0001140361-17-030074.txt : 20170803
0001140361-17-030074.hdr.sgml : 20170803
20170803170945
ACCESSION NUMBER: 0001140361-17-030074
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170803
DATE AS OF CHANGE: 20170803
EFFECTIVENESS DATE: 20170803
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Teton Advisors, Inc.
CENTRAL INDEX KEY: 0001444874
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 134008049
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13534
FILM NUMBER: 171005979
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: (914) 457-1070
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001444874
XXXXXXXX
06-30-2017
06-30-2017
Teton Advisors, Inc.
ONE CORPORATE CENTER
RYE
NY
10580
13F HOLDINGS REPORT
028-13534
N
David Goldman
Counsel
914-921-7793
/s/ David Goldman
Rye
NY
07-28-2017
0
428
1018422
false
INFORMATION TABLE
2
form13fInfoTable.xml
1 800 FLOWERS COM INC CL A
COM
68243Q106
5107
523846
SH
SOLE
523846
0
0
A H BELO CORP COM CL A
COM
001282102
276
50093
SH
SOLE
50093
0
0
AARON'S INC
COM
002535300
1867
48000
SH
SOLE
48000
0
0
ABM INDS INC COM
COM
000957100
1102
26550
SH
SOLE
11950
0
14600
ACCURAY INC COM
COM
004397105
157
32960
SH
SOLE
32960
0
0
ACME UTD CORP COM
COM
004816104
3638
127200
SH
SOLE
127200
0
0
AEROJET ROCKETDYNE HOLDINGS
COM
007800105
25062
1204900
SH
SOLE
1204900
0
0
AMERICAN AIRLINES GROUP INC
COM
02376R102
3019
60000
SH
SOLE
60000
0
0
AMERICAN EAGLE OUTFITTERS INCO
COM
02553E106
1017
84400
SH
SOLE
31150
0
53250
AMERICAN RAILCAR INDS INC COM
COM
02916P103
356
9292
SH
SOLE
9292
0
0
AMERICAN SOFTWARE INC CL A
COM
029683109
2067
200913
SH
SOLE
200913
0
0
AMPCO PITTSBURGH CORP
COM
032037103
7012
475356
SH
SOLE
475356
0
0
AMTECH SYS INC COM PAR $0.01N
COM
032332504
143
17000
SH
SOLE
17000
0
0
ANCHOR BANK CORP
COM
032838104
1237
49400
SH
SOLE
49400
0
0
ANGIES LIST INC COM
COM
034754101
1160
90679
SH
SOLE
90679
0
0
ANGIODYNAMICS INC COM
COM
03475V101
828
51066
SH
SOLE
30350
0
20716
ARMSTRONG FLOORING INC COM
COM
04238R106
3675
204500
SH
SOLE
196600
0
7900
ARTESIAN RES CORP COM CL A
COM
043113208
923
24526
SH
SOLE
24526
0
0
ASCENT CAPITAL GROUP INC
COM
043632108
3193
207884
SH
SOLE
207884
0
0
ASTEC INDS INC COM
COM
046224101
16875
304000
SH
SOLE
304000
0
0
ASTRONICS CORP COM
COM
046433108
411
13500
SH
SOLE
13500
0
0
ATLANTIC AMERN CORP COM
COM
048209100
75
20000
SH
SOLE
20000
0
0
ATLANTIC CAP BANCSHARES INC CO
COM
048269203
217
11400
SH
SOLE
5200
0
6200
ATLAS AIR WORLDWIDE HLDGS 2.25
CONVERTIBLE BOND
049164BH8
263
250000
PRN
SOLE
250000
0
0
ATN INTERNATIONAL INC
COM
00215F107
3477
50800
SH
SOLE
50800
0
0
AVID TECHNOLOGY INC
COM
05367P100
342
65000
SH
SOLE
65000
0
0
AZZ INC COM
COM
002474104
1116
20000
SH
SOLE
20000
0
0
BADGER METER INC COM
COM
056525108
1116
28000
SH
SOLE
28000
0
0
BANKUNITED INC COM
COM
06652K103
865
25670
SH
SOLE
13570
0
12100
BARNES GROUP INC COM
COM
067806109
249
4250
SH
SOLE
4250
0
0
BASSETT FURNITURE INDS
COM
070203104
6983
184000
SH
SOLE
184000
0
0
BDX 6 1/8 5/1/20
CONVERTIBLE PREF
075887208
246
4494
SH
SOLE
4494
0
0
BEASLEY BROADCAST GRP INC.
