EX-99.(H)(4)(XXII) 8 d660393dex99h4xxii.htm TWENTY-FIRST AMENDMENT TO TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENT Twenty-First Amendment to Transfer Agency Interactive Client Services Agreement

Amendment No. 21 to Transfer Agency Interactive Client Services Agreement

This Amendment No. 21, dated as of August 16, 2018 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

WHEREAS, the Fund and ALPS entered into a Transfer Agency Interactive Client Services Agreement, dated as of December 8, 2008, as amended and as in effect prior to giving effect to this Amendment (the “Agreement”); and

WHEREAS, the Fund and ALPS wish to amend the provisions of the Agreement to reflect the addition of a new Portfolio and three classes of such new Portfolio under Appendix A of the Agreement.

NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:

1.      Upon the Effective Date, the parties hereto agree to delete the current APPENDIX A – LIST OF PORTFOLIOS of the Agreement in its entirety and replace it with a new APPENDIX A – LIST OF PORTFOLIOS attached hereto and incorporated by reference herein.

2.      Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not defined in this Amendment shall have the meanings ascribed to them in the Agreement.

IN WITNESS WHEREOF, the parties have executed this Amendment as of the Effective Date.

 

AQR FUNDS

 

      

ALPS FUND SERVICES, INC.

By: /s/ Nicole DonVito                                       By: /s/ Jeremy O. May                            

Name: Nicole DonVito

      

Name: Jeremy O. May

Title: Chief Legal Officer & Vice President

      

Title: President

APPENDIX A

LIST OF PORTFOLIOS

 

PORTFOLIO    CLASSES OFFERED

AQR Large Cap Momentum Style Fund

   

Class I

Class N

Class R6

AQR Small Cap Momentum Style Fund

   

Class I

Class N

Class R6

AQR International Momentum Style Fund

   

Class I

Class N

Class R6

AQR Global Equity Fund

   

Class N

Class I

Class Y

Class R6

AQR International Equity Fund

   

Class N

Class I

Class Y

Class R6

AQR International Small Cap Fund

   

Class N

Class I

Class Y

AQR Emerging Markets Fund

   

Class N

Class I

Class Y

AQR Equity Plus Fund

   

Class N

Class I

AQR Small Cap Core Fund

   

Class N

Class I

AQR Small Cap Growth Fund

   

Class N

Class I

AQR Diversified Arbitrage Fund

   

Class N

Class I

Class R6

AQR Managed Futures Strategy Fund

   

Class N

Class I

Class R6

AQR Risk Parity Fund

   

Class N

Class I

Class R6

AQR Multi-Strategy Alternative Fund

   

Class N

Class I

Class R6

AQR TM Large Cap Momentum Style Fund

   

Class I

Class N

Class R6

AQR TM Small Cap Momentum Style Fund

   

Class I

Class N

Class R6

AQR TM International Momentum Style Fund

   

Class I

Class N

Class R6

AQR Large Cap Defensive Style Fund

   

Class N

Class I

Class R6

AQR International Defensive Style Fund

   

Class N

Class I

Class R6

AQR Emerging Defensive Style Fund

   

Class N

Class I

Class R6

AQR Risk-Balanced Commodities Strategy Fund

   

Class N

Class I

Class R6

AQR Risk-Balanced Commodities Strategy LV Fund

   

Class N

Class I

AQR Risk Parity II MV Fund

   

Class N

Class I

Class Y

Class R6

AQR Risk Parity II HV Fund

   

Class N

Class I

Class Y

Class R6

AQR Large Cap Multi-Style Fund

   

Class N

Class I

Class R6

AQR Small Cap Multi-Style Fund

   

Class N

Class I

Class R6

AQR International Multi-Style Fund

   

Class N

Class I

Class R6

AQR Long-Short Equity Fund

   

Class N

Class I

Class R6

AQR Managed Futures Strategy HV Fund

   

Class N

Class I

Class R6

AQR Style Premia Alternative Fund

   

Class N

Class I

Class R6

AQR Global Macro Fund

   

Class N

Class I

Class R6

AQR Emerging Multi-Style Fund

   

Class I

Class N

Class R6

AQR Emerging Momentum Style Fund

   

Class I

Class N

Class R6

AQR Equity Market Neutral Fund

   

Class I

Class N

Class R6

AQR Style Premia Alternative LV Fund

   

Class I

Class N

Class R6

AQR TM Large Cap Multi-Style Fund

   

Class I

Class N

Class R6

AQR TM Small Cap Multi-Style Fund

   

Class I

Class N

Class R6

AQR TM International Multi-Style Fund

   

Class I

Class N

Class R6

AQR TM Emerging Multi-Style Fund

   

Class I

Class N

Class R6

AQR Style Premia Alternative II Fund

   

Class I

Class N

Class R6

AQR Large Cap Relaxed Constraint Equity Fund

   

Class N

Class I

Class R6

AQR Small Cap Relaxed Constraint Equity Fund

   

Class N

Class I

Class R6

AQR International Relaxed Constraint Equity Fund

   

Class N

Class I

Class R6

AQR Emerging Relaxed Constraint Equity Fund

   

Class N

Class I

Class R6

AQR Alternative Risk Premia Fund

   

Class I

Class N

Class R6

AQR Core Plus Bond Fund

   

Class I

Class N

Class R6

AQR High Yield Bond Fund

   

Class I

Class N

Class R6

AQR Volatility Risk Premium Fund

   

Class I

Class N

Class R6