0001140361-18-004791.txt : 20180202
0001140361-18-004791.hdr.sgml : 20180202
20180202170111
ACCESSION NUMBER: 0001140361-18-004791
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180202
DATE AS OF CHANGE: 20180202
EFFECTIVENESS DATE: 20180202
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Teton Advisors, Inc.
CENTRAL INDEX KEY: 0001444874
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 134008049
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13534
FILM NUMBER: 18571619
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: (914) 457-1070
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
13F-HR
1
primary_doc.xml
13F-HR
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true
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0001444874
XXXXXXXX
12-31-2017
12-31-2017
Teton Advisors, Inc.
ONE CORPORATE CENTER
RYE
NY
10580
13F HOLDINGS REPORT
028-13534
N
David Goldman
Counsel
914-921-7793
/s/ David Goldman
Rye
NY
01-25-2018
0
427
1086911
false
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419596101
272
12000
SH
SOLE
0
0
12000
HAWKINS INC COM
COM
420261109
2886
82000
SH
SOLE
82000
0
0
HAYNES INTERNATIONAL INC
COM
420877201
929
29000
SH
SOLE
29000
0
0
HC2 HLDGS INC COM
COM
404139107
4225
710000
SH
SOLE
710000
0
0
HEARTLAND FINL USA INC COM
COM
42234Q102
241
4500
SH
SOLE
2000
0
2500
HERC HLDGS INC COM
COM
42704L104
814
13000
SH
SOLE
13000
0
0
HERITAGE COMMERCE CORP COM
COM
426927109
473
30900
SH
SOLE
30900
0
0
HESKA CORPORATION COM NEW
COM
42805E306
882
11000
SH
SOLE
11000
0
0
HEXCEL CORP NEW COM
COM
428291108
677
10952
SH
SOLE
4752
0
6200
HOMESTREET INC COM
COM
43785V102
869
30000
SH
SOLE
30000
0
0
HOPE BANCORP INC COM
COM
43940T109
1622
88896
SH
SOLE
88896
0
0
HUDSON TECHNOLOGIES INC COM
COM
444144109
654
107700
SH
SOLE
107700
0
0
HUTTIG BLDG PRODS INC COM
COM
448451104
5320
800000
SH
SOLE
800000
0
0
ICC HOLDINGS INC
COM
44931Q104
560
34400
SH
SOLE
34400
0
0
ICF INTL INC COM
COM
44925C103
1223
23300
SH
SOLE
23300
0
0
ICPT 3 1/4 7/1/23
CONVERTIBLE BOND
45845PAA6
242
300000
PRN
SOLE
300000
0
0
ICU MEDICAL INC
COM
44930G107
1666
7714
SH
SOLE
5622
0
2092
IMAX CORP COM
COM
45245E109
718
31000
SH
SOLE
31000
0
0
INFINERA CORPORATION COM
COM
45667G103
1244
196600
SH
SOLE
66800
0
129800
INFUSYSTEM HLDGS INC COM
COM
45685K102
1381
600218
SH
SOLE
600218
0
0
INGLES MKTS INC CL A
COM
457030104
6132
177224
SH
SOLE
177224
0
0
INNOPHOS HOLDINGS INC COM
COM
45774N108
327
7000
SH
SOLE
7000
0
0
INNOVATIVE SOLUTIONS & SUPPOCO
COM
45769N105
362
123000
SH
SOLE
123000
0
0
