 SH SOLE 120904 0 0 MEDTRONIC INC COM 585055106 4675 127033 SH SOLE 127033 0 0 MILLIPORE CORP COM 601073109 5871 83483 SH SOLE 83483 0 0 NORTHERN TR CORP COM 665859104 326 5600 SH SOLE 5600 0 0 ORACLE CORP COM 68389X105 6244 299637 SH SOLE 299637 0 0 PEPSICO INC COM 713448108 4050 69050 SH SOLE 69050 0 0 PPL CORP COM 69351T106 4563 150381 SH SOLE 150381 0 0 PRECISION CASTPARTS CORP COM 740189105 3273 32130 SH SOLE 32130 0 0 PROCTER & GAMBLE CO COM 742718109 7806 134774 SH SOLE 134774 0 0 QUESTAR CORP COM 748356102 4329 115251 SH SOLE 115251 0 0 RAYTHEON CO COM NEW 755111507 6387 133139 SH SOLE 133139 0 0 SCHWAB CHARLES CORP NEW COM 808513105 4271 223020 SH SOLE 223020 0 0 SEMPRA ENERGY COM 816851109 7065 141847 SH SOLE 141847 0 0 ST JUDE MED INC COM 790849103 3474 89058 SH SOLE 89058 0 0 STAPLES INC COM 855030102 5021 216229 SH SOLE 216229 0 0 TERADATA CORP DEL COM 88076W103 7824 284312 SH SOLE 284312 0 0 UNITED TECHNOLOGIES CORP COM 913017109 7338 120431 SH SOLE 120431 0 0 UNITEDHEALTH GROUP INC COM 91324P102 5879 234767 SH SOLE 234767 0 0 US BANCORP DEL COM NEW 902973304 4051 185334 SH SOLE 185334 0 0 WAL MART STORES INC COM 931142103 5582 113710 SH SOLE 113710 0 0
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