0001567619-19-001903.txt : 20190130
0001567619-19-001903.hdr.sgml : 20190130
20190130170046
ACCESSION NUMBER: 0001567619-19-001903
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190130
DATE AS OF CHANGE: 20190130
EFFECTIVENESS DATE: 20190130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Teton Advisors, Inc.
CENTRAL INDEX KEY: 0001444874
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 134008049
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13534
FILM NUMBER: 19552668
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: (914) 457-1070
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
13F-HR
1
primary_doc.xml
13F-HR
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0001444874
XXXXXXXX
12-31-2018
12-31-2018
Teton Advisors, Inc.
ONE CORPORATE CENTER
RYE
NY
10580
13F HOLDINGS REPORT
028-13534
N
David Goldman
Counsel
914-921-7793
/s/ David Goldman
Rye
NY
01-25-2019
0
469
914310
false
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441
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EXELIXIS INC COM
COM
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COM
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COM
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FORMFACTOR INC COM
COM
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COM
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536
13400
SH
SOLE
13400
0
0
GIBRALTER INDUSTRIES INC
COM
374689107
5161
145000
SH
SOLE
145000
0
0
GLACIER BANCORP INC NEW COM
COM
37637Q105
951
24000
SH
SOLE
9300
0
14700
GNC HLDGS INC COM CL A
COM
36191G107
83
35000
SH
SOLE
35000
0
0
GOGO INC COM
COM
38046C109
194
65000
SH
SOLE
65000
0
0
GOLDEN ENTERTAINMENT INC
COM
381013101
9080
566817
SH
SOLE
566817
0
0
GORMAN RUPP CO
COM
383082104
4408
136000
SH
SOLE
136000
0
0
GP STRATEGIES CORP COM
COM
36225V104
1788
141793
SH
SOLE
141793
0
0
GRAHAM CORP COM
COM
384556106
790
34600
SH
SOLE
34600
0
0
GRANITE CONSTR INC COM
COM
387328107
2215
55000
SH
SOLE
55000
0
0
GRAY TELEVISION, INC
COM
389375106
3678
249500
SH
SOLE
249500
0
0
GRAY TELEVISION, INC CL A
COM
389375205
1030
84084
SH
SOLE
84084
0
0
GRIFFIN INDUSTRIAL REALTY IN
COM
398231100
8919
279600
SH
SOLE
279600
0
0
GRIFFON CORP COM
COM
398433102
5304
507579
SH
SOLE
507579
0
0
GSE SYS INC COM
COM
36227K106
42
20000
SH
SOLE
20000
0
0
GULFPORT ENERGY CORP COM NEW
COM
402635304
129
19700
SH
SOLE
0
0
19700
GYRODYNE LLC COM
COM
403829104
245
14138
SH
SOLE
14138
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
1199
75586
SH
SOLE
75586
0
0
HALLMARK FINL SVCS INC ECCOM N
COM
40624Q203
1965
183860
SH
SOLE
183860
0
0
HANCOCK HOLDING CO
COM
410120109
502
14500
SH
SOLE
14500
0
0
HANESBRANDS INC COM
COM
410345102
576
45962
SH
SOLE
23462
0
22500
HAVERTY FURNITURE INC COM
COM
419596101
225
12000
SH
SOLE
0
0
12000
HAWKINS INC COM
COM
420261109
3071
75000
SH
SOLE
75000
0
0
HAYNES INTERNATIONAL INC
COM
420877201
581
22000
SH
SOLE
22000
0
0
HC2 HLDGS INC COM
COM
404139107
1941
735117
SH
SOLE
735117
0
0
HEARTLAND FINL USA INC COM
COM
42234Q102
215
4900
SH
SOLE
2400
0
2500
HEMISPHERE MEDIA GROUP INC CL
COM
42365Q103
548
45100
SH
SOLE
17600
0
27500
HERC HLDGS INC COM
COM
42704L104
338
