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Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940 [amend]
SEC Accession No. 0001193125-11-261008
Filing Date
2011-09-30
Accepted
2011-09-30 12:27:18
Documents
2
Filing Date Changed
2011-09-30

Document Format Files

Seq Description Document Type Size
1 40-APP d238057d40appa.htm 40-APP/A 150948
4 GRAPHIC g238057g28s92.jpg GRAPHIC 4211
  Complete submission text file 0001193125-11-261008.txt   159522
Mailing Address P.O. BOX 328 DENVER CO 80201-0328
Business Address P.O. BOX 328 DENVER CO 80201-0328 3036232577
ALPS DISTRIBUTORS INC (Filer) CIK: 0001141051 (see all company filings)

IRS No.: 000000000 | State of Incorp.: CO | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-13833-03 | Film No.: 111116283

Mailing Address TWO GREENWICH PLAZA 3RD FLOOR GREENWICH CT 06830
Business Address TWO GREENWICH PLAZA 3RD FLOOR GREENWICH CT 06830 203-742-3600
CNH PARTNERS LLC (Filer) CIK: 0001167456 (see all company filings)

IRS No.: 134172062 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-13833-01 | Film No.: 111116284

Mailing Address TWO GREENWICH PLAZA 3RD FLOOR GREENWICH CT 06830
Business Address TWO GREENWICH PLAZA 3RD FLOOR GREENWICH CT 06830 203-742-3600
AQR CAPITAL MANAGEMENT LLC (Filer) CIK: 0001167557 (see all company filings)

IRS No.: 133987414 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-13833-02 | Film No.: 111116285

Mailing Address TWO GREENWICH PLAZA 3RD FLOOR GREENWICH CT 06830
Business Address TWO GREENWICH PLAZA 3RD FLOOR GREENWICH CT 06830 203-742-3600
AQR Funds (Filer) CIK: 0001444822 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-13833 | Film No.: 111116282