0001771515-22-000144.txt : 20221031
0001771515-22-000144.hdr.sgml : 20221031
20221031195828
ACCESSION NUMBER: 0001771515-22-000144
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221028
FILED AS OF DATE: 20221031
DATE AS OF CHANGE: 20221031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bracher Charles
CENTRAL INDEX KEY: 0001444802
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38950
FILM NUMBER: 221348047
MAIL ADDRESS:
STREET 1: C/O GROCERY OUTLET HOLDING CORP.
STREET 2: 5650 HOLLIS STREET
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Grocery Outlet Holding Corp.
CENTRAL INDEX KEY: 0001771515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 471874201
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5650 HOLLIS STREET
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 845-1999
MAIL ADDRESS:
STREET 1: 5650 HOLLIS STREET
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
wf-form4_166726068943424.xml
FORM 4
X0306
4
2022-10-28
0
0001771515
Grocery Outlet Holding Corp.
GO
0001444802
Bracher Charles
C/O GROCERY OUTLET HOLDING CORP.,
5650 HOLLIS STREET
EMERYVILLE
CA
94608
0
1
0
0
Chief Financial Officer
Common Stock
2022-10-28
4
M
0
3125
3.81
A
80359
D
Common Stock
2022-10-28
4
M
0
3125
7.13
A
83484
D
Common Stock
2022-10-28
4
S
0
6250
35.29
D
77234
D
Common Stock
1410
I
By spouse
Common Stock
400
I
By child
Common Stock
400
I
By child
Common Stock
400
I
By child
Stock Options (Right to Buy)
3.81
2022-10-28
4
M
0
3125
0
D
2024-11-25
Common Stock
3125.0
53365
D
Stock Options (Right to Buy)
7.13
2022-10-28
4
M
0
3125
0
D
2024-11-25
Common Stock
3125.0
78247
D
This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.45, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Reflects shares directly held by a trust for the benefit of the reporting person's eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
Reflects shares directly held by a trust for the benefit of the reporting person's second eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
Reflects shares directly held by a trust for the benefit of the reporting person's youngest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
These stock options are vested and exercisable.
These stock options are vested and exercisable.
/s/ Lauri Fischer, Lauri Fischer, attorney-in-fact
2022-10-31