EX-99.(H)(4)(VIII) 9 d396897dex99h4viii.htm SEVENTH AMENDMENT TO TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENT Seventh Amendment to Transfer Agency Interactive Client Services Agreement

Exhibit (h)(4)(viii)

Amendment No. 7 to Transfer Agency Interactive Client Services Agreement

This Amendment No. 7, dated as of August 16, 2012 (“Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (the “ALPS”).

WHEREAS, the Fund and ALPS entered into a Transfer Agency Interactive Client Services Agreement, dated as of December 8, 2008, as amended and as in effect prior to giving effect to this Amendment (the “Agreement”); and

WHEREAS, the Fund and ALPS wish to amend the provisions of the Agreement.

NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:

1.        Upon the Effective Date, the parties hereto agree to delete the current APPENDIX A – LIST OF PORTFOLIOS of the Agreement in its entirety and replace it with a new APPENDIX A – LIST OF PORTFOLIOS attached hereto and incorporated by reference herein.

2.        Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not defined in this Amendment shall have the meanings ascribed to them in the Agreement.

IN WITNESS WHEREOF, the parties have executed this Amendment as of the day and year first above written.

 

AQR FUNDS

    

ALPS FUND SERVICES, INC.

By:

  

/s/ Nicole DonVito

    

By:

  

/s/ Jeremy O. May

Name: Nicole DonVito

    

Name: Jeremy O. May

Title: Vice President

    

Title:   President

APPENDIX A

LIST OF PORTFOLIOS

 

FUND   CLASSES OFFERED

AQR Momentum Fund

   Class L

AQR Small Cap Momentum Fund

   Class L

AQR International Momentum Fund

   Class L

AQR Global Equity Fund

  

Class N

Class I

Class Y

AQR International Equity Fund

  

Class N

Class I

Class Y

AQR International Small Cap Fund

  

Class N

Class I

Class Y

AQR Emerging Markets Fund

  

Class N

Class I

Class Y

AQR Equity Plus Fund

  

Class N

Class I

AQR Small Cap Core Fund

  

Class N

Class I

AQR Small Cap Growth Fund

  

Class N

Class I

AQR Diversified Arbitrage Fund

  

Class N

Class I

AQR Managed Futures Strategy Fund

  

Class N

Class I

AQR Risk Parity Fund

  

Class N

Class I

AQR Multi-Strategy Alternative Fund

   Class N

AQR Tax-Managed Momentum Fund

  

Class I

Class L

AQR Tax-Managed Small Cap Momentum Fund

   Class L

AQR Tax-Managed International Momentum Fund

   Class L

AQR U.S. Defensive Equity Fund

  

Class N

Class I

AQR International Defensive Equity Fund

  

Class N

Class I

AQR Emerging Defensive Equity Fund

  

Class N

Class I

AQR Risk-Balanced Commodities Strategy Fund

  

Class N

Class I

AQR Risk-Balanced Commodities Strategy LV Fund

  

Class N

Class I

AQR Risk Parity II MV Fund

  

Class N

Class I

Class Y

AQR Risk Parity II HV Fund

  

Class N

Class I

Class Y