13000
SH
SOLE
13000
0
0
HERITAGE COMMERCE CORP COM
COM
426927109
384
33900
SH
SOLE
33900
0
0
HESKA CORPORATION COM NEW
COM
42805E306
990
11500
SH
SOLE
11500
0
0
HEXCEL CORP NEW COM
COM
428291108
668
11652
SH
SOLE
5452
0
6200
HOMESTREET INC COM
COM
43785V102
637
30000
SH
SOLE
30000
0
0
HOPE BANCORP INC COM
COM
43940T109
967
81500
SH
SOLE
81500
0
0
HUTTIG BLDG PRODS INC COM
COM
448451104
1375
764000
SH
SOLE
764000
0
0
I3 VERTICALS INC COM CL A
COM
46571Y107
2273
94300
SH
SOLE
94300
0
0
ICC HOLDINGS INC
COM
44931Q104
470
34400
SH
SOLE
34400
0
0
ICF INTL INC COM
COM
44925C103
1509
23300
SH
SOLE
23300
0
0
ICPT 3 1/4 7/1/23
CONVERTIBLE BOND
45845PAA6
277
300000
PRN
SOLE
300000
0
0
ICU MEDICAL INC
COM
44930G107
1808
7872
SH
SOLE
5780
0
2092
IFF 6 09/15/21
CONVERTIBLE PREF
459506309
257
5032
SH
SOLE
5032
0
0
IMAX CORP COM
COM
45245E109
583
31000
SH
SOLE
31000
0
0
INDEPENDENCE CONTRACT DRIL ICO
COM
453415309
883
283000
SH
SOLE
283000
0
0
INFINERA CORPORATION COM
COM
45667G103
901
225900
SH
SOLE
104500
0
121400
INFN 2 1/8 9/1/24
CONVERTIBLE BOND
45667GAC7
434
600000
PRN
SOLE
600000
0
0
INFUSYSTEM HLDGS INC COM
COM
45685K102
2107
612448
SH
SOLE
612448
0
0
INGLES MKTS INC CL A
COM
457030104
4916
180600
SH
SOLE
180600
0
0
INNOVATIVE SOLUTIONS & SUPPOCO
COM
45769N105
278
123000
SH
SOLE
123000
0
0
INSIGNIA SYS INC COM
COM
45765Y105
156
104397
SH
SOLE
104397
0
0
INSPIRED ENTMT INC COM
COM
45782N108
1406
292878
SH
SOLE
292878
0
0
INTEGER HOLDINGS CORP
COM
45826H109
1754
23000
SH
SOLE
23000
0
0
INTERDIGITAL INC 1.5 3/1/20
CONVERTIBLE BOND
458660AD9
368
350000
PRN
SOLE
350000
0
0
INTERNAP CORP COM PAR
COM
45885A409
2329
561097
SH
SOLE
561097
0
0
INTEVAC INC COM
COM
461148108
1229
235030
SH
SOLE
235030
0
0
INTRICON CORP COM
COM
46121H109
3227
122337
SH
SOLE
122337
0
0
INVESTORS BANCORP INC
COM
46146L101
1153
110846
SH
SOLE
52050
0
58796
INVITAE CORP COM
COM
46185L103
1255
113500
SH
SOLE
113500
0
0
IPHI 1 1/8 12/1/20
CONVERTIBLE BOND
45772FAB3
530
500000
PRN
SOLE
500000
0
0
IRIDIUM COMMUNICATIONS INC COM
COM
46269C102
369
20000
SH
SOLE
20000
0
0
ITERIS INC
COM
46564T107
75
20000
SH
SOLE
20000
0
0
IVC 4 1/2 6/1/22
CONVERTIBLE BOND
461203AH4
140
200000
PRN
SOLE
200000
0
0
J & J SNACK FOODS CORP
COM
466032109
217
1500
SH
SOLE
1500
0
0
JOHN BEAN TECHNOLOGIES CORP CO
COM
477839104
6123
85260
SH
SOLE
85260
0
0
JOHNSON OUTDOORS INC CL A
COM
479167108
558
9500
SH
SOLE
9500
0
0
KAMAN CORP
COM
483548103
11005
196200
SH
SOLE
196200
0
0
KAMN 3 1/4 5/1/24
CONVERTIBLE BOND
483548AF0
533
500000
PRN
SOLE
500000
0
0
KAR AUCTION SVCS INC COM
COM
48238T109
1808
37879
SH
SOLE
37879
0
0
KIMBALL ELECTRONICS INC COM
COM
49428J109
1704
110000
SH
SOLE
110000
0
0
KIMBALL INTL INC CL B
COM
494274103
7606
536000
SH
SOLE
536000
0
0
KINDRED BIOSCIENCES INC COM
COM
494577109
142
13000
SH
SOLE
13000
0
0
KKR & CO INC CL A
COM
48251W104
1783
90843
SH
SOLE
90843
0
0
KLX ENERGY SERVICES HOLD
COM
48253L106
1555
66306
SH
SOLE
66306
0
0
KN 3 1/4 11/1/21
CONVERTIBLE BOND
49926DAB5
517
500000
PRN
SOLE
500000
0
0
KOPIN CORP COM
COM
500600101
215
215000
SH
SOLE
215000
0
0
LA Z BOY CHAIR CO
COM
505336107
1552
56000
SH
SOLE
56000
0
0
LAKELAND INDS INC.