COM
074014101
7115
726000
SH
SOLE
726000
0
0
BENEFICIAL BANCORP INC
COM
08171T102
625
41698
SH
SOLE
22598
0
19100
BERKSHIRE HILLS BANCORP INC CO
COM
084680107
501
14246
SH
SOLE
14246
0
0
BERRY PLASTICS GROUP INC COM
COM
08579W103
5650
99111
SH
SOLE
99111
0
0
BIG 5 SPORTING GOODS CORP COM
COM
08915P101
994
76200
SH
SOLE
76200
0
0
BIGLARI HOLDINGS INC
COM
08986R101
5270
13183
SH
SOLE
13183
0
0
BIOLASE TECHNOLOGY INC COM
COM
090911108
331
341461
SH
SOLE
341461
0
0
BIOSCRIP INC
COM
09069N108
2520
928000
SH
SOLE
928000
0
0
BIOTELEMETRY INC COM
COM
090672106
4787
143100
SH
SOLE
143100
0
0
BON-TON STORES INC COM
COM
09776J101
77
176755
SH
SOLE
176755
0
0
BOSTON BEER INC CL A
COM
100557107
1123
8500
SH
SOLE
8500
0
0
BOTTOMLINE TECH DEL INC COM
COM
101388106
884
34400
SH
SOLE
16100
0
18300
BOYD GAMING CORP
COM
103304101
1781
71800
SH
SOLE
71800
0
0
BRINKS CO COM
COM
109696104
985
14700
SH
SOLE
5700
0
9000
BROADWIND ENERGY INC COM NEW
COM
11161T207
451
89440
SH
SOLE
89440
0
0
BROWN & BROWN INC COM
COM
115236101
701
16284
SH
SOLE
7050
0
9234
BUILDERS FIRSTSOURCE
COM
12008R107
492
32100
SH
SOLE
15600
0
16500
CABOT MICROELECTRONICS
COM
12709P103
1491
20200
SH
SOLE
7900
0
12300
CADIZ INC
COM
127537207
610
45174
SH
SOLE
45174
0
0
CALAVO GROWERS INC COM
COM
128246105
4143
60000
SH
SOLE
60000
0
0
CALIFORNIA WTR SVC GROUP COM
COM
130788102
913
24800
SH
SOLE
24800
0
0
CALLAWAY GOLF CO COM
COM
131193104
1232
96387
SH
SOLE
96387
0
0
CALLIDUS SOFTWARE INC COM
COM
13123E500
7671
317000
SH
SOLE
317000
0
0
CALLON PETE CO DEL COM
COM
13123X102
2598
244844
SH
SOLE
244844
0
0
CAMBIUM LEARNING GRP INC COM
COM
13201A107
51
10000
SH
SOLE
10000
0
0
CANTEL MEDICAL CORP COM
COM
138098108
5547
71200
SH
SOLE
71200
0
0
CANTERBURY PK HLDG CORP
COM
13811E101
4051
368100
SH
SOLE
368100
0
0
CARBONITE INC
COM
141337105
1737
79687
SH
SOLE
79687
0
0
CARDIOVASCULAR SYS INC DEL COM
COM
141619106
3581
111100
SH
SOLE
111100
0
0
CAREDX INC
COM
14167L103
11
10000
SH
SOLE
10000
0
0
CARPENTER TECHNOLOGY CORP COM
COM
144285103
434
11600
SH
SOLE
0
0
11600
CARRIAGE SERVICES, INC. 2.750
CONVERTIBLE BOND
143905AM9
259
200000
PRN
SOLE
200000
0
0
CARRIZO OIL & CO INC COM
COM
144577103
430
24700
SH
SOLE
16500
0
8200
CASELLA WASTE SYS INC CL A
COM
147448104
9909
603828
SH
SOLE
603828
0
0
CAVCO INDUSTRIES
COM
149568107
7260
56000
SH
SOLE
56000
0
0
CECO ENVIRONMENTAL CORP COM
COM
125141101
163
17720
SH
SOLE
17720
0
0
CEMPRA INC COM
COM
15130J109
313
68000
SH
SOLE
68000
0
0
CHART INDS INC
COM
16115Q308
2521
72580
SH
SOLE
72580
0
0
CHASE CORP
COM
16150R104
10151
95133
SH
SOLE
95133
0
0
CHEESECAKE FACTORY INC
COM
163072101
2465
49000
SH
SOLE
49000
0
0
CHENIERE ENERGY, INC. 4.250 0
CONVERTIBLE BOND
16411RAG4
211
300000
PRN
SOLE
300000
0
0
CHESAPEAKE UTILS CORP COM
COM
165303108
2492
33250
SH
SOLE
33250
0
0
CHURCHILL DOWNS INC COM
COM
171484108
8347
45540
SH
SOLE
45540
0
0
CINCINNATI BELL INC NEW COM NE
COM
171871502
5768
295023
SH
SOLE
295023
0
0
CIRCOR INTL INC COM
COM
17273K109
10783
181600
SH
SOLE
170200
0
11400
CITIZENS & NORTHN CORP COM
COM
172922106
423
18200
SH
SOLE
18200
0
0
COBIZ FINANCIAL INC COM
COM
190897108
2433
139839
SH
SOLE
124239
0
15600
COGENTIX MEDICAL INC
COM
19243A104
200
115000
SH
SOLE
115000
0
0
COHEN & STEERS INC COM
COM
19247A100
4419
109000
SH
SOLE
109000
0
0
COLUMBIA BKG SYS INC COM
COM
197236102
319
8001
SH
SOLE
2700
0
5301
COLUMBUS MCKINNON CORP N Y COM
COM
199333105
3220
126660
SH
SOLE
126660
0
0
COMMERCEHUB INC SER C
COM
20084V306
262
15000
SH
SOLE
15000
0
0
CONNECTICUT WTR SVC INC COM
COM
207797101
222
4000
SH
SOLE
4000
0
0
CONSOLIDATED COMM HLDGS INC CO
COM
209034107
855
39801
SH
SOLE
39801
0
0
CONSOLIDATED WATER CO LTD ORD
COM
G23773107
818
66000
SH
SOLE
66000
0
0
CONVERGYS CORP COM
COM
212485106
615
25850
SH
SOLE
14550
0
11300
CORE MOLDING TECH COM
COM
218683100
6483
300000
SH
SOLE
300000
0
0
COTT CORP COM
COM
22163N106
1588
110000
SH
SOLE
110000
0
0
CROWN HOLDINGS INC COM
COM
228368106
453
7600
SH
SOLE
7600
0
0
CSGS 4 1/4 3/15/36
CONVERTIBLE BOND
126349AF6
271
250000
PRN
SOLE
250000
0
0
CTS CORP
COM
126501105
7528
348500
SH
SOLE
348500
0
0
CUTERA INC COM
COM
232109108
8262
319000
SH
SOLE
319000
0
0
CYPRESS SEMICONDUCTOR CORP COM
COM
232806109
1813
132800
SH
SOLE
47400
0
85400
C&J ENERGY SVCS INC NEW COM
COM
12674R100
