-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BKB6/wrfrlO46xEH0PKQiJ6sDTvke2zF6WyZlDByk/NLF5zI0hgVdpjJx6flMWqT XVE+Y/qRzKOX6HnOrmmhbg== 0001085146-09-003047.txt : 20090730 0001085146-09-003047.hdr.sgml : 20090730 20090729213334 ACCESSION NUMBER: 0001085146-09-003047 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090730 DATE AS OF CHANGE: 20090729 EFFECTIVENESS DATE: 20090730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Ridge Investment Management CENTRAL INDEX KEY: 0001445891 IRS NUMBER: 232730112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13340 FILM NUMBER: 09971682 BUSINESS ADDRESS: STREET 1: 274 RIVERSIDE AVENUE, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032274515 MAIL ADDRESS: STREET 1: 274 RIVERSIDE AVENUE, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 erim2q09.txt EAGLE RIDGE INVESTMENT MANAGEMENT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eagle Ridge Investment Management, LLC Address: 274 Riverside, 2nd Floor Westport, CT 06880 13F File Number: 028-13340 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Cheng Title: Chief Compliance Officer Phone: (203) 227-4515 Signature, Place, and Date of Signing: /s/ Christopher Cheng Westport, CT July 29, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 48 Form13F Information Table Value Total: $157,342 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 3226 53672 SH SOLE 53672 0 0 ABBOTT LABS COM 002824100 4084 86819 SH SOLE 86819 0 0 ALCON INC COM SHS H01301102 264 2270 SH SOLE 2270 0 0 AT&T INC COM 00206R102 5690 229067 SH SOLE 229067 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 3924 110732 SH SOLE 110732 0 0 BANK OF AMERICA CORPORATION COM 060505104 5137 389196 SH SOLE 389196 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 4904 167329 SH SOLE 167329 0 0 BARD C R INC COM 067383109 6200 83280 SH SOLE 83280 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 269 93 SH SOLE 93 0 0 BMC SOFTWARE INC COM 055921100 254 7510 SH SOLE 7510 0 0 BP PLC SPONSORED ADR 055622104 434 9100 SH SOLE 9100 0 0 CISCO SYS INC COM 17275r102 5002 268211 SH SOLE 268211 0 0 DUN & BRADSTREET CORP DEL NE COM 26483e100 229 2820 SH SOLE 2820 0 0 EMERSON ELEC CO COM 291011104 3032 93567 SH SOLE 93567 0 0 EXXON MOBIL CORP COM 30231G102 6525 93336 SH SOLE 93336 0 0 GENERAL ELECTRIC CO COM 369604103 3202 273241 SH SOLE 273241 0 0 GOODRICH CORP COM 382388106 285 5710 SH SOLE 5710 0 0 HALLIBURTON CO COM 406216101 3879 187380 SH SOLE 187380 0 0 HEWLETT PACKARD CO COM 428236103 694 17952 SH SOLE 17952 0 0 HOME DEPOT INC COM 437076102 3225 136460 SH SOLE 136460 0 0 INTEL CORP COM 458140100 3526 213075 SH SOLE 213075 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 282 2700 SH SOLE 2700 0 0 INVESCO LTD SHS g491bt108 3089 173349 SH SOLE 173349 0 0 JOHNSON & JOHNSON COM 478160104 1020 17950 SH SOLE 17950 0 0 JPMORGAN CHASE & CO COM 46625H100 4919 144201 SH SOLE 144201 0 0 KOHLS CORP COM 500255104 4732 110699 SH SOLE 110699 0 0 MEDTRONIC INC COM 585055106 3876 111098 SH SOLE 111098 0 0 MILLIPORE CORP COM 601073109 4519 64368 SH SOLE 64368 0 0 NORTHERN TR CORP COM 665859104 355 6620 SH SOLE 6620 0 0 NORTHROP GRUMMAN CORP COM 666807102 228 5000 SH SOLE 5000 0 0 ORACLE CORP COM 68389X105 5817 271587 SH SOLE 271587 0 0 PEPSICO INC COM 713448108 3085 56135 SH SOLE 56135 0 0 PPL CORP COM 69351T106 4585 139116 SH SOLE 139116 0 0 PRECISION CASTPARTS CORP COM 740189105 1737 23780 SH SOLE 23780 0 0 PROCTER & GAMBLE CO COM 742718109 5449 106639 SH SOLE 106639 0 0 QUESTAR CORP COM 748356102 3190 102696 SH SOLE 102696 0 0 RAYTHEON CO COM NEW 755111507 4662 104939 SH SOLE 104939 0 0 SCHWAB CHARLES CORP NEW COM 808513105 3555 202655 SH SOLE 202655 0 0 SEMPRA ENERGY COM 816851109 6447 129902 SH SOLE 129902 0 0 ST JUDE MED INC COM 790849103 3660 89058 SH SOLE 89058 0 0 STAPLES INC COM 855030102 3411 169044 SH SOLE 169044 0 0 TERADATA CORP DEL COM 88076W103 5519 235532 SH SOLE 235532 0 0 UNITED TECHNOLOGIES CORP COM 913017109 5590 107576 SH SOLE 107576 0 0 UNITEDHEALTH GROUP INC COM 91324P102 5335 213587 SH SOLE 213587 0 0 US BANCORP DEL COM NEW 902973304 2545 142034 SH SOLE 142034 0 0 WAL MART STORES INC COM 931142103 5042 104080 SH SOLE 104080 0 0 WESTERN UN CO COM 959802109 209 12750 SH SOLE 12750 0 0 WISCONSIN ENERGY CORP COM 976657106 499 12250 SH SOLE 12250 0 0
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