0001140361-17-040542.txt : 20171101
0001140361-17-040542.hdr.sgml : 20171101
20171101170310
ACCESSION NUMBER: 0001140361-17-040542
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171101
DATE AS OF CHANGE: 20171101
EFFECTIVENESS DATE: 20171101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Teton Advisors, Inc.
CENTRAL INDEX KEY: 0001444874
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 134008049
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13534
FILM NUMBER: 171169750
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: (914) 457-1070
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
13F-HR
1
primary_doc.xml
13F-HR
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true
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0001444874
XXXXXXXX
09-30-2017
09-30-2017
Teton Advisors, Inc.
ONE CORPORATE CENTER
RYE
NY
10580
13F HOLDINGS REPORT
028-13534
N
David Goldman
Counsel
914-921-7793
/s/ David Goldman
Rye
NY
10-27-2017
0
427
1077840
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COM
410315105
584
17954
SH
SOLE
17954
0
0
HANESBRANDS INC COM
COM
410345102
605
24564
SH
SOLE
11064
0
13500
HAVERTY FURNITURE INC COM
COM
419596101
583
22300
SH
SOLE
10300
0
12000
HAWKINS INC COM
COM
420261109
4308
105600
SH
SOLE
105600
0
0
HAYNES INTERNATIONAL INC
COM
420877201
1077
30000
SH
SOLE
30000
0
0
HC2 HLDGS INC COM
COM
404139107
3749
710000
SH
SOLE
710000
0
0
HEARTLAND FINL USA INC COM
COM
42234Q102
222
4500
SH
SOLE
2000
0
2500
HERC HLDGS INC COM
COM
42704L104
688
14000
SH
SOLE
14000
0
0
HERITAGE COMMERCE CORP COM
COM
426927109
440
30900
SH
SOLE
30900
0
0
HESKA CORPORATION COM NEW
COM
42805E306
969
11000
SH
SOLE
11000
0
0
HEXCEL CORP NEW COM
COM
428291108
629
10952
SH
SOLE
4752
0
6200
HOMESTREET INC COM
COM
43785V102
810
30000
SH
SOLE
30000
0
0
HOPE BANCORP INC COM
COM
43940T109
1574
88896
SH
SOLE
88896
0
0
HUDSON TECHNOLOGIES INC COM
COM
444144109
841
107700
SH
SOLE
107700
0
0
HUTTIG BLDG PRODS INC COM
COM
448451104
6107
865000
SH
SOLE
865000
0
0
ICC HOLDINGS INC
COM
44931Q104
619
34400
SH
SOLE
34400
0
0
ICF INTL INC COM
COM
44925C103
1257
23300
SH
SOLE
23300
0
0
ICPT 3 1/4 7/1/23
CONVERTIBLE BOND
45845PAA6
232
300000
PRN
SOLE
300000
0
0
ICU MEDICAL INC
COM
44930G107
1434
7714
SH
SOLE
5622
0
2092
IMAX CORP COM
COM
45245E109
702
31000
SH
SOLE
31000
0
0
INFINERA CORPORATION COM
COM
45667G103
1044
117700
SH
SOLE
39300
0
78400
INFUSYSTEM HLDGS INC COM
COM
45685K102
1230
600218
SH
SOLE
600218
0
0
INGLES MKTS INC CL A
COM
457030104
4555
177224
SH
SOLE
177224
0
0
INNOPHOS HOLDINGS INC COM
COM
45774N108
344
7000
SH
SOLE
7000
0
0
INNOVATIVE SOLUTIONS & SUPPOCO
COM