INSIGNIA SYS INC COM
COM
45765Y105
374
314509
SH
SOLE
314509
0
0
INTEGER HOLDINGS CORP
COM
45826H109
1042
23000
SH
SOLE
23000
0
0
INTERDIGITAL INC 1.5 3/1/20
CONVERTIBLE BOND
458660AD9
417
350000
PRN
SOLE
350000
0
0
INTERNAP CORP COM PAR
COM
45885A409
5577
355000
SH
SOLE
355000
0
0
INTEVAC INC COM
COM
461148108
1507
220030
SH
SOLE
220030
0
0
INTRICON CORP COM
COM
46121H109
3418
172617
SH
SOLE
172617
0
0
INVESTORS BANCORP INC
COM
46146L101
1430
103046
SH
SOLE
44250
0
58796
INVITAE CORP COM
COM
46185L103
908
100041
SH
SOLE
100041
0
0
IPHI 1 1/8 12/1/20
CONVERTIBLE BOND
45772FAB3
350
300000
PRN
SOLE
300000
0
0
IRIDIUM COMMUNICATIONS INC COM
COM
46269C102
236
20000
SH
SOLE
20000
0
0
ITERIS INC
COM
46564T107
139
20000
SH
SOLE
20000
0
0
IXYS CORP DEL COM
COM
46600W106
2244
93700
SH
SOLE
93700
0
0
J & J SNACK FOODS CORP
COM
466032109
228
1500
SH
SOLE
1500
0
0
JA SOLAR HOLDINGS CO LTD SPON
COM
466090206
292
39200
SH
SOLE
39200
0
0
JAMBA INC COM NEW
COM
47023A309
414
51352
SH
SOLE
51352
0
0
JASON INDS INC COM
COM
471172106
36
15000
SH
SOLE
15000
0
0
JOHN BEAN TECHNOLOGIES CORP CO
COM
477839104
9712
87649
SH
SOLE
87649
0
0
JOHNSON OUTDOORS INC CL A
COM
479167108
621
10000
SH
SOLE
10000
0
0
K2M GROUP HLDGS INC COM
COM
48273J107
720
40000
SH
SOLE
40000
0
0
KAMAN CORP
COM
483548103
11609
197301
SH
SOLE
197301
0
0
KAR AUCTION SVCS INC COM
COM
48238T109
1868
36979
SH
SOLE
36979
0
0
KEY TECHNOLOGY INC COM
COM
493143101
2409
130707
SH
SOLE
130707
0
0
KIMBALL ELECTRONICS INC COM
COM
49428J109
2117
116000
SH
SOLE
116000
0
0
KIMBALL INTL INC CL B
COM
494274103
10455
560000
SH
SOLE
560000
0
0
KINDRED HEALTHCARE INC COM
COM
494580103
1940
200000
SH
SOLE
200000
0
0
KKR & CO. L.P
COM
48248M102
1913
90843
SH
SOLE
90843
0
0
KN 3 1/4 11/1/21
CONVERTIBLE BOND
49926DAB5
333
300000
PRN
SOLE
300000
0
0
KOPIN CORP COM
COM
500600101
640
200000
SH
SOLE
200000
0
0
LA Z BOY CHAIR CO
COM
505336107
1747
56000
SH
SOLE
56000
0
0
LAKELAND INDS INC.
COM
511795106
178
12211
SH
SOLE
12211
0
0
LANDS END INC NEW COM
COM
51509F105
1760
90000
SH
SOLE
90000
0
0
LAWSON PRODS INC COM
COM
520776105
6601
266714
SH
SOLE
266714
0
0
LAYNE CHRISTENSEN CO COM
COM
521050104
2824
225000
SH
SOLE
225000
0
0
LEGACY TEX FINL GROUP INC COM
COM
52471Y106
2436
57700
SH
SOLE
19800
0
37900
LENDING TREE INC.
COM
52603B107
4017
11800
SH
SOLE
11800
0
0
LIFEWAY FOODS INC COM
COM
531914109
1312
164031
SH
SOLE
164031
0
0
LIMONEIRA CO COM
COM
532746104
3104
138575
SH
SOLE
138575
0
0
LINDSAY CORP
COM
535555106
1337
15164
SH
SOLE
15164
0
0
LITHIA MOTORS INC.