585
17066
SH
SOLE
17066
0
0
DAKTRONICS INC COM
COM
234264109
674
70000
SH
SOLE
70000
0
0
DANA HOLDING CORP COM
COM
235825205
2345
105000
SH
SOLE
105000
0
0
DARLING INTL INC COM
COM
237266101
412
26200
SH
SOLE
26200
0
0
DATAWATCH CORP COM NEW
COM
237917208
279
30000
SH
SOLE
30000
0
0
DAWSON GEOPHYSICAL CO NEW COM
COM
239360100
78
20000
SH
SOLE
20000
0
0
DELTA NAT GAS INC COM
COM
247748106
3199
105000
SH
SOLE
105000
0
0
DENNYS CORP COM
COM
24869P104
824
70000
SH
SOLE
70000
0
0
DESTINATION XL GROUP INC
COM
25065K104
71
30000
SH
SOLE
30000
0
0
DIEBOLD NIXDORF
COM
253651103
1068
38125
SH
SOLE
20225
0
17900
DIGI INTL INC COM
COM
253798102
861
84801
SH
SOLE
84801
0
0
DIME CMNTY BANCORP INC COM
COM
253922108
702
35800
SH
SOLE
35800
0
0
DOUGLAS DYNAMICS INC COM
COM
25960R105
352
10700
SH
SOLE
10700
0
0
DOVER DOWNS GAMING & ENTMT INC
COM
260095104
161
145000
SH
SOLE
145000
0
0
DTE 6 1/2 10/1/19
CONVERTIBLE PREF
233331883
208
3800
SH
SOLE
3800
0
0
DUCOMMUN INC DEL COM
COM
264147109
3968
125642
SH
SOLE
125642
0
0
DUN & BRADSTREET CORP
COM
26483E100
409
3779
SH
SOLE
1879
0
1900
DXP ENTERPRISES INC NEW COM NE
COM
233377407
421
12200
SH
SOLE
12200
0
0
DYCOM INDUSTRIES, INC. 0.750
CONVERTIBLE BOND
267475AB7
233
200000
PRN
SOLE
200000
0
0
EASTERN CO COM
COM
276317104
10616
353269
SH
SOLE
353269
0
0
EDGEWATER TECHNOLOGY INC COM
COM
280358102
4798
705520
SH
SOLE
705520
0
0
ELDORADO RESORTS INC COM
COM
28470R102
1560
78000
SH
SOLE
78000
0
0
ELECTRO SCIENTIFIC INDS INC CO
COM
285229100
1260
152939
SH
SOLE
116589
0
36350
ELECTROMED INC COM
COM
285409108
590
106654
SH
SOLE
106654
0
0
EMCOR GROUP INC COM
COM
29084Q100
1223
18700
SH
SOLE
7600
0
11100
ENERGY RECOVERY INC
COM
29270J100
564
68000
SH
SOLE
68000
0
0
ENTEGRIS INC COM
COM
29362U104
6548
298300
SH
SOLE
232500
0
65800
ENTERCOM COMMUNICATIONS CORPCL
COM
293639100
828
80000
SH
SOLE
80000
0
0
ENTRAVISION COMM CORP CL A
COM
29382R107
5404
818763
SH
SOLE
818763
0
0
EQUITY COMWLTH COM SH BEN INT
COM
294628102
284
9000
SH
SOLE
5100
0
3900
ETHAN ALLEN INTERIORS INC COM
COM
297602104
1854
57412
SH
SOLE
39912
0
17500
EVINE LIVE INC
COM
300487105
319
319200
SH
SOLE
319200
0
0
EXACTECH INC COM
COM
30064E109
7461
250373
SH
SOLE
250373
0
0
EXELIXIS INC COM
COM
30161Q104
4680
190000
SH
SOLE
190000
0
0
EXTREME NETWORKS INC COM
COM
30226D106
3594
389800
SH
SOLE
324800
0
65000
F N B CORP PA COM
COM
302520101
1070
75600
SH
SOLE
75600
0
0
FALCONSTOR SOFTWARE INC COM
COM
306137100
193
745000
SH
SOLE
745000
0
0
FARMER BROS CO
COM
307675108
6232
206013
SH
SOLE
206013
0
0
FARMERS NATL BANC CORP COM
COM
309627107
580
40000
SH
SOLE
40000
0
0
FARO TECHNOLOGIES INC COM
COM
311642102
782
20700
SH
SOLE
6700
0
14000
FEDERAL SIGNAL CORP COM
COM
313855108
12846
740000
SH
SOLE
740000
0
0
FERRO CORP
COM
315405100
22129
1209885
SH
SOLE
1198585
0
11300
FIDELITY SOUTHERN CORP
COM
316394105
275
12018
SH
SOLE
12018
0
0
FIRST INTERNET BANCORP COM
COM
320557101
898
32000
SH
SOLE
32000
0
0
FLOTEK INDS INC DEL COM
COM
343389102
276
30904
SH
SOLE
30904
0
0
FLUSHING FINL CORP COM
COM
343873105
16913
599970
SH
SOLE
599970
0
0
FORMFACTOR INC COM
COM
346375108
7006
565034
SH
SOLE
480898
0
84136
FOSTER L B CO COM
COM
350060109
1995
93000
SH
SOLE
93000
0
0
FREQUENCY ELECTRS INC COM
COM
358010106
191
20000
SH
SOLE
20000
0
0
FRP HLDGS INC COM
COM
30292L107
1158
25100
SH
SOLE
25100
0
0
FTI CONSULTING INC COM
COM
302941109
1212
34668
SH
SOLE
13750
0
20918
FULL HOUSE RESORTS INC COM
COM
359678109
1235
500000
SH
SOLE
500000
0
0
GAS NAT INC COM
COM
367204104
452
35000
SH
SOLE
35000
0
0
GENCOR INDS INC COM
COM
368678108
9062
559354
SH
SOLE
559354
0
0
GENESIS HEALTHCARE INC CL A CO
COM
37185X106
87
50000
SH
SOLE
50000
0
0
GENIUS BRANDS INTERN
COM
37229T301
48
14000
SH
SOLE
14000
0
0
GENTHERM INC COM
COM
37253A103
520
13400
SH
SOLE
13400
0
0
GIBRALTER INDUSTRIES INC
COM
374689107
5027
141000
SH
SOLE
141000
0
0
GLACIER BANCORP INC NEW COM
COM
37637Q105
930
25400
SH
SOLE
7900
0
17500
GLOBAL SOURCES LTD COM
COM
G39300101
9462
473080
SH
SOLE
473080
0
0
GOLDEN ENTERTAINMENT INC
COM
381013101
10496
506797
SH
SOLE
506797
0
0
GORMAN RUPP CO
COM
383082104
3133
123000
SH
SOLE
123000
0
0
GP STRATEGIES CORP COM
COM
36225V104
2674
101271
SH
SOLE
101271
0
0
GRAHAM CORP COM
COM
384556106
680
34600
SH
SOLE
34600
0
0