45769N105
448
123000
SH
SOLE
123000
0
0
INSIGNIA SYS INC COM
COM
45765Y105
340
314509
SH
SOLE
314509
0
0
INTEGER HOLDINGS CORP
COM
45826H109
1176
23000
SH
SOLE
23000
0
0
INTERDIGITAL INC 1.5 3/1/20
CONVERTIBLE BOND
458660AD9
410
350000
PRN
SOLE
350000
0
0
INTERNAP NETWORK SVCS CORP COM
COM
45885A300
6094
1401000
SH
SOLE
1401000
0
0
INTEVAC INC COM
COM
461148108
1859
220030
SH
SOLE
220030
0
0
INTRICON CORP COM
COM
46121H109
2161
178617
SH
SOLE
178617
0
0
INVENTURE FOODS INC
COM
461212102
2145
457331
SH
SOLE
457331
0
0
INVESTORS BANCORP INC
COM
46146L101
1406
103046
SH
SOLE
44250
0
58796
INVITAE CORP COM
COM
46185L103
703
75041
SH
SOLE
75041
0
0
IPHI 1 1/8 12/1/20
CONVERTIBLE BOND
45772FAB3
365
300000
PRN
SOLE
300000
0
0
IRIDIUM COMMUNICATIONS INC COM
COM
46269C102
206
20000
SH
SOLE
20000
0
0
ITERIS INC
COM
46564T107
133
20000
SH
SOLE
20000
0
0
IXYS CORP DEL COM
COM
46600W106
2221
93700
SH
SOLE
93700
0
0
JA SOLAR HOLDINGS CO LTD SPON
COM
466090206
299
39200
SH
SOLE
39200
0
0
JAMBA INC COM NEW
COM
47023A309
444
51352
SH
SOLE
51352
0
0
JASON INDS INC COM
COM
471172106
24
15000
SH
SOLE
15000
0
0
JOHN BEAN TECHNOLOGIES CORP CO
COM
477839104
8861
87649
SH
SOLE
87649
0
0
JOHNSON OUTDOORS INC CL A
COM
479167108
733
10000
SH
SOLE
10000
0
0
K2M GROUP HLDGS INC COM
COM
48273J107
212
10000
SH
SOLE
10000
0
0
KAMAN CORP
COM
483548103
11005
197301
SH
SOLE
197301
0
0
KAR AUCTION SVCS INC COM
COM
48238T109
1765
36979
SH
SOLE
36979
0
0
KEY TECHNOLOGY INC COM
COM
493143101
2469
130707
SH
SOLE
130707
0
0
KIMBALL ELECTRONICS INC COM
COM
49428J109
3031
140000
SH
SOLE
140000
0
0
KIMBALL INTL INC CL B
COM
494274103
11526
583000
SH
SOLE
583000
0
0
KINDRED HEALTHCARE INC COM
COM
494580103
1292
190000
SH
SOLE
190000
0
0
KKR & CO. L.P
COM
48248M102
1847
90843
SH
SOLE
90843
0
0
KN 3 1/4 11/1/21
CONVERTIBLE BOND
49926DAB5
339
300000
PRN
SOLE
300000
0
0
KOPIN CORP COM
COM
500600101
771
185000
SH
SOLE
185000
0
0
LA Z BOY CHAIR CO
COM
505336107
1533
57000
SH
SOLE
57000
0
0
LAKELAND INDS INC.
COM
511795106
172
12211
SH
SOLE
12211
0
0
LANDAUER INC
COM
51476K103
538
8000
SH
SOLE
8000
0
0
LANDS END INC NEW COM
COM
51509F105
1162
88000
SH
SOLE
88000
0
0
LAWSON PRODS INC COM
COM
520776105
6721
266714
SH
SOLE
266714
0
0
LAYNE CHRISTENSEN CO COM
COM
521050104
2824
225000
SH
SOLE
225000
0
0
LEGACY TEX FINL GROUP INC COM
COM
52471Y106
2303
57700
SH
SOLE
19800
0
37900
LENDING TREE INC.
COM
52603B107
4498
18400
SH
SOLE
18400
0
0
LIFEWAY FOODS INC COM
COM
531914109
1450
162931
SH
SOLE
162931
0
0
LIMONEIRA CO COM
COM
532746104
3211
138575
SH
SOLE
138575
0
0
LINDSAY CORP
COM
535555106
1394
15164
SH
SOLE
15164
0
0
LITHIA MOTORS INC.