COM
511795106
157
15000
SH
SOLE
15000
0
0
LANDS END INC NEW COM
COM
51509F105
1208
85000
SH
SOLE
85000
0
0
LAWSON PRODS INC COM
COM
520776105
9071
287042
SH
SOLE
287042
0
0
LEGACY HOUSING CORP COM
COM
52472M101
477
40000
SH
SOLE
40000
0
0
LEGACY TEX FINL GROUP INC COM
COM
52471Y106
2041
63600
SH
SOLE
25700
0
37900
LENDING TREE INC.
COM
52603B107
2459
11200
SH
SOLE
11200
0
0
LIFETIME BRANDS INC COM
COM
53222Q103
1612
160697
SH
SOLE
160697
0
0
LIFEWAY FOODS INC COM
COM
531914109
244
130000
SH
SOLE
130000
0
0
LIMONEIRA CO COM
COM
532746104
2727
139475
SH
SOLE
139475
0
0
LINDSAY CORP
COM
535555106
1460
15164
SH
SOLE
15164
0
0
LITE 1/4 3/15/24
CONVERTIBLE BOND
55024UAB5
512
512000
PRN
SOLE
512000
0
0
LITHIA MOTORS INC.
COM
536797103
2076
27200
SH
SOLE
27200
0
0
LITTELFUSE INC
COM
537008104
1081
6304
SH
SOLE
6304
0
0
LSB INDS INC COM
COM
502160104
451
81650
SH
SOLE
81650
0
0
LYDALL INC COM
COM
550819106
2251
110809
SH
SOLE
110809
0
0
MACQUARIE INFRASTRUCTURE COMPA
COM
55608B105
585
16000
SH
SOLE
16000
0
0
MAGNOLIA OIL & GAS CORP CL A
COM
559663109
946
84400
SH
SOLE
41200
0
43200
MARCUS CORP COM
COM
566330106
14382
364112
SH
SOLE
364112
0
0
MARINE PRODS CORP COM
COM
568427108
13528
800000
SH
SOLE
800000
0
0
MARINEMAX INC COM
COM
567908108
1099
60000
SH
SOLE
60000
0
0
MARVELL TECHNOLOGY GRP LTD
COM
G5876H105
718
44360
SH
SOLE
21360
0
23000
MATADOR RES CO COM
COM
576485205
655
42200
SH
SOLE
20600
0
21600
MATERIALISE NV SPONSORED ADS
COM
57667T100
200
10000
SH
SOLE
10000
0
0
MATERION CORPORATION
COM
576690101
7459
165800
SH
SOLE
165800
0
0
MCGRATH RENTCORP COM
COM
580589109
2116
41100
SH
SOLE
26600
0
14500
MCHP 1 5/8 2/15/27
CONVERTIBLE BOND
595017AF1
291
300000
PRN
SOLE
300000
0
0
MDC PARTNERS INC-A
COM
552697104
326
125000
SH
SOLE
125000
0
0
MEDALLION FINANCIAL CORP
COM
583928106
797
170000
SH
SOLE
170000
0
0
MELINTA THERAPEUTICS INC
COM
58549G100
13
17000
SH
SOLE
17000
0
0
MERCURY COMPUTER SYS INC COM
COM
589378108
1655
35000
SH
SOLE
35000
0
0
MEREDITH CORP
COM
589433101
1714
33000
SH
SOLE
16700
0
16300
MERIDIAN BIOSCIENCE INC COM
COM
589584101
2326
134000
SH
SOLE
134000
0
0
MESA LABS INC COM
COM
59064R109
5939
28500
SH
SOLE
28500
0
0
METHODE ELECTRS INC CL A
COM
591520200
671
28800
SH
SOLE
28800
0
0
MGE ENERGY INC
COM
55277P104
1919
32000
SH
SOLE
32000
0
0
MGP INGREDIENTS INC NEW COM
COM
55303J106
1402
24580
SH
SOLE
24580
0
0
MIDDLEBY CORP COM
COM
596278101
4561
44400
SH
SOLE
44400
0
0
MIDDLESEX WTR CO COM
COM
596680108
1581
29633
SH
SOLE
29633
0
0
MINERALS TECHNOLOGIES INC
COM
603158106