GRAY TELEVISION, INC
COM
389375106
3500
255500
SH
SOLE
255500
0
0
GRAY TELEVISION, INC CL A
COM
389375205
848
80042
SH
SOLE
80042
0
0
GREENBRIER COS INC
COM
393657101
1850
40000
SH
SOLE
40000
0
0
GRIFFIN INDUSTRIAL REALTY IN
COM
398231100
8138
256947
SH
SOLE
256947
0
0
GRIFFON CORP COM
COM
398433102
9278
422703
SH
SOLE
422703
0
0
GSE SYS INC COM
COM
36227K106
62
20000
SH
SOLE
20000
0
0
GUIDANCE SOFTWARE INC COM
COM
401692108
2380
360105
SH
SOLE
360105
0
0
GULFPORT ENERGY CORP COM NEW
COM
402635304
956
64800
SH
SOLE
24900
0
39900
GYRODYNE LLC COM
COM
403829104
259
12638
SH
SOLE
12638
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
3106
80000
SH
SOLE
80000
0
0
HALLMARK FINL SVCS INC ECCOM N
COM
40624Q203
2072
183860
SH
SOLE
183860
0
0
HANCOCK HOLDING CO
COM
410120109
735
15000
SH
SOLE
15000
0
0
HANDY & HARMAN HOLDINGS LTD
COM
410315105
564
17954
SH
SOLE
17954
0
0
HANESBRANDS INC COM
COM
410345102
569
24564
SH
SOLE
11064
0
13500
HAVERTY FURNITURE INC COM
COM
419596101
560
22300
SH
SOLE
10300
0
12000
HAWKINS INC COM
COM
420261109
5238
113000
SH
SOLE
113000
0
0
HAYNES INTERNATIONAL INC
COM
420877201
1089
30000
SH
SOLE
30000
0
0
HC2 HLDGS INC COM
COM
404139107
4175
710000
SH
SOLE
710000
0
0
HERC HLDGS INC COM
COM
42704L104
550
14000
SH
SOLE
14000
0
0
HERITAGE COMMERCE CORP COM
COM
426927109
426
30900
SH
SOLE
30900
0
0
HESKA CORPORATION COM NEW
COM
42805E306
1123
11000
SH
SOLE
11000
0
0
HEXCEL CORP NEW COM
COM
428291108
578
10952
SH
SOLE
4752
0
6200
HOMESTREET INC COM
COM
43785V102
830
30000
SH
SOLE
30000
0
0
HOPE BANCORP INC COM
COM
43940T109
1658
88896
SH
SOLE
88896
0
0
HUDSON TECHNOLOGIES INC COM
COM
444144109
910
107700
SH
SOLE
107700
0
0
HUTTIG BLDG PRODS INC COM
COM
448451104
6064
865000
SH
SOLE
865000
0
0
ICC HOLDINGS INC
COM
44931Q104
595
34400
SH
SOLE
34400
0
0
ICF INTL INC COM
COM
44925C103
1097
23300
SH
SOLE
23300
0
0
ICPT 3 1/4 7/1/23
CONVERTIBLE BOND
45845PAA6
195
200000
PRN
SOLE
200000
0
0
ICU MEDICAL INC
COM
44930G107
1331
7714
SH
SOLE
5622
0
2092
IMAX CORP COM
COM
45245E109
682
31000
SH
SOLE
31000
0
0
INFINERA CORPORATION COM
COM
45667G103
727
68100
SH
SOLE
29800
0
38300
INFUSYSTEM HLDGS INC COM
COM
45685K102
1050
600218
SH
SOLE
600218
0
0
INGLES MKTS INC CL A
COM
457030104
5594
168000
SH
SOLE
168000
0
0
INNOPHOS HOLDINGS INC COM
COM
45774N108
307
7000
SH
SOLE
7000
0
0
INNOVATIVE SOLUTIONS & SUPPOCO
COM
45769N105
541
123000
SH
SOLE
123000
0
0
INSIGNIA SYS INC COM
COM
45765Y105
322
314509
SH
SOLE
314509
0
0
INTEGER HOLDINGS CORP
COM
45826H109
995
23000
SH
SOLE
23000
0
0
INTERDIGITAL INC 1.5 3/1/20
CONVERTIBLE BOND
458660AD9
303
250000
PRN
SOLE
250000
0
0
INTERNAP NETWORK SVCS CORP COM
COM
45885A300
5142
1401000
SH
SOLE
1401000
0
0
INTEVAC INC COM
COM
461148108
2442
220030
SH
SOLE
220030
0
0
INTRICON CORP COM
COM
46121H109
1460
178617
SH
SOLE
178617
0
0
INVENTURE FOODS INC
COM
461212102
2005
465172
SH
SOLE
465172
0
0
INVESTORS BANCORP INC
COM
46146L101
1377
103046
SH
SOLE
44250
0
58796
INVITAE CORP COM
COM
46185L103
670
70041
SH
SOLE
70041
0
0
IPHI 1 1/8 12/1/20
CONVERTIBLE BOND
45772FAB3
225
200000
PRN
SOLE
200000
0
0
IRIDIUM COMMUNICATIONS INC COM
COM
46269C102
221
20000
SH
SOLE
20000
0
0
ITERIS INC
COM
46564T107
124
20000
SH
SOLE
20000
0
0
IXYS CORP DEL COM
COM
46600W106
1541
93700
SH
SOLE
93700
0
0
JA SOLAR HOLDINGS CO LTD SPON
COM
466090206
249
39200
SH
SOLE
39200
0
0
JAMBA INC COM NEW
COM
47023A309
400
51352
SH
SOLE
51352
0
0
JASON INDS INC COM
COM
471172106
26
20000
SH
SOLE
20000
0
0
JOHN BEAN TECHNOLOGIES CORP CO
COM
477839104
8590
87649
SH
SOLE
87649
0
0
JOHNSON OUTDOORS INC CL A
COM
479167108
482
10000
SH
SOLE
10000
0
0
K2M GROUP HLDGS INC COM
COM
48273J107
244
10000
SH
SOLE
10000
0
0
KAMAN CORP
COM
483548103
9839
197301
SH
SOLE
197301
0
0
KAR AUCTION SVCS INC COM
COM
48238T109
1552
36979
SH
SOLE
36979
0
0
KEY TECHNOLOGY INC COM
COM
493143101
1797
130707
SH
SOLE
130707
0
0
KIMBALL ELECTRONICS INC COM
COM
49428J109
2527
140000
SH
SOLE
140000
0
0
KIMBALL INTL INC CL B
COM
494274103
9814
588000
SH
SOLE
588000
0
0
KINDRED HEALTHCARE INC COM
COM
494580103
2151
184615
SH
SOLE
184615
0
0
KKR & CO. L.P
COM
48248M102
1690
90843
SH
SOLE
90843
0
0
KOPIN CORP COM
COM
500600101
686
185000
SH
SOLE
185000
0
0
LA Z BOY CHAIR CO
COM
505336107
1853
57000
SH
SOLE
57000
0
0
LAKELAND INDS INC.