COM
536797103
3272
27200
SH
SOLE
27200
0
0
LSB INDS INC COM
COM
502160104
675
85000
SH
SOLE
85000
0
0
LYDALL INC COM
COM
550819106
6300
109949
SH
SOLE
109949
0
0
MACQUARIE INFRASTRUCTURE COMPA
COM
55608B105
1155
16000
SH
SOLE
16000
0
0
MARCUS CORP COM
COM
566330106
10111
365000
SH
SOLE
365000
0
0
MARINE PRODS CORP COM
COM
568427108
13039
812400
SH
SOLE
812400
0
0
MARINEMAX INC COM
COM
567908108
1282
77449
SH
SOLE
77449
0
0
MARVELL TECHNOLOGY GRP LTD
COM
G5876H105
1283
71700
SH
SOLE
32400
0
39300
MATADOR RES CO COM
COM
576485205
1062
39100
SH
SOLE
17500
0
21600
MATERIALISE NV SPONSORED ADS
COM
57667T100
146
10000
SH
SOLE
10000
0
0
MATERION CORPORATION
COM
576690101
7586
175800
SH
SOLE
175800
0
0
MATTHEWS INTL CORP CL A
COM
577128101
284
4560
SH
SOLE
4560
0
0
MCGRATH RENTCORP COM
COM
580589109
2021
46200
SH
SOLE
27200
0
19000
MDC PARTNERS INC-A
COM
552697104
1265
115000
SH
SOLE
115000
0
0
MDCO 2 3/4 7/15/23
CONVERTIBLE BOND
584688AG0
315
300000
PRN
SOLE
300000
0
0
MEDALLION FINANCIAL CORP
COM
583928106
358
165000
SH
SOLE
165000
0
0
MERCADOLIBRE INC. 2.250 07/0
CONVERTIBLE BOND
58733RAB8
209
100000
PRN
SOLE
100000
0
0
MERCURY COMPUTER SYS INC COM
COM
589378108
1842
35500
SH
SOLE
35500
0
0
MERIDIAN BIOSCIENCE INC COM
COM
589584101
2217
155000
SH
SOLE
155000
0
0
MESA LABS INC COM
COM
59064R109
5122
34300
SH
SOLE
34300
0
0
METHODE ELECTRS INC CL A
COM
591520200
1220
28800
SH
SOLE
28800
0
0
MGE ENERGY INC
COM
55277P104
2326
36000
SH
SOLE
36000
0
0
MGP INGREDIENTS INC NEW COM
COM
55303J106
4359
71900
SH
SOLE
71900
0
0
MICRON TECHNOLOGY INC. 3.000
CONVERTIBLE BOND
595112AY9
273
200000
PRN
SOLE
200000
0
0
MIDDLEBY CORP COM
COM
596278101
5691
44400
SH
SOLE
44400
0
0
MIDDLESEX WTR CO COM
COM
596680108
1175
29933
SH
SOLE
29933
0
0
MINERALS TECHNOLOGIES INC
COM
603158106
290
4100
SH
SOLE
4100
0
0
MITCHAM INDS INC COM
COM
606501104
36
10319
SH
SOLE
10319
0
0
MITEK SYS INC COM NEW
COM
606710200
641
67500
SH
SOLE
67500
0
0
MITEL NETWORKS CORP COM
COM
60671Q104
864
103000
SH
SOLE
46900
0
56100
MODINE MFG CO
COM
607828100
6287
326600
SH
SOLE
326600
0
0
MODUSLINK GLOBAL SOLUTIONS I
COM
60786L206
3083
1639800
SH
SOLE
1639800
0
0
MONEYGRAM INTERNATIONAL INC CO
COM
60935Y208
322
20000
SH
SOLE
20000
0
0
MOTORCAR PTS & ACCESSORS INCCO
COM
620071100
707
24000
SH
SOLE
24000
0
0
MOVADO GROUP INC COM
COM
624580106
1820
65000
SH
SOLE
65000
0
0
MSA SAFETY INC COM
COM
553498106
755
9500
SH
SOLE
9500
0
0
MTS SYS CORP COM
COM
553777103
294
5502
SH
SOLE
5502
0
0
MUELLER WATER PRODUCTS INC
COM
624758108
972
75900
SH
SOLE
75900