210
4100
SH
SOLE
4100
0
0
MITCHAM INDS INC COM
COM
606501104
384
150069
SH
SOLE
150069
0
0
MITEK SYS INC COM NEW
COM
606710200
762
70500
SH
SOLE
70500
0
0
MODINE MFG CO
COM
607828100
4324
400000
SH
SOLE
400000
0
0
MONEYGRAM INTERNATIONAL INC CO
COM
60935Y208
1050
525000
SH
SOLE
525000
0
0
MOTORCAR PTS & ACCESSORS INCCO
COM
620071100
399
24000
SH
SOLE
24000
0
0
MOVADO GROUP INC COM
COM
624580106
1992
63000
SH
SOLE
63000
0
0
MSA SAFETY INC COM
COM
553498106
896
9500
SH
SOLE
9500
0
0
MTS SYS CORP COM
COM
553777103
201
5002
SH
SOLE
5002
0
0
MUELLER WATER PRODUCTS INC
COM
624758108
1151
126500
SH
SOLE
88100
0
38400
MVC CAP COM
COM
553829102
1103
134300
SH
SOLE
134300
0
0
MYERS INDS INC
COM
628464109
15532
1027900
SH
SOLE
1027900
0
0
MYR GROUP INC DEL COM
COM
55405W104
3653
129674
SH
SOLE
117974
0
11700
NABORS INDUSTRIES LTD SHS
COM
G6359F103
66
33100
SH
SOLE
33100
0
0
NABRIVA THERAPEUTICS PLC SHS
COM
G63637105
15
10000
SH
SOLE
10000
0
0
NAPCO SEC SYS INC COM
COM
630402105
4356
276551
SH
SOLE
276551
0
0
NATHANS FAMOUS INC NEW COM
COM
632347100
14794
222634
SH
SOLE
222634
0
0
NATIONAL CINEMEDIA INC COM
COM
635309107
363
56000
SH
SOLE
56000
0
0
NATIONAL COMM CORP COM
COM
63546L102
1008
28000
SH
SOLE
28000
0
0
NATUS MEDICAL INC DEL COM
COM
639050103
425
12500
SH
SOLE
5100
0
7400
NAUTILUS INC
COM
63910B102
1156
106031
SH
SOLE
106031
0
0
NAVIGATOR HOLDINGS LTD SHS
COM
Y62132108
1560
166000
SH
SOLE
166000
0
0
NAVISTAR INTL CORP COM
COM
63934E108
519
20000
SH
SOLE
20000
0
0
NBIX 2 1/4 5/15/24
CONVERTIBLE BOND
64125CAD1
283
237000
PRN
SOLE
237000
0
0
NEOGEN CORP COM
COM
640491106
9006
158000
SH
SOLE
158000
0
0
NEOGENOMICS INC COM NEW
COM
64049M209
1805
143156
SH
SOLE
143156
0
0
NETSCOUT SYS INC COM
COM
64115T104
1979
83750
SH
SOLE
40700
0
43050
NEW YORK CMNTY CAP TR V CV PFD
CONVERTIBLE PREF
64944P307
268
6000
SH
SOLE
6000
0
0
NICE 1 1/4 1/15/24
CONVERTIBLE BOND
65366HAB9
417
305000
PRN
SOLE
305000
0
0
NII HLDGS INC COM PAR $0.001
COM
62913F508
3572
810000
SH
SOLE
810000
0
0
NXP SEMICONDUCTORS N. V. 1.000
CONVERTIBLE BOND
62952QAB6
400
400000
PRN
SOLE
400000
0
0
OAKTREE CAP GROUP LLC UNIT CL
UNITS
674001201
996
25061
SH
SOLE
12561
0
12500
OCEANEERING INTL INC COM
COM
675232102
450
37200
SH
SOLE
18300
0
18900
OCEANFIRST FINL CORP COM
COM
675234108
566
25150
SH
SOLE
25150
0
0
OFG BANCORP
COM
67103X102
389
23650
SH
SOLE
23650
0
0
OIL DRI CORP AMER COM
COM
677864100
3551
134000
SH
SOLE
134000
0
0
OLD LINE BANCSHARES INC
COM
67984M100
855
32479
SH
SOLE
32479
0
0
OMNICELL INC COM
COM
68213N109