COM
511795106
177
12211
SH
SOLE
12211
0
0
LANDAUER INC
COM
51476K103
418
8000
SH
SOLE
8000
0
0
LANDS END INC NEW COM
COM
51509F105
1028
69000
SH
SOLE
69000
0
0
LAWSON PRODS INC COM
COM
520776105
5908
266714
SH
SOLE
266714
0
0
LAYNE CHRISTENSEN CO COM
COM
521050104
1978
225000
SH
SOLE
225000
0
0
LEGACY TEX FINL GROUP INC COM
COM
52471Y106
2276
59700
SH
SOLE
19800
0
39900
LENDING TREE INC.
COM
52603B107
3168
18400
SH
SOLE
18400
0
0
LIFEWAY FOODS INC COM
COM
531914109
1558
166819
SH
SOLE
166819
0
0
LIMONEIRA CO COM
COM
532746104
3275
138575
SH
SOLE
138575
0
0
LINDSAY CORP
COM
535555106
1353
15164
SH
SOLE
15164
0
0
LITHIA MOTORS INC.
COM
536797103
2563
27200
SH
SOLE
27200
0
0
LSB INDS INC COM
COM
502160104
878
85000
SH
SOLE
85000
0
0
LYDALL INC COM
COM
550819106
5684
109949
SH
SOLE
109949
0
0
MACQUARIE INFRASTRUCTURE COMPA
COM
55608B105
1254
16000
SH
SOLE
16000
0
0
MARCUS CORP COM
COM
566330106
11023
365000
SH
SOLE
365000
0
0
MARINE PRODS CORP COM
COM
568427108
12682
812400
SH
SOLE
812400
0
0
MARINEMAX INC COM
COM
567908108
254
13000
SH
SOLE
13000
0
0
MARVELL TECHNOLOGY GRP LTD
COM
G5876H105
1033
62500
SH
SOLE
28300
0
34200
MATADOR RES CO COM
COM
576485205
836
39100
SH
SOLE
17500
0
21600
MATERIALISE NV SPONSORED ADS
COM
57667T100
119
10000
SH
SOLE
10000
0
0
MATERION CORPORATION
COM
576690101
6575
175800
SH
SOLE
175800
0
0
MATTHEWS INTL CORP CL A
COM
577128101
279
4560
SH
SOLE
4560
0
0
MCGRATH RENTCORP COM
COM
580589109
1666
48100
SH
SOLE
29100
0
19000
MDC PARTNERS INC-A
COM
552697104
1139
115000
SH
SOLE
115000
0
0
MDCO 2 3/4 7/15/23
CONVERTIBLE BOND
584688AG0
209
200000
PRN
SOLE
200000
0
0
MEDALLION FINANCIAL CORP
COM
583928106
394
165000
SH
SOLE
165000
0
0
MERCADOLIBRE, INC. 2.250 07/0
CONVERTIBLE BOND
58733RAB8
203
100000
PRN
SOLE
100000
0
0
MERCURY COMPUTER SYS INC COM
COM
589378108
1494
35500
SH
SOLE
35500
0
0
MERIDIAN BIOSCIENCE INC COM
COM
589584101
2441
155000
SH
SOLE
155000
0
0
MESA LABS INC COM
COM
59064R109
4916
34300
SH
SOLE
34300
0
0
METHODE ELECTRS INC CL A
COM
591520200
1187
28800
SH
SOLE
28800
0
0
MGE ENERGY INC
COM
55277P104
2317
36000
SH
SOLE
36000
0
0
MGP INGREDIENTS INC NEW COM
COM
55303J106
3679
71900
SH
SOLE
71900
0
0
MICRON TECHNOLOGY, INC. 3.000
CONVERTIBLE BOND
595112AY9
226
200000
PRN
SOLE
200000
0
0
MIDDLEBY CORP COM
COM
596278101
5395
44400
SH
SOLE
44400
0
0
MIDDLESEX WTR CO COM
COM
596680108
1185
29933
SH
SOLE
29933
0
0
MINERALS TECHNOLOGIES INC
COM
603158106
300
4100
SH
SOLE
4100
0
0
MITCHAM INDS INC COM
COM
606501104
39
10000
SH
SOLE
10000
0
0
MITEK SYS INC COM NEW
COM
606710200
567
67500
SH
SOLE
67500
0
0
MITEL NETWORKS CORP COM
COM
60671Q104
637
86600
SH
SOLE
39600
0
47000
MODINE MFG CO
COM
607828100
5405
326600
SH
SOLE
326600
0
0
MODUSLINK GLOBAL SOLUTIONS I
COM
60786L206
2804
1639800
SH
SOLE
1639800
0
0
MONEYGRAM INTERNATIONAL INC CO
COM
60935Y208
345
20000
SH
SOLE
20000
0
0
MOTORCAR PTS & ACCESSORS INCCO
COM
620071100
678
24000
SH
SOLE
24000
0
0
MOVADO GROUP INC COM
COM
624580106
1641
65000
SH
SOLE
65000
0
0
MSA SAFETY INC COM
COM
553498106
771
9500
SH
SOLE
9500
0
0
MTS SYS CORP COM
COM
553777103
285
5502
SH
SOLE
5502
0
0
MUELLER WATER PRODUCTS INC
COM
624758108
823
70500
SH
SOLE
70500
0
0
MVC CAP COM
COM
553829102
1324
134300
SH
SOLE
134300
0
0
MYERS INDS INC
COM
628464109
11002
