-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UcAqUzF9C2FlRzNqlFE9ohKhp+skqdwPDCv04Uk0JSOcTY15IPmPbmCYkO92ebTQ Qq+zWEsCHOH45kti373IFA== 0001085146-09-000821.txt : 20090209 0001085146-09-000821.hdr.sgml : 20090209 20090209114041 ACCESSION NUMBER: 0001085146-09-000821 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090209 DATE AS OF CHANGE: 20090209 EFFECTIVENESS DATE: 20090209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Ridge Investment Management CENTRAL INDEX KEY: 0001445891 IRS NUMBER: 232730112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13340 FILM NUMBER: 09579522 BUSINESS ADDRESS: STREET 1: 274 RIVERSIDE AVENUE, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032274515 MAIL ADDRESS: STREET 1: 274 RIVERSIDE AVENUE, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 erim4q08.txt EAGLE RIDGE INVESTMENT MANAGEMENT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eagle Ridge Investment Management, LLC Address: 274 Riverside, 2nd Floor Westport, CT 06880 13F File Number: 28-NEW The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Cheng Title: Chief Compliance Officer Phone: (203) 227-4515 Signature, Place, and Date of Signing: /s/ Christopher Cheng Westport, CT February 09, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 46 Form13F Information Table Value Total: $141,435 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 2795 48583 SH SOLE 2795 0 0 ABBOTT LABS COM 002824100 4135 77477 SH SOLE 4135 0 0 ALLSTATE CORP COM 020002101 380 11600 SH SOLE 380 0 0 AMGEN INC COM 031162100 907 15700 SH SOLE 907 0 0 AT&T INC COM 00206R102 6571 230548 SH SOLE 6571 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 4460 113360 SH SOLE 4460 0 0 BANK OF AMERICA CORPORATION COM 060505104 1795 127482 SH SOLE 1795 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 4303 151875 SH SOLE 4303 0 0 BARD C R INC COM 067383109 6853 81328 SH SOLE 6853 0 0 BP PLC SPONSORED ADR 055622104 360 7700 SH SOLE 360 0 0 CISCO SYS INC COM 17275r102 2793 171371 SH SOLE 2793 0 0 DISNEY WALT CO COM DISNEY 254687106 3397 149726 SH SOLE 3397 0 0 EMERSON ELEC CO COM 291011104 3061 83604 SH SOLE 3061 0 0 EXXON MOBIL CORP COM 30231G102 6215 77847 SH SOLE 6215 0 0 GENERAL ELECTRIC CO COM 369604103 3928 242460 SH SOLE 3928 0 0 GRAINGER W W INC COM 384802104 3898 49437 SH SOLE 3898 0 0 HALLIBURTON CO COM 406216101 3214 176783 SH SOLE 3214 0 0 HEWLETT PACKARD CO COM 428236103 524 14452 SH SOLE 524 0 0 HOME DEPOT INC COM 437076102 3117 135398 SH SOLE 3117 0 0 INTEL CORP COM 458140100 3077 209872 SH SOLE 3077 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 227 2700 SH SOLE 227 0 0 INVESCO LTD SHS g491bt108 1999 138409 SH SOLE 1999 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 218 2575 SH SOLE 218 0 0 JOHNSON & JOHNSON COM 478160104 803 13425 SH SOLE 803 0 0 JPMORGAN & CHASE & CO COM 46625H100 4338 137582 SH SOLE 4338 0 0 KOHLS CORP COM 500255104 3784 104534 SH SOLE 3784 0 0 MEDTRONIC INC COM 585055106 3416 108722 SH SOLE 3416 0 0 MILLIPORE CORP COM 601073109 3484 67626 SH SOLE 3484 0 0 NORTHERN TR CORP COM 665859104 292 5600 SH SOLE 292 0 0 NORTHROP GRUMMAN CORP COM 666807102 225 5000 SH SOLE 225 0 0 ORACLE CORP COM 68389X105 4346 245110 SH SOLE 4346 0 0 PEPSICO INC COM 713448108 2973 54273 SH SOLE 2973 0 0 PPL CORP COM 69351T106 4286 139663 SH SOLE 4286 0 0 PRECISION CASTPARTS CORP COM 740189105 1483 24932 SH SOLE 1483 0 0 PROCTER & GAMBLE CO COM 742718109 6698 108350 SH SOLE 6698 0 0 QUESTAR CORP COM 748356102 2994 91573 SH SOLE 2994 0 0 RAYTHEON CO COM NEW 755111507 5578 109278 SH SOLE 5578 0 0 SEMPRA ENERGY COM 816851109 5754 134968 SH SOLE 5754 0 0 STAPLES INC COM 855030102 3023 168718 SH SOLE 3023 0 0 TERADATA CORP DEL COM 88076W103 3496 235727 SH SOLE 3496 0 0 TORCHMARK CORP COM 891027104 473 10575 SH SOLE 473 0 0 UNITED TECHNOLOGIES CORP COM 913017109 5798 108167 SH SOLE 5798 0 0 US BANCORP DEL COM NEW 902973304 3683 147243 SH SOLE 3683 0 0 WAL MART STORES INC COM 931142103 5767 102876 SH SOLE 5767 0 0 WILEY JOHN & SONS INC CL A 968223206 210 5900 SH SOLE 210 0 0 WISCONSIN ENERGY CORP COM 976657106 304 7250 SH SOLE 304 0 0
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