3900
63677
SH
SOLE
51162
0
12515
OMNOVA SOLUTIONS INC COM
COM
682129101
3027
412900
SH
SOLE
412900
0
0
ON SEMICONDUCTOR CORP COM
COM
682189105
439
26620
SH
SOLE
10700
0
15920
OPKO HEALTH INC COM
COM
68375N103
705
234200
SH
SOLE
234200
0
0
ORBCOMM INC COM
COM
68555P100
4306
521335
SH
SOLE
521335
0
0
ORITANI FINL CORP DEL COM
COM
68633D103
891
60392
SH
SOLE
49700
0
10692
ORTHOFIX MED INC COM
COM
68752M108
2373
45200
SH
SOLE
45200
0
0
OXFORD INDS INC COM
COM
691497309
980
13800
SH
SOLE
7300
0
6500
PANDORA MEDIA INC COM
COM
698354107
1698
209839
SH
SOLE
109539
0
100300
PARAMOUNT GROUP INC COM
COM
69924R108
420
33400
SH
SOLE
15200
0
18200
PARATEK PHARMACEUTICALS INC CO
COM
699374302
554
108000
SH
SOLE
108000
0
0
PARK ELECTROCHEMICAL CORP COM
COM
700416209
2340
129500
SH
SOLE
129500
0
0
PARK OHIO HLDGS CORP COM
COM
700666100
6007
195731
SH
SOLE
195731
0
0
PARSLEY ENERGY INC CL A
COM
701877102
703
44000
SH
SOLE
21800
0
22200
PATRIOT TRAMSPORTATION HOLDING
COM
70338W105
335
17000
SH
SOLE
17000
0
0
PATTERSON COMPANIES INC
COM
703395103
2024
102944
SH
SOLE
50731
0
52213
PATTERSON-UTI ENERGY INC COM
COM
703481101
2122
205025
SH
SOLE
96879
0
108146
PCRX 2 3/8 4/1/22
CONVERTIBLE BOND
695127AD2
198
200000
PRN
SOLE
200000
0
0
PCSB FINANCIAL CORPORATION COM
COM
69324R104
333
17000
SH
SOLE
17000
0
0
PDC ENERGY INC
COM
69327R101
229
7700
SH
SOLE
3800
0
3900
PEOPLES UNITED FINANCIAL INCCO
COM
712704105
369
25581
SH
SOLE
25581
0
0
PFSWEB INC COM NEW
COM
717098206
1724
336022
SH
SOLE
336022
0
0
PIER 1 IMPORTS INC SHS BEN INT
COM
720279108
61
200000
SH
SOLE
200000
0
0
PLANTRONICS
COM
727493108
427
12900
SH
SOLE
4200
0
8700
POWELL INDS INC COM
COM
739128106
515
20593
SH
SOLE
20593
0
0
PREFORMED LINE PRODS CO COM
COM
740444104
314
5788
SH
SOLE
5788
0
0
PRGX GLOBAL INC
COM
69357C503
1515
160019
SH
SOLE
160019
0
0
PRIMO WTR CORP COM
COM
74165N105
184
13121
SH
SOLE
13121
0
0
PRO 2.000 06/01/47
CONVERTIBLE BOND
74346YAD5
464
500000
PRN
SOLE
500000
0
0
PROGENICS PHARMACEUTICALS INCO
COM
743187106
42
10000
SH
SOLE
10000
0
0
PROGRESS SOFTWARE CORP COM
COM
743312100
1344
37858
SH
SOLE
15600
0
22258
PROPETRO HLDG CORP COM
COM
74347M108
312
25300
SH
SOLE
13900
0
11400
PZENA INVESTMENT MGMT INC CLAS
COM
74731Q103
1367
158000
SH
SOLE
158000
0
0
QTS 6 1/2 SERIES B PERP
CONVERTIBLE PREF
74736A301
471
5000
SH
SOLE
5000
0
0
QUIDEL CORP COM
COM
74838J101
6908
141500
SH
SOLE
141500
0
0
RAVEN INDS INC COM
COM
754212108
908
25080
SH
SOLE
25080
0
0
READING INTERNATIONAL INC CL B
COM
755408200
2008
74359
SH
SOLE
74359
0
0