612900
SH
SOLE
612900
0
0
MYR GROUP INC DEL COM
COM
55405W104
4271
137674
SH
SOLE
116374
0
21300
MYRIAD GENETICS INC COM
COM
62855J104
483
18700
SH
SOLE
10300
0
8400
NAPCO SEC SYS INC COM
COM
630402105
2388
254011
SH
SOLE
254011
0
0
NATHANS FAMOUS INC NEW COM
COM
632347100
13465
213736
SH
SOLE
213736
0
0
NAUTILUS INC
COM
63910B102
2030
106031
SH
SOLE
106031
0
0
NAVIGATOR HOLDINGS LTD SHS
COM
Y62132108
1245
150000
SH
SOLE
150000
0
0
NAVIGATORS GROUP INC COM
COM
638904102
275
5010
SH
SOLE
0
0
5010
NAVISTAR INTL CORP COM
COM
63934E108
525
20000
SH
SOLE
20000
0
0
NEOGEN CORP COM
COM
640491106
8483
122750
SH
SOLE
122750
0
0
NEOGENOMICS INC COM NEW
COM
64049M209
1769
197407
SH
SOLE
197407
0
0
NETSCOUT SYS INC COM
COM
64115T104
1649
47950
SH
SOLE
17000
0
30950
NII HLDGS INC COM PAR $0.001
COM
62913F508
177
220019
SH
SOLE
220019
0
0
NUTANIX INC CL A
COM
67059N108
365
18100
SH
SOLE
18100
0
0
NUTRACEUTICAL INTL CORP COM
COM
67060Y101
7247
174000
SH
SOLE
174000
0
0
NUVA 2 1/4 12/31/21
CONVERTIBLE BOND
670704AG0
208
150000
PRN
SOLE
150000
0
0
OAKTREE CAP GROUP LLC UNIT CL
UNITS
674001201
660
14161
SH
SOLE
6061
0
8100
OCEANFIRST FINL CORP COM
COM
675234108
666
24550
SH
SOLE
24550
0
0
OFG BANCORP
COM
67103X102
202
20150
SH
SOLE
20150
0
0
OIL DRI CORP AMER COM
COM
677864100
5390
128300
SH
SOLE
128300
0
0
OMEGA PROTEIN CORP COM
COM
68210P107
782
43700
SH
SOLE
43700
0
0
OMNICELL INC COM
COM
68213N109
2701
62677
SH
SOLE
50162
0
12515
OMNOVA SOLUTIONS INC COM
COM
682129101
2535
260000
SH
SOLE
260000
0
0
ON SEMICONDUCTOR CORP COM
COM
682189105
810
57720
SH
SOLE
20600
0
37120
OPKO HEALTH INC COM
COM
68375N103
1579
240000
SH
SOLE
240000
0
0
ORBCOMM INC COM
COM
68555P100
5891
521335
SH
SOLE
521335
0
0
ORITANI FINL CORP DEL COM
COM
68633D103
984
57692
SH
SOLE
47000
0
10692
ORTHOFIX INTL N V ORD
COM
N6748L102
2101
45200
SH
SOLE
45200
0
0
PANDORA MEDIA INC COM
COM
698354107
225
25181
SH
SOLE
11981
0
13200
PARAMOUNT GROUP INC COM
COM
69924R108
208
13000
SH
SOLE
5700
0
7300
PARK ELECTROCHEMICAL CORP COM
COM
700416209
2454
133228
SH
SOLE
133228
0
0
PARK OHIO HLDGS CORP COM
COM
700666100
6530
171400
SH
SOLE
171400
0
0
PARKWAY INC
COM
70156Q107
268
11700
SH
SOLE
4300
0
7400
PARSLEY ENERGY INC CL A
COM
701877102
630
22715
SH
SOLE
11615
0
11100
PATRIOT TRAMSPORTATION HOLDING
COM
70338W105
268
15000
SH
SOLE
15000
0
0
PATTERSON COMPANIES INC
COM
703395103
1407
29973
SH
SOLE
13160
0
16813
PATTERSON-UTI ENERGY INC COM
COM
703481101
1726
85473
SH
SOLE
43227
0
42246
PCSB FINANCIAL CORPORATION COM
COM
69324R104
247
14500
SH
SOLE
14500
0
0
PFSWEB INC COM NEW
COM
717098206
2535
306862
SH
SOLE
306862
0
0
PIER 1 IMPORTS INC SHS BEN INT
COM
720279108
135
26000
SH
SOLE
26000
0
0
PLANTRONICS
COM
727493108
952
18200
SH
SOLE
6500
0
11700
POWELL INDS INC COM
COM
739128106
643
20103
SH
SOLE
20103
0
0
PREFORMED LINE PRODS CO COM
COM
740444104
269
5788
SH
SOLE
5788
0
0
PRG-SCHULTZ INTERNATIONAL INCO
COM
69357C503
1029
158259
SH
SOLE
158259
0
0
PRIMO WTR CORP COM
COM
74165N105
165
13000
SH
SOLE
13000
0
0
PROGRESS SOFTWARE CORP COM
COM
743312100
1271
41158
SH
SOLE
16100
0
25058
PROOFPOINT, INC. 0.750 06/15/
CONVERTIBLE BOND
743424AD5
249
200000
PRN
SOLE
200000
0
0
PTC INC COM
COM
69370C100
510
9246
SH
SOLE
2000
0
7246
PZENA INVESTMENT MGMT INC CLAS
COM
74731Q103
1605