0
0
MVC CAP COM
COM
553829102
1344
134300
SH
SOLE
134300
0
0
MYERS INDS INC
COM
628464109
12840
612900
SH
SOLE
612900
0
0
MYR GROUP INC DEL COM
COM
55405W104
4099
140674
SH
SOLE
116374
0
24300
MYRIAD GENETICS INC COM
COM
62855J104
492
13600
SH
SOLE
5200
0
8400
NAPCO SEC SYS INC COM
COM
630402105
2613
269357
SH
SOLE
269357
0
0
NATHANS FAMOUS INC NEW COM
COM
632347100
16554
223850
SH
SOLE
223850
0
0
NATIONAL CINEMEDIA INC COM
COM
635309107
84
12000
SH
SOLE
12000
0
0
NAUTILUS INC
COM
63910B102
1792
106031
SH
SOLE
106031
0
0
NAVIGATOR HOLDINGS LTD SHS
COM
Y62132108
1665
150000
SH
SOLE
150000
0
0
NAVIGATORS GROUP INC COM
COM
638904102
292
5010
SH
SOLE
0
0
5010
NAVISTAR INTL CORP COM
COM
63934E108
881
20000
SH
SOLE
20000
0
0
NEOGEN CORP COM
COM
640491106
9508
122750
SH
SOLE
122750
0
0
NEOGENOMICS INC COM NEW
COM
64049M209
2197
197407
SH
SOLE
197407
0
0
NETSCOUT SYS INC COM
COM
64115T104
1551
47950
SH
SOLE
17000
0
30950
NII HLDGS INC COM PAR $0.001
COM
62913F508
92
200000
SH
SOLE
200000
0
0
NUTANIX INC CL A
COM
67059N108
405
18100
SH
SOLE
18100
0
0
OAKTREE CAP GROUP LLC UNIT CL
UNITS
674001201
666
14161
SH
SOLE
6061
0
8100
OCEANFIRST FINL CORP COM
COM
675234108
675
24550
SH
SOLE
24550
0
0
OFG BANCORP
COM
67103X102
184
20150
SH
SOLE
20150
0
0
OIL DRI CORP AMER COM
COM
677864100
6278
128300
SH
SOLE
128300
0
0
OMEGA PROTEIN CORP COM
COM
68210P107
728
43700
SH
SOLE
43700
0
0
OMNICELL INC COM
COM
68213N109
3200
62677
SH
SOLE
50162
0
12515
OMNOVA SOLUTIONS INC COM
COM
682129101
2847
260000
SH
SOLE
260000
0
0
ON SEMICONDUCTOR CORP COM
COM
682189105
789
42720
SH
SOLE
10500
0
32220
OPKO HEALTH INC COM
COM
68375N103
1646
240000
SH
SOLE
240000
0
0
ORBCOMM INC COM
COM
68555P100
5458
521335
SH
SOLE
521335
0
0
ORITANI FINL CORP DEL COM
COM
68633D103
969
57692
SH
SOLE
47000
0
10692
ORTHOFIX INTL N V ORD
COM
N6748L102
2136
45200
SH
SOLE
45200
0
0
OXFORD INDS INC COM
COM
691497309
807
12700
SH
SOLE
6200
0
6500
PANDORA MEDIA INC COM
COM
698354107
583
75721
SH
SOLE
35921
0
39800
PARAMOUNT GROUP INC COM
COM
69924R108
286
17900
SH
SOLE
5700
0
12200
PARK ELECTROCHEMICAL CORP COM
COM
700416209
2465
133228
SH
SOLE
133228
0
0
PARK OHIO HLDGS CORP COM
COM
700666100
7839
171900
SH
SOLE
171900
0
0
PARSLEY ENERGY INC CL A
COM
701877102
458
17400
SH
SOLE
0
0
17400
PATRIOT TRAMSPORTATION HOLDING
COM
70338W105
299
15000
SH
SOLE
15000
0
0
PATTERSON COMPANIES INC
COM
703395103
1244
32196
SH
SOLE
13383
0
18813
PATTERSON-UTI ENERGY INC COM
COM
703481101
1731
82646
SH
SOLE
40400
0
42246
PCSB FINANCIAL CORPORATION COM
COM
69324R104
273