COM
536797103
3090
27200
SH
SOLE
27200
0
0
LSB INDS INC COM
COM
502160104
745
85000
SH
SOLE
85000
0
0
LYDALL INC COM
COM
550819106
5580
109949
SH
SOLE
109949
0
0
MACQUARIE INFRASTRUCTURE COMPA
COM
55608B105
1027
16000
SH
SOLE
16000
0
0
MARCUS CORP COM
COM
566330106
9983
365000
SH
SOLE
365000
0
0
MARINE PRODS CORP COM
COM
568427108
10350
812400
SH
SOLE
812400
0
0
MARINEMAX INC COM
COM
567908108
1464
77449
SH
SOLE
77449
0
0
MARVELL TECHNOLOGY GRP LTD
COM
G5876H105
1539
71700
SH
SOLE
32400
0
39300
MATADOR RES CO COM
COM
576485205
1217
39100
SH
SOLE
17500
0
21600
MATERIALISE NV SPONSORED ADS
COM
57667T100
127
10000
SH
SOLE
10000
0
0
MATERION CORPORATION
COM
576690101
8544
175800
SH
SOLE
175800
0
0
MATTHEWS INTL CORP CL A
COM
577128101
241
4560
SH
SOLE
4560
0
0
MCGRATH RENTCORP COM
COM
580589109
2170
46200
SH
SOLE
27200
0
19000
MDC PARTNERS INC-A
COM
552697104
1121
115000
SH
SOLE
115000
0
0
MEDALLION FINANCIAL CORP
COM
583928106
600
170000
SH
SOLE
170000
0
0
MELINTA THERAPEUTICS INC
COM
58549G100
237
15000
SH
SOLE
15000
0
0
MERCADOLIBRE, INC. 2.250 07/0
CONVERTIBLE BOND
58733RAB8
250
100000
PRN
SOLE
100000
0
0
MERCURY COMPUTER SYS INC COM
COM
589378108
1823
35500
SH
SOLE
35500
0
0
MERIDIAN BIOSCIENCE INC COM
COM
589584101
2170
155000
SH
SOLE
155000
0
0
MESA LABS INC COM
COM
59064R109
4201
33800
SH
SOLE
33800
0
0
METHODE ELECTRS INC CL A
COM
591520200
1155
28800
SH
SOLE
28800
0
0
MGE ENERGY INC
COM
55277P104
2272
36000
SH
SOLE
36000
0
0
MGP INGREDIENTS INC NEW COM
COM
55303J106
5066
65900
SH
SOLE
65900
0
0
MICRON TECHNOLOGY, INC. 3.000
CONVERTIBLE BOND
595112AY9
290
200000
PRN
SOLE
200000
0
0
MIDDLEBY CORP COM
COM
596278101
5992
44400
SH
SOLE
44400
0
0
MIDDLESEX WTR CO COM
COM
596680108
1183
29633
SH
SOLE
29633
0
0
MINERALS TECHNOLOGIES INC
COM
603158106
282
4100
SH
SOLE
4100
0
0
MITCHAM INDS INC COM
COM
606501104
44
14019
SH
SOLE
14019
0
0
MITEK SYS INC COM NEW
COM
606710200
604
67500
SH
SOLE
67500
0
0
MITEL NETWORKS CORP COM
COM
60671Q104
1146
139200
SH
SOLE
55000
0
84200
MODINE MFG CO
COM
607828100
6294
311600
SH
SOLE
311600
0
0
MODUSLINK GLOBAL SOLUTIONS I
COM
60786L206
4059
1630000
SH
SOLE
1630000
0
0
MONEYGRAM INTERNATIONAL INC CO
COM
60935Y208
264
20000
SH
SOLE
20000
0
0
MOSYS INC
COM
619718208
11
10000
SH
SOLE
10000
0
0
MOTORCAR PTS & ACCESSORS INCCO
COM
620071100
600
24000
SH
SOLE
24000
0
0
MOVADO GROUP INC COM
COM
624580106
2093
65000
SH
SOLE
65000
0
0
MSA SAFETY INC COM
COM
553498106
736
9500
SH
SOLE
9500
0
0
MTS SYS CORP COM
COM
553777103
295
5502
SH
SOLE
5502
0
0
MUELLER WATER PRODUCTS INC
COM
624758108
951
75900
SH
SOLE
75900
0
0