158000
SH
SOLE
158000
0
0
QUIDEL CORP COM
COM
74838J101
3991
147061
SH
SOLE
147061
0
0
QUIDEL CORP. 3.250 02/15/20
CONVERTIBLE BOND
74838JAA9
222
200000
PRN
SOLE
200000
0
0
QUMU CORP COM
COM
749063103
556
190389
SH
SOLE
190389
0
0
RAVEN INDS INC COM
COM
754212108
835
25080
SH
SOLE
25080
0
0
READING INTERNATIONAL INC CL B
COM
755408200
1392
71404
SH
SOLE
71404
0
0
READING INTL INC CL A
COM
755408101
6100
378172
SH
SOLE
378172
0
0
RENASANT CORP COM
COM
75970E107
1617
36971
SH
SOLE
36971
0
0
RGC RES INC COM
COM
74955L103
1866
65850
SH
SOLE
65850
0
0
RH COM
COM
74967X103
606
9400
SH
SOLE
4400
0
5000
RLJ ENTMT INC COM NEW
COM
74965F203
1160
350349
SH
SOLE
350349
0
0
RPC INC. COMMON
COM
749660106
1768
87500
SH
SOLE
87500
0
0
RTI BIOLOGICS INC COM
COM
74975N105
386
66000
SH
SOLE
66000
0
0
RUBICON PROJ INC COM
COM
78112V102
121
23500
SH
SOLE
23500
0
0
RUSH ENTERPRISES INC CL A
COM
781846209
2041
54905
SH
SOLE
47405
0
7500
RUSH ENTERPRISES INC CL B
COM
781846308
3787
104005
SH
SOLE
104005
0
0
RYMAN HOSPITALITY PPTYS INC CO
COM
78377T107
640
10000
SH
SOLE
10000
0
0
SAFEGUARD SCIENTIFICS INC COM
COM
786449207
804
67524
SH
SOLE
67524
0
0
SALEM COMMUNICATIONS CORP DECL
COM
794093104
4402
620008
SH
SOLE
620008
0
0
SANFILIPPO JOHN B & SON INC CO
COM
800422107
1422
22531
SH
SOLE
22531
0
0
SANOFI-AVENTIS-CVR
WARRANT AND RIGH
80105N113
152
400000
SH
SOLE
400000
0
0
SCHMITT INDS INC ORE COM NEW
COM
806870200
141
82000
SH
SOLE
82000
0
0
SCHULMAN A INC COM
COM
808194104
2192
68500
SH
SOLE
51100
0
17400
SCIENTIFIC GAMES CORP CL A
COM
80874P109
4019
154000
SH
SOLE
154000
0
0
SCRIPPS E W CO OHIO CL A
COM
811054402
16137
906048
SH
SOLE
906048
0
0
SEQUENTIAL BRNDS GROUP INC NEW
COM
81734P107
40
10000
SH
SOLE
10000
0
0
SEVCON INC
COM
81783K108
6948
518508
SH
SOLE
518508
0
0
SHENANDOAH TELECOMMUNICATIONCD
COM
82312B106
14736
480000
SH
SOLE
480000
0
0
SHILOH INDS INC COM
COM
824543102
857
73000
SH
SOLE
73000
0
0
SILVERCREST ASSET MGMT GROUPCL
COM
828359109
1143
85000
SH
SOLE
85000
0
0
SINCLAIR BROADCAST GROUP INCCL
COM
829226109
1086
33000
SH
SOLE
33000
0
0
SJW GROUP
COM
784305104
4864
98904
SH
SOLE
98904
0
0
SKYLINE CORP
COM
830830105
301
50000
SH
SOLE
50000
0
0
SNYDERS LANCE INC COM
COM
833551104
8433
243600
SH
SOLE
243600
0
0
SONIC AUTOMOTIVE INC CL A
COM
83545G102
1293
66500
SH
SOLE
66500
0
0
SOUTH ST CORP COM
COM
840441109
257
2995
SH
SOLE
2995
0
0
SOUTHWEST BANCORP INC OKLA COM
COM
844767103
728
28494
SH
SOLE
24494
0
4000
SPWR 4 1/15/23
CONVERTIBLE BOND
867652AL3
262
300000
PRN
SOLE
300000
0
0
STANDARD MTR PRODS INC CLASS A
COM
853666105
6381
122200
SH
SOLE
122200
0
0
STANDEX INTL CORP
COM
854231107
2540
28000
SH
SOLE
28000
0
0
STANLEY FURNITURE INC COM NEW
COM
854305208
29
25000
SH
SOLE
25000
0
0
STARRETT L S CO CL A
COM
855668109
2997
348498
SH
SOLE
348498
0
0
STATE BK FINL CORP COM
COM
856190103
1212
44700
SH
SOLE
34300
0
10400
STEEL PARTNERS HLDGS L P
COM
85814R107
11589
623046
SH
SOLE
623046
0
0
STERIS PLC SHARES
COM
G84720104
285
3500
SH
SOLE
3500
0
0
STERLING BANCORP/DE
COM
85917A100
3334
143409
SH
SOLE
143409
0
0
STIFEL FINL CORP COM
COM
860630102
806
17532
SH
SOLE
5500
0
12032
STONERIDGE INC
COM
86183P102
4528
293824
SH
SOLE
293824
0
0
STRATASYS LTD SHS
COM
M85548101
967
41500
SH
SOLE
24500
0
17000
STRATTEC SECURITY CORP.