14500
SH
SOLE
14500
0
0
PFSWEB INC COM NEW
COM
717098206
2500
299362
SH
SOLE
299362
0
0
PIER 1 IMPORTS INC SHS BEN INT
COM
720279108
147
35000
SH
SOLE
35000
0
0
PLANTRONICS
COM
727493108
566
12800
SH
SOLE
4100
0
8700
POWELL INDS INC COM
COM
739128106
603
20103
SH
SOLE
20103
0
0
PREFORMED LINE PRODS CO COM
COM
740444104
390
5788
SH
SOLE
5788
0
0
PRG-SCHULTZ INTERNATIONAL INCO
COM
69357C503
1108
158259
SH
SOLE
158259
0
0
PRIMO WTR CORP COM
COM
74165N105
155
13060
SH
SOLE
13060
0
0
PROGRESS SOFTWARE CORP COM
COM
743312100
1571
41158
SH
SOLE
16100
0
25058
PROOFPOINT INC. 0.750 06/15/
CONVERTIBLE BOND
743424AD5
250
200000
PRN
SOLE
200000
0
0
PTC INC COM
COM
69370C100
408
7246
SH
SOLE
0
0
7246
PZENA INVESTMENT MGMT INC CLAS
COM
74731Q103
1721
158000
SH
SOLE
158000
0
0
QUIDEL CORP COM
COM
74838J101
6450
147061
SH
SOLE
147061
0
0
QUMU CORP COM
COM
749063103
573
190389
SH
SOLE
190389
0
0
RAVEN INDS INC COM
COM
754212108
813
25080
SH
SOLE
25080
0
0
READING INTERNATIONAL INC CL B
COM
755408200
1385
71404
SH
SOLE
71404
0
0
READING INTL INC CL A
COM
755408101
6086
387172
SH
SOLE
387172
0
0
RENASANT CORP COM
COM
75970E107
1586
36971
SH
SOLE
36971
0
0
RGC RES INC COM
COM
74955L103
1881
65850
SH
SOLE
65850
0
0
RLJ ENTMT INC COM NEW
COM
74965F203
1380
388683
SH
SOLE
388683
0
0
RPC INC. COMMON
COM
749660106
2169
87500
SH
SOLE
87500
0
0
RSP PERMIAN INC COM
COM
74978Q105
256
7411
SH
SOLE
7411
0
0
RTI BIOLOGICS INC COM
COM
74975N105
300
66000
SH
SOLE
66000
0
0
RUSH ENTERPRISES INC CL A
COM
781846209
2366
51105
SH
SOLE
43605
0
7500
RUSH ENTERPRISES INC CL B
COM
781846308
4537
104005
SH
SOLE
104005
0
0
RYMAN HOSPITALITY PPTYS INC CO
COM
78377T107
625
10000
SH
SOLE
10000
0
0
SAFEGUARD SCIENTIFICS INC COM
COM
786449207
901
67524
SH
SOLE
67524
0
0
SALEM COMMUNICATIONS CORP DECL
COM
794093104
4092
620008
SH
SOLE
620008
0
0
SANFILIPPO JOHN B & SON INC CO
COM
800422107
1517
22531
SH
SOLE
22531
0
0
SANOFI-AVENTIS-CVR
WARRANT AND RIGH
80105N113
144
400000
SH
SOLE
400000
0
0
SCHMITT INDS INC ORE COM NEW
COM
806870200
175
94541
SH
SOLE
94541
0
0
SCHULMAN A INC COM
COM
808194104
3425
100300
SH
SOLE
72200
0
28100
SCIENTIFIC GAMES CORP CL A
COM
80874P109
2063
45000
SH
SOLE
45000
0
0
SCRIPPS E W CO OHIO CL A
COM
811054402
17315
906048
SH
SOLE
906048
0
0
SEQUENTIAL BRNDS GROUP INC NEW
COM
81734P107
30
10000
SH
SOLE
10000
0
0
SHENANDOAH TELECOMMUNICATIONCD
COM
82312B106
17856
480000
SH
SOLE
480000
0
0
SHILOH INDS INC COM
COM
824543102
759
73000
SH
SOLE
73000
0
0
SILVERCREST ASSET MGMT GROUPCL
COM
828359109
1237
85000
SH
SOLE
85000
0