MVC CAP COM
COM
553829102
1418
134300
SH
SOLE
134300
0
0
MYERS INDS INC
COM
628464109
12468
639377
SH
SOLE
639377
0
0
MYR GROUP INC DEL COM
COM
55405W104
4576
128074
SH
SOLE
116374
0
11700
NABORS INDUSTRIES LTD SHS
COM
G6359F103
269
39372
SH
SOLE
39372
0
0
NAPCO SEC SYS INC COM
COM
630402105
2369
270757
SH
SOLE
270757
0
0
NATHANS FAMOUS INC NEW COM
COM
632347100
16809
222634
SH
SOLE
222634
0
0
NATIONAL CINEMEDIA INC COM
COM
635309107
240
35000
SH
SOLE
35000
0
0
NAUTILUS INC
COM
63910B102
1416
106031
SH
SOLE
106031
0
0
NAVIGATOR HOLDINGS LTD SHS
COM
Y62132108
1576
160000
SH
SOLE
160000
0
0
NAVIGATORS GROUP INC COM
COM
638904102
244
5010
SH
SOLE
0
0
5010
NAVISTAR INTL CORP COM
COM
63934E108
858
20000
SH
SOLE
20000
0
0
NEOGEN CORP COM
COM
640491106
9927
120750
SH
SOLE
120750
0
0
NEOGENOMICS INC COM NEW
COM
64049M209
1749
197407
SH
SOLE
197407
0
0
NETSCOUT SYS INC COM
COM
64115T104
1460
47950
SH
SOLE
17000
0
30950
NII HLDGS INC COM PAR $0.001
COM
62913F508
339
800000
SH
SOLE
800000
0
0
NUTANIX INC CL A
COM
67059N108
205
5800
SH
SOLE
5800
0
0
OAKTREE CAP GROUP LLC UNIT CL
UNITS
674001201
685
16261
SH
SOLE
6061
0
10200
OCEANFIRST FINL CORP COM
COM
675234108
644
24550
SH
SOLE
24550
0
0
OFG BANCORP
COM
67103X102
189
20150
SH
SOLE
20150
0
0
OIL DRI CORP AMER COM
COM
677864100
5499
132500
SH
SOLE
132500
0
0
OMNICELL INC COM
COM
68213N109
3040
62677
SH
SOLE
50162
0
12515
OMNOVA SOLUTIONS INC COM
COM
682129101
2680
268000
SH
SOLE
268000
0
0
ON SEMICONDUCTOR CORP COM
COM
682189105
895
42720
SH
SOLE
10500
0
32220
OPKO HEALTH INC COM
COM
68375N103
1176
240000
SH
SOLE
240000
0
0
ORBCOMM INC COM
COM
68555P100
5307
521335
SH
SOLE
521335
0
0
ORCHIDS PAPER PRODS CO DEL COM
COM
68572N104
297
23240
SH
SOLE
23240
0
0
ORITANI FINL CORP DEL COM
COM
68633D103
946
57692
SH
SOLE
47000
0
10692
ORTHOFIX INTL N V ORD
COM
N6748L102
2472
45200
SH
SOLE
45200
0
0
OXFORD INDS INC COM
COM
691497309
955
12700
SH
SOLE
6200
0
6500
PANDORA MEDIA INC COM
COM
698354107
623
129272
SH
SOLE
58572
0
70700
PARAMOUNT GROUP INC COM
COM
69924R108
284
17900
SH
SOLE
5700
0
12200
PARK ELECTROCHEMICAL CORP COM
COM
700416209
2854
145228
SH
SOLE
145228
0
0
PARK OHIO HLDGS CORP COM
COM
700666100
7899
171900
SH
SOLE
171900
0
0
PARSLEY ENERGY INC CL A
COM
701877102
512
17400
SH
SOLE
0
0
17400
PATRIOT TRAMSPORTATION HOLDING
COM
70338W105
261
15000
SH
SOLE
15000
0
0
PATTERSON COMPANIES INC
COM
703395103
1172
32444
SH
SOLE
13631
0
18813
PATTERSON-UTI ENERGY INC COM
COM
703481101
1952
84839
SH
SOLE
42593
0
42246
PCSB FINANCIAL CORPORATION COM
COM
69324R104
276
14500
SH
SOLE
14500
0
0
PFSWEB INC COM NEW
COM
