0001062993-18-003035.txt : 20180726 0001062993-18-003035.hdr.sgml : 20180726 20180726145334 ACCESSION NUMBER: 0001062993-18-003035 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180726 DATE AS OF CHANGE: 20180726 EFFECTIVENESS DATE: 20180726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Ridge Investment Management CENTRAL INDEX KEY: 0001445891 IRS NUMBER: 232730112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13340 FILM NUMBER: 18971410 BUSINESS ADDRESS: STREET 1: 5 HIGH RIDGE PARK STREET 2: 2ND FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 2032274515 MAIL ADDRESS: STREET 1: 5 HIGH RIDGE PARK STREET 2: 2ND FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001445891 XXXXXXXX 06-30-2018 06-30-2018 Eagle Ridge Investment Management

5 HIGH RIDGE PARK 2nd Floor STAMFORD CT 06905

13F HOLDINGS REPORT 028-13340 N John J. Knox III 203-227-4515 John J. Knox III Stamford CT 07-19-2018 0 169 662910 true INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM 88579Y101 9868 50164 SH SOLE 46026 0 4138 ABBOTT LABS COM 002824100 10894 178616 SH SOLE 178616 0 0 ABBVIE INC COM 00287Y109 9614 103768 SH SOLE 103468 0 300 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 560 3422 SH SOLE 3422 0 0 ADOBE SYS INC COM 00724F101 509 2089 SH SOLE 2089 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 213 1147 SH SOLE 1147 0 0 ALLETE INC COM NEW 018522300 337 4355 SH SOLE 4355 0 0 ALPHABET INC CAP STK CL A 02079K305 21146 18727 SH SOLE 18062 0 665 ALPHABET INC CAP STK CL C 02079K107 2432 2180 SH SOLE 1957 0 223 AMAZON COM INC COM 023135106 685 403 SH SOLE 403 0 0 AMBEV SA SPONSORED ADR 02319V103 2080 449320 SH SOLE 424181 0 25139 AMDOCS LTD SHS G02602103 8399 126895 SH SOLE 115416 0 11479 AMERICAN EXPRESS CO COM 025816109 510 5199 SH SOLE 3199 0 2000 AMERICAN NATL BANKSHARES INC COM 027745108 284 7097 SH SOLE 7097 0 0 AMGEN INC COM 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MUNIC 78468R721 5414 112834 SH SOLE 112199 0 635 SPDR SER TR NUVEEN BLMBRG SR 78468R739 6640 138360 SH SOLE 130985 0 7375 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 18387 552323 SH SOLE 523941 0 28382 SPDR SERIES TRUST PORTFOLIO LN COR 78464A367 254 9717 SH SOLE 9717 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 9552 316706 SH SOLE 304030 0 12676 STANLEY BLACK & DECKER INC COM 854502101 232 1750 SH SOLE 1750 0 0 STERLING BANCORP DEL COM 85917A100 505 21484 SH SOLE 21484 0 0 STRYKER CORP COM 863667101 8155 48292 SH SOLE 46087 0 2205 SUN HYDRAULICS CORP COM 866942105 293 6089 SH SOLE 6089 0 0 SUNCOR ENERGY INC NEW COM 867224107 326 8008 SH SOLE 8008 0 0 SYSCO CORP COM 871829107 446 6525 SH SOLE 6525 0 0 PRICE T ROWE GROUP INC COM 74144T108 2002 17248 SH SOLE 16948 0 300 TALLGRASS ENERGY GP LP SHS CL A 874696107 232 10448 SH SOLE 10448 0 0 TARGET CORP COM 87612E106 597 7849 SH SOLE 7849 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 393 5653 SH SOLE 5653 0 0 TELEFONICA S A SPONSORED ADR 879382208 92 10733 SH SOLE 10733 0 0 TEXAS INSTRS INC COM 882508104 821 7443 SH SOLE 6843 0 600 TRAVELERS COMPANIES INC COM 89417E109 558 4565 SH SOLE 4565 0 0 THOR INDS INC COM 885160101 7484 76845 SH SOLE 68497 0 8348 TJX COS INC NEW COM 872540109 261 2745 SH SOLE 2745 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 4910 84855 SH SOLE 80749 0 4106 TRACTOR SUPPLY CO COM 892356106 13912 181881 SH SOLE 180303 0 1578 TRIMBLE INC COM 896239100 5641 171785 SH SOLE 171785 0 0 UFP TECHNOLOGIES INC COM 902673102 357 11564 SH SOLE 11564 0 0 UNILEVER PLC SPON ADR NEW 904767704 543 9825 SH SOLE 9825 0 0 UNION PAC CORP COM 907818108 837 5911 SH SOLE 2711 0 3200 UNITED GUARDIAN INC COM 910571108 312 16308 SH SOLE 16308 0 0 UNITED PARCEL SERVICE INC CL B 911312106 7390 69562 SH SOLE 69262 0 300 UNITED TECHNOLOGIES CORP COM 913017109 6114 48901 SH SOLE 48601 0 300 UNITEDHEALTH GROUP INC COM 91324P102 17851 72759 SH SOLE 68147 0 4612 URSTADT BIDDLE PPTYS INC CL A 917286205 553 24440 SH SOLE 16440 0 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