COM
863111100
6291
177700
SH
SOLE
177700
0
0
SUNOPTA INC COM
COM
8676EP108
3179
311664
SH
SOLE
311664
0
0
SUPERIOR INDS INTL INC
COM
868168105
9864
480000
SH
SOLE
480000
0
0
SURMODICS INC COM
COM
868873100
7792
276792
SH
SOLE
276792
0
0
SVB FINL GROUP COM
COM
78486Q101
307
1745
SH
SOLE
148
0
1597
SWK 5 3/8 5/15/20
CONVERTIBLE PREF
854502887
220
2007
SH
SOLE
2007
0
0
SYNERON MEDICAL LTD ORD SHS
COM
M87245102
1424
130049
SH
SOLE
130049
0
0
TEAM INC COM
COM
878155100
4099
174800
SH
SOLE
174800
0
0
TEJON RANCH CO DEL COM
COM
879080109
2766
134000
SH
SOLE
134000
0
0
TENNANT CO
COM
880345103
3638
49300
SH
SOLE
49300
0
0
TENNECO INC
COM
880349105
2140
37000
SH
SOLE
37000
0
0
TESCO CORP COM
COM
88157K101
258
57900
SH
SOLE
57900
0
0
TETRAPHASE PHARMACEUTICALS ICO
COM
88165N105
214
30000
SH
SOLE
30000
0
0
THESTREET INC
COM
88368Q103
58
70000
SH
SOLE
70000
0
0
TIMKENSTEEL CORP COM
COM
887399103
2026
131799
SH
SOLE
131799
0
0
TITAN INTL INC ILL COM
COM
88830M102
420
35000
SH
SOLE
35000
0
0
TITAN MACHY INC COM
COM
88830R101
2216
123233
SH
SOLE
123233
0
0
TOWER INTL INC COM
COM
891826109
750
33425
SH
SOLE
33425
0
0
TOWNSQUARE MEDIA INC CL A
COM
892231101
963
94000
SH
SOLE
94000
0
0
TRANSACT TECHNOLOGIES INC COM
COM
892918103
1126
133200
SH
SOLE
133200
0
0
TREDEGAR INDS INC
COM
894650100
7741
507600
SH
SOLE
507600
0
0
TRINITY BIOTECH PLC SPON ADR N
COM
896438306
1390
231730
SH
SOLE
231730
0
0
TRISTATE CAP HLDGS INC COM
COM
89678F100
252
10000
SH
SOLE
10000
0
0
TRONC INC COM
COM
89703P107
338
26257
SH
SOLE
26257
0
0
TRUSTCO BK CORP N Y COM
COM
898349105
504
65000
SH
SOLE
65000
0
0
TUESDAY MORNING CORP COM NEW
COM
899035505
27
14000
SH
SOLE
14000
0
0
TWIN DISC INC COM
COM
901476101
5424
336069
SH
SOLE
336069
0
0
TYLER TECHNOLOGIES INC COM
COM
902252105
597
3400
SH
SOLE
3400
0
0
ULTRA CLEAN HLDGS INC COM
COM
90385V107
2944
157000
SH
SOLE
157000
0
0
ULTRALIFE BATTERIES INC COM
COM
903899102
180
25000
SH
SOLE
25000
0
0
UMPQUA HLDGS CORP COM
COM
904214103
383
20886
SH
SOLE
14250
0
6636
UNITED FINANCIAL BANCORP INC
COM
910304104
2801
167800
SH
SOLE
149600
0
18200
UNITED GUARDIAN INC COM
COM
910571108
1204
77900
SH
SOLE
77900
0
0
UNIVERSAL TECHNICAL INST INCCO
COM
913915104
268
75000
SH
SOLE
75000
0
0
UTAH MED PRODS INC COM
COM
917488108
362
5000
SH
SOLE
5000
0
0
VALUE LINE INC
COM
920437100
606
33089
SH
SOLE
33089
0
0
VEECO INSTRS INC DEL COM
COM
922417100
640
22986
SH
SOLE
22986
0
0
VERA BRADLEY INC COM
COM
92335C106
102
10400
SH
SOLE
10400
0
0
VERSUM MATLS INC COM
COM
92532W103
761
23401
SH
SOLE
11425
0
11976
VIAD CORP COM NEW
COM
92552R406
1762
37282
SH
SOLE
37282
0
0
VICOR CORP COM
COM
925815102
1035
57800
SH
SOLE
57800
0
0
VIDEOCON D2H LTD ADR
COM
92657J101
406
41675
SH
SOLE
41675
0
0
VILLAGE SUPER MKT INC CL A NEW
COM
927107409
1104
42581
SH
SOLE
42581
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
202
12145
SH
SOLE
5250
0
6895
VSI 2 1/4 12/01/20
CONVERTIBLE BOND
92849EAB7
198
250000
PRN
SOLE
250000
0
0
WABASH NATL CORP COM
COM
929566107
1539
70000
SH
SOLE
70000
0
0
WASHINGTON FED INC
COM
938824109
911
27450
SH
SOLE
8900
0
18550
WASHINGTON TR BANCORP COM
COM
940610108
3094
60020
SH
SOLE
49900
0
10120
WATERSTONE FINL INC MD COM
COM
94188P101
1849
98100
SH
SOLE
88000
0
10100
WESTERN NEW ENGLAND BANCORP
COM
958892101
884
87100
SH
SOLE
87100
0
0
WILLAMETTE VY VINEYARD INC COM
COM
969136100
186
23000
SH
SOLE
23000
0
0
WINDSTREAM HLDGS INC COM NEW
COM
97382A200
1998
515000
SH
SOLE
515000
0
0
WINNEBAGO INDS INC COM
COM
974637100
2135
61000
SH
SOLE
61000
0
0
WOODWARD INC
COM
980745103
368
5450
SH
SOLE
3400
0
2050
WORLD WRESTLING ENTERTAINMENT
COM
98156Q108
693
34000
SH
SOLE
34000
0
0
XENITH BANKSHARES INC NEW
COM
984102202
544
17512
SH
SOLE
17512
0
0
XO GROUP INC COM
COM
983772104
1321
74991
SH
SOLE
74991
0
0
YORK WTR CO COM
COM
987184108
1535
44037
SH
SOLE
44037
0
0
ZAGG INC COM
COM
98884U108
766
88600
SH
SOLE
88600
0
0