717098206
2411
324462
SH
SOLE
324462
0
0
PIER 1 IMPORTS INC SHS BEN INT
COM
720279108
124
30000
SH
SOLE
30000
0
0
PLANTRONICS
COM
727493108
645
12800
SH
SOLE
4100
0
8700
POWELL INDS INC COM
COM
739128106
576
20103
SH
SOLE
20103
0
0
PREFORMED LINE PRODS CO COM
COM
740444104
411
5788
SH
SOLE
5788
0
0
PRG-SCHULTZ INTERNATIONAL INCO
COM
69357C503
1124
158259
SH
SOLE
158259
0
0
PRIMO WTR CORP COM
COM
74165N105
165
13121
SH
SOLE
13121
0
0
PROGRESS SOFTWARE CORP COM
COM
743312100
1752
41158
SH
SOLE
16100
0
25058
PROOFPOINT, INC. 0.750 06/15/
CONVERTIBLE BOND
743424AD5
250
200000
PRN
SOLE
200000
0
0
PTC INC COM
COM
69370C100
440
7246
SH
SOLE
0
0
7246
PZENA INVESTMENT MGMT INC CLAS
COM
74731Q103
1686
158000
SH
SOLE
158000
0
0
QUIDEL CORP COM
COM
74838J101
6375
147061
SH
SOLE
147061
0
0
QUMU CORP COM
COM
749063103
451
190389
SH
SOLE
190389
0
0
RAVEN INDS INC COM
COM
754212108
861
25080
SH
SOLE
25080
0
0
READING INTERNATIONAL INC CL B
COM
755408200
1678
72954
SH
SOLE
72954
0
0
READING INTL INC CL A
COM
755408101
6670
399372
SH
SOLE
399372
0
0
RENASANT CORP COM
COM
75970E107
1512
36971
SH
SOLE
36971
0
0
RGC RES INC COM
COM
74955L103
1783
65850
SH
SOLE
65850
0
0
RLJ ENTMT INC COM NEW
COM
74965F203
1475
401000
SH
SOLE
401000
0
0
RPC INC. COMMON
COM
749660106
2132
83500
SH
SOLE
83500
0
0
RSP PERMIAN INC COM
COM
74978Q105
810
19911
SH
SOLE
7411
0
12500
RTI BIOLOGICS INC COM
COM
74975N105
271
66000
SH
SOLE
66000
0
0
RUSH ENTERPRISES INC CL A
COM
781846209
2561
50405
SH
SOLE
42905
0
7500
RUSH ENTERPRISES INC CL B
COM
781846308
5014
104005
SH
SOLE
104005
0
0
RYMAN HOSPITALITY PPTYS INC CO
COM
78377T107
690
10000
SH
SOLE
10000
0
0
SAFEGUARD SCIENTIFICS INC COM
COM
786449207
661
59024
SH
SOLE
59024
0
0
SALEM COMMUNICATIONS CORP DECL
COM
794093104
2745
610000
SH
SOLE
610000
0
0
SANFILIPPO JOHN B & SON INC CO
COM
800422107
1425
22531
SH
SOLE
22531
0
0
SANOFI-AVENTIS-CVR
WARRANT AND RIGH
80105N113
152
400000
SH
SOLE
400000
0
0
SCHMITT INDS INC ORE COM NEW
COM
806870200
1910
697029
SH
SOLE
697029
0
0
SCHULMAN A INC COM
COM
808194104
2991
80300
SH
SOLE
52200
0
28100
SCIENTIFIC GAMES CORP CL A
COM
80874P109
1796
35000
SH
SOLE
35000
0
0
SCRIPPS E W CO OHIO CL A
COM
811054402
14162
906048
SH
SOLE
906048
0
0
SEQUENTIAL BRNDS GROUP INC NEW
COM
81734P107
28
16000
SH
SOLE
16000
0
0
SHENANDOAH TELECOMMUNICATIONCD
COM
82312B106
15886
470000
SH
SOLE
470000
0
0
SHILOH INDS INC COM
COM
824543102
599
73000
SH
SOLE
73000
0
0
SILVERCREST ASSET MGMT GROUPCL
COM
828359109
1364
85000
SH
SOLE
85000
0
0
SIMMONS 1ST NATL CORP CL A $1
COM
828730200
459
8037
SH
SOLE
8037
0
0
SIMPLY GOOD FOODS CO COM
COM
82900L102
228
16000
SH
SOLE
16000
0
0
SINCLAIR BROADCAST GROUP INCCL
COM
829226109
1249
33000
SH
SOLE
33000
0
0
SJW GROUP
COM
784305104
5796
90804
SH
SOLE
90804
0
0
SKYLINE CORP
COM
830830105
1266
98500
SH
SOLE
98500
0
0
SNYDERS LANCE INC COM
COM
833551104
12199
243600
SH
SOLE
243600
0
0
SONIC AUTOMOTIVE INC CL A
COM
83545G102
1227
66500
SH
SOLE
66500
0
0
SOUTH ST CORP COM
COM
840441109
261
2995
SH
SOLE
2995
0
0
SPWR 4 1/15/23
CONVERTIBLE BOND
867652AL3
345
400000
PRN
SOLE
400000
0
0
STANDARD MTR PRODS INC CLASS A
COM
853666105
5488
122200
SH
SOLE
122200
0
0
STANDEX INTL CORP
COM
854231107
2852
28000
SH
SOLE
28000
0
0
STANLEY FURNITURE INC COM NEW
COM
854305208
35
40000
SH
SOLE
40000
0
0
STARRETT L S CO CL A
COM
855668109
3050
354698
SH
SOLE
354698
0
0
STATE BK FINL CORP COM
COM
856190103
1811
60700
SH
SOLE
50300
0
10400
STEEL PARTNERS HLDGS L P
COM
85814R107
12181
623046
SH
SOLE
623046
0
0
STEELCASE INC CL A
COM
858155203
439
28880
SH
SOLE
8280
0
20600
STERIS PLC SHARES
COM
G84720104
306
3500
SH
SOLE
3500
0
0
STERLING BANCORP/DE
COM
85917A100
3528
143409
SH
SOLE
143409
0
0
STIFEL FINL CORP COM
COM
860630102
1044
17532
SH
SOLE
5500
0
12032
STONERIDGE INC
COM
86183P102
6252
273498
SH
SOLE
273498
0
0
STRATASYS LTD SHS
COM
M85548101
319
16000
SH
SOLE
16000
0
0
STRATTEC SECURITY CORP.
COM
863111100
7739
177700
SH
SOLE
177700
0
0
SUNOPTA INC COM
COM
8676EP108
2415
311664
SH
SOLE
311664
0
0
SUPERIOR INDS INTL INC
COM
868168105
7054
475000
SH
SOLE
475000
0
0
SURMODICS INC COM
COM
868873100
7750
276792
SH
SOLE
276792
0
0
SVB FINL GROUP COM
COM
78486Q101
408
1745
SH
SOLE
148
0
1597
SWK 5 3/8 5/15/20
CONVERTIBLE PREF
854502887
369
3007
SH
SOLE
3007
0
0
S&W SEED CO COM
COM
785135104
208
53234
SH
SOLE
53234
0
0
TEAM INC COM
COM
878155100
5215
350000
SH
SOLE
350000
0
0
TEJON RANCH CO DEL COM
COM
879080109
3488
168000
SH
SOLE
168000
0
0
TENNANT CO
COM
880345103
3582
49300
SH
SOLE
49300
0
0
TENNECO INC
COM
880349105
2166
37000
SH
SOLE
37000
0
0
TETRAPHASE PHARMACEUTICALS ICO
COM
88165N105
189
30000
SH
SOLE
30000
0
0
THESTREET INC
COM
88368Q103
102
70000
SH
SOLE
70000
0
0
TIMKENSTEEL CORP COM
COM
887399103
3798
250000
SH
SOLE
250000
0
0
TITAN INTL INC ILL COM
COM
88830M102
451
35000
SH
SOLE
35000
0
0
TITAN MACHY INC COM
COM
88830R101
2851
134688
SH
SOLE
134688
0
0
TOWER INTL INC COM
COM
891826109
1021
33425
SH
SOLE
33425
0
0
TOWNSQUARE MEDIA INC CL A
COM
892231101
722
94000
SH
SOLE
94000
0
0
TRANSACT TECHNOLOGIES INC COM
COM
892918103
1712
129200
SH
SOLE
129200
0
0
TREDEGAR INDS INC
COM
894650100
9734
507000
SH
SOLE
507000
0
0
TRINITY BIOTECH PLC SPON ADR N