0
SINCLAIR BROADCAST GROUP INCCL
COM
829226109
1058
33000
SH
SOLE
33000
0
0
SJW GROUP
COM
784305104
5598
98904
SH
SOLE
98904
0
0
SKYLINE CORP
COM
830830105
1090
90172
SH
SOLE
90172
0
0
SNYDERS LANCE INC COM
COM
833551104
9291
243600
SH
SOLE
243600
0
0
SONIC AUTOMOTIVE INC CL A
COM
83545G102
1357
66500
SH
SOLE
66500
0
0
SOUTH ST CORP COM
COM
840441109
270
2995
SH
SOLE
2995
0
0
SOUTHWEST BANCORP INC OKLA COM
COM
844767103
567
20594
SH
SOLE
20594
0
0
SPWR 4 1/15/23
CONVERTIBLE BOND
867652AL3
249
300000
PRN
SOLE
300000
0
0
STANDARD MTR PRODS INC CLASS A
COM
853666105
5896
122200
SH
SOLE
122200
0
0
STANDEX INTL CORP
COM
854231107
2974
28000
SH
SOLE
28000
0
0
STANLEY FURNITURE INC COM NEW
COM
854305208
30
25000
SH
SOLE
25000
0
0
STARRETT L S CO CL A
COM
855668109
3102
348498
SH
SOLE
348498
0
0
STATE BK FINL CORP COM
COM
856190103
1281
44700
SH
SOLE
34300
0
10400
STEEL PARTNERS HLDGS L P
COM
85814R107
11402
623046
SH
SOLE
623046
0
0
STEELCASE INC CL A
COM
858155203
351
22780
SH
SOLE
8280
0
14500
STERIS PLC SHARES
COM
G84720104
309
3500
SH
SOLE
3500
0
0
STERLING BANCORP/DE
COM
85917A100
3535
143409
SH
SOLE
143409
0
0
STIFEL FINL CORP COM
COM
860630102
937
17532
SH
SOLE
5500
0
12032
STONERIDGE INC
COM
86183P102
5920
298824
SH
SOLE
298824
0
0
STRATASYS LTD SHS
COM
M85548101
370
16000
SH
SOLE
16000
0
0
STRATTEC SECURITY CORP.
COM
863111100
7268
177700
SH
SOLE
177700
0
0
SUNOPTA INC COM
COM
8676EP108
2711
311664
SH
SOLE
311664
0
0
SUPERIOR INDS INTL INC
COM
868168105
7992
480000
SH
SOLE
480000
0
0
SURMODICS INC COM
COM
868873100
8581
276792
SH
SOLE
276792
0
0
SVB FINL GROUP COM
COM
78486Q101
326
1745
SH
SOLE
148
0
1597
SWK 5 3/8 5/15/20
CONVERTIBLE PREF
854502887
345
3007
SH
SOLE
3007
0
0
TEAM INC COM
COM
878155100
5273
395000
SH
SOLE
395000
0
0
TEJON RANCH CO DEL COM
COM
879080109
2827
134000
SH
SOLE
134000
0
0
TENNANT CO
COM
880345103
3264
49300
SH
SOLE
49300
0
0
TENNECO INC
COM
880349105
2245
37000
SH
SOLE
37000
0
0
TESCO CORP COM
COM
88157K101
316
57900
SH
SOLE
57900
0
0
TETRAPHASE PHARMACEUTICALS ICO
COM
88165N105
205
30000
SH
SOLE
30000
0
0
THESTREET INC
COM
88368Q103
76
70000
SH
SOLE
70000
0
0
TIMKENSTEEL CORP COM
COM
887399103
2340
141799
SH
SOLE
141799
0
0
TITAN INTL INC ILL COM
COM
88830M102
355
35000
SH
SOLE
35000
0
0
TITAN MACHY INC COM
COM
88830R101
2023
130233
SH
SOLE
130233
0
0
TOWER INTL INC COM
COM
891826109
909
33425
SH
SOLE
33425
0
0
TOWNSQUARE MEDIA INC CL A
COM
892231101
940
94000
SH
SOLE
94000
0
0
TRANSACT TECHNOLOGIES INC COM
COM
892918103
1299
133200
SH
SOLE
133200
0
0
TREDEGAR INDS INC