READING INTL INC CL A
COM
755408101
7290
501352
SH
SOLE
501352
0
0
RENASANT CORP COM
COM
75970E107
1116
36971
SH
SOLE
36971
0
0
RGC RES INC COM
COM
74955L103
1883
62850
SH
SOLE
62850
0
0
RMBS 1 3/8 2/1/23
CONVERTIBLE BOND
750917AG1
441
508000
PRN
SOLE
508000
0
0
RPC INC. COMMON
COM
749660106
835
84605
SH
SOLE
84605
0
0
RTI BIOLOGICS INC COM
COM
74975N105
244
66000
SH
SOLE
66000
0
0
RUSH ENTERPRISES INC CL A
COM
781846209
1931
56005
SH
SOLE
43705
0
12300
RUSH ENTERPRISES INC CL B
COM
781846308
3703
104005
SH
SOLE
104005
0
0
RYMAN HOSPITALITY PPTYS INC CO
COM
78377T107
667
10000
SH
SOLE
10000
0
0
SAFEGUARD SCIENTIFICS INC COM
COM
786449207
241
27920
SH
SOLE
27920
0
0
SALEM COMMUNICATIONS CORP DECL
COM
794093104
1150
550000
SH
SOLE
550000
0
0
SANDY SPRING BANCORP INC COM
COM
800363103
376
12000
SH
SOLE
12000
0
0
SANFILIPPO JOHN B & SON INC CO
COM
800422107
1254
22531
SH
SOLE
22531
0
0
SANOFI-AVENTIS-CVR
WARRANT AND RIGH
80105N113
192
400000
SH
SOLE
400000
0
0
SCHMITT INDS INC ORE COM NEW
COM
806870200
1977
701029
SH
SOLE
701029
0
0
SCIENTIFIC GAMES CORP CL A
COM
80874P109
375
21000
SH
SOLE
21000
0
0
SCRIPPS E W CO OHIO CL A
COM
811054402
14284
908048
SH
SOLE
908048
0
0
SCTY 1 5/8 11/01/19
CONVERTIBLE BOND
83416TAC4
235
250000
PRN
SOLE
250000
0
0
SHENANDOAH TELECOMMUNICATIONCD
COM
82312B106
13305
300670
SH
SOLE
300670
0
0
SHILOH INDS INC COM
COM
824543102
315
54000
SH
SOLE
54000
0
0
SI FINL GROUP INC MD COM
COM
78425V104
132
10342
SH
SOLE
10342
0
0
SILVERCREST ASSET MGMT GROUPCL
COM
828359109
1125
85000
SH
SOLE
85000
0
0
SIMMONS 1ST NATL CORP CL A $1
COM
828730200
388
16074
SH
SOLE
16074
0
0
SINCLAIR BROADCAST GROUP INCCL
COM
829226109
869
33000
SH
SOLE
33000
0
0
SJW GROUP
COM
784305104
4967
89304
SH
SOLE
89304
0
0
SKYLINE CHAMPION CORPORATION
COM
830830105
1513
103000
SH
SOLE
103000
0
0
SLAB 13/8 3/1/22
CONVERTIBLE BOND
826919AB8
223
211000
PRN
SOLE
211000
0
0
SMART SAND INC COM
COM
83191H107
22
10000
SH
SOLE
10000
0
0
SONIC AUTOMOTIVE INC CL A
COM
83545G102
915
66500
SH
SOLE
66500
0
0
SOUTH JERSEY INDS INC CORP UNI
UNITS
838518116
452
9705
SH
SOLE
9705
0
0
SOUTHERN FIRST BANCSHARES INCO
COM
842873101
1875
58459
SH
SOLE
58459
0
0
SOUTHERN NATL BANCORP OF VA CO
COM
843395104
820
62000
SH
SOLE
62000
0
0
SPARTON CORP COM
COM
847235108
4682
257387
SH
SOLE
257387
0
0
SPWR 4 1/15/23
CONVERTIBLE BOND
867652AL3
399
500000
PRN
SOLE
500000
0
0
SRE 6 01/15/21
CONVERTIBLE PREF
816851406
342
3535
SH
SOLE
3535
0
0
STANDARD MTR PRODS INC CLASS A
COM
853666105
2810
58028
SH
SOLE
58028
0
0
STANDEX INTL CORP
COM
854231107
1881
28000
SH
SOLE
28000
0
0
STARRETT L S CO CL A
COM
855668109
1847
353183
SH
SOLE
353183
0
0
STATE BK FINL CORP COM
COM
856190103
1488
68900
SH
SOLE
58500
0
10400
STEEL CONNECT INC
COM
858098106
2820
1630000
SH
SOLE
1630000
0
0
STEEL PARTNERS HLDGS L P
COM
85814R107
8576
640000
SH
SOLE
640000
0
0
STEELCASE INC CL A
COM
858155203
735
49580
SH
SOLE
25580
0
24000
STERIS PLC SHARES
COM
G84720104
224
2100
SH
SOLE
2100
0
0
STERLING BANCORP/DE
COM
85917A100
2627
159109
SH
SOLE
147509
0
11600
STIFEL FINL CORP COM
COM
860630102
768
18532
SH
SOLE
6500
0
12032
STONERIDGE INC
COM
86183P102
5756
233498
SH
SOLE
233498
0
0
STRATASYS LTD SHS
COM
M85548101
288
16000
SH
SOLE
16000
0
0
STRATTEC SECURITY CORP.
COM
863111100
5316
184592
SH
SOLE
184592
0
0
SUNOPTA INC COM
COM
8676EP108
815
210545
SH
SOLE
210545
0
0
SUPERIOR INDS INTL INC
COM
868168105
2125
441767
SH
SOLE
441767
0
0
SURMODICS INC COM
COM
868873100
5904
124934
SH
SOLE
124934
0
0
SWITCH INC A
COM
87105L104
266
38000
SH
SOLE
15500
0
22500
SWK 5 3/8 5/15/20
CONVERTIBLE PREF
854502887
273
3007
SH
SOLE
3007
0
0
S&W SEED CO COM
COM
785135104
887
490000
SH
SOLE
490000
0
0
TDOC 3.000 12/15/22
CONVERTIBLE BOND
87918AAB1
412
300000
PRN
SOLE
300000
0
0
TEAM INC COM
COM
878155100
4199
286600
SH
SOLE
286600
0
0
TEJON RANCH CO DEL COM
COM
879080109
2852
172000
SH
SOLE
172000
0
0
TENNANT CO
COM
880345103
2569
49300
SH
SOLE
49300
0
0
TENNECO INC
COM
880349105
1013
37000
SH
SOLE
37000
0
0
TER 1 1/4 12/15/23
CONVERTIBLE BOND
880770AG7
356
300000
PRN
SOLE
300000
0
0
TETRAPHASE PHARMACEUTICALS ICO
COM
88165N105
50
44000
SH
SOLE
44000
0
0
THESTREET INC
COM
88368Q103
142
70000
SH
SOLE
70000
0
0
TIMKENSTEEL CORP COM
COM
887399103
2762
316000
SH
SOLE
316000
0
0
TISI 5.000 08/01/23
CONVERTIBLE BOND
878155AE0
290
292000
PRN
SOLE
292000
0
0
TITAN INTL INC ILL COM
COM
88830M102
166
35600
SH
SOLE
35600
0
0
TITAN MACHY INC COM
COM
88830R101
2273
172888
SH
SOLE
172888
0
0
TOWER INTL INC COM
COM
891826109
796
33425
SH
SOLE
33425
0
0
TOWNSQUARE MEDIA INC CL A
COM
892231101
612
150000
SH
SOLE
150000
0
0
TRANSACT TECHNOLOGIES INC COM
COM
892918103
1056
117564
SH
SOLE
117564
0
0
TREDEGAR INDS INC
COM
894650100
8309
523920
SH
SOLE
523920
0
0
TREE 5/8 6/1/22
CONVERTIBLE BOND
52603BAA5
247
199000
PRN
SOLE
199000
0
0
TRIBUNE PUBG CO NEW COM
COM
89609W107
307
27057
SH
SOLE
27057
0
0
TRINITY BIOTECH PLC SPON ADR N
COM
896438306
322
140800
SH
SOLE
140800
0
0
TRINITY PL HLDGS INC COM
COM
89656D101
195
45023
SH
SOLE
45023
0
0
TRISTATE CAP HLDGS INC COM
COM
89678F100
195
10000
SH
SOLE
10000
0
0
TRUSTCO BK CORP N Y COM
COM
898349105
530
77200
SH
SOLE
77200
0
0
TTM TECHNOLOGIES INC COM
COM
87305R109
360
37000
SH
SOLE
17600
0
19400
TUESDAY MORNING CORP COM NEW
COM
899035505
155
91000
SH
SOLE
91000
0
0
TWIN DISC INC COM
COM
901476101
6755
457965
SH
SOLE
457965
0
0
TYLER TECHNOLOGIES INC COM
COM
902252105
632
3400
SH
SOLE
3400
0
0
ULTRA CLEAN HLDGS INC COM
COM
90385V107
1330
157000
SH
SOLE
157000
0
0
ULTRALIFE BATTERIES INC COM
COM
903899102
400
59300
SH
SOLE
59300
0
0
UMPQUA HLDGS CORP COM
COM
904214103
517
32486
SH
SOLE
16750
0
15736
UNION BANKSHARES CORP NEW COM
COM
90539J109
1035
36680
SH
SOLE
26780
0
9900
UNITED FINANCIAL BANCORP INC
COM
910304104
3027
205900
SH
SOLE
168800
0
37100
UNITED GUARDIAN INC COM
COM
910571108
1473
80301
SH
SOLE
80301
0
0
UNIVERSAL TECHNICAL INST INCCO
COM
913915104
475
130000
SH
SOLE
130000
0
0
UTAH MED PRODS INC COM
COM
917488108
399
4800
SH
SOLE
4800
0
0
VALLEY NATL BANCORP COM
COM
919794107
445
50100
SH
SOLE
24600
0
25500
VALUE LINE INC
COM
920437100
861
33089
SH
SOLE
33089
0
0
VERITEX HLDGS INC COM
COM
923451108
2534
118500
SH
SOLE
102300
0
16200
VERSUM MATLS INC COM
COM
92532W103
620
22364
SH
SOLE
11670
0
10694
VIAD CORP COM NEW
COM
92552R406
1867
37282
SH
SOLE
37282
0
0
VICOR CORP COM
COM
925815102
321
8500
SH
SOLE
8500
0
0
VILLAGE SUPER MKT INC CL A NEW
COM
927107409
2149
80381
SH
SOLE
80381
0
0
VITAMIN SHOPPE INC COM
COM
92849E101
261
55000
SH
SOLE
55000
0
0
WABASH NATL CORP COM
COM
929566107
916
70000
SH
SOLE
70000
0
0
WASHINGTON FED INC
COM
938824109
869
32550
SH
SOLE
14000
0
18550
WASHINGTON TR BANCORP COM
COM
940610108
2886
60720
SH
SOLE
50600
0
10120
WATERSTONE FINL INC MD COM
COM
94188P101
1378
82200
SH
SOLE
82200
0
0
WEATHERFORD INTERNATIONAL PLC
COM
G48833100
328
586556
SH
SOLE
586556
0
0
WESTERN NEW ENGLAND BANCORP
COM
958892101
901
89760
SH
SOLE
89760
0
0
WHITING PETE CORP NEW COM
COM
966387409
209
9200
SH
SOLE
4400
0
4800
WIDEOPENWEST INC COM
COM
96758W101
285
40000
SH
SOLE
40000
0
0
WILLAMETTE VY VINEYARD INC COM
COM
969136100
158
23000
SH
SOLE
23000
0
0
WILLDAN GROUP INC COM
COM
96924N100
1014
29000
SH
SOLE
29000
0
0
WINDSTREAM CORP
COM
97382A309
36
17000
SH
SOLE
17000
0
0
WINNEBAGO INDS INC COM
COM
974637100
2327
96100
SH
SOLE
77700
0
18400
WOODWARD INC
COM
980745103
449
6050
SH
SOLE
4000
0
2050
WORLD WRESTLING ENTERTAINMENT
COM
98156Q108
2466
33000
SH
SOLE
33000
0
0
YORK WTR CO COM
COM
987184108
1453
45307
SH
SOLE
45307
0
0
ZAGG INC COM
COM
98884U108
867
88600
SH
SOLE
88600
0
0