COM
896438306
1182
231730
SH
SOLE
231730
0
0
TRISTATE CAP HLDGS INC COM
COM
89678F100
230
10000
SH
SOLE
10000
0
0
TRONC INC COM
COM
89703P107
462
26257
SH
SOLE
26257
0
0
TRUSTCO BK CORP N Y COM
COM
898349105
598
65000
SH
SOLE
65000
0
0
TUESDAY MORNING CORP COM NEW
COM
899035505
149
54000
SH
SOLE
54000
0
0
TWIN DISC INC COM
COM
901476101
9248
348069
SH
SOLE
348069
0
0
TYLER TECHNOLOGIES INC COM
COM
902252105
602
3400
SH
SOLE
3400
0
0
ULTRA CLEAN HLDGS INC COM
COM
90385V107
3625
157000
SH
SOLE
157000
0
0
ULTRALIFE BATTERIES INC COM
COM
903899102
164
25000
SH
SOLE
25000
0
0
UMPQUA HLDGS CORP COM
COM
904214103
434
20886
SH
SOLE
14250
0
6636
UNITED FINANCIAL BANCORP INC
COM
910304104
2960
167800
SH
SOLE
149600
0
18200
UNITED GUARDIAN INC COM
COM
910571108
1441
77900
SH
SOLE
77900
0
0
UNIVERSAL TECHNICAL INST INCCO
COM
913915104
175
73000
SH
SOLE
73000
0
0
UTAH MED PRODS INC COM
COM
917488108
407
5000
SH
SOLE
5000
0
0
VALUE LINE INC
COM
920437100
640
33089
SH
SOLE
33089
0
0
VEECO INSTRS INC DEL COM
COM
922417100
341
22986
SH
SOLE
22986
0
0
VERSUM MATLS INC COM
COM
92532W103
886
23401
SH
SOLE
11425
0
11976
VIAD CORP COM NEW
COM
92552R406
2065
37282
SH
SOLE
37282
0
0
VICOR CORP COM
COM
925815102
690
33000
SH
SOLE
33000
0
0
VIDEOCON D2H LTD ADR
COM
92657J101
396
41675
SH
SOLE
41675
0
0
VILLAGE SUPER MKT INC CL A NEW
COM
927107409
976
42581
SH
SOLE
42581
0
0
VITAMIN SHOPPE INC COM
COM
92849E101
88
20000
SH
SOLE
20000
0
0
W 3/8 9/1/22 144A
CONVERTIBLE BOND
94419LAA9
233
223000
PRN
SOLE
223000
0
0
WABASH NATL CORP COM
COM
929566107
1519
70000
SH
SOLE
70000
0
0
WASHINGTON FED INC
COM
938824109
875
25550
SH
SOLE
7000
0
18550
WASHINGTON TR BANCORP COM
COM
940610108
3196
60020
SH
SOLE
49900
0
10120
WATERSTONE FINL INC MD COM
COM
94188P101
1673
98100
SH
SOLE
88000
0
10100
WELLTOWER INC CV PFD 6.500
CONVERTIBLE PREF
95040Q203
240
4000
SH
SOLE
4000
0
0
WESTERN NEW ENGLAND BANCORP
COM
958892101
949
87100
SH
SOLE
87100
0
0
WIDEOPENWEST INC COM
COM
96758W101
164
15500
SH
SOLE
15500
0
0
WILLAMETTE VY VINEYARD INC COM
COM
969136100
190
23000
SH
SOLE
23000
0
0
WINDSTREAM HLDGS INC COM NEW
COM
97382A200
1069
577914
SH
SOLE
577914
0
0
WINNEBAGO INDS INC COM
COM
974637100
3392
61000
SH
SOLE
61000
0
0
WOODWARD INC
COM
980745103
417
5450
SH
SOLE
3400
0
2050
WORLD WRESTLING ENTERTAINMENT
COM
98156Q108
1040
34000
SH
SOLE
34000
0
0
XENITH BANKSHARES INC NEW
COM
984102202
592
17512
SH
SOLE
17512
0
0
XO GROUP INC COM
COM
983772104
1384
74991
SH
SOLE
74991
0
0
YORK WTR CO COM
COM
987184108
1493
44037
SH
SOLE
44037
0
0
ZAGG INC COM
COM
98884U108
1635
88600
SH
SOLE
88600
0
0