COM
894650100
9137
507600
SH
SOLE
507600
0
0
TRINITY BIOTECH PLC SPON ADR N
COM
896438306
1300
231730
SH
SOLE
231730
0
0
TRISTATE CAP HLDGS INC COM
COM
89678F100
229
10000
SH
SOLE
10000
0
0
TRONC INC COM
COM
89703P107
382
26257
SH
SOLE
26257
0
0
TRUSTCO BK CORP N Y COM
COM
898349105
579
65000
SH
SOLE
65000
0
0
TUESDAY MORNING CORP COM NEW
COM
899035505
173
54000
SH
SOLE
54000
0
0
TWIN DISC INC COM
COM
901476101
6291
338069
SH
SOLE
338069
0
0
TYLER TECHNOLOGIES INC COM
COM
902252105
593
3400
SH
SOLE
3400
0
0
ULTRA CLEAN HLDGS INC COM
COM
90385V107
4807
157000
SH
SOLE
157000
0
0
ULTRALIFE BATTERIES INC COM
COM
903899102
169
25000
SH
SOLE
25000
0
0
UMPQUA HLDGS CORP COM
COM
904214103
407
20886
SH
SOLE
14250
0
6636
UNITED FINANCIAL BANCORP INC
COM
910304104
3069
167800
SH
SOLE
149600
0
18200
UNITED GUARDIAN INC COM
COM
910571108
1519
77900
SH
SOLE
77900
0
0
UNIVERSAL TECHNICAL INST INCCO
COM
913915104
260
75000
SH
SOLE
75000
0
0
UTAH MED PRODS INC COM
COM
917488108
368
5000
SH
SOLE
5000
0
0
VALUE LINE INC
COM
920437100
583
33089
SH
SOLE
33089
0
0
VEECO INSTRS INC DEL COM
COM
922417100
492
22986
SH
SOLE
22986
0
0
VERSUM MATLS INC COM
COM
92532W103
908
23401
SH
SOLE
11425
0
11976
VIAD CORP COM NEW
COM
92552R406
2270
37282
SH
SOLE
37282
0
0
VICOR CORP COM
COM
925815102
873
37000
SH
SOLE
37000
0
0
VIDEOCON D2H LTD ADR
COM
92657J101
371
41675
SH
SOLE
41675
0
0
VILLAGE SUPER MKT INC CL A NEW
COM
927107409
1053
42581
SH
SOLE
42581
0
0
W 3/8 9/1/22 144A
CONVERTIBLE BOND
94419LAA9
216
223000
PRN
SOLE
223000
0
0
WABASH NATL CORP COM
COM
929566107
1597
70000
SH
SOLE
70000
0
0
WASHINGTON FED INC
COM
938824109
860
25550
SH
SOLE
7000
0
18550
WASHINGTON TR BANCORP COM
COM
940610108
3436
60020
SH
SOLE
49900
0
10120
WATERSTONE FINL INC MD COM
COM
94188P101
1913
98100
SH
SOLE
88000
0
10100
WELLTOWER INC CV PFD 6.500
CONVERTIBLE PREF
95040Q203
254
4000
SH
SOLE
4000
0
0
WESTERN NEW ENGLAND BANCORP
COM
958892101
949
87100
SH
SOLE
87100
0
0
WILLAMETTE VY VINEYARD INC COM
COM
969136100
182
23000
SH
SOLE
23000
0
0
WINDSTREAM HLDGS INC COM NEW
COM
97382A200
846
477914
SH
SOLE
477914
0
0
WINNEBAGO INDS INC COM
COM
974637100
2730
61000
SH
SOLE
61000
0
0
WOODWARD INC
COM
980745103
423
5450
SH
SOLE
3400
0
2050
WORLD WRESTLING ENTERTAINMENT
COM
98156Q108
801
34000
SH
SOLE
34000
0
0
XENITH BANKSHARES INC NEW
COM
984102202
569
17512
SH
SOLE
17512
0
0
XO GROUP INC COM
COM
983772104
1475
74991
SH
SOLE
74991
0
0
YORK WTR CO COM
COM
987184108
1493
44037
SH
SOLE
44037
0
0
ZAGG INC COM
COM
98884U108
1395
88600
SH
SOLE
